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Daily Papers

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Last update: 2024-10-25

Time Series

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Title	Date	Abstract	Comment
Real time anomalies detection on video	2024-10-23	Show Nowadays, many places use security cameras. Unfortunately, when an incident occurs, these technologies are used to show past events. So it can be considered as a deterrence tool than a detection tool. In this article, we will propose a deep learning approach trying to solve this problematic. This approach uses convolutional models (CNN) to extract relevant characteristics linked to the video images, theses characteristics will form times series to be analyzed by LSTM / GRU models.
CondTSF: One-line Plugin of Dataset Condensation for Time Series Forecasting	2024-10-23	Show Dataset condensation is a newborn technique that generates a small dataset that can be used in training deep neural networks to lower training costs. The objective of dataset condensation is to ensure that the model trained with the synthetic dataset can perform comparably to the model trained with full datasets. However, existing methods predominantly concentrate on classification tasks, posing challenges in their adaptation to time series forecasting (TS-forecasting). This challenge arises from disparities in the evaluation of synthetic data. In classification, the synthetic data is considered well-distilled if the model trained with the full dataset and the model trained with the synthetic dataset yield identical labels for the same input, regardless of variations in output logits distribution. Conversely, in TS-forecasting, the effectiveness of synthetic data distillation is determined by the distance between predictions of the two models. The synthetic data is deemed well-distilled only when all data points within the predictions are similar. Consequently, TS-forecasting has a more rigorous evaluation methodology compared to classification. To mitigate this gap, we theoretically analyze the optimization objective of dataset condensation for TS-forecasting and propose a new one-line plugin of dataset condensation designated as Dataset Condensation for Time Series Forecasting (CondTSF) based on our analysis. Plugging CondTSF into previous dataset condensation methods facilitates a reduction in the distance between the predictions of the model trained with the full dataset and the model trained with the synthetic dataset, thereby enhancing performance. We conduct extensive experiments on eight commonly used time series datasets. CondTSF consistently improves the performance of all previous dataset condensation methods across all datasets, particularly at low condensing ratios.	Accep... Accepted by NeurIPS 2024, the project can be found at https://github.com/RafaDD/CondTSF
Zeitenwenden: Detecting changes in the German political discourse	2024-10-23	Show From a monarchy to a democracy, to a dictatorship and back to a democracy -- the German political landscape has been constantly changing ever since the first German national state was formed in 1871. After World War II, the Federal Republic of Germany was formed in 1949. Since then every plenary session of the German Bundestag was logged and even has been digitized over the course of the last few years. We analyze these texts using a time series variant of the topic model LDA to investigate which events had a lasting effect on the political discourse and how the political topics changed over time. This allows us to detect changes in word frequency (and thus key discussion points) in political discourse.	7 pages, 6 figures
Toward path-invariant embeddings for local distance source characterization	2024-10-23	Show This work builds on recent advances in foundation models in the language and image domains to explore similar approaches for seismic source characterization. We rely on an architecture called Barlow Twins, borrowed from an understanding of the human visual cortical system and originally envisioned for the image domain and adapt it for learning path invariance in seismic event time series. Our model improves the performance on event characterization tasks such as source discrimination across catalogs by 10-12% and provides more reliable predictive uncertainty estimates. We suggest that dataset scale and diversity more than architecture may determine aspects of the current ceiling on performance. We leverage decision trees, linear models, and visualization to understanding the dependencies in learned representations.
Addressing Asynchronicity in Clinical Multimodal Fusion via Individualized Chest X-ray Generation	2024-10-23	Show Integrating multi-modal clinical data, such as electronic health records (EHR) and chest X-ray images (CXR), is particularly beneficial for clinical prediction tasks. However, in a temporal setting, multi-modal data are often inherently asynchronous. EHR can be continuously collected but CXR is generally taken with a much longer interval due to its high cost and radiation dose. When clinical prediction is needed, the last available CXR image might have been outdated, leading to suboptimal predictions. To address this challenge, we propose DDL-CXR, a method that dynamically generates an up-to-date latent representation of the individualized CXR images. Our approach leverages latent diffusion models for patient-specific generation strategically conditioned on a previous CXR image and EHR time series, providing information regarding anatomical structures and disease progressions, respectively. In this way, the interaction across modalities could be better captured by the latent CXR generation process, ultimately improving the prediction performance. Experiments using MIMIC datasets show that the proposed model could effectively address asynchronicity in multimodal fusion and consistently outperform existing methods.	Accep... Accepted by NeurIPS-24
Anomaly Prediction: A Novel Approach with Explicit Delay and Horizon	2024-10-23	Show Anomaly detection in time series data is a critical challenge across various domains. Traditional methods typically focus on identifying anomalies in immediate subsequent steps, often underestimating the significance of temporal dynamics such as delay time and horizons of anomalies, which generally require extensive post-analysis. This paper introduces a novel approach for time series anomaly prediction, incorporating temporal information directly into the prediction results. We propose a new dataset specifically designed to evaluate this approach and conduct comprehensive experiments using several state-of-the-art methods. Our results demonstrate the efficacy of our approach in providing timely and accurate anomaly predictions, setting a new benchmark for future research in this field.
Leveraging Deep Learning for Time Series Extrinsic Regression in predicting photometric metallicity of Fundamental-mode RR Lyrae Stars	2024-10-23	Show Astronomy is entering an unprecedented era of Big Data science, driven by missions like the ESA's Gaia telescope, which aims to map the Milky Way in three dimensions. Gaia's vast dataset presents a monumental challenge for traditional analysis methods. The sheer scale of this data exceeds the capabilities of manual exploration, necessitating the utilization of advanced computational techniques. In response to this challenge, we developed a novel approach leveraging deep learning to estimate the metallicity of fundamental mode (ab-type) RR Lyrae stars from their light curves in the Gaia optical G-band. Our study explores applying deep learning techniques, particularly advanced neural network architectures, in predicting photometric metallicity from time-series data. Our deep learning models demonstrated notable predictive performance, with a low mean absolute error (MAE) of 0.0565, the root mean square error (RMSE) achieved is 0.0765 and a high $R^2$ regression performance of 0.9401 measured by cross-validation. The weighted mean absolute error (wMAE) is 0.0563, while the weighted root mean square error (wRMSE) is 0.0763. These results showcase the effectiveness of our approach in accurately estimating metallicity values. Our work underscores the importance of deep learning in astronomical research, particularly with large datasets from missions like Gaia. By harnessing the power of deep learning methods, we can provide precision in analyzing vast datasets, contributing to more precise and comprehensive insights into complex astronomical phenomena.	Senso... Sensors 2024, 24(16), 5203; (23 pages)
Acquiring Better Load Estimates by Combining Anomaly and Change Point Detection in Power Grid Time-series Measurements	2024-10-23	Show In this paper we present novel methodology for automatic anomaly and switch event filtering to improve load estimation in power grid systems. By leveraging unsupervised methods with supervised optimization, our approach prioritizes interpretability while ensuring robust and generalizable performance on unseen data. Through experimentation, a combination of binary segmentation for change point detection and statistical process control for anomaly detection emerges as the most effective strategy, specifically when ensembled in a novel sequential manner. Results indicate the clear wasted potential when filtering is not applied. The automatic load estimation is also fairly accurate, with approximately 90% of estimates falling within a 10% error margin, with only a single significant failure in both the minimum and maximum load estimates across 60 measurements in the test set. Our methodology's interpretability makes it particularly suitable for critical infrastructure planning, thereby enhancing decision-making processes.	All c... All code can be found at: https://github.com/RoelBouman/StormPhase2
Causality-Aware Spatiotemporal Graph Neural Networks for Spatiotemporal Time Series Imputation	2024-10-23	Show Spatiotemporal time series are usually collected via monitoring sensors placed at different locations, which usually contain missing values due to various failures, such as mechanical damages and Internet outages. Imputing the missing values is crucial for analyzing time series. When recovering a specific data point, most existing methods consider all the information relevant to that point regardless of the cause-and-effect relationship. During data collection, it is inevitable that some unknown confounders are included, e.g., background noise in time series and non-causal shortcut edges in the constructed sensor network. These confounders could open backdoor paths and establish non-causal correlations between the input and output. Over-exploiting these non-causal correlations could cause overfitting. In this paper, we first revisit spatiotemporal time series imputation from a causal perspective and show how to block the confounders via the frontdoor adjustment. Based on the results of frontdoor adjustment, we introduce a novel Causality-Aware Spatiotemporal Graph Neural Network (Casper), which contains a novel Prompt Based Decoder (PBD) and a Spatiotemporal Causal Attention (SCA). PBD could reduce the impact of confounders and SCA could discover the sparse causal relationships among embeddings. Theoretical analysis reveals that SCA discovers causal relationships based on the values of gradients. We evaluate Casper on three real-world datasets, and the experimental results show that Casper could outperform the baselines and could effectively discover causal relationships.	Accep... Accepted by CIKM'2024. Fixed typos
Automated Contrastive Learning Strategy Search for Time Series	2024-10-23	Show In recent years, Contrastive Learning (CL) has become a predominant representation learning paradigm for time series. Most existing methods manually build specific CL Strategies (CLS) by human heuristics for certain datasets and tasks. However, manually developing CLS usually requires excessive prior knowledge about the data, and massive experiments to determine the detailed CL configurations. In this paper, we present an Automated Machine Learning (AutoML) practice at Microsoft, which automatically learns CLS for time series datasets and tasks, namely Automated Contrastive Learning (AutoCL). We first construct a principled search space of size over $3\times10^{12}$, covering data augmentation, embedding transformation, contrastive pair construction, and contrastive losses. Further, we introduce an efficient reinforcement learning algorithm, which optimizes CLS from the performance on the validation tasks, to obtain effective CLS within the space. Experimental results on various real-world datasets demonstrate that AutoCL could automatically find the suitable CLS for the given dataset and task. From the candidate CLS found by AutoCL on several public datasets/tasks, we compose a transferable Generally Good Strategy (GGS), which has a strong performance for other datasets. We also provide empirical analysis as a guide for the future design of CLS.	Accep... Accepted by CIKM'2024. Fixed typos
xLSTM-Mixer: Multivariate Time Series Forecasting by Mixing via Scalar Memories	2024-10-23	Show Time series data is prevalent across numerous fields, necessitating the development of robust and accurate forecasting models. Capturing patterns both within and between temporal and multivariate components is crucial for reliable predictions. We introduce xLSTM-Mixer, a model designed to effectively integrate temporal sequences, joint time-variate information, and multiple perspectives for robust forecasting. Our approach begins with a linear forecast shared across variates, which is then refined by xLSTM blocks. These blocks serve as key elements for modeling the complex dynamics of challenging time series data. xLSTM-Mixer ultimately reconciles two distinct views to produce the final forecast. Our extensive evaluations demonstrate xLSTM-Mixer's superior long-term forecasting performance compared to recent state-of-the-art methods. A thorough model analysis provides further insights into its key components and confirms its robustness and effectiveness. This work contributes to the resurgence of recurrent models in time series forecasting.
Signature-based IaaS Performance Change Detection	2024-10-23	Show We propose a novel change detection framework to identify changes in the long-term performance behavior of an IaaS service. An IaaS service's long-term performance behavior is represented by an IaaS performance signature. The proposed framework leverages time series similarity measures and a sliding window technique to detect changes in IaaS performance signatures. We introduce a new IaaS performance noise model that enables the proposed framework to distinguish between performance noise and actual changes in performance. The proposed framework utilizes a novel Signal-to-Noise Ratio (SNR) based approach to detect changes when prior knowledge about performance noise is available. A set of experiments is conducted using real-world datasets to demonstrate the effectiveness of the proposed change detection framework.	accep... accepted in ACM transaction on Internet Technology in October 2024. arXiv admin note: text overlap with arXiv:2007.11705
Predicting Company Growth by Econophysics informed Machine Learning	2024-10-23	Show Predicting company growth is crucial for strategic adjustment, operational decision-making, risk assessment, and loan eligibility reviews. Traditional models for company growth often focus too much on theory, overlooking practical forecasting, or they rely solely on time series forecasting techniques, ignoring interpretability and the inherent mechanisms of company growth. In this paper, we propose a machine learning-based prediction framework that incorporates an econophysics model for company growth. Our model captures both the intrinsic growth mechanisms of companies led by scaling laws and the fluctuations influenced by random factors and individual decisions, demonstrating superior predictive performance compared with methods that use time series techniques alone. Its advantages are more pronounced in long-range prediction tasks. By explicitly modeling the baseline growth and volatility components, our model is more interpretable.	18 pages, 12 figures
Deep Learning for Detecting and Early Predicting Chronic Obstructive Pulmonary Disease from Spirogram Time Series	2024-10-23	Show Chronic Obstructive Pulmonary Disease (COPD) is a chronic lung disease that causes airflow obstruction. Current methods can only detect COPD from prominent features in spirogram (Volume-Flow time series) but cannot predict future COPD risk from subtle data patterns. We propose a deep learning-based method, DeepSpiro, for early prediction of future COPD risk. DeepSpiro consists of four key components: SpiroSmoother for stabilizing the Volume-Flow curve, SpiroEncoder for capturing volume evolution through key patches of varying lengths, SpiroExplainer for integrating heterogeneous data and explaining predictions through volume attention, and SpiroPredictor for predicting the disease risk of undiagnosed high-risk patients based on key patch concavity, with prediction horizons of 1, 2, 3, 4, 5 years, or even longer. Evaluated on the UK Biobank dataset, DeepSpiro achieved an AUC of 0.8328 for COPD detection and demonstrated strong predictive performance for future COPD risk (p-value < 0.001). DeepSpiro effectively predicts the long-term progression of the disease.
Time and Frequency Synergy for Source-Free Time-Series Domain Adaptations	2024-10-23	Show The issue of source-free time-series domain adaptations still gains scarce research attentions. On the other hand, existing approaches rely solely on time-domain features ignoring frequency components providing complementary information. This paper proposes Time Frequency Domain Adaptation (TFDA), a method to cope with the source-free time-series domain adaptation problems. TFDA is developed with a dual branch network structure fully utilizing both time and frequency features in delivering final predictions. It induces pseudo-labels based on a neighborhood concept where predictions of a sample group are aggregated to generate reliable pseudo labels. The concept of contrastive learning is carried out in both time and frequency domains with pseudo label information and a negative pair exclusion strategy to make valid neighborhood assumptions. In addition, the time-frequency consistency technique is proposed using the self-distillation strategy while the uncertainty reduction strategy is implemented to alleviate uncertainties due to the domain shift problem. Last but not least, the curriculum learning strategy is integrated to combat noisy pseudo labels. Our experiments demonstrate the advantage of our approach over prior arts with noticeable margins in benchmark problems.
Decoding Time Series with LLMs: A Multi-Agent Framework for Cross-Domain Annotation	2024-10-22	Show Time series data is ubiquitous across various domains, including manufacturing, finance, and healthcare. High-quality annotations are essential for effectively understanding time series and facilitating downstream tasks; however, obtaining such annotations is challenging, particularly in mission-critical domains. In this paper, we propose TESSA, a multi-agent system designed to automatically generate both general and domain-specific annotations for time series data. TESSA introduces two agents: a general annotation agent and a domain-specific annotation agent. The general agent captures common patterns and knowledge across multiple source domains, leveraging both time-series-wise and text-wise features to generate general annotations. Meanwhile, the domain-specific agent utilizes limited annotations from the target domain to learn domain-specific terminology and generate targeted annotations. Extensive experiments on multiple synthetic and real-world datasets demonstrate that TESSA effectively generates high-quality annotations, outperforming existing methods.	23 pa... 23 pages, 9 figures, 24 tables
Stream-level flow matching from a Bayesian decision theoretic perspective	2024-10-22	Show Flow matching (FM) is a family of training algorithms for fitting continuous normalizing flows (CNFs). A standard approach to FM, called conditional flow matching (CFM), exploits the fact that the marginal vector field of a CNF can be learned by fitting least-square regression to the so-called conditional vector field specified given one or both ends of the flow path. We show that viewing CFM training from a Bayesian decision theoretic perspective on parameter estimation opens the door to generalizations of CFM algorithms. We propose one such extension by introducing a CFM algorithm based on defining conditional probability paths given what we refer to as `streams'', instances of latent stochastic paths that connect pairs of noise and observed data. Further, we advocate the modeling of these latent streams using Gaussian processes (GPs). The unique distributional properties of GPs, and in particular the fact that the velocity of a GP is still a GP, allows drawing samples from the resulting stream-augmented conditional probability path without simulating the actual streams, and hence the` simulation-free" nature of CFM training is preserved. We show that this generalization of the CFM can substantially reduce the variance in the estimated marginal vector field at a moderate computational cost, thereby improving the quality of the generated samples under common metrics. Additionally, we show that adopting the GP on the streams allows for flexibly linking multiple related training data points (e.g., time series) and incorporating additional prior information. We empirically validate our claim through both simulations and applications to two hand-written image datasets.
Neuroevolution Neural Architecture Search for Evolving RNNs in Stock Return Prediction and Portfolio Trading	2024-10-22	Show Stock return forecasting is a major component of numerous finance applications. Predicted stock returns can be incorporated into portfolio trading algorithms to make informed buy or sell decisions which can optimize returns. In such portfolio trading applications, the predictive performance of a time series forecasting model is crucial. In this work, we propose the use of the Evolutionary eXploration of Augmenting Memory Models (EXAMM) algorithm to progressively evolve recurrent neural networks (RNNs) for stock return predictions. RNNs are evolved independently for each stocks and portfolio trading decisions are made based on the predicted stock returns. The portfolio used for testing consists of the 30 companies in the Dow-Jones Index (DJI) with each stock have the same weight. Results show that using these evolved RNNs and a simple daily long-short strategy can generate higher returns than both the DJI index and the S&P 500 Index for both 2022 (bear market) and 2023 (bull market).
LiNo: Advancing Recursive Residual Decomposition of Linear and Nonlinear Patterns for Robust Time Series Forecasting	2024-10-22	Show Forecasting models are pivotal in a data-driven world with vast volumes of time series data that appear as a compound of vast Linear and Nonlinear patterns. Recent deep time series forecasting models struggle to utilize seasonal and trend decomposition to separate the entangled components. Such a strategy only explicitly extracts simple linear patterns like trends, leaving the other linear modes and vast unexplored nonlinear patterns to the residual. Their flawed linear and nonlinear feature extraction models and shallow-level decomposition limit their adaptation to the diverse patterns present in real-world scenarios. Given this, we innovate Recursive Residual Decomposition by introducing explicit extraction of both linear and nonlinear patterns. This deeper-level decomposition framework, which is named LiNo, captures linear patterns using a Li block which can be a moving average kernel, and models nonlinear patterns using a No block which can be a Transformer encoder. The extraction of these two patterns is performed alternatively and recursively. To achieve the full potential of LiNo, we develop the current simple linear pattern extractor to a general learnable autoregressive model, and design a novel No block that can handle all essential nonlinear patterns. Remarkably, the proposed LiNo achieves state-of-the-art on thirteen real-world benchmarks under univariate and multivariate forecasting scenarios. Experiments show that current forecasting models can deliver more robust and precise results through this advanced Recursive Residual Decomposition. We hope this work could offer insight into designing more effective forecasting models. Code is available at this Repository: https://github.com/Levi-Ackman/LiNo.
Evaluation of a Data Annotation Platform for Large, Time-Series Datasets in Intensive Care: Mixed Methods Study	2024-10-22	Show Intensive Care Units are complex, data-rich environments where critically ill patients are treated using variety of clinical equipment. The data collected using this equipment can be used clinical staff to gain insight into the condition of the patients and provide adequate treatment, but it also provides ample opportunity for applications in machine learning and data science. While this data can frequently be used directly, complex problems may require additional annotations to provide context and meaning before it could be used to train the machine learning models. Annotating time-series datasets in clinical setting is a complex problem due to a large volume and complexity of the data, time-consuming nature of the process and the fact that clinicians' time is in both high demand and short supply. In this study, we present an evaluation of a bespoke tool designed to annotate large, clinical time-series datasets with staff from intensive care units. The software incorporates two modes for annotation: by annotating individual admissions and by generating rulesets which are applied to the entire dataset. Our study was split into two stages focusing on individual and semi-automated annotation and included 28 annotators across both stages who utilised 50 clinical parameters to guide their annotations. We experienced significant challenges in recruitment and engagement of the participants in the annotation activities and developed interventions which improved the participation over the course of the study. During the semi-automated annotation, we observed preferences for different parameter types (measured vs. observed), as well as relative agreement of participants across shared admissions to the decision-tree model trained using their rulesets.
ExDBN: Exact learning of Dynamic Bayesian Networks	2024-10-22	Show Causal learning from data has received much attention in recent years. One way of capturing causal relationships is by utilizing Bayesian networks. There, one recovers a weighted directed acyclic graph, in which random variables are represented by vertices, and the weights associated with each edge represent the strengths of the causal relationships between them. This concept is extended to capture dynamic effects by introducing a dependency on past data, which may be captured by the structural equation model, which is utilized in the present contribution to formulate a score-based learning approach. A mixed-integer quadratic program is formulated and an algorithmic solution proposed, in which the pre-generation of exponentially many acyclicity constraints is avoided by utilizing the so-called branch-and-cut ("lazy constraint") method. Comparing the novel approach to the state of the art, we show that the proposed approach turns out to produce excellent results when applied to small and medium-sized synthetic instances of up to 25 time-series. Lastly, two interesting applications in bio-science and finance, to which the method is directly applied, further stress the opportunities in developing highly accurate, globally convergent solvers that can handle modest instances.	12 pages
Unsupervised Time Series Anomaly Prediction with Importance-based Generative Contrastive Learning	2024-10-22	Show Time series anomaly prediction plays an essential role in many real-world scenarios, such as environmental prevention and prompt maintenance of cyber-physical systems. However, existing time series anomaly prediction methods mainly require supervised training with plenty of manually labeled data, which are difficult to obtain in practice. Besides, unseen anomalies can occur during inference, which could differ from the labeled training data and make these models fail to predict such new anomalies. In this paper, we study a novel problem of unsupervised time series anomaly prediction. We provide a theoretical analysis and propose Importance-based Generative Contrastive Learning (IGCL) to address the aforementioned problems. IGCL distinguishes between normal and anomaly precursors, which are generated by our anomaly precursor pattern generation module. To address the efficiency issues caused by the potential complex anomaly precursor combinations, we propose a memory bank with importance-based scores to adaptively store representative anomaly precursors and generate more complicated anomaly precursors. Extensive experiments on seven benchmark datasets show our method outperforms state-of-the-art baselines on unsupervised time series anomaly prediction problems.	16 pages
Enhancing Algorithm Performance Understanding through tsMorph: Generating Semi-Synthetic Time Series for Robust Forecasting Evaluation	2024-10-22	Show Time series forecasting is a subject of significant scientific and industrial importance. Despite the widespread utilization of forecasting methods, there is a dearth of research aimed at comprehending the conditions under which these methods yield favorable or unfavorable performances. Empirical studies, although common, are challenged by the limited availability of time series datasets, restricting the extraction of reliable insights. To address this limitation, we present tsMorph, a tool for generating semi-synthetic time series through dataset morphing. tsMorph works by creating a sequence of datasets from two original datasets. The characteristics of the generated datasets progressively depart from those of one of the datasets and converge toward the attributes of the other dataset. This method provides a valuable alternative for obtaining substantial datasets. In this paper, we show the benefits of tsMorph by assessing the predictive performance of the Long Short-Term Memory Network and DeepAR forecasting algorithms. The time series used for the experiments comes from the NN5 Competition. The experimental results provide important insights. Notably, the performances of the two algorithms improve proportionally with the frequency of the time series. These experiments confirm that tsMorph can be an effective tool for better understanding the behavior of forecasting algorithms, delivering a pathway to overcoming the limitations posed by empirical studies and enabling more extensive and reliable experiments.
FDF: Flexible Decoupled Framework for Time Series Forecasting with Conditional Denoising and Polynomial Modeling	2024-10-22	Show Time series forecasting is vital in numerous web applications, influencing critical decision-making across industries. While diffusion models have recently gained increasing popularity for this task, we argue they suffer from a significant drawback: indiscriminate noise addition to the original time series followed by denoising, which can obscure underlying dynamic evolving trend and complicate forecasting. To address this limitation, we propose a novel flexible decoupled framework (FDF) that learns high-quality time series representations for enhanced forecasting performance. A key characteristic of our approach leverages the inherent inductive bias of time series data by decomposing it into trend and seasonal components, each modeled separately to enable decoupled analysis and modeling. Specifically, we propose an innovative Conditional Denoising Seasonal Module (CDSM) within the diffusion model, which leverages statistical information from the historical window to conditionally model the complex seasonal component. Notably, we incorporate a Polynomial Trend Module (PTM) to effectively capture the smooth trend component, thereby enhancing the model's ability to represent temporal dependencies. Extensive experiments validate the effectiveness of our framework, demonstrating superior performance over existing methods and higlighting its flexibility in time series forecasting. We hope our work can bring a new perspective for time series forecasting. We intend to make our code publicly available as open-source in the future.
Governing equation discovery of a complex system from snapshots	2024-10-22	Show Complex systems in physics, chemistry, and biology that evolve over time with inherent randomness are typically described by stochastic differential equations (SDEs). A fundamental challenge in science and engineering is to determine the governing equations of a complex system from snapshot data. Traditional equation discovery methods often rely on stringent assumptions, such as the availability of the trajectory information or time-series data, and the presumption that the underlying system is deterministic. In this work, we introduce a data-driven, simulation-free framework, called Sparse Identification of Differential Equations from Snapshots (SpIDES), that discovers the governing equations of a complex system from snapshots by utilizing the advanced machine learning techniques to perform three essential steps: probability flow reconstruction, probability density estimation, and Bayesian sparse identification. We validate the effectiveness and robustness of SpIDES by successfully identifying the governing equation of an over-damped Langevin system confined within two potential wells. By extracting interpretable drift and diffusion terms from the SDEs, our framework provides deeper insights into system dynamics, enhances predictive accuracy, and facilitates more effective strategies for managing and simulating stochastic systems.
Stochastic Sparse Sampling: A Framework for Variable-Length Medical Time Series Classification	2024-10-22	Show While the majority of time series classification research has focused on modeling fixed-length sequences, variable-length time series classification (VTSC) remains critical in healthcare, where sequence length may vary among patients and events. To address this challenge, we propose $\textbf{S}$tochastic $\textbf{S}$parse $\textbf{S}$ampling (SSS), a novel VTSC framework developed for medical time series. SSS manages variable-length sequences by sparsely sampling fixed windows to compute local predictions, which are then aggregated and calibrated to form a global prediction. We apply SSS to the task of seizure onset zone (SOZ) localization, a critical VTSC problem requiring identification of seizure-inducing brain regions from variable-length electrophysiological time series. We evaluate our method on the Epilepsy iEEG Multicenter Dataset, a heterogeneous collection of intracranial electroencephalography (iEEG) recordings obtained from four independent medical centers. SSS demonstrates superior performance compared to state-of-the-art (SOTA) baselines across most medical centers, and superior performance on all out-of-distribution (OOD) unseen medical centers. Additionally, SSS naturally provides post-hoc insights into local signal characteristics related to the SOZ, by visualizing temporally averaged local predictions throughout the signal.	20 pa... 20 pages, 8 figures, 2 tables
Are uGLAD? Time will tell!	2024-10-22	Show We frequently encounter multiple series that are temporally correlated in our surroundings, such as EEG data to examine alterations in brain activity or sensors to monitor body movements. Segmentation of multivariate time series data is a technique for identifying meaningful patterns or changes in the time series that can signal a shift in the system's behavior. However, most segmentation algorithms have been designed primarily for univariate time series, and their performance on multivariate data remains largely unsatisfactory, making this a challenging problem. In this work, we introduce a novel approach for multivariate time series segmentation using conditional independence (CI) graphs. CI graphs are probabilistic graphical models that represents the partial correlations between the nodes. We propose a domain agnostic multivariate segmentation framework $\texttt{tGLAD}$ which draws a parallel between the CI graph nodes and the variables of the time series. Consider applying a graph recovery model $\texttt{uGLAD}$ to a short interval of the time series, it will result in a CI graph that shows partial correlations among the variables. We extend this idea to the entire time series by utilizing a sliding window to create a batch of time intervals and then run a single $\texttt{uGLAD}$ model in multitask learning mode to recover all the CI graphs simultaneously. As a result, we obtain a corresponding temporal CI graphs representation. We then designed a first-order and second-order based trajectory tracking algorithms to study the evolution of these graphs across distinct intervals. Finally, an `Allocation' algorithm is used to determine a suitable segmentation of the temporal graph sequence. $\texttt{tGLAD}$ provides a competitive time complexity of $O(N)$ for settings where number of variables $D<<N$. We demonstrate successful empirical results on a Physical Activity Monitoring data.
QIXAI: A Quantum-Inspired Framework for Enhancing Classical and Quantum Model Transparency and Understanding	2024-10-21	Show The impressive performance of deep learning models, particularly Convolutional Neural Networks (CNNs), is often hindered by their lack of interpretability, rendering them "black boxes." This opacity raises concerns in critical areas like healthcare, finance, and autonomous systems, where trust and accountability are crucial. This paper introduces the QIXAI Framework (Quantum-Inspired Explainable AI), a novel approach for enhancing neural network interpretability through quantum-inspired techniques. By utilizing principles from quantum mechanics, such as Hilbert spaces, superposition, entanglement, and eigenvalue decomposition, the QIXAI framework reveals how different layers of neural networks process and combine features to make decisions. We critically assess model-agnostic methods like SHAP and LIME, as well as techniques like Layer-wise Relevance Propagation (LRP), highlighting their limitations in providing a comprehensive view of neural network operations. The QIXAI framework overcomes these limitations by offering deeper insights into feature importance, inter-layer dependencies, and information propagation. A CNN for malaria parasite detection is used as a case study to demonstrate how quantum-inspired methods like Singular Value Decomposition (SVD), Principal Component Analysis (PCA), and Mutual Information (MI) provide interpretable explanations of model behavior. Additionally, we explore the extension of QIXAI to other architectures, including Recurrent Neural Networks (RNNs), Long Short-Term Memory (LSTM) networks, Transformers, and Natural Language Processing (NLP) models, and its application to generative models and time-series analysis. The framework applies to both quantum and classical systems, demonstrating its potential to improve interpretability and transparency across a range of models, advancing the broader goal of developing trustworthy AI systems.	18 pages, 3 figures
Forecasting Opioid Incidents for Rapid Actionable Data for Opioid Response in Kentucky	2024-10-21	Show We present efforts in the fields of machine learning and time series forecasting to accurately predict counts of future opioid overdose incidents recorded by Emergency Medical Services (EMS) in the state of Kentucky. Forecasts are useful to state government agencies to properly prepare and distribute resources related to opioid overdoses effectively. Our approach uses county and district level aggregations of EMS opioid overdose encounters and forecasts future counts for each month. A variety of additional covariates were tested to determine their impact on the model's performance. Models with different levels of complexity were evaluated to optimize training time and accuracy. Our results show that when special precautions are taken to address data sparsity, useful predictions can be generated with limited error by utilizing yearly trends and covariance with additional data sources.
LLM-TS Integrator: Integrating LLM for Enhanced Time Series Modeling	2024-10-21	Show Time series~(TS) modeling is essential in dynamic systems like weather prediction and anomaly detection. Recent studies utilize Large Language Models (LLMs) for TS modeling, leveraging their powerful pattern recognition capabilities. These methods primarily position LLMs as the predictive backbone, often omitting the mathematical modeling within traditional TS models, such as periodicity. However, disregarding the potential of LLMs also overlooks their pattern recognition capabilities. To address this gap, we introduce \textit{LLM-TS Integrator}, a novel framework that effectively integrates the capabilities of LLMs into traditional TS modeling. Central to this integration is our \textit{mutual information} module. The core of this \textit{mutual information} module is a traditional TS model enhanced with LLM-derived insights for improved predictive abilities. This enhancement is achieved by maximizing the mutual information between traditional model's TS representations and LLM's textual representation counterparts, bridging the two modalities. Moreover, we recognize that samples vary in importance for two losses: traditional prediction and mutual information maximization. To address this variability, we introduce the \textit{sample reweighting} module to improve information utilization. This module assigns dual weights to each sample: one for prediction loss and another for mutual information loss, dynamically optimizing these weights via bi-level optimization. Our method achieves state-of-the-art or comparable performance across five mainstream TS tasks, including short-term and long-term forecasting, imputation, classification, and anomaly detection.	18 pa... 18 pages, 13 figures, 18 tables
Data Augmentation of Multivariate Sensor Time Series using Autoregressive Models and Application to Failure Prognostics	2024-10-21	Show This work presents a novel data augmentation solution for non-stationary multivariate time series and its application to failure prognostics. The method extends previous work from the authors which is based on time-varying autoregressive processes. It can be employed to extract key information from a limited number of samples and generate new synthetic samples in a way that potentially improves the performance of PHM solutions. This is especially valuable in situations of data scarcity which are very usual in PHM, especially for failure prognostics. The proposed approach is tested based on the CMAPSS dataset, commonly employed for prognostics experiments and benchmarks. An AutoML approach from PHM literature is employed for automating the design of the prognostics solution. The empirical evaluation provides evidence that the proposed method can substantially improve the performance of PHM solutions.
Disease Outbreak Detection and Forecasting: A Review of Methods and Data Sources	2024-10-21	Show Infectious diseases occur when pathogens from other individuals or animals infect a person, resulting in harm to both individuals and society as a whole. The outbreak of such diseases can pose a significant threat to human health. However, early detection and tracking of these outbreaks have the potential to reduce the mortality impact. To address these threats, public health authorities have endeavored to establish comprehensive mechanisms for collecting disease data. Many countries have implemented infectious disease surveillance systems, with the detection of epidemics being a primary objective. The clinical healthcare system, local/state health agencies, federal agencies, academic/professional groups, and collaborating governmental entities all play pivotal roles within this system. Moreover, nowadays, search engines and social media platforms can serve as valuable tools for monitoring disease trends. The Internet and social media have become significant platforms where users share information about their preferences and relationships. This real-time information can be harnessed to gauge the influence of ideas and societal opinions, making it highly useful across various domains and research areas, such as marketing campaigns, financial predictions, and public health, among others. This article provides a review of the existing standard methods developed by researchers for detecting outbreaks using time series data. These methods leverage various data sources, including conventional data sources and social media data or Internet data sources. The review particularly concentrates on works published within the timeframe of 2015 to 2022.	40 pages, 2 figures
TimeMixer++: A General Time Series Pattern Machine for Universal Predictive Analysis	2024-10-21	Show Time series analysis plays a critical role in numerous applications, supporting tasks such as forecasting, classification, anomaly detection, and imputation. In this work, we present the time series pattern machine (TSPM), a model designed to excel in a broad range of time series tasks through powerful representation and pattern extraction capabilities. Traditional time series models often struggle to capture universal patterns, limiting their effectiveness across diverse tasks. To address this, we define multiple scales in the time domain and various resolutions in the frequency domain, employing various mixing strategies to extract intricate, task-adaptive time series patterns. Specifically, we introduce a general-purpose TSPM that processes multi-scale time series using (1) multi-resolution time imaging (MRTI), (2) time image decomposition (TID), (3) multi-scale mixing (MCM), and (4) multi-resolution mixing (MRM) to extract comprehensive temporal patterns. MRTI transforms multi-scale time series into multi-resolution time images, capturing patterns across both temporal and frequency domains. TID leverages dual-axis attention to extract seasonal and trend patterns, while MCM hierarchically aggregates these patterns across scales. MRM adaptively integrates all representations across resolutions. This method achieves state-of-the-art performance across 8 time series analytical tasks, consistently surpassing both general-purpose and task-specific models. Our work marks a promising step toward the next generation of TSPMs, paving the way for further advancements in time series analysis.
MultiRC: Joint Learning for Time Series Anomaly Prediction and Detection with Multi-scale Reconstructive Contrast	2024-10-21	Show Many methods have been proposed for unsupervised time series anomaly detection. Despite some progress, research on predicting future anomalies is still relatively scarce. Predicting anomalies is particularly challenging due to the diverse reaction time and the lack of labeled data. To address these challenges, we propose MultiRC to integrate reconstructive and contrastive learning for joint learning of anomaly prediction and detection, with multi-scale structure and adaptive dominant period mask to deal with the diverse reaction time. MultiRC also generates negative samples to provide essential training momentum for the anomaly prediction tasks and prevent model degradation. We evaluate seven benchmark datasets from different fields. For both anomaly prediction and detection tasks, MultiRC outperforms existing state-of-the-art methods.
State Estimation Using Sparse DEIM and Recurrent Neural Networks	2024-10-21	Show Discrete Empirical Interpolation Method (DEIM) estimates a function from its pointwise incomplete observations. In particular, this method can be used to estimate the state of a dynamical system from observational data gathered by sensors. However, when the number of observations are limited, DEIM returns large estimation errors. Sparse DEIM (S-DEIM) was recently developed to address this problem by introducing a kernel vector which previous DEIM-based methods had ignored. Unfortunately, estimating the optimal kernel vector in S-DEIM is a difficult task. Here, we introduce a data-driven method to estimate this kernel vector from sparse observational time series using recurrent neural networks. Using numerical examples, we demonstrate that this machine learning approach together with S-DEIM leads to nearly optimal state estimations.
TS-ACL: A Time Series Analytic Continual Learning Framework for Privacy-Preserving and Class-Incremental Pattern Recognition	2024-10-21	Show Class-incremental Learning (CIL) in Time Series Classification (TSC) aims to incrementally train models using the streaming time series data that arrives continuously. The main problem in this scenario is catastrophic forgetting, i.e., training models with new samples inevitably leads to the forgetting of previously learned knowledge. Among existing methods, the replay-based methods achieve satisfactory performance but compromise privacy, while exemplar-free methods protect privacy but suffer from low accuracy. However, more critically, owing to their reliance on gradient-based update techniques, these existing methods fundamentally cannot solve the catastrophic forgetting problem. In TSC scenarios with continuously arriving data and temporally shifting distributions, these methods become even less practical. In this paper, we propose a Time Series Analytic Continual Learning framework, called TS-ACL. Inspired by analytical learning, TS-ACL transforms neural network updates into gradient-free linear regression problems, thereby fundamentally mitigating catastrophic forgetting. Specifically, employing a pre-trained and frozen feature extraction encoder, TS-ACL only needs to update its analytic classifier recursively in a lightweight manner that is highly suitable for real-time applications and large-scale data processing. Additionally, we theoretically demonstrate that the model obtained recursively through the TS-ACL is exactly equivalent to a model trained on the complete dataset in a centralized manner, thereby establishing the property of absolute knowledge memory. Extensive experiments validate the superior performance of our TS-ACL.	11 pa... 11 pages, 3 figures, 2 tables
ProbTS: Benchmarking Point and Distributional Forecasting across Diverse Prediction Horizons	2024-10-21	Show Delivering precise point and distributional forecasts across a spectrum of prediction horizons represents a significant and enduring challenge in the application of time-series forecasting within various industries. Prior research on developing deep learning models for time-series forecasting has often concentrated on isolated aspects, such as long-term point forecasting or short-term probabilistic estimations. This narrow focus may result in skewed methodological choices and hinder the adaptability of these models to uncharted scenarios. While there is a rising trend in developing universal forecasting models, a thorough understanding of their advantages and drawbacks, especially regarding essential forecasting needs like point and distributional forecasts across short and long horizons, is still lacking. In this paper, we present ProbTS, a benchmark tool designed as a unified platform to evaluate these fundamental forecasting needs and to conduct a rigorous comparative analysis of numerous cutting-edge studies from recent years. We dissect the distinctive data characteristics arising from disparate forecasting requirements and elucidate how these characteristics can skew methodological preferences in typical research trajectories, which often fail to fully accommodate essential forecasting needs. Building on this, we examine the latest models for universal time-series forecasting and discover that our analyses of methodological strengths and weaknesses are also applicable to these universal models. Finally, we outline the limitations inherent in current research and underscore several avenues for future exploration.	NeurI... NeurIPS 2024 Datasets and Benchmarks Track
LiMTR: Time Series Motion Prediction for Diverse Road Users through Multimodal Feature Integration	2024-10-21	Show Predicting the behavior of road users accurately is crucial to enable the safe operation of autonomous vehicles in urban or densely populated areas. Therefore, there has been a growing interest in time series motion prediction research, leading to significant advancements in state-of-the-art techniques in recent years. However, the potential of using LiDAR data to capture more detailed local features, such as a person's gaze or posture, remains largely unexplored. To address this, we develop a novel multimodal approach for motion prediction based on the PointNet foundation model architecture, incorporating local LiDAR features. Evaluation on the Waymo Open Dataset shows a performance improvement of 6.20% and 1.58% in minADE and mAP respectively, when integrated and compared with the previous state-of-the-art MTR. We open-source the code of our LiMTR model.	Accep... Accepted at the NeurIPS 2024 workshop Time Series in the Age of Large Models. Code available at https://github.com/Cing2/LiMTR
A Unified Approach to Extract Interpretable Rules from Tree Ensembles via Integer Programming	2024-10-21	Show Tree ensemble methods represent a popular machine learning model, known for their effectiveness in supervised classification and regression tasks. Their performance derives from aggregating predictions of multiple decision trees, which are renowned for their interpretability properties. However, tree ensemble methods do not reliably exhibit interpretable output. Our work aims to extract an optimized list of rules from a trained tree ensemble, providing the user with a condensed, interpretable model that retains most of the predictive power of the full model. Our approach consists of solving a clean and neat set partitioning problem formulated through Integer Programming. The proposed method works with either tabular or time series data, for both classification and regression tasks, and does not require parameter tuning under the most common setting. Through rigorous computational experiments, we offer statistically significant evidence that our method is competitive with other rule extraction methods and effectively handles time series.	- Fix... - Fixed several typos - Related work have been expanded - Discussion of computational results has been improved for clearness
FoundTS: Comprehensive and Unified Benchmarking of Foundation Models for Time Series Forecasting	2024-10-21	Show Time Series Forecasting (TSF) is key functionality in numerous fields, including in finance, weather services, and energy management. While TSF methods are emerging these days, many of them require domain-specific data collection and model training and struggle with poor generalization performance on new domains. Foundation models aim to overcome this limitation. Pre-trained on large-scale language or time series data, they exhibit promising inferencing capabilities in new or unseen data. This has spurred a surge in new TSF foundation models. We propose a new benchmark, FoundTS, to enable thorough and fair evaluation and comparison of such models. FoundTS covers a variety of TSF foundation models, including those based on large language models and those pretrained on time series. Next, FoundTS supports different forecasting strategies, including zero-shot, few-shot, and full-shot, thereby facilitating more thorough evaluations. Finally, FoundTS offers a pipeline that standardizes evaluation processes such as dataset splitting, loading, normalization, and few-shot sampling, thereby facilitating fair evaluations. Building on this, we report on an extensive evaluation of TSF foundation models on a broad range of datasets from diverse domains and with different statistical characteristics. Specifically, we identify pros and cons and inherent limitations of existing foundation models, and we identify directions for future model design. We make our code and datasets available at https://anonymous.4open.science/r/FoundTS-C2B0.
Self-Supervised Learning of Disentangled Representations for Multivariate Time-Series	2024-10-21	Show Multivariate time-series data in fields like healthcare and industry are informative but challenging due to high dimensionality and lack of labels. Recent self-supervised learning methods excel in learning rich representations without labels but struggle with disentangled embeddings and inductive bias issues like transformation-invariance. To address these challenges, we introduce TimeDRL, a framework for multivariate time-series representation learning with dual-level disentangled embeddings. TimeDRL features: (i) disentangled timestamp-level and instance-level embeddings using a [CLS] token strategy; (ii) timestamp-predictive and instance-contrastive tasks for representation learning; and (iii) avoidance of augmentation methods to eliminate inductive biases. Experiments on forecasting and classification datasets show TimeDRL outperforms existing methods, with further validation in semi-supervised settings with limited labeled data.	This ... This submission has been withdrawn to avoid duplication with a full version of the paper that is already available in another arXiv entry (arXiv:2410.12606). The withdrawn version was a short format prepared for a NeurIPS workshop and is no longer necessary as a separate arXiv submission
Diffusion-TS: Interpretable Diffusion for General Time Series Generation	2024-10-21	Show Denoising diffusion probabilistic models (DDPMs) are becoming the leading paradigm for generative models. It has recently shown breakthroughs in audio synthesis, time series imputation and forecasting. In this paper, we propose Diffusion-TS, a novel diffusion-based framework that generates multivariate time series samples of high quality by using an encoder-decoder transformer with disentangled temporal representations, in which the decomposition technique guides Diffusion-TS to capture the semantic meaning of time series while transformers mine detailed sequential information from the noisy model input. Different from existing diffusion-based approaches, we train the model to directly reconstruct the sample instead of the noise in each diffusion step, combining a Fourier-based loss term. Diffusion-TS is expected to generate time series satisfying both interpretablity and realness. In addition, it is shown that the proposed Diffusion-TS can be easily extended to conditional generation tasks, such as forecasting and imputation, without any model changes. This also motivates us to further explore the performance of Diffusion-TS under irregular settings. Finally, through qualitative and quantitative experiments, results show that Diffusion-TS achieves the state-of-the-art results on various realistic analyses of time series.
XForecast: Evaluating Natural Language Explanations for Time Series Forecasting	2024-10-21	Show Time series forecasting aids decision-making, especially for stakeholders who rely on accurate predictions, making it very important to understand and explain these models to ensure informed decisions. Traditional explainable AI (XAI) methods, which underline feature or temporal importance, often require expert knowledge. In contrast, natural language explanations (NLEs) are more accessible to laypeople. However, evaluating forecast NLEs is difficult due to the complex causal relationships in time series data. To address this, we introduce two new performance metrics based on simulatability, assessing how well a human surrogate can predict model forecasts using the explanations. Experiments show these metrics differentiate good from poor explanations and align with human judgments. Utilizing these metrics, we further evaluate the ability of state-of-the-art large language models (LLMs) to generate explanations for time series data, finding that numerical reasoning, rather than model size, is the main factor influencing explanation quality.
SSMT: Few-Shot Traffic Forecasting with Single Source Meta-Transfer	2024-10-21	Show Traffic forecasting in Intelligent Transportation Systems (ITS) is vital for intelligent traffic prediction. Yet, ITS often relies on data from traffic sensors or vehicle devices, where certain cities might not have all those smart devices or enabling infrastructures. Also, recent studies have employed meta-learning to generalize spatial-temporal traffic networks, utilizing data from multiple cities for effective traffic forecasting for data-scarce target cities. However, collecting data from multiple cities can be costly and time-consuming. To tackle this challenge, we introduce Single Source Meta-Transfer Learning (SSMT) which relies only on a single source city for traffic prediction. Our method harnesses this transferred knowledge to enable few-shot traffic forecasting, particularly when the target city possesses limited data. Specifically, we use memory-augmented attention to store the heterogeneous spatial knowledge from the source city and selectively recall them for the data-scarce target city. We extend the idea of sinusoidal positional encoding to establish meta-learning tasks by leveraging diverse temporal traffic patterns from the source city. Moreover, to capture a more generalized representation of the positions we introduced a meta-positional encoding that learns the most optimal representation of the temporal pattern across all the tasks. We experiment on five real-world benchmark datasets to demonstrate that our method outperforms several existing methods in time series traffic prediction.	ICPR 2024
Advancing Gasoline Consumption Forecasting: A Novel Hybrid Model Integrating Transformers, LSTM, and CNN	2024-10-20	Show Iran, endowed with abundant hydrocarbon resources, plays a crucial role in the global energy landscape. Gasoline, as a critical fuel, significantly supports the nation's transportation sector. Accurate forecasting of gasoline consumption is essential for strategic resource management and environmental planning. This research introduces a novel approach to predicting monthly gasoline consumption using a hybrid Transformer-LSTM-CNN model, which integrates the strengths of Transformer networks, Long Short-Term Memory (LSTM) networks, and Convolutional Neural Networks (CNN). This advanced architecture offers a superior alternative to conventional methods such as artificial neural networks and regression models by capturing both short- and long-term dependencies in time series data. By leveraging the self-attention mechanism of Transformers, the temporal memory of LSTMs, and the local pattern detection of CNNs, our hybrid model delivers improved prediction accuracy. Implemented using Python, the model provides precise future gasoline consumption forecasts and evaluates the environmental impact through the analysis of greenhouse gas emissions. This study examines gasoline consumption trends from 2007 to 2021, which rose from 64.5 million liters per day in 2007 to 99.80 million liters per day in 2021. Our proposed model forecasts consumption levels up to 2031, offering a valuable tool for policymakers and energy analysts. The results highlight the superiority of this hybrid model in improving the accuracy of gasoline consumption forecasts, reinforcing the need for advanced machine learning techniques to optimize resource management and mitigate environmental risks in the energy sector.
Accelerated Sub-Image Search For Variable-Size Patches Identification Based On Virtual Time Series Transformation And Segmentation	2024-10-20	Show This paper addresses two tasks: (i) fixed-size objects such as hay bales are to be identified in an aerial image for a given reference image of the object, and (ii) variable-size patches such as areas on fields requiring spot spraying or other handling are to be identified in an image for a given small-scale reference image. Both tasks are related. The second differs in that identified sub-images similar to the reference image are further clustered before patches contours are determined by solving a traveling salesman problem. Both tasks are complex in that the exact number of similar sub-images is not known a priori. The main discussion of this paper is presentation of an acceleration mechanism for sub-image search that is based on a transformation of an image to multivariate time series along the RGB-channels and subsequent segmentation to reduce the 2D search space in the image. Two variations of the acceleration mechanism are compared to exhaustive search on diverse synthetic and real-world images. Quantitatively, proposed method results in solve time reductions of up to 2 orders of magnitude, while qualitatively delivering comparative visual results. Proposed method is neural network-free and does not use any image pre-processing.	10 pa... 10 pages, 9 figures, 3 tables
Dynamic Contrastive Learning for Time Series Representation	2024-10-20	Show Understanding events in time series is an important task in a variety of contexts. However, human analysis and labeling are expensive and time-consuming. Therefore, it is advantageous to learn embeddings for moments in time series in an unsupervised way, which allows for good performance in classification or detection tasks after later minimal human labeling. In this paper, we propose dynamic contrastive learning (DynaCL), an unsupervised contrastive representation learning framework for time series that uses temporal adjacent steps to define positive pairs. DynaCL adopts N-pair loss to dynamically treat all samples in a batch as positive or negative pairs, enabling efficient training and addressing the challenges of complicated sampling of positives. We demonstrate that DynaCL embeds instances from time series into semantically meaningful clusters, which allows superior performance on downstream tasks on a variety of public time series datasets. Our findings also reveal that high scores on unsupervised clustering metrics do not guarantee that the representations are useful in downstream tasks.
Science Time Series: Deep Learning in Hydrology	2024-10-19	Show This research is part of a systematic study of scientific time series. In the last three years, hundreds of papers and over fifty new deep-learning models have been described for time series models. These mainly focus on the key aspect of time dependence, whereas in some scientific time series, the situation is more complex with multiple locations, each location having multiple observed and target time-dependent streams and multiple exogenous (known) properties that are either constant or time-dependent. Here, we analyze the hydrology time series using the CAMELS and Caravan global datasets on catchment rainfall and runoff. Together, these have up to 6 observed streams and up to 209 static parameters defined at each of about 8000 locations. This analysis is fully open source with a Jupyter Notebook running on Google Colab for both an LSTM-based analysis and the data engineering preprocessing. Our goal is to investigate the importance of exogenous data, which we look at using eight different choices on representative hydrology tasks. Increasing the exogenous information significantly improves the data representation, with the mean square error decreasing to 60% of its initial value in the largest dataset examined. We present the initial results of studies of other deep-learning neural network architectures where the approaches that can use the full observed and exogenous observations outperform less flexible methods, including Foundation models. Using the natural annual periodic exogenous time series produces the largest impact, but the static and other periodic exogenous streams are also important. Our analysis is intended to be valuable as an educational resource and benchmark.
Future-Guided Learning: A Predictive Approach To Enhance Time-Series Forecasting	2024-10-19	Show Accurate time-series forecasting is essential across a multitude of scientific and industrial domains, yet deep learning models often struggle with challenges such as capturing long-term dependencies and adapting to drift in data distributions over time. We introduce Future-Guided Learning, an approach that enhances time-series event forecasting through a dynamic feedback mechanism inspired by predictive coding. Our approach involves two models: a detection model that analyzes future data to identify critical events and a forecasting model that predicts these events based on present data. When discrepancies arise between the forecasting and detection models, the forecasting model undergoes more substantial updates, effectively minimizing surprise and adapting to shifts in the data distribution by aligning its predictions with actual future outcomes. This feedback loop, drawing upon principles of predictive coding, enables the forecasting model to dynamically adjust its parameters, improving accuracy by focusing on features that remain relevant despite changes in the underlying data. We validate our method on a variety of tasks such as seizure prediction in biomedical signal analysis and forecasting in dynamical systems, achieving a 40% increase in the area under the receiver operating characteristic curve (AUC-ROC) and a 10% reduction in mean absolute error (MAE), respectively. By incorporating a predictive feedback mechanism that adapts to data distribution drift, Future-Guided Learning offers a promising avenue for advancing time-series forecasting with deep learning.
Low-cost Robust Night-time Aerial Material Segmentation through Hyperspectral Data and Sparse Spatio-Temporal Learning	2024-10-19	Show Material segmentation is a complex task, particularly when dealing with aerial data in poor lighting and atmospheric conditions. To address this, hyperspectral data from specialized cameras can be very useful in addition to RGB images. However, due to hardware constraints, high spectral data often come with lower spatial resolution. Additionally, incorporating such data into a learning-based segmentation framework is challenging due to the numerous data channels involved. To overcome these difficulties, we propose an innovative Siamese framework that uses time series-based compression to effectively and scalably integrate the additional spectral data into the segmentation task. We demonstrate our model's effectiveness through competitive benchmarks on aerial datasets in various environmental conditions.	Accep... Accepted to the International Conference on Neural Information Processing (ICONIP) 2024. To be published in Springer-Nature Communications in Computer and Information Science (CCIS) Series
Incorporating Metabolic Information into LLMs for Anomaly Detection in Clinical Time-Series	2024-10-19	Show Anomaly detection in clinical time-series holds significant potential in identifying suspicious patterns in different biological parameters. In this paper, we propose a targeted method that incorporates the clinical domain knowledge into LLMs to improve their ability to detect anomalies. We introduce the Metabolism Pathway-driven Prompting (MPP) method, which integrates the information about metabolic pathways to better capture the structural and temporal changes in biological samples. We applied our method for doping detection in sports, focusing on steroid metabolism, and evaluated using real-world data from athletes. The results show that our method improves anomaly detection performance by leveraging metabolic context, providing a more nuanced and accurate prediction of suspicious samples in athletes' profiles.
Neural Networks with LSTM and GRU in Modeling Active Fires in the Amazon	2024-10-19	Show This study presents a comprehensive methodology for modeling and forecasting the historical time series of active fire spots detected by the AQUA_M-T satellite in the Amazon, Brazil. The approach employs a mixed Recurrent Neural Network (RNN) model, combining Long Short-Term Memory (LSTM) and Gated Recurrent Unit (GRU) architectures to predict the monthly accumulations of daily detected active fire spots. Data analysis revealed a consistent seasonality over time, with annual maximum and minimum values tending to repeat at the same periods each year. The primary objective is to verify whether the forecasts capture this inherent seasonality through machine learning techniques. The methodology involved careful data preparation, model configuration, and training using cross-validation with two seeds, ensuring that the data generalizes well to both the test and validation sets for both seeds. The results indicate that the combined LSTM and GRU model delivers excellent forecasting performance, demonstrating its effectiveness in capturing complex temporal patterns and modeling the observed time series. This research significantly contributes to the application of deep learning techniques in environmental monitoring, specifically in forecasting active fire spots. The proposed approach highlights the potential for adaptation to other time series forecasting challenges, opening new opportunities for research and development in machine learning and prediction of natural phenomena. Keywords: Time Series Forecasting; Recurrent Neural Networks; Deep Learning.	16 pa... 16 pages and 24 figures, in Portuguese language
Collaborative State Fusion in Partially Known Multi-agent Environments	2024-10-19	Show In this paper, we study the collaborative state fusion problem in a multi-agent environment, where mobile agents collaborate to track movable targets. Due to the limited sensing range and potential errors of on-board sensors, it is necessary to aggregate individual observations to provide target state fusion for better target state estimation. Existing schemes do not perform well due to (1) impractical assumption of the fully known prior target state-space model and (2) observation outliers from individual sensors. To address the issues, we propose a two-stage collaborative fusion framework, namely \underline{L}earnable Weighted R\underline{o}bust \underline{F}usion (\textsf{LoF}). \textsf{LoF} combines a local state estimator (e.g., Kalman Filter) with a learnable weight generator to address the mismatch between the prior state-space model and underlying patterns of moving targets. Moreover, given observation outliers, we develop a time-series soft medoid(TSM) scheme to perform robust fusion. We evaluate \textsf{LoF} in a collaborative detection simulation environment with promising results. In an example setting with 4 agents and 2 targets, \textsf{LoF} leads to a 9.1% higher fusion gain compared to the state-of-the-art.
DST-TransitNet: A Dynamic Spatio-Temporal Deep Learning Model for Scalable and Efficient Network-Wide Prediction of Station-Level Transit Ridership	2024-10-19	Show Accurate prediction of public transit ridership is vital for efficient planning and management of transit in rapidly growing urban areas in Canada. Unexpected increases in passengers can cause overcrowded vehicles, longer boarding times, and service disruptions. Traditional time series models like ARIMA and SARIMA face limitations, particularly in short-term predictions and integration of spatial and temporal features. These models struggle with the dynamic nature of ridership patterns and often ignore spatial correlations between nearby stops. Deep Learning (DL) models present a promising alternative, demonstrating superior performance in short-term prediction tasks by effectively capturing both spatial and temporal features. However, challenges such as dynamic spatial feature extraction, balancing accuracy with computational efficiency, and ensuring scalability remain. This paper introduces DST-TransitNet, a hybrid DL model for system-wide station-level ridership prediction. This proposed model uses graph neural networks (GNN) and recurrent neural networks (RNN) to dynamically integrate the changing temporal and spatial correlations within the stations. The model also employs a precise time series decomposition framework to enhance accuracy and interpretability. Tested on Bogota's BRT system data, with three distinct social scenarios, DST-TransitNet outperformed state-of-the-art models in precision, efficiency and robustness. Meanwhile, it maintains stability over long prediction intervals, demonstrating practical applicability.	16 pa... 16 pages, 22 figures. Accepted by TRB 2025
Medformer: A Multi-Granularity Patching Transformer for Medical Time-Series Classification	2024-10-19	Show Medical time series (MedTS) data, such as Electroencephalography (EEG) and Electrocardiography (ECG), play a crucial role in healthcare, such as diagnosing brain and heart diseases. Existing methods for MedTS classification primarily rely on handcrafted biomarkers extraction and CNN-based models, with limited exploration of transformer-based models. In this paper, we introduce Medformer, a multi-granularity patching transformer tailored specifically for MedTS classification. Our method incorporates three novel mechanisms to leverage the unique characteristics of MedTS: cross-channel patching to leverage inter-channel correlations, multi-granularity embedding for capturing features at different scales, and two-stage (intra- and inter-granularity) multi-granularity self-attention for learning features and correlations within and among granularities. We conduct extensive experiments on five public datasets under both subject-dependent and challenging subject-independent setups. Results demonstrate Medformer's superiority over 10 baselines, achieving top averaged ranking across five datasets on all six evaluation metrics. These findings underscore the significant impact of our method on healthcare applications, such as diagnosing Myocardial Infarction, Alzheimer's, and Parkinson's disease. We release the source code at https://github.com/DL4mHealth/Medformer.	21 pa... 21 pages (15 pages main paper + 6 pages supplementary materials)
HiPPO-KAN: Efficient KAN Model for Time Series Analysis	2024-10-19	Show In this study, we introduces a parameter-efficient model that outperforms traditional models in time series forecasting, by integrating High-order Polynomial Projection (HiPPO) theory into the Kolmogorov-Arnold network (KAN) framework. This HiPPO-KAN model achieves superior performance on long sequence data without increasing parameter count. Experimental results demonstrate that HiPPO-KAN maintains a constant parameter count while varying window sizes and prediction horizons, in contrast to KAN, whose parameter count increases linearly with window size. Surprisingly, although the HiPPO-KAN model keeps a constant parameter count as increasing window size, it significantly outperforms KAN model at larger window sizes. These results indicate that HiPPO-KAN offers significant parameter efficiency and scalability advantages for time series forecasting. Additionally, we address the lagging problem commonly encountered in time series forecasting models, where predictions fail to promptly capture sudden changes in the data. We achieve this by modifying the loss function to compute the MSE directly on the coefficient vectors in the HiPPO domain. This adjustment effectively resolves the lagging problem, resulting in predictions that closely follow the actual time series data. By incorporating HiPPO theory into KAN, this study showcases an efficient approach for handling long sequences with improved predictive accuracy, offering practical contributions for applications in large-scale time series data.	16 pa... 16 pages, 6 figures, 2 tables
Koopman Learning with Episodic Memory	2024-10-18	Show Koopman operator theory has found significant success in learning models of complex, real-world dynamical systems, enabling prediction and control. The greater interpretability and lower computational costs of these models, compared to traditional machine learning methodologies, make Koopman learning an especially appealing approach. Despite this, little work has been performed on endowing Koopman learning with the ability to leverage its own failures. To address this, we equip Koopman methods - developed for predicting non-autonomous time-series - with an episodic memory mechanism, enabling global recall of (or attention to) periods in time where similar dynamics previously occurred. We find that a basic implementation of Koopman learning with episodic memory leads to significant improvements in prediction on synthetic and real-world data. Our framework has considerable potential for expansion, allowing for future advances, and opens exciting new directions for Koopman learning.	16 pages, 6 figures
Better Batch for Deep Probabilistic Time Series Forecasting	2024-10-18	Show Deep probabilistic time series forecasting has gained attention for its ability to provide nonlinear approximation and valuable uncertainty quantification for decision-making. However, existing models often oversimplify the problem by assuming a time-independent error process and overlooking serial correlation. To overcome this limitation, we propose an innovative training method that incorporates error autocorrelation to enhance probabilistic forecasting accuracy. Our method constructs a mini-batch as a collection of $D$ consecutive time series segments for model training. It explicitly learns a time-varying covariance matrix over each mini-batch, encoding error correlation among adjacent time steps. The learned covariance matrix can be used to improve prediction accuracy and enhance uncertainty quantification. We evaluate our method on two different neural forecasting models and multiple public datasets. Experimental results confirm the effectiveness of the proposed approach in improving the performance of both models across a range of datasets, resulting in notable improvements in predictive accuracy.	The 2... The 27th International Conference on Artificial Intelligence and Statistics (AISTATS 2024); We corrected a misleading notation in the published version and added a link to the code
Retrieval-Enhanced Machine Learning: Synthesis and Opportunities	2024-10-18	Show In the field of language modeling, models augmented with retrieval components have emerged as a promising solution to address several challenges faced in the natural language processing (NLP) field, including knowledge grounding, interpretability, and scalability. Despite the primary focus on NLP, we posit that the paradigm of retrieval-enhancement can be extended to a broader spectrum of machine learning (ML) such as computer vision, time series prediction, and computational biology. Therefore, this work introduces a formal framework of this paradigm, Retrieval-Enhanced Machine Learning (REML), by synthesizing the literature in various domains in ML with consistent notations which is missing from the current literature. Also, we found that while a number of studies employ retrieval components to augment their models, there is a lack of integration with foundational Information Retrieval (IR) research. We bridge this gap between the seminal IR research and contemporary REML studies by investigating each component that comprises the REML framework. Ultimately, the goal of this work is to equip researchers across various disciplines with a comprehensive, formally structured framework of retrieval-enhanced models, thereby fostering interdisciplinary future research.
On the Regularization of Learnable Embeddings for Time Series Processing	2024-10-18	Show In processing multiple time series, accounting for the individual features of each sequence can be challenging. To address this, modern deep learning methods for time series analysis combine a shared (global) model with local layers, specific to each time series, often implemented as learnable embeddings. Ideally, these local embeddings should encode meaningful representations of the unique dynamics of each sequence. However, when these are learned end-to-end as parameters of a forecasting model, they may end up acting as mere sequence identifiers. Shared processing blocks may then become reliant on such identifiers, limiting their transferability to new contexts. In this paper, we address this issue by investigating methods to regularize the learning of local learnable embeddings for time series processing. Specifically, we perform the first extensive empirical study on the subject and show how such regularizations consistently improve performance in widely adopted architectures. Furthermore, we show that methods preventing the co-adaptation of local and global parameters are particularly effective in this context. This hypothesis is validated by comparing several methods preventing the downstream models from relying on sequence identifiers, going as far as completely resetting the embeddings during training. The obtained results provide an important contribution to understanding the interplay between learnable local parameters and shared processing layers: a key challenge in modern time series processing models and a step toward developing effective foundation models for time series.
Neuro-Symbolic Traders: Assessing the Wisdom of AI Crowds in Markets	2024-10-18	Show Deep generative models are becoming increasingly used as tools for financial analysis. However, it is unclear how these models will influence financial markets, especially when they infer financial value in a semi-autonomous way. In this work, we explore the interplay between deep generative models and market dynamics. We develop a form of virtual traders that use deep generative models to make buy/sell decisions, which we term neuro-symbolic traders, and expose them to a virtual market. Under our framework, neuro-symbolic traders are agents that use vision-language models to discover a model of the fundamental value of an asset. Agents develop this model as a stochastic differential equation, calibrated to market data using gradient descent. We test our neuro-symbolic traders on both synthetic data and real financial time series, including an equity stock, commodity, and a foreign exchange pair. We then expose several groups of neuro-symbolic traders to a virtual market environment. This market environment allows for feedback between the traders belief of the underlying value to the observed price dynamics. We find that this leads to price suppression compared to the historical data, highlighting a future risk to market stability. Our work is a first step towards quantifying the effect of deep generative agents on markets dynamics and sets out some of the potential risks and benefits of this approach in the future.	8 pag... 8 pages, 4 figures, ACM format
Clustering of timed sequences -- Application to the analysis of care pathways	2024-10-18	Show Improving the future of healthcare starts by better understanding the current actual practices in hospital settings. This motivates the objective of discovering typical care pathways from patient data. Revealing typical care pathways can be achieved through clustering. The difficulty in clustering care pathways, represented by sequences of timestamped events, lies in defining a semantically appropriate metric and clustering algorithms. In this article, we adapt two methods developed for time series to the clustering of timed sequences: the drop-DTW metric and the DBA approach for the construction of averaged time sequences. These methods are then applied in clustering algorithms to propose original and sound clustering algorithms for timed sequences. This approach is experimented with and evaluated on synthetic and real-world data.
ANT: Adaptive Noise Schedule for Time Series Diffusion Models	2024-10-18	Show Advances in diffusion models for generative artificial intelligence have recently propagated to the time series (TS) domain, demonstrating state-of-the-art performance on various tasks. However, prior works on TS diffusion models often borrow the framework of existing works proposed in other domains without considering the characteristics of TS data, leading to suboptimal performance. In this work, we propose Adaptive Noise schedule for Time series diffusion models (ANT), which automatically predetermines proper noise schedules for given TS datasets based on their statistics representing non-stationarity. Our intuition is that an optimal noise schedule should satisfy the following desiderata: 1) It linearly reduces the non-stationarity of TS data so that all diffusion steps are equally meaningful, 2) the data is corrupted to the random noise at the final step, and 3) the number of steps is sufficiently large. The proposed method is practical for use in that it eliminates the necessity of finding the optimal noise schedule with a small additional cost to compute the statistics for given datasets, which can be done offline before training. We validate the effectiveness of our method across various tasks, including TS forecasting, refinement, and generation, on datasets from diverse domains. Code is available at this repository: https://github.com/seunghan96/ANT.	NeurIPS 2024
Predicting time-varying flux and balance in metabolic systems using structured neural-ODE processes	2024-10-18	Show We develop a novel data-driven framework as an alternative to dynamic flux balance analysis, bypassing the demand for deep domain knowledge and manual efforts to formulate the optimization problem. The proposed framework is end-to-end, which trains a structured neural ODE process (SNODEP) model to estimate flux and balance samples using gene-expression time-series data. SNODEP is designed to circumvent the limitations of the standard neural ODE process model, including restricting the latent and decoder sampling distributions to be normal and lacking structure between context points for calculating the latent, thus more suitable for modeling the underlying dynamics of a metabolic system. Through comprehensive experiments ($156$ in total), we demonstrate that SNODEP not only predicts the unseen time points of real-world gene-expression data and the flux and balance estimates well but can even generalize to more challenging unseen knockout configurations and irregular data sampling scenarios, all essential for metabolic pathway analysis. We hope our work can serve as a catalyst for building more scalable and powerful models for genome-scale metabolic analysis. Our code is available at: \url{https://github.com/TrustMLRG/SNODEP}.
Timeseria: an object-oriented time series processing library	2024-10-18	Show Timeseria is an object-oriented time series processing library implemented in Python, which aims at making it easier to manipulate time series data and to build statistical and machine learning models on top of it. Unlike common data analysis frameworks, it builds up from well defined and reusable logical units (objects), which can be easily combined together in order to ensure a high level of consistency. Thanks to this approach, Timeseria can address by design several non-trivial issues often underestimated, such as handling data losses, non-uniform sampling rates, differences between aggregated data and punctual observations, time zones, daylight saving times, and more. Timeseria comes with a comprehensive set of base data structures, common data manipulation operations, and extensible models for data reconstruction, forecasting and anomaly detection. It also integrates a powerful plotting engine capable of handling even millions of data points.
wavScalogram: an R package with wavelet scalogram tools for time series analysis	2024-10-18	Show In this work we present the wavScalogram R package, which contains methods based on wavelet scalograms for time series analysis. These methods are related to two main wavelet tools: the windowed scalogram difference and the scale index. The windowed scalogram difference compares two time series, identifying if their scalograms follow similar patterns at different scales and times, and it is thus a useful complement to other comparison tools such as the squared wavelet coherence. On the other hand, the scale index provides a numerical estimation of the degree of non-periodicity of a time series and it is widely used in many scientific areas.	27 pages, 17 figures
SatSwinMAE: Efficient Autoencoding for Multiscale Time-series Satellite Imagery	2024-10-18	Show Recent advancements in foundation models have significantly impacted various fields, including natural language processing, computer vision, and multi-modal tasks. One area that stands to benefit greatly is Earth observation, where these models can efficiently process large-scale, unlabeled geospatial data. In this work we extend the SwinMAE model to integrate temporal information for satellite time-series data. The architecture employs a hierarchical 3D Masked Autoencoder (MAE) with Video Swin Transformer blocks to effectively capture multi-scale spatio-temporal dependencies in satellite imagery. To enhance transfer learning, we incorporate both encoder and decoder pretrained weights, along with skip connections to preserve scale-specific information. This forms an architecture similar to SwinUNet with an additional temporal component. Our approach shows significant performance improvements over existing state-of-the-art foundation models for all the evaluated downstream tasks: land cover segmentation, building density prediction, flood mapping, wildfire scar mapping and multi-temporal crop segmentation. Particularly, in the land cover segmentation task of the PhilEO Bench dataset, it outperforms other geospatial foundation models with a 10.4% higher accuracy.
On time series clustering with k-means	2024-10-18	Show There is a long history of research into time series clustering using distance-based partitional clustering. Many of the most popular algorithms adapt k-means (also known as Lloyd's algorithm) to exploit time dependencies in the data by specifying a time series distance function. However, these algorithms are often presented with k-means configured in various ways, altering key parameters such as the initialisation strategy. This variability makes it difficult to compare studies because k-means is known to be highly sensitive to its configuration. To address this, we propose a standard Lloyd's-based model for TSCL that adopts an end-to-end approach, incorporating a specialised distance function not only in the assignment step but also in the initialisation and stopping criteria. By doing so, we create a unified structure for comparing seven popular Lloyd's-based TSCL algorithms. This common framework enables us to more easily attribute differences in clustering performance to the distance function itself, rather than variations in the k-means configuration.
Almost-Linear RNNs Yield Highly Interpretable Symbolic Codes in Dynamical Systems Reconstruction	2024-10-18	Show Dynamical systems (DS) theory is fundamental for many areas of science and engineering. It can provide deep insights into the behavior of systems evolving in time, as typically described by differential or recursive equations. A common approach to facilitate mathematical tractability and interpretability of DS models involves decomposing nonlinear DS into multiple linear DS separated by switching manifolds, i.e. piecewise linear (PWL) systems. PWL models are popular in engineering and a frequent choice in mathematics for analyzing the topological properties of DS. However, hand-crafting such models is tedious and only possible for very low-dimensional scenarios, while inferring them from data usually gives rise to unnecessarily complex representations with very many linear subregions. Here we introduce Almost-Linear Recurrent Neural Networks (AL-RNNs) which automatically and robustly produce most parsimonious PWL representations of DS from time series data, using as few PWL nonlinearities as possible. AL-RNNs can be efficiently trained with any SOTA algorithm for dynamical systems reconstruction (DSR), and naturally give rise to a symbolic encoding of the underlying DS that provably preserves important topological properties. We show that for the Lorenz and R"ossler systems, AL-RNNs discover, in a purely data-driven way, the known topologically minimal PWL representations of the corresponding chaotic attractors. We further illustrate on two challenging empirical datasets that interpretable symbolic encodings of the dynamics can be achieved, tremendously facilitating mathematical and computational analysis of the underlying systems.	38th ... 38th Conference on Neural Information Processing Systems (NeurIPS 2024)
Granger Causality in Extremes	2024-10-18	Show We introduce a rigorous mathematical framework for Granger causality in extremes, designed to identify causal links from extreme events in time series. Granger causality plays a pivotal role in uncovering directional relationships among time-varying variables. While this notion gains heightened importance during extreme and highly volatile periods, state-of-the-art methods primarily focus on causality within the body of the distribution, often overlooking causal mechanisms that manifest only during extreme events. Our framework is designed to infer causality mainly from extreme events by leveraging the causal tail coefficient. We establish equivalences between causality in extremes and other causal concepts, including (classical) Granger causality, Sims causality, and structural causality. We prove other key properties of Granger causality in extremes and show that the framework is especially helpful under the presence of hidden confounders. We also propose a novel inference method for detecting the presence of Granger causality in extremes from data. Our method is model-free, can handle non-linear and high-dimensional time series, outperforms current state-of-the-art methods in all considered setups, both in performance and speed, and was found to uncover coherent effects when applied to financial and extreme weather observations.
Timer: Generative Pre-trained Transformers Are Large Time Series Models	2024-10-18	Show Deep learning has contributed remarkably to the advancement of time series analysis. Still, deep models can encounter performance bottlenecks in real-world data-scarce scenarios, which can be concealed due to the performance saturation with small models on current benchmarks. Meanwhile, large models have demonstrated great powers in these scenarios through large-scale pre-training. Continuous progress has been achieved with the emergence of large language models, exhibiting unprecedented abilities such as few-shot generalization, scalability, and task generality, which are however absent in small deep models. To change the status quo of training scenario-specific small models from scratch, this paper aims at the early development of large time series models (LTSM). During pre-training, we curate large-scale datasets with up to 1 billion time points, unify heterogeneous time series into single-series sequence (S3) format, and develop the GPT-style architecture toward LTSMs. To meet diverse application needs, we convert forecasting, imputation, and anomaly detection of time series into a unified generative task. The outcome of this study is a Time Series Transformer (Timer), which is generative pre-trained by next token prediction and adapted to various downstream tasks with promising capabilities as an LTSM. Code and datasets are available at: https://github.com/thuml/Large-Time-Series-Model.
Hierarchical Conditional Multi-Task Learning for Streamflow Modeling	2024-10-18	Show Streamflow, vital for water resource management, is governed by complex hydrological systems involving intermediate processes driven by meteorological forces. While deep learning models have achieved state-of-the-art results of streamflow prediction, their end-to-end single-task learning approach often fails to capture the causal relationships within these systems. To address this, we propose Hierarchical Conditional Multi-Task Learning (HCMTL), a hierarchical approach that jointly models soil water and snowpack processes based on their causal connections to streamflow. HCMTL utilizes task embeddings to connect network modules, enhancing flexibility and expressiveness while capturing unobserved processes beyond soil water and snowpack. It also incorporates the Conditional Mini-Batch strategy to improve long time series modeling. We compare HCMTL with five baselines on a global dataset. HCMTL's superior performance across hundreds of drainage basins over extended periods shows that integrating domain-specific causal knowledge into deep learning enhances both prediction accuracy and interpretability. This is essential for advancing our understanding of complex hydrological systems and supporting efficient water resource management to mitigate natural disasters like droughts and floods.
TimeSeriesExam: A time series understanding exam	2024-10-18	Show Large Language Models (LLMs) have recently demonstrated a remarkable ability to model time series data. These capabilities can be partly explained if LLMs understand basic time series concepts. However, our knowledge of what these models understand about time series data remains relatively limited. To address this gap, we introduce TimeSeriesExam, a configurable and scalable multiple-choice question exam designed to assess LLMs across five core time series understanding categories: pattern recognition, noise understanding, similarity analysis, anomaly detection, and causality analysis. TimeSeriesExam comprises of over 700 questions, procedurally generated using 104 carefully curated templates and iteratively refined to balance difficulty and their ability to discriminate good from bad models. We test 7 state-of-the-art LLMs on the TimeSeriesExam and provide the first comprehensive evaluation of their time series understanding abilities. Our results suggest that closed-source models such as GPT-4 and Gemini understand simple time series concepts significantly better than their open-source counterparts, while all models struggle with complex concepts such as causality analysis. We believe that the ability to programatically generate questions is fundamental to assessing and improving LLM's ability to understand and reason about time series data.	Accep... Accepted at NeurIPS'24 Time Series in the Age of Large Models Workshop
Transfer Learning on Transformers for Building Energy Consumption Forecasting -- A Comparative Study	2024-10-18	Show This study investigates the application of Transfer Learning (TL) on Transformer architectures to enhance building energy consumption forecasting. Transformers are a relatively new deep learning architecture, which has served as the foundation for groundbreaking technologies such as ChatGPT. While TL has been studied in the past, these studies considered either one TL strategy or used older deep learning models such as Recurrent Neural Networks or Convolutional Neural Networks. Here, we carry out an extensive empirical study on six different TL strategies and analyse their performance under varying feature spaces. In addition to the vanilla Transformer architecture, we also experiment with Informer and PatchTST, specifically designed for time series forecasting. We use 16 datasets from the Building Data Genome Project 2 to create building energy consumption forecasting models. Experiment results reveal that while TL is generally beneficial, especially when the target domain has no data, careful selection of the exact TL strategy should be made to gain the maximum benefit. This decision largely depends on the feature space properties such as the recorded weather features. We also note that PatchTST outperforms the other two Transformer variants (vanilla Transformer and Informer). We believe our findings would assist researchers in making informed decision in using TL and transformer architectures for building energy consumption forecasting.
Graph Neural Flows for Unveiling Systemic Interactions Among Irregularly Sampled Time Series	2024-10-17	Show Interacting systems are prevalent in nature. It is challenging to accurately predict the dynamics of the system if its constituent components are analyzed independently. We develop a graph-based model that unveils the systemic interactions of time series observed at irregular time points, by using a directed acyclic graph to model the conditional dependencies (a form of causal notation) of the system components and learning this graph in tandem with a continuous-time model that parameterizes the solution curves of ordinary differential equations (ODEs). Our technique, a graph neural flow, leads to substantial enhancements over non-graph-based methods, as well as graph-based methods without the modeling of conditional dependencies. We validate our approach on several tasks, including time series classification and forecasting, to demonstrate its efficacy.	NeurI... NeurIPS 2024. Code is available at https://github.com/gmerca/GNeuralFlow

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Title	Date	Abstract	Comment
Does Generative AI speak Nigerian-Pidgin?: Issues about Representativeness and Bias for Multilingualism in LLMs	2024-10-23	Show Nigeria is a multilingual country with 500+ languages. Naija is a Nigerian-Pidgin spoken by approx. 120M speakers in Nigeria and it is a mixed language (e.g., English, Portuguese, Yoruba, Hausa and Igbo). Although it has mainly been a spoken language until recently, there are now various platforms publishing exclusively in Naija such as Naija Wikipedia. However, it is hard to distinguish by non-native from a larger pidgin languages spoken across West Africa known as West African Pidgin English (WAPE) -- which is more simplied and understandable by wider audience in Ghana, Nigeria, and Cameroon. BBC news platform publishes exclusively in WAPE to cater for several countries in West Africa. In our paper, we show through statistical analyses and Machine Translation experiments that these two creole varieties do not represent each other (i.e., there are linguistic differences in word order and vocabulary) and Generative AI operates only based on WAPE. In other words, Naija is under-represented in Generative AI, and it is hard to teach LLMs with few examples.	under review
Key Algorithms for Keyphrase Generation: Instruction-Based LLMs for Russian Scientific Keyphrases	2024-10-23	Show Keyphrase selection is a challenging task in natural language processing that has a wide range of applications. Adapting existing supervised and unsupervised solutions for the Russian language faces several limitations due to the rich morphology of Russian and the limited number of training datasets available. Recent studies conducted on English texts show that large language models (LLMs) successfully address the task of generating keyphrases. LLMs allow achieving impressive results without task-specific fine-tuning, using text prompts instead. In this work, we access the performance of prompt-based methods for generating keyphrases for Russian scientific abstracts. First, we compare the performance of zero-shot and few-shot prompt-based methods, fine-tuned models, and unsupervised methods. Then we assess strategies for selecting keyphrase examples in a few-shot setting. We present the outcomes of human evaluation of the generated keyphrases and analyze the strengths and weaknesses of the models through expert assessment. Our results suggest that prompt-based methods can outperform common baselines even using simple text prompts.	The 1... The 12th International Conference on Analysis of Images, Social Networks and Texts (AIST'2024)
POD-Attention: Unlocking Full Prefill-Decode Overlap for Faster LLM Inference	2024-10-23	Show Each request in LLM inference goes through two phases: compute-bound prefill and memory-bandwidth-bound decode. To improve GPU utilization, recent systems use hybrid batching that combines the prefill and decode phases of different requests into the same batch. Hybrid batching works well for linear operations as it amortizes the cost of loading model weights from HBM. However, attention computation in hybrid batches remains inefficient because existing attention kernels are optimized for either prefill or decode. In this paper, we present POD-Attention -- the first GPU kernel that efficiently computes attention for hybrid batches. POD-Attention aims to maximize the utilization of both compute and memory bandwidth by carefully allocating the GPU's resources such that prefill and decode operations happen concurrently on the same multiprocessor. We integrate POD-Attention in a state-of-the-art LLM inference scheduler Sarathi-Serve. POD-Attention speeds up attention computation by up to 75% (mean 28%) and increases LLM serving throughput by up to 22% in offline inference. In online inference, POD-Attention enables lower time-to-first-token (TTFT), time-between-tokens (TBT), and request execution latency versus Sarathi-Serve.
MiniFed : Integrating LLM-based Agentic-Workflow for Simulating FOMC Meeting	2024-10-23	Show The Federal Funds rate in the United States plays a significant role in both domestic and international financial markets. However, research has predominantly focused on the effects of adjustments to the Federal Funds rate rather than on the decision-making process itself. Recent advancements in large language models(LLMs) offer a potential method for reconstructing the original FOMC meetings, which are responsible for setting the Federal Funds rate. In this paper, we propose a five-stage FOMC meeting simulation framework, MiniFed, which employs LLM agents to simulate real-world FOMC meeting members and optimize the FOMC structure. This framework effectively revitalizes the FOMC meeting process and facilitates projections of the Federal Funds rate. Experimental results demonstrate that our proposed MiniFed framework achieves both high accuracy in Federal Funds rate projections and behavioral alignment with the agents' real-world counterparts. Given that few studies have focused on employing LLM agents to simulate large-scale real-world conferences, our work can serve as a benchmark for future developments.
LLM-Assisted Multi-Teacher Continual Learning for Visual Question Answering in Robotic Surgery	2024-10-23	Show Visual question answering (VQA) is crucial for promoting surgical education. In practice, the needs of trainees are constantly evolving, such as learning more surgical types, adapting to different robots, and learning new surgical instruments and techniques for various surgeries. However, patient data privacy often restricts the availability of old data when updating the model, necessitating an exemplar-free continual learning (CL) setup. Prior CL studies overlooked two vital problems in the surgical domain: 1) large domain shifts from diverse surgical operations collected from multiple sources, and 2) severe data imbalance arising from the uneven presence of surgical instruments or activities. This paper proposes addressing these problems with a multimodal large language model (LLM) and an adaptive weight assignment methodology. We first develop a new multi-teacher CL framework that leverages a multimodal LLM as the additional teacher. The strong generalization ability of the LLM can bridge the knowledge gap when domain shifts and data imbalances occur. We then put forth a novel data processing method that transforms complex LLM embeddings into logits compatible with our CL framework. We further design an adaptive weight assignment approach that balances the generalization ability of the LLM and the domain expertise of the old CL model. Finally, to comprehensively test the effectiveness of our proposed method, we have also constructed two new surgical VQA datasets that are largely different from existing ones and could be valuable resources for future research. Extensive experimental results on the tested datasets demonstrate the superiority of our method to other advanced CL schemes.	This ... This paper has been accapted by 2024 IEEE International Conference on Robotics and Automation (ICRA)
Benchmarking Floworks against OpenAI & Anthropic: A Novel Framework for Enhanced LLM Function Calling	2024-10-23	Show Large Language Models (LLMs) have shown remarkable capabilities in various domains, yet their economic impact has been limited by challenges in tool use and function calling. This paper introduces ThorV2, a novel architecture that significantly enhances LLMs' function calling abilities. We develop a comprehensive benchmark focused on HubSpot CRM operations to evaluate ThorV2 against leading models from OpenAI and Anthropic. Our results demonstrate that ThorV2 outperforms existing models in accuracy, reliability, latency, and cost efficiency for both single and multi-API calling tasks. We also show that ThorV2 is far more reliable and scales better to multistep tasks compared to traditional models. Our work offers the tantalizing possibility of more accurate function-calling compared to today's best-performing models using significantly smaller LLMs. These advancements have significant implications for the development of more capable AI assistants and the broader application of LLMs in real-world scenarios.	15 pa... 15 pages for main paper, 21 pages in total including references and appendix, 10 figures
Reconfidencing LLMs from the Grouping Loss Perspective	2024-10-23	Show Large Language Models (LLMs), including ChatGPT and LLaMA, are susceptible to generating hallucinated answers in a confident tone. While efforts to elicit and calibrate confidence scores have proven useful, recent findings show that controlling uncertainty must go beyond calibration: predicted scores may deviate significantly from the actual posterior probabilities due to the impact of grouping loss. In this work, we construct a new evaluation dataset derived from a knowledge base to assess confidence scores given to answers of Mistral and LLaMA. Experiments show that they tend to be overconfident. Further, we show that they are more overconfident on some answers than others, \emph{eg} depending on the nationality of the person in the query. In uncertainty-quantification theory, this is grouping loss. To address this, we propose a solution to reconfidence LLMs, canceling not only calibration but also grouping loss. The LLMs, after the reconfidencing process, indicate improved confidence alignment with the accuracy of their responses.	EMNLP 2024 Findings
Do LLMs Have Distinct and Consistent Personality? TRAIT: Personality Testset designed for LLMs with Psychometrics	2024-10-23	Show Recent advancements in Large Language Models (LLMs) have led to their adaptation in various domains as conversational agents. We wonder: can personality tests be applied to these agents to analyze their behavior, similar to humans? We introduce TRAIT, a new benchmark consisting of 8K multi-choice questions designed to assess the personality of LLMs. TRAIT is built on two psychometrically validated small human questionnaires, Big Five Inventory (BFI) and Short Dark Triad (SD-3), enhanced with the ATOMIC-10X knowledge graph to a variety of real-world scenarios. TRAIT also outperforms existing personality tests for LLMs in terms of reliability and validity, achieving the highest scores across four key metrics: Content Validity, Internal Validity, Refusal Rate, and Reliability. Using TRAIT, we reveal two notable insights into personalities of LLMs: 1) LLMs exhibit distinct and consistent personality, which is highly influenced by their training data (e.g., data used for alignment tuning), and 2) current prompting techniques have limited effectiveness in eliciting certain traits, such as high psychopathy or low conscientiousness, suggesting the need for further research in this direction.	Prepr... Preprint; Under review
AdaRankGrad: Adaptive Gradient-Rank and Moments for Memory-Efficient LLMs Training and Fine-Tuning	2024-10-23	Show Training and fine-tuning large language models (LLMs) come with challenges related to memory and computational requirements due to the increasing size of the model weights and the optimizer states. Various techniques have been developed to tackle these challenges, such as low-rank adaptation (LoRA), which involves introducing a parallel trainable low-rank matrix to the fixed pre-trained weights at each layer. However, these methods often fall short compared to the full-rank weight training approach, as they restrict the parameter search to a low-rank subspace. This limitation can disrupt training dynamics and require a full-rank warm start to mitigate the impact. In this paper, we introduce a new method inspired by a phenomenon we formally prove: as training progresses, the rank of the estimated layer gradients gradually decreases, and asymptotically approaches rank one. Leveraging this, our approach involves adaptively reducing the rank of the gradients during Adam optimization steps, using an efficient online-updating low-rank projections rule. We further present a randomized SVD scheme for efficiently finding the projection matrix. Our technique enables full-parameter fine-tuning with adaptive low-rank gradient updates, significantly reducing overall memory requirements during training compared to state-of-the-art methods while improving model performance in both pretraining and fine-tuning. Finally, we provide a convergence analysis of our method and demonstrate its merits for training and fine-tuning language and biological foundation models.
Understanding Layer Significance in LLM Alignment	2024-10-23	Show Aligning large language models (LLMs) through fine-tuning is essential for tailoring them to specific applications. Therefore, understanding what LLMs learn during the alignment process is crucial. Recent studies suggest that alignment primarily adjusts a model's presentation style rather than its foundational knowledge, indicating that only certain components of the model are significantly impacted. To delve deeper into LLM alignment, we propose to identify which layers within LLMs are most critical to the alignment process, thereby uncovering how alignment influences model behavior at a granular level. We propose a novel approach to identify the important layers for LLM alignment (ILA). It involves learning a binary mask for each incremental weight matrix in the LoRA algorithm, indicating the significance of each layer. ILA consistently identifies important layers across various alignment datasets, with nearly 90% overlap even with substantial dataset differences, highlighting fundamental patterns in LLM alignment. Experimental results indicate that freezing non-essential layers improves overall model performance, while selectively tuning the most critical layers significantly enhances fine-tuning efficiency with minimal performance loss.
Is the GPU Half-Empty or Half-Full? Practical Scheduling Techniques for LLMs	2024-10-23	Show Serving systems for Large Language Models (LLMs) improve throughput by processing several requests concurrently. However, multiplexing hardware resources between concurrent requests involves non-trivial scheduling decisions. Practical serving systems typically implement these decisions at two levels: First, a load balancer routes requests to different servers which each hold a replica of the LLM. Then, on each server, an engine-level scheduler decides when to run a request, or when to queue or preempt it. Improved scheduling policies may benefit a wide range of LLM deployments and can often be implemented as "drop-in replacements" to a system's current policy. In this work, we survey scheduling techniques from the literature and from practical serving systems. We find that schedulers from the literature often achieve good performance but introduce significant complexity. In contrast, schedulers in practical deployments often leave easy performance gains on the table but are easy to implement, deploy and configure. This finding motivates us to introduce two new scheduling techniques, which are both easy to implement, and outperform current techniques on production workload traces.	12 pages, 11 figures
Do Large Language Models Have an English Accent? Evaluating and Improving the Naturalness of Multilingual LLMs	2024-10-23	Show Current Large Language Models (LLMs) are predominantly designed with English as the primary language, and even the few that are multilingual tend to exhibit strong English-centric biases. Much like speakers who might produce awkward expressions when learning a second language, LLMs often generate unnatural outputs in non-English languages, reflecting English-centric patterns in both vocabulary and grammar. Despite the importance of this issue, the naturalness of multilingual LLM outputs has received limited attention. In this paper, we address this gap by introducing novel automatic corpus-level metrics to assess the lexical and syntactic naturalness of LLM outputs in a multilingual context. Using our new metrics, we evaluate state-of-the-art LLMs on a curated benchmark in French and Chinese, revealing a tendency towards English-influenced patterns. To mitigate this issue, we also propose a simple and effective alignment method to improve the naturalness of an LLM in a target language and domain, achieving consistent improvements in naturalness without compromising the performance on general-purpose benchmarks. Our work highlights the importance of developing multilingual metrics, resources and methods for the new wave of multilingual LLMs.
A Unified Debugging Approach via LLM-Based Multi-Agent Synergy	2024-10-23	Show Software debugging is a time-consuming endeavor involving a series of steps, such as fault localization and patch generation, each requiring thorough analysis and a deep understanding of the underlying logic. While large language models (LLMs) demonstrate promising potential in coding tasks, their performance in debugging remains limited. Current LLM-based methods often focus on isolated steps and struggle with complex bugs. In this paper, we propose the first end-to-end framework, FixAgent, for unified debugging through multi-agent synergy. It mimics the entire cognitive processes of developers, with each agent specialized as a particular component of this process rather than mirroring the actions of an independent expert as in previous multi-agent systems. Agents are coordinated through a three-level design, following a cognitive model of debugging, allowing adaptive handling of bugs with varying complexities. Experiments on extensive benchmarks demonstrate that FixAgent significantly outperforms state-of-the-art repair methods, fixing 1.25$\times$ to 2.56$\times$ bugs on the repo-level benchmark, Defects4J. This performance is achieved without requiring ground-truth root-cause code statements, unlike the baselines. Our source code is available on https://github.com/AcceptePapier/UniDebugger.
A Review of Prominent Paradigms for LLM-Based Agents: Tool Use (Including RAG), Planning, and Feedback Learning	2024-10-23	Show Tool use, planning, and feedback learning are currently three prominent paradigms for developing Large Language Model (LLM)-based agents across various tasks. Although numerous frameworks have been devised for each paradigm, their intricate workflows and inconsistent taxonomy create challenges in understanding and reviewing the frameworks across different paradigms. This survey introduces a unified taxonomy to systematically review and discuss these frameworks. Specifically, 1) the taxonomy defines environments/tasks, common LLM-profiled roles or LMPRs (policy models, evaluators, and dynamic models), and universally applicable workflows found in prior work, and 2) it enables a comparison of key perspectives on the implementations of LMPRs and workflow designs across different agent paradigms and frameworks. 3) Finally, we identify three limitations in existing workflow designs and systematically discuss the future work.	Under Review
Evaluating Explanations Through LLMs: Beyond Traditional User Studies	2024-10-23	Show As AI becomes fundamental in sectors like healthcare, explainable AI (XAI) tools are essential for trust and transparency. However, traditional user studies used to evaluate these tools are often costly, time consuming, and difficult to scale. In this paper, we explore the use of Large Language Models (LLMs) to replicate human participants to help streamline XAI evaluation. We reproduce a user study comparing counterfactual and causal explanations, replicating human participants with seven LLMs under various settings. Our results show that (i) LLMs can replicate most conclusions from the original study, (ii) different LLMs yield varying levels of alignment in the results, and (iii) experimental factors such as LLM memory and output variability affect alignment with human responses. These initial findings suggest that LLMs could provide a scalable and cost-effective way to simplify qualitative XAI evaluation.
DiffSpec: Differential Testing with LLMs using Natural Language Specifications and Code Artifacts	2024-10-23	Show Differential testing can be an effective way to find bugs in software systems with multiple implementations that conform to the same specification, like compilers, network protocol parsers, and language runtimes. Specifications for such systems are often standardized in natural language documents, like Instruction Set Architecture (ISA) specifications, Wasm specifications or IETF RFC's. Large Language Models (LLMs) have demonstrated potential in both generating tests and handling large volumes of natural language text, making them well-suited for utilizing artifacts like specification documents, bug reports, and code implementations. In this work, we leverage natural language and code artifacts to guide LLMs to generate targeted, meaningful tests that highlight meaningful behavioral differences between implementations, including those corresponding to bugs. We introduce DiffSpec, a framework for generating differential tests with LLMs using prompt chaining. We demonstrate the efficacy of DiffSpec on two different systems, namely, eBPF runtimes and Wasm validators. Using DiffSpec, we generated 359 differentiating tests, uncovering at least four distinct and confirmed bugs in eBPF, including a kernel memory leak, inconsistent behavior in jump instructions, and undefined behavior when using the stack pointer. We also found 279 differentiating tests in Wasm validators, that point to at least 2 confirmed and fixed bugs in Wizard Engine.
Uncertainty Estimation and Quantification for LLMs: A Simple Supervised Approach	2024-10-23	Show In this paper, we study the problem of uncertainty estimation and calibration for LLMs. We begin by formulating the uncertainty estimation problem, a relevant yet underexplored area in existing literature. We then propose a supervised approach that leverages labeled datasets to estimate the uncertainty in LLMs' responses. Based on the formulation, we illustrate the difference between the uncertainty estimation for LLMs and that for standard ML models and explain why the hidden neurons of the LLMs may contain uncertainty information. Our designed approach demonstrates the benefits of utilizing hidden activations to enhance uncertainty estimation across various tasks and shows robust transferability in out-of-distribution settings. We distinguish the uncertainty estimation task from the uncertainty calibration task and show that better uncertainty estimation leads to better calibration performance. Furthermore, our method is easy to implement and adaptable to different levels of model accessibility including black box, grey box, and white box.	29 pages, 14 figures
Regularizing Hidden States Enables Learning Generalizable Reward Model for LLMs	2024-10-23	Show Reward models trained on human preference data have been proven to effectively align Large Language Models (LLMs) with human intent within the framework of reinforcement learning from human feedback (RLHF). However, current reward models have limited generalization capabilities to unseen prompts and responses, which can lead to an unexpected phenomenon known as reward over-optimization, resulting in a decline in actual performance due to excessive optimization of rewards. While previous research has advocated for constraining policy optimization, our study introduces a novel approach to enhance the reward model's generalization ability against distribution shifts by regularizing the hidden states. Specifically, we retain the base model's language model head and incorporate a suite of text-generation losses to preserve the hidden states' text-generation capabilities, while concurrently learning a reward head behind the same hidden states. Our experimental results demonstrate that the introduced regularization technique markedly improves the accuracy of learned reward models across a variety of out-of-distribution (OOD) tasks and effectively alleviates the over-optimization issue in RLHF, offering a more reliable and robust preference learning paradigm.	NeurIPS 2024
Mind's Eye of LLMs: Visualization-of-Thought Elicits Spatial Reasoning in Large Language Models	2024-10-23	Show Large language models (LLMs) have exhibited impressive performance in language comprehension and various reasoning tasks. However, their abilities in spatial reasoning, a crucial aspect of human cognition, remain relatively unexplored. Human possess a remarkable ability to create mental images of unseen objects and actions through a process known as the Mind's Eye, enabling the imagination of the unseen world. Inspired by this cognitive capacity, we propose Visualization-of-Thought (VoT) prompting. VoT aims to elicit spatial reasoning of LLMs by visualizing their reasoning traces, thereby guiding subsequent reasoning steps. We employed VoT for multi-hop spatial reasoning tasks, including natural language navigation, visual navigation, and visual tiling in 2D grid worlds. Experimental results demonstrated that VoT significantly enhances the spatial reasoning abilities of LLMs. Notably, VoT outperformed existing multimodal large language models (MLLMs) in these tasks. While VoT works surprisingly well on LLMs, the ability to generate mental images to facilitate spatial reasoning resembles the mind's eye process, suggesting its potential viability in MLLMs. Please find the dataset and codes at https://microsoft.github.io/visualization-of-thought	38th ... 38th Conference on Neural Information Processing Systems (NeurIPS 2024)
From PDFs to Structured Data: Utilizing LLM Analysis in Sports Database Management	2024-10-23	Show This study investigates the effectiveness of Large Language Models (LLMs) in processing semi-structured data from PDF documents into structured formats, specifically examining their application in updating the Finnish Sports Clubs Database. Through action research methodology, we developed and evaluated an AI-assisted approach utilizing OpenAI's GPT-4 and Anthropic's Claude 3 Opus models to process data from 72 sports federation membership reports. The system achieved a 90% success rate in automated processing, successfully handling 65 of 72 files without errors and converting over 7,900 rows of data. While the initial development time was comparable to traditional manual processing (three months), the implemented system shows potential for reducing future processing time by approximately 90%. Key challenges included handling multilingual content, processing multi-page datasets, and managing extraneous information. The findings suggest that while LLMs demonstrate significant potential for automating semi-structured data processing tasks, optimal results are achieved through a hybrid approach combining AI automation with selective human oversight. This research contributes to the growing body of literature on practical LLM applications in organizational data management and provides insights into the transformation of traditional data processing workflows.	11 pages, 1 figure
Richelieu: Self-Evolving LLM-Based Agents for AI Diplomacy	2024-10-23	Show Diplomacy is one of the most sophisticated activities in human society, involving complex interactions among multiple parties that require skills in social reasoning, negotiation, and long-term strategic planning. Previous AI agents have demonstrated their ability to handle multi-step games and large action spaces in multi-agent tasks. However, diplomacy involves a staggering magnitude of decision spaces, especially considering the negotiation stage required. While recent agents based on large language models (LLMs) have shown potential in various applications, they still struggle with extended planning periods in complex multi-agent settings. Leveraging recent technologies for LLM-based agents, we aim to explore AI's potential to create a human-like agent capable of executing comprehensive multi-agent missions by integrating three fundamental capabilities: 1) strategic planning with memory and reflection; 2) goal-oriented negotiation with social reasoning; and 3) augmenting memory through self-play games for self-evolution without human in the loop.
AssertLLM: Generating and Evaluating Hardware Verification Assertions from Design Specifications via Multi-LLMs	2024-10-23	Show Assertion-based verification (ABV) is a critical method to ensure logic designs comply with their architectural specifications. ABV requires assertions, which are generally converted from specifications through human interpretation by verification engineers. Existing methods for generating assertions from specification documents are limited to sentences extracted by engineers, discouraging their practical applications. In this work, we present AssertLLM, an automatic assertion generation framework that processes complete specification documents. AssertLLM can generate assertions from both natural language and waveform diagrams in specification files. It first converts unstructured specification sentences and waveforms into structured descriptions using natural language templates. Then, a customized Large Language Model (LLM) generates the final assertions based on these descriptions. Our evaluation demonstrates that AssertLLM can generate more accurate and higher-quality assertions compared to GPT-4o and GPT-3.5.	Accep... Accepted by ASPDAC'25
MM-Eval: A Multilingual Meta-Evaluation Benchmark for LLM-as-a-Judge and Reward Models	2024-10-23	Show Large language models (LLMs) are commonly used as evaluators in tasks (e.g., reward modeling, LLM-as-a-judge), where they act as proxies for human preferences or judgments. This leads to the need for meta-evaluation: evaluating the credibility of LLMs as evaluators. However, existing benchmarks primarily focus on English, offering limited insight into LLMs' effectiveness as evaluators in non-English contexts. To address this, we introduce MM-Eval, a multilingual meta-evaluation benchmark that covers 18 languages across six categories. MM-Eval evaluates various dimensions, including language-specific challenges like linguistics and language hallucinations. Evaluation results show that both proprietary and open-source language models have considerable room for improvement. Further analysis reveals a tendency for these models to assign middle-ground scores to low-resource languages. We publicly release our benchmark and code.	work in progress
ConfusedPilot: Confused Deputy Risks in RAG-based LLMs	2024-10-23	Show Retrieval augmented generation (RAG) is a process where a large language model (LLM) retrieves useful information from a database and then generates the responses. It is becoming popular in enterprise settings for daily business operations. For example, Copilot for Microsoft 365 has accumulated millions of businesses. However, the security implications of adopting such RAG-based systems are unclear. In this paper, we introduce ConfusedPilot, a class of security vulnerabilities of RAG systems that confuse Copilot and cause integrity and confidentiality violations in its responses. First, we investigate a vulnerability that embeds malicious text in the modified prompt in RAG, corrupting the responses generated by the LLM. Second, we demonstrate a vulnerability that leaks secret data, which leverages the caching mechanism during retrieval. Third, we investigate how both vulnerabilities can be exploited to propagate misinformation within the enterprise and ultimately impact its operations, such as sales and manufacturing. We also discuss the root cause of these attacks by investigating the architecture of a RAG-based system. This study highlights the security vulnerabilities in today's RAG-based systems and proposes design guidelines to secure future RAG-based systems.
LLMScan: Causal Scan for LLM Misbehavior Detection	2024-10-23	Show Despite the success of Large Language Models (LLMs) across various fields, their potential to generate untruthful, biased and harmful responses poses significant risks, particularly in critical applications. This highlights the urgent need for systematic methods to detect and prevent such misbehavior. While existing approaches target specific issues such as harmful responses, this work introduces LLMScan, an innovative LLM monitoring technique based on causality analysis, offering a comprehensive solution. LLMScan systematically monitors the inner workings of an LLM through the lens of causal inference, operating on the premise that the LLM's `brain' behaves differently when misbehaving. By analyzing the causal contributions of the LLM's input tokens and transformer layers, LLMScan effectively detects misbehavior. Extensive experiments across various tasks and models reveal clear distinctions in the causal distributions between normal behavior and misbehavior, enabling the development of accurate, lightweight detectors for a variety of misbehavior detection tasks.
Navigate Complex Physical Worlds via Geometrically Constrained LLM	2024-10-23	Show This study investigates the potential of Large Language Models (LLMs) for reconstructing and constructing the physical world solely based on textual knowledge. It explores the impact of model performance on spatial understanding abilities. To enhance the comprehension of geometric and spatial relationships in the complex physical world, the study introduces a set of geometric conventions and develops a workflow based on multi-layer graphs and multi-agent system frameworks. It examines how LLMs achieve multi-step and multi-objective geometric inference in a spatial environment using multi-layer graphs under unified geometric conventions. Additionally, the study employs a genetic algorithm, inspired by large-scale model knowledge, to solve geometric constraint problems. In summary, this work innovatively explores the feasibility of using text-based LLMs as physical world builders and designs a workflow to enhance their capabilities.
BrainTransformers: SNN-LLM	2024-10-23	Show This study introduces BrainTransformers, an innovative Large Language Model (LLM) implemented using Spiking Neural Networks (SNN). Our key contributions include: (1) designing SNN-compatible Transformer components such as SNNMatmul, SNNSoftmax, and SNNSiLU; (2) implementing an SNN approximation of the SiLU activation function; and (3) developing a Synapsis module to simulate synaptic plasticity. Our 3-billion parameter model, BrainTransformers-3B-Chat, demonstrates competitive performance across various benchmarks, including MMLU (63.2), BBH (54.1), ARC-C (54.3), and GSM8K (76.3), while potentially offering improved energy efficiency and biological plausibility. The model employs a three-stage training approach, including SNN-specific neuronal synaptic plasticity training. This research opens new avenues for brain-like AI systems in natural language processing and neuromorphic computing. Future work will focus on hardware optimization, developing specialized SNN fine-tuning tools, and exploring practical applications in energy-efficient computing environments.
OrionNav: Online Planning for Robot Autonomy with Context-Aware LLM and Open-Vocabulary Semantic Scene Graphs	2024-10-23	Show Enabling robots to autonomously navigate unknown, complex, dynamic environments and perform diverse tasks remains a fundamental challenge in developing robust autonomous physical agents. These agents must effectively perceive their surroundings while leveraging world knowledge for decision-making. Although recent approaches utilize vision-language and large language models for scene understanding and planning, they often rely on offline processing, offboard compute, make simplifying assumptions about the environment and perception, limiting real-world applicability. We present a novel framework for real-time onboard autonomous navigation in unknown environments that change over time by integrating multi-level abstraction in both perception and planning pipelines. Our system fuses data from multiple onboard sensors for localization and mapping and integrates it with open-vocabulary semantics to generate hierarchical scene graphs from continuously updated semantic object map. The LLM-based planner uses these graphs to create multi-step plans that guide low-level controllers in executing navigation tasks specified in natural language. The system's real-time operation enables the LLM to adjust its plans based on updates to the scene graph and task execution status, ensuring continuous adaptation to new situations or when the current plan cannot accomplish the task, a key advantage over static or rule-based systems. We demonstrate our system's efficacy on a quadruped navigating dynamic environments, showcasing its adaptability and robustness in diverse scenarios.
Do LLMs Have Political Correctness? Analyzing Ethical Biases and Jailbreak Vulnerabilities in AI Systems	2024-10-23	Show Although large language models (LLMs) demonstrate impressive proficiency in various tasks, they present potential safety risks, such as `jailbreaks', where malicious inputs can coerce LLMs into generating harmful content. To address these issues, many LLM developers have implemented various safety measures to align these models. This alignment involves several techniques, including data filtering during pre-training, supervised fine-tuning, reinforcement learning from human feedback, and red-teaming exercises. These methods often introduce deliberate and intentional biases similar to Political Correctness (PC) to ensure the ethical behavior of LLMs. In this paper, we delve into the intentional biases injected into LLMs for safety purposes and examine methods to circumvent these safety alignment techniques. Notably, these intentional biases result in a jailbreaking success rate in GPT-4o models that differs by 20% between non-binary and cisgender keywords and by 16% between white and black keywords, even when the other parts of the prompts are identical. We introduce the concept of PCJailbreak, highlighting the inherent risks posed by these safety-induced biases. Additionally, we propose an efficient defense method PCDefense, which prevents jailbreak attempts by injecting defense prompts prior to generation. PCDefense stands as an appealing alternative to Guard Models, such as Llama-Guard, that require additional inference cost after text generation. Our findings emphasize the urgent need for LLM developers to adopt a more responsible approach when designing and implementing safety measures.
Harnessing Your DRAM and SSD for Sustainable and Accessible LLM Inference with Mixed-Precision and Multi-level Caching	2024-10-23	Show Although Large Language Models (LLMs) have demonstrated remarkable capabilities, their massive parameter counts and associated extensive computing make LLMs' deployment the main part of carbon emission from nowadays AI applications. Compared to modern GPUs like H$100$, it would be significantly carbon-sustainable if we could leverage old-fashioned GPUs such as M$40$ (as shown in Figure 1, M$40$ only has one third carbon emission of H$100$'s) for LLM servings. However, the limited High Bandwidth Memory (HBM) available on such GPU often cannot support the loading of LLMs due to the gigantic model size and intermediate activation data, making their serving challenging. For instance, a LLaMA2 model with $70$B parameters typically requires $128$GB for inference, which substantially surpasses $24$GB HBM in a $3090$ GPU and remains infeasible even considering the additional $64$GB DRAM. To address this challenge, this paper proposes a mixed-precision with a model modularization algorithm to enable LLM inference on outdated hardware with resource constraints. (The precision denotes the numerical precision like FP16, INT8, INT4) and multi-level caching (M2Cache).) Specifically, our M2Cache first modulizes neurons in LLM and creates their importance ranking. Then, it adopts a dynamic sparse mixed-precision quantization mechanism in weight space to reduce computational demands and communication overhead at each decoding step. It collectively lowers the operational carbon emissions associated with LLM inference. Moreover, M2Cache introduces a three-level cache management system with HBM, DRAM, and SSDs that complements the dynamic sparse mixed-precision inference. To enhance communication efficiency, M2Cache maintains a neuron-level mixed-precision LRU cache in HBM, a larger layer-aware cache in DRAM, and a full model in SSD.	24 pages, 13 figures
When "Competency" in Reasoning Opens the Door to Vulnerability: Jailbreaking LLMs via Novel Complex Ciphers	2024-10-23	Show Recent advancements in the safety of Large Language Models (LLMs) have primarily focused on mitigating attacks crafted in natural language or in common encryption techniques like Base64. However, new models which often possess better reasoning capabilities, open the door to new attack vectors that were previously non-existent in older models. This seems counter-intuitive at first glance, but these advanced models can decipher more complex cryptic queries that previous models could not, making them susceptible to attacks using such prompts. To exploit this vulnerability, we propose Attacks using Custom Encryptions (ACE), a novel method to jailbreak LLMs by leveraging custom encryption schemes. We evaluate the effectiveness of ACE on four state-of-the-art LLMs, achieving Attack Success Rates (ASR) of up to 66% on close-source models and 88% on open-source models. Building upon this, we introduce Layered Attacks using Custom Encryptions (LACE), which employs multiple layers of encryption through our custom ciphers to further enhance the ASR. Our findings demonstrate that LACE significantly enhances the ability to jailbreak LLMs, increasing the ASR of GPT-4o from 40% to 78%, a 38% improvement. Our results highlight that the advanced capabilities of LLMs introduce unforeseen vulnerabilities to complex attacks. Specifically complex and layered ciphers increase the chance of jailbreaking.	14 pages, 7 figures
Is artificial intelligence still intelligence? LLMs generalize to novel adjective-noun pairs, but don't mimic the full human distribution	2024-10-23	Show Inferences from adjective-noun combinations like "Is artificial intelligence still intelligence?" provide a good test bed for LLMs' understanding of meaning and compositional generalization capability, since there are many combinations which are novel to both humans and LLMs but nevertheless elicit convergent human judgments. We study a range of LLMs and find that the largest models we tested are able to draw human-like inferences when the inference is determined by context and can generalize to unseen adjective-noun combinations. We also propose three methods to evaluate LLMs on these inferences out of context, where there is a distribution of human-like answers rather than a single correct answer. We find that LLMs show a human-like distribution on at most 75% of our dataset, which is promising but still leaves room for improvement.	9 pag... 9 pages (23 pages with appendix). Accepted to GenBench 2024
NVLM: Open Frontier-Class Multimodal LLMs	2024-10-22	Show We introduce NVLM 1.0, a family of frontier-class multimodal large language models (LLMs) that achieve state-of-the-art results on vision-language tasks, rivaling the leading proprietary models (e.g., GPT-4o) and open-access models (e.g., Llama 3-V 405B and InternVL 2). Remarkably, NVLM 1.0 shows improved text-only performance over its LLM backbone after multimodal training. In terms of model design, we perform a comprehensive comparison between decoder-only multimodal LLMs (e.g., LLaVA) and cross-attention-based models (e.g., Flamingo). Based on the strengths and weaknesses of both approaches, we propose a novel architecture that enhances both training efficiency and multimodal reasoning capabilities. Furthermore, we introduce a 1-D tile-tagging design for tile-based dynamic high-resolution images, which significantly boosts performance on multimodal reasoning and OCR-related tasks. Regarding training data, we meticulously curate and provide detailed information on our multimodal pretraining and supervised fine-tuning datasets. Our findings indicate that dataset quality and task diversity are more important than scale, even during the pretraining phase, across all architectures. Notably, we develop production-grade multimodality for the NVLM-1.0 models, enabling them to excel in vision-language tasks while maintaining and even improving text-only performance compared to their LLM backbones. To achieve this, we craft and integrate a high-quality text-only dataset into multimodal training, alongside a substantial amount of multimodal math and reasoning data, leading to enhanced math and coding capabilities across modalities. To advance research in the field, we release the model weights at https://huggingface.co/nvidia/NVLM-D-72B and will open-source the training code for the community soon.	Fixed... Fixed the typos. For more information, please visit our project page at: https://research.nvidia.com/labs/adlr/NVLM-1
ProveRAG: Provenance-Driven Vulnerability Analysis with Automated Retrieval-Augmented LLMs	2024-10-22	Show In cybersecurity, security analysts face the challenge of mitigating newly discovered vulnerabilities in real-time, with over 300,000 Common Vulnerabilities and Exposures (CVEs) identified since 1999. The sheer volume of known vulnerabilities complicates the detection of patterns for unknown threats. While LLMs can assist, they often hallucinate and lack alignment with recent threats. Over 25,000 vulnerabilities have been identified so far in 2024, which are introduced after popular LLMs' (e.g., GPT-4) training data cutoff. This raises a major challenge of leveraging LLMs in cybersecurity, where accuracy and up-to-date information are paramount. In this work, we aim to improve the adaptation of LLMs in vulnerability analysis by mimicking how analysts perform such tasks. We propose ProveRAG, an LLM-powered system designed to assist in rapidly analyzing CVEs with automated retrieval augmentation of web data while self-evaluating its responses with verifiable evidence. ProveRAG incorporates a self-critique mechanism to help alleviate omission and hallucination common in the output of LLMs applied in cybersecurity applications. The system cross-references data from verifiable sources (NVD and CWE), giving analysts confidence in the actionable insights provided. Our results indicate that ProveRAG excels in delivering verifiable evidence to the user with over 99% and 97% accuracy in exploitation and mitigation strategies, respectively. This system outperforms direct prompting and chunking retrieval in vulnerability analysis by overcoming temporal and context-window limitations. ProveRAG guides analysts to secure their systems more effectively while documenting the process for future audits.
LLM Processes: Numerical Predictive Distributions Conditioned on Natural Language	2024-10-22	Show Machine learning practitioners often face significant challenges in formally integrating their prior knowledge and beliefs into predictive models, limiting the potential for nuanced and context-aware analyses. Moreover, the expertise needed to integrate this prior knowledge into probabilistic modeling typically limits the application of these models to specialists. Our goal is to build a regression model that can process numerical data and make probabilistic predictions at arbitrary locations, guided by natural language text which describes a user's prior knowledge. Large Language Models (LLMs) provide a useful starting point for designing such a tool since they 1) provide an interface where users can incorporate expert insights in natural language and 2) provide an opportunity for leveraging latent problem-relevant knowledge encoded in LLMs that users may not have themselves. We start by exploring strategies for eliciting explicit, coherent numerical predictive distributions from LLMs. We examine these joint predictive distributions, which we call LLM Processes, over arbitrarily-many quantities in settings such as forecasting, multi-dimensional regression, black-box optimization, and image modeling. We investigate the practical details of prompting to elicit coherent predictive distributions, and demonstrate their effectiveness at regression. Finally, we demonstrate the ability to usefully incorporate text into numerical predictions, improving predictive performance and giving quantitative structure that reflects qualitative descriptions. This lets us begin to explore the rich, grounded hypothesis space that LLMs implicitly encode.
CDQuant: Greedy Coordinate Descent for Accurate LLM Quantization	2024-10-22	Show Large language models (LLMs) have recently demonstrated remarkable performance across diverse language tasks. But their deployment is often constrained by their substantial computational and storage requirements. Quantization has emerged as a key technique for addressing this challenge, enabling the compression of large models with minimal impact on performance. The recent GPTQ algorithm, a post-training quantization (PTQ) method, has proven highly effective for compressing LLMs, sparking a wave of research that leverages GPTQ as a core component. Recognizing the pivotal role of GPTQ in the PTQ landscape, we introduce CDQuant, a simple and scalable alternative to GPTQ with improved performance. CDQuant uses greedy coordinate descent to minimize the layer-wise reconstruction loss to achieve high-quality quantized weights. Our algorithm is easy to implement and scales efficiently to models with hundreds of billions of parameters. We perform extensive evaluation on Gemma, and PaLM2 model families, and demonstrate that CDQuant consistently outperforms GPTQ in 2-4 bit weight quantization. Moreover, CDQuant improves the performance of state-of-the-art PTQ techniques such as QuIP and FrameQuant when used as a replacement for their GPTQ component, resulting in further gains in quality.
SELA: Tree-Search Enhanced LLM Agents for Automated Machine Learning	2024-10-22	Show Automated Machine Learning (AutoML) approaches encompass traditional methods that optimize fixed pipelines for model selection and ensembling, as well as newer LLM-based frameworks that autonomously build pipelines. While LLM-based agents have shown promise in automating machine learning tasks, they often generate low-diversity and suboptimal code, even after multiple iterations. To overcome these limitations, we introduce Tree-Search Enhanced LLM Agents (SELA), an innovative agent-based system that leverages Monte Carlo Tree Search (MCTS) to optimize the AutoML process. By representing pipeline configurations as trees, our framework enables agents to conduct experiments intelligently and iteratively refine their strategies, facilitating a more effective exploration of the machine learning solution space. This novel approach allows SELA to discover optimal pathways based on experimental feedback, improving the overall quality of the solutions. In an extensive evaluation across 20 machine learning datasets, we compare the performance of traditional and agent-based AutoML methods, demonstrating that SELA achieves a win rate of 65% to 80% against each baseline across all datasets. These results underscore the significant potential of agent-based strategies in AutoML, offering a fresh perspective on tackling complex machine learning challenges.	The c... The code is available at https://github.com/geekan/MetaGPT
VoiceBench: Benchmarking LLM-Based Voice Assistants	2024-10-22	Show Building on the success of large language models (LLMs), recent advancements such as GPT-4o have enabled real-time speech interactions through LLM-based voice assistants, offering a significantly improved user experience compared to traditional text-based interactions. However, the absence of benchmarks designed to evaluate these speech interaction capabilities has hindered progress of LLM-based voice assistants development. Current evaluations focus primarily on automatic speech recognition (ASR) or general knowledge evaluation with clean speeches, neglecting the more intricate, real-world scenarios that involve diverse speaker characteristics, environmental and content factors. To address this, we introduce VoiceBench, the first benchmark designed to provide a multi-faceted evaluation of LLM-based voice assistants. VoiceBench also includes both real and synthetic spoken instructions that incorporate the above three key real-world variations. Extensive experiments reveal the limitations of current LLM-based voice assistant models and offer valuable insights for future research and development in this field.	Work ... Work in progress. Data is available at https://github.com/MatthewCYM/VoiceBench
LLMs left, right, and center: Assessing GPT's capabilities to label political bias from web domains	2024-10-22	Show This research investigates whether OpenAI's GPT-4, a state-of-the-art large language model, can accurately classify the political bias of news sources based solely on their URLs. Given the subjective nature of political labels, third-party bias ratings like those from Ad Fontes Media, AllSides, and Media Bias/Fact Check (MBFC) are often used in research to analyze news source diversity. This study aims to determine if GPT-4 can replicate these human ratings on a seven-degree scale ("far-left" to "far-right"). The analysis compares GPT-4's classifications against MBFC's, and controls for website popularity using Open PageRank scores. Findings reveal a high correlation ($\text{Spearman's } \rho = .89$, $n = 5,877$, $p < 0.001$) between GPT-4's and MBFC's ratings, indicating the model's potential reliability. However, GPT-4 abstained from classifying approximately $\frac{2}{3}$ of the dataset. It is more likely to abstain from rating unpopular websites, which also suffer from less accurate assessments. The LLM tends to avoid classifying sources that MBFC considers to be centrist, resulting in more polarized outputs. Finally, this analysis shows a slight leftward skew in GPT's classifications compared to MBFC's. Therefore, while this paper suggests that while GPT-4 can be a scalable, cost-effective tool for political bias classification of news websites, its use should be as a complement to human judgment to mitigate biases.	12 pages, 4 figures
Towards Automated Penetration Testing: Introducing LLM Benchmark, Analysis, and Improvements	2024-10-22	Show Hacking poses a significant threat to cybersecurity, inflicting billions of dollars in damages annually. To mitigate these risks, ethical hacking, or penetration testing, is employed to identify vulnerabilities in systems and networks. Recent advancements in large language models (LLMs) have shown potential across various domains, including cybersecurity. However, there is currently no comprehensive, open, end-to-end automated penetration testing benchmark to drive progress and evaluate the capabilities of these models in security contexts. This paper introduces a novel open benchmark for LLM-based automated penetration testing, addressing this critical gap. We first evaluate the performance of LLMs, including GPT-4o and Llama 3.1-405B, using the state-of-the-art PentestGPT tool. Our findings reveal that while Llama 3.1 demonstrates an edge over GPT-4o, both models currently fall short of performing fully automated, end-to-end penetration testing. Next, we advance the state-of-the-art and present ablation studies that provide insights into improving the PentestGPT tool. Our research illuminates the challenges LLMs face in each aspect of Pentesting, e.g. enumeration, exploitation, and privilege escalation. This work contributes to the growing body of knowledge on AI-assisted cybersecurity and lays the foundation for future research in automated penetration testing using large language models.	Main ... Main Paper 1-9 pages, Supplementary Materials: 10-17, 13 figures
Exploring RL-based LLM Training for Formal Language Tasks with Programmed Rewards	2024-10-22	Show Proximal Policy Optimization (PPO) is commonly used in Reinforcement Learning from Human Feedback to align large language models (LLMs) with downstream tasks. This paper investigates the feasibility of using PPO for direct reinforcement learning (RL) from explicitly programmed reward signals, as opposed to indirect learning from human feedback via an intermediary reward model. We focus on tasks expressed through formal languages, such as mathematics and programming, where explicit reward functions can be programmed to automatically assess the quality of generated outputs. We apply this approach to a sentiment alignment task, a simple arithmetic task, and a more complex game synthesis task. The sentiment alignment task replicates prior research and serves to validate our experimental setup. Our results show that pure RL-based training for the two formal language tasks is challenging, with success being limited even for the simple arithmetic task. We propose a novel batch-entropy regularization term to aid exploration, although training is not yet entirely stable. Our findings suggest that direct RL training of LLMs may be more suitable for relatively minor changes, such as alignment, than for learning new tasks altogether, even if an informative reward signal can be expressed programmatically.	Accep... Accepted at BNAIC 2024
Human-LLM Hybrid Text Answer Aggregation for Crowd Annotations	2024-10-22	Show The quality is a crucial issue for crowd annotations. Answer aggregation is an important type of solution. The aggregated answers estimated from multiple crowd answers to the same instance are the eventually collected annotations, rather than the individual crowd answers themselves. Recently, the capability of Large Language Models (LLMs) on data annotation tasks has attracted interest from researchers. Most of the existing studies mainly focus on the average performance of individual crowd workers; several recent works studied the scenarios of aggregation on categorical labels and LLMs used as label creators. However, the scenario of aggregation on text answers and the role of LLMs as aggregators are not yet well-studied. In this paper, we investigate the capability of LLMs as aggregators in the scenario of close-ended crowd text answer aggregation. We propose a human-LLM hybrid text answer aggregation method with a Creator-Aggregator Multi-Stage (CAMS) crowdsourcing framework. We make the experiments based on public crowdsourcing datasets. The results show the effectiveness of our approach based on the collaboration of crowd workers and LLMs.	Accep... Accepted in EMNLP 2024
Do LLMs "know" internally when they follow instructions?	2024-10-22	Show Instruction-following is crucial for building AI agents with large language models (LLMs), as these models must adhere strictly to user-provided constraints and guidelines. However, LLMs often fail to follow even simple and clear instructions. To improve instruction-following behavior and prevent undesirable outputs, a deeper understanding of how LLMs' internal states relate to these outcomes is required. Our analysis of LLM internal states reveal a dimension in the input embedding space linked to successful instruction-following. We demonstrate that modifying representations along this dimension improves instruction-following success rates compared to random changes, without compromising response quality. Further investigation reveals that this dimension is more closely related to the phrasing of prompts rather than the inherent difficulty of the task or instructions. This discovery also suggests explanations for why LLMs sometimes fail to follow clear instructions and why prompt engineering is often effective, even when the content remains largely unchanged. This work provides insight into the internal workings of LLMs' instruction-following, paving the way for reliable LLM agents.
CLEAR: Towards Contextual LLM-Empowered Privacy Policy Analysis and Risk Generation for Large Language Model Applications	2024-10-22	Show The rise of end-user applications powered by large language models (LLMs), including both conversational interfaces and add-ons to existing graphical user interfaces (GUIs), introduces new privacy challenges. However, many users remain unaware of the risks. This paper explores methods to increase user awareness of privacy risks associated with LLMs in end-user applications. We conducted five co-design workshops to uncover user privacy concerns and their demand for contextual privacy information within LLMs. Based on these insights, we developed CLEAR (Contextual LLM-Empowered Privacy Policy Analysis and Risk Generation), a just-in-time contextual assistant designed to help users identify sensitive information, summarize relevant privacy policies, and highlight potential risks when sharing information with LLMs. We evaluated the usability and usefulness of CLEAR across in two example domains: ChatGPT and the Gemini plugin in Gmail. Our findings demonstrated that CLEAR is easy to use and improves user understanding of data practices and privacy risks. We also discussed LLM's duality in posing and mitigating privacy risks, offering design and policy implications.
Do LLMs estimate uncertainty well in instruction-following?	2024-10-22	Show Large language models (LLMs) could be valuable personal AI agents across various domains, provided they can precisely follow user instructions. However, recent studies have shown significant limitations in LLMs' instruction-following capabilities, raising concerns about their reliability in high-stakes applications. Accurately estimating LLMs' uncertainty in adhering to instructions is critical to mitigating deployment risks. We present, to our knowledge, the first systematic evaluation of the uncertainty estimation abilities of LLMs in the context of instruction-following. Our study identifies key challenges with existing instruction-following benchmarks, where multiple factors are entangled with uncertainty stems from instruction-following, complicating the isolation and comparison across methods and models. To address these issues, we introduce a controlled evaluation setup with two benchmark versions of data, enabling a comprehensive comparison of uncertainty estimation methods under various conditions. Our findings show that existing uncertainty methods struggle, particularly when models make subtle errors in instruction following. While internal model states provide some improvement, they remain inadequate in more complex scenarios. The insights from our controlled evaluation setups provide a crucial understanding of LLMs' limitations and potential for uncertainty estimation in instruction-following tasks, paving the way for more trustworthy AI agents.
UnStar: Unlearning with Self-Taught Anti-Sample Reasoning for LLMs	2024-10-22	Show The key components of machine learning are data samples for training, model for learning patterns, and loss function for optimizing accuracy. Analogously, unlearning can potentially be achieved through anti-data samples (or anti-samples), unlearning method, and reversed loss function. While prior research has explored unlearning methods and reversed loss functions, the potential of anti-samples remains largely untapped. In this paper, we introduce UnSTAR: Unlearning with Self-Taught Anti-Sample Reasoning for large language models (LLMs). Our contributions are threefold; first, we propose a novel concept of anti-sample-induced unlearning; second, we generate anti-samples by leveraging misleading rationales, which help reverse learned associations and accelerate the unlearning process; and third, we enable fine-grained targeted unlearning, allowing for the selective removal of specific associations without impacting related knowledge - something not achievable by previous works. Results demonstrate that anti-samples offer an efficient, targeted unlearning strategy for LLMs, opening new avenues for privacy-preserving machine learning and model modification.
Arabic Dataset for LLM Safeguard Evaluation	2024-10-22	Show The growing use of large language models (LLMs) has raised concerns regarding their safety. While many studies have focused on English, the safety of LLMs in Arabic, with its linguistic and cultural complexities, remains under-explored. Here, we aim to bridge this gap. In particular, we present an Arab-region-specific safety evaluation dataset consisting of 5,799 questions, including direct attacks, indirect attacks, and harmless requests with sensitive words, adapted to reflect the socio-cultural context of the Arab world. To uncover the impact of different stances in handling sensitive and controversial topics, we propose a dual-perspective evaluation framework. It assesses the LLM responses from both governmental and opposition viewpoints. Experiments over five leading Arabic-centric and multilingual LLMs reveal substantial disparities in their safety performance. This reinforces the need for culturally specific datasets to ensure the responsible deployment of LLMs.	17 pa... 17 pages, 6 figures, 10 tables
On-Device LLMs for SMEs: Challenges and Opportunities	2024-10-22	Show This paper presents a systematic review of the infrastructure requirements for deploying Large Language Models (LLMs) on-device within the context of small and medium-sized enterprises (SMEs), focusing on both hardware and software perspectives. From the hardware viewpoint, we discuss the utilization of processing units like GPUs and TPUs, efficient memory and storage solutions, and strategies for effective deployment, addressing the challenges of limited computational resources typical in SME settings. From the software perspective, we explore framework compatibility, operating system optimization, and the use of specialized libraries tailored for resource-constrained environments. The review is structured to first identify the unique challenges faced by SMEs in deploying LLMs on-device, followed by an exploration of the opportunities that both hardware innovations and software adaptations offer to overcome these obstacles. Such a structured review provides practical insights, contributing significantly to the community by enhancing the technological resilience of SMEs in integrating LLMs.	9 pag... 9 pages, 1 figure. The work is supported by the SIT-NVIDIA Joint AI Centre
LLM Gesticulator: Leveraging Large Language Models for Scalable and Controllable Co-Speech Gesture Synthesis	2024-10-22	Show In this work, we present LLM Gesticulator, an LLM-based audio-driven co-speech gesture generation framework that synthesizes full-body animations that are rhythmically aligned with the input audio while exhibiting natural movements and editability. Compared to previous work, our model demonstrates substantial scalability. As the size of the backbone LLM model increases, our framework shows proportional improvements in evaluation metrics (a.k.a. scaling law). Our method also exhibits strong controllability where the content, style of the generated gestures can be controlled by text prompt. To the best of our knowledge, LLM gesticulator is the first work that use LLM on the co-speech generation task. Evaluation with existing objective metrics and user studies indicate that our framework outperforms prior works.
Pyramid Vector Quantization for LLMs	2024-10-22	Show Recent works on compression of large language models (LLM) using quantization considered reparameterizing the architecture such that weights are distributed on the sphere. This demonstratively improves the ability to quantize by increasing the mathematical notion of coherence, resulting in fewer weight outliers without affecting the network output. In this work, we aim to further exploit this spherical geometry of the weights when performing quantization by considering Pyramid Vector Quantization (PVQ) for large language models. Arranging points evenly on the sphere is notoriously difficult, especially in high dimensions, and in case approximate solutions exists, representing points explicitly in a codebook is typically not feasible due to its additional memory cost. Instead, PVQ uses a fixed integer lattice on the sphere by projecting points onto the 1-sphere, which allows for efficient encoding and decoding without requiring an explicit codebook in memory. To obtain a practical algorithm, we propose to combine PVQ with scale quantization for which we derive theoretically optimal quantizations, under empirically verified assumptions. Further, we extend pyramid vector quantization to use Hessian information to minimize quantization error under expected feature activations, instead of only relying on weight magnitudes. Experimentally, we achieves state-of-the-art quantization performance with pareto-optimal trade-off between performance and bits per weight and bits per activation, compared to compared methods. On weight-only, we find that we can quantize a Llama-3 70B model to 3.25 bits per weight and retain 98% accuracy on downstream tasks.
Dynamic Planning for LLM-based Graphical User Interface Automation	2024-10-22	Show The advent of large language models (LLMs) has spurred considerable interest in advancing autonomous LLMs-based agents, particularly in intriguing applications within smartphone graphical user interfaces (GUIs). When presented with a task goal, these agents typically emulate human actions within a GUI environment until the task is completed. However, a key challenge lies in devising effective plans to guide action prediction in GUI tasks, though planning have been widely recognized as effective for decomposing complex tasks into a series of steps. Specifically, given the dynamic nature of environmental GUIs following action execution, it is crucial to dynamically adapt plans based on environmental feedback and action history.We show that the widely-used ReAct approach fails due to the excessively long historical dialogues. To address this challenge, we propose a novel approach called Dynamic Planning of Thoughts (D-PoT) for LLM-based GUI agents.D-PoT involves the dynamic adjustment of planning based on the environmental feedback and execution history. Experimental results reveal that the proposed D-PoT significantly surpassed the strong GPT-4V baseline by +12.7% (34.66% $\rightarrow$ 47.36%) in accuracy. The analysis highlights the generality of dynamic planning in different backbone LLMs, as well as the benefits in mitigating hallucinations and adapting to unseen tasks. Code is available at https://github.com/sqzhang-lazy/D-PoT.
Stacking Your Transformers: A Closer Look at Model Growth for Efficient LLM Pre-Training	2024-10-22	Show LLMs are computationally expensive to pre-train due to their large scale. Model growth emerges as a promising approach by leveraging smaller models to accelerate the training of larger ones. However, the viability of these model growth methods in efficient LLM pre-training remains underexplored. This work identifies three critical $\underline{\textit{O}}$bstacles: ($\textit{O}$1) lack of comprehensive evaluation, ($\textit{O}$2) untested viability for scaling, and ($\textit{O}$3) lack of empirical guidelines. To tackle $\textit{O}$1, we summarize existing approaches into four atomic growth operators and systematically evaluate them in a standardized LLM pre-training setting. Our findings reveal that a depthwise stacking operator, called $G_{\text{stack}}$, exhibits remarkable acceleration in training, leading to decreased loss and improved overall performance on eight standard NLP benchmarks compared to strong baselines. Motivated by these promising results, we conduct extensive experiments to delve deeper into $G_{\text{stack}}$ to address $\textit{O}$2 and $\textit{O}$3. For $\textit{O}$2 (untested scalability), our study shows that $G_{\text{stack}}$ is scalable and consistently performs well, with experiments up to 7B LLMs after growth and pre-training LLMs with 750B tokens. For example, compared to a conventionally trained 7B model using 300B tokens, our $G_{\text{stack}}$ model converges to the same loss with 194B tokens, resulting in a 54.6% speedup. We further address $\textit{O}$3 (lack of empirical guidelines) by formalizing guidelines to determine growth timing and growth factor for $G_{\text{stack}}$, making it practical in general LLM pre-training. We also provide in-depth discussions and comprehensive ablation studies of $G_{\text{stack}}$. Our code and pre-trained model are available at https://llm-stacking.github.io.	NeurI... NeurIPS 2024 Spotlight
Good Parenting is all you need -- Multi-agentic LLM Hallucination Mitigation	2024-10-22	Show This study explores the ability of Large Language Model (LLM) agents to detect and correct hallucinations in AI-generated content. A primary agent was tasked with creating a blog about a fictional Danish artist named Flipfloppidy, which was then reviewed by another agent for factual inaccuracies. Most LLMs hallucinated the existence of this artist. Across 4,900 test runs involving various combinations of primary and reviewing agents, advanced AI models such as Llama3-70b and GPT-4 variants demonstrated near-perfect accuracy in identifying hallucinations and successfully revised outputs in 85% to 100% of cases following feedback. These findings underscore the potential of advanced AI models to significantly enhance the accuracy and reliability of generated content, providing a promising approach to improving AI workflow orchestration.
Mesa-Extrapolation: A Weave Position Encoding Method for Enhanced Extrapolation in LLMs	2024-10-22	Show Large language models (LLMs), although having revolutionized many fields, still suffer from the challenging extrapolation problem, where the inference ability of LLMs sharply declines beyond their max training lengths. In this work, we conduct a theoretical analysis to better understand why No Position Encoding (NoPE) fails outside its effective range, as well as examining the power of Position Encoding (PE) in this context. Our findings reveal that with meticulous weave position, PE can indeed be extended beyond effective range. Our theorems establish that LLMs equipped with weave PE can achieve improved extrapolation performance without additional cost. Furthermore, we introduce a novel weave PE method, Mesa-Extrapolation, which utilizes a chunk-based triangular attention matrix and applies Stair PE to manage the final chunk. This method not only retains competitive performance but also offers substantial benefits such as significantly reduced memory demand and faster inference speed. Extensive experiments validate the effectiveness of Mesa-Extrapolation, demonstrating its potential as a scalable solution to enhancing LLMs applicative reach.	Accep... Accepted by NeurIPS 2024; 13 pages and 30 pages appendix
Dynamic Intelligence Assessment: Benchmarking LLMs on the Road to AGI with a Focus on Model Confidence	2024-10-22	Show As machine intelligence evolves, the need to test and compare the problem-solving abilities of different AI models grows. However, current benchmarks are often overly simplistic, allowing models to perform uniformly well, making it difficult to distinguish their capabilities. Additionally, benchmarks typically rely on static question-answer pairs, which models might memorize or guess. To address these limitations, we introduce the Dynamic Intelligence Assessment (DIA), a novel methodology for testing AI models using dynamic question templates and improved metrics across multiple disciplines such as mathematics, cryptography, cybersecurity, and computer science. The accompanying DIA-Bench dataset, which includes 150 diverse and challenging task templates with mutable parameters, is presented in various formats such as text, PDFs, compiled binaries, and visual puzzles. Our framework introduces four new metrics to assess a model's reliability and confidence across multiple attempts. These metrics revealed that even simple questions are frequently answered incorrectly when posed in varying forms, highlighting significant gaps in models' reliability. Notably, models like GPT-4o tended to overestimate their mathematical abilities, while ChatGPT-4o demonstrated better decision-making and performance through effective tool usage. We evaluated eight state-of-the-art large language models (LLMs) using DIA-Bench, showing that current models struggle with complex tasks and often display unexpectedly low confidence, even with simpler questions. The DIA framework sets a new standard for assessing not only problem-solving but also a model's adaptive intelligence and ability to assess its own limitations. The dataset is publicly available on our project's website.
Context-Aware LLM Translation System Using Conversation Summarization and Dialogue History	2024-10-22	Show Translating conversational text, particularly in customer support contexts, presents unique challenges due to its informal and unstructured nature. We propose a context-aware LLM translation system that leverages conversation summarization and dialogue history to enhance translation quality for the English-Korean language pair. Our approach incorporates the two most recent dialogues as raw data and a summary of earlier conversations to manage context length effectively. We demonstrate that this method significantly improves translation accuracy, maintaining coherence and consistency across conversations. This system offers a practical solution for customer support translation tasks, addressing the complexities of conversational text.	Accepted to WMT 2024
LLM-Assisted Red Teaming of Diffusion Models through "Failures Are Fated, But Can Be Faded"	2024-10-22	Show In large deep neural networks that seem to perform surprisingly well on many tasks, we also observe a few failures related to accuracy, social biases, and alignment with human values, among others. Therefore, before deploying these models, it is crucial to characterize this failure landscape for engineers to debug or audit models. Nevertheless, it is infeasible to exhaustively test for all possible combinations of factors that could lead to a model's failure. In this paper, we improve the "Failures are fated, but can be faded" framework (arXiv:2406.07145)--a post-hoc method to explore and construct the failure landscape in pre-trained generative models--with a variety of deep reinforcement learning algorithms, screening tests, and LLM-based rewards and state generation. With the aid of limited human feedback, we then demonstrate how to restructure the failure landscape to be more desirable by moving away from the discovered failure modes. We empirically demonstrate the effectiveness of the proposed method on diffusion models. We also highlight the strengths and weaknesses of each algorithm in identifying failure modes.	13 pa... 13 pages, 11 figures. arXiv admin note: substantial text overlap with arXiv:2406.07145
Forewarned is Forearmed: Leveraging LLMs for Data Synthesis through Failure-Inducing Exploration	2024-10-22	Show Large language models (LLMs) have significantly benefited from training on diverse, high-quality task-specific data, leading to impressive performance across a range of downstream applications. Current methods often rely on human-annotated data or predefined task templates to direct powerful LLMs in synthesizing task-relevant data for effective model training. However, this dependence on manually designed components may constrain the scope of generated data, potentially overlooking critical edge cases or novel scenarios that could challenge the model. In this paper, we present a novel approach, ReverseGen, designed to automatically generate effective training samples that expose the weaknesses of LLMs. Specifically, we introduce a dedicated proposer trained to produce queries that lead target models to generate unsatisfactory responses. These failure-inducing queries are then used to construct training data, helping to address the models' shortcomings and improve overall performance. Our approach is flexible and can be applied to models of various scales (3B, 7B, and 8B). We evaluate ReverseGen on three key applications (safety, honesty, and math), demonstrating that our generated data is both highly effective and diverse. Models fine-tuned with ReverseGen-generated data consistently outperform those trained on human-annotated or general model-generated data, offering a new perspective on data synthesis for task-specific LLM enhancement.
A Text is Worth Several Tokens: Text Embedding from LLMs Secretly Aligns Well with The Key Tokens	2024-10-22	Show Text embeddings from large language models (LLMs) have achieved excellent results in tasks such as information retrieval, semantic textual similarity, etc. In this work, we show an interesting finding: when feeding a text into the embedding LLMs, the obtained text embedding will be able to be aligned with the key tokens in the input text. We first fully analyze this phenomenon on eight embedding LLMs and show that this phenomenon is universal and is not affected by model architecture, training strategy, and embedding method. With a deeper analysis, we then find that the main change in embedding space between the embedding LLMs and their original generative LLMs is in the first principal component. By adjusting the first principal component, we can align text embedding with the key tokens. Finally, we give several examples to demonstrate the vast application potential of this finding: (1) we propose a simple and practical sparse retrieval method based on the aligned tokens, which can achieve 80% of the dense retrieval effect of the same model while reducing the computation significantly; (2) we show that our findings provide a fresh perspective to help understand fuzzy concepts (e.g., semantic relatedness vs. semantic similarity) and emerging technologies (e.g., instruction-following embedding) in this field.	Work in Progress
Evaluating Human Alignment and Model Faithfulness of LLM Rationale	2024-10-22	Show We study how well large language models (LLMs) explain their generations through rationales -- a set of tokens extracted from the input text that reflect the decision-making process of LLMs. Specifically, we systematically study rationales derived using two approaches: (1) popular prompting-based methods, where prompts are used to guide LLMs in generating rationales, and (2) technical attribution-based methods, which leverage attention or gradients to identify important tokens. Our analysis spans three classification datasets with annotated rationales, encompassing tasks with varying performance levels. While prompting-based self-explanations are widely used, our study reveals that these explanations are not always as "aligned" with the human rationale as attribution-based explanations. Even more so, fine-tuning LLMs to enhance classification task accuracy does not enhance the alignment of prompting-based rationales. Still, it does considerably improve the alignment of attribution-based methods (e.g., InputXGradient). More importantly, we show that prompting-based self-explanation is also less "faithful" than attribution-based explanations, failing to provide a reliable account of the model's decision-making process. To evaluate faithfulness, unlike prior studies that excluded misclassified examples, we evaluate all instances and also examine the impact of fine-tuning and accuracy on alignment and faithfulness. Our findings suggest that inconclusive faithfulness results reported in earlier studies may stem from low classification accuracy. These findings underscore the importance of more rigorous and comprehensive evaluations of LLM rationales.
Methods of improving LLM training stability	2024-10-22	Show Training stability of large language models(LLMs) is an important research topic. Reproducing training instabilities can be costly, so we use a small language model with 830M parameters and experiment with higher learning rates to force models to diverge. One of the sources of training instability is the growth of logits in attention layers. We extend the focus of the previous work and look not only at the magnitude of the logits but at all outputs of linear layers in the Transformer block. We observe that with a high learning rate the L2 norm of all linear layer outputs can grow with each training step and the model diverges. Specifically we observe that QKV, Proj and FC2 layers have the largest growth of the output magnitude. This prompts us to explore several options: 1) apply layer normalization not only after QK layers but also after Proj and FC2 layers too; 2) apply layer normalization after the QKV layer (and remove pre normalization). 3) apply QK layer normalization together with softmax capping. We show that with the last two methods we can increase learning rate by 1.5x (without model divergence) in comparison to an approach based on QK layer normalization only. Also we observe significant perplexity improvements for all three methods in comparison to the baseline model.
CoPS: Empowering LLM Agents with Provable Cross-Task Experience Sharing	2024-10-22	Show Sequential reasoning in agent systems has been significantly advanced by large language models (LLMs), yet existing approaches face limitations. Reflection-driven reasoning relies solely on knowledge in pretrained models, limiting performance in novel scenarios, while experience-assisted reasoning often depends on external experiences and lacks clear principles for selecting representative experiences. We address these limitations by proposing CoPS (Cross-Task Experience Sharing), a generalizable algorithm that enhances sequential reasoning by cross-task experience sharing and selection. In detail, CoPS leverages agents' experiences on previous tasks, selecting distribution-matched experiences via a provable pessimism-based strategy to maximize utility while minimizing risks from distribution shifts. Extensive experimental results on benchmarks like Alfworld, Webshop, and HotPotQA demonstrate that CoPS consistently outperforms state-of-the-art baselines, with superior sample efficiency suitable for resource-constrained scenarios. Theoretically, we show that the performance of our algorithm depends on both the quality of the pretrained LLM and the matching between the agent's task-dependent trial distribution and that generated by the LLM. Our work bridges the gap between existing sequential reasoning paradigms and validates the effectiveness of leveraging cross-task experiences, shedding light on the potential to improve agents' generalization and adaptability across diverse tasks. Our codes are available at $\href{https://github.com/uclaml/COPS}{\text{https://github.com/uclaml/COPS}}$.	25 pa... 25 pages, 5 tables, 3 figures
Generating Symbolic Music from Natural Language Prompts using an LLM-Enhanced Dataset	2024-10-22	Show Recent years have seen many audio-domain text-to-music generation models that rely on large amounts of text-audio pairs for training. However, symbolic-domain controllable music generation has lagged behind partly due to the lack of a large-scale symbolic music dataset with extensive metadata and captions. In this work, we present MetaScore, a new dataset consisting of 963K musical scores paired with rich metadata, including free-form user-annotated tags, collected from an online music forum. To approach text-to-music generation, we leverage a pretrained large language model (LLM) to generate pseudo natural language captions from the metadata. With the LLM-enhanced MetaScore, we train a text-conditioned music generation model that learns to generate symbolic music from the pseudo captions, allowing control of instruments, genre, composer, complexity and other free-form music descriptors. In addition, we train a tag-conditioned system that supports a predefined set of tags available in MetaScore. Our experimental results show that both the proposed text-to-music and tags-to-music models outperform a baseline text-to-music model in a listening test, while the text-based system offers a more natural interface that allows free-form natural language prompts.
SafetyAnalyst: Interpretable, transparent, and steerable LLM safety moderation	2024-10-22	Show The ideal LLM content moderation system would be both structurally interpretable (so its decisions can be explained to users) and steerable (to reflect a community's values or align to safety standards). However, current systems fall short on both of these dimensions. To address this gap, we present SafetyAnalyst, a novel LLM safety moderation framework. Given a prompt, SafetyAnalyst creates a structured "harm-benefit tree," which identifies 1) the actions that could be taken if a compliant response were provided, 2) the harmful and beneficial effects of those actions (along with their likelihood, severity, and immediacy), and 3) the stakeholders that would be impacted by those effects. It then aggregates this structured representation into a harmfulness score based on a parameterized set of safety preferences, which can be transparently aligned to particular values. Using extensive harm-benefit features generated by SOTA LLMs on 19k prompts, we fine-tuned an open-weight LM to specialize in generating harm-benefit trees through symbolic knowledge distillation. On a comprehensive set of prompt safety benchmarks, we show that our system (average F1=0.75) outperforms existing LLM safety moderation systems (average F1$<$0.72) on prompt harmfulness classification, while offering the additional advantages of interpretability and steerability.
A Statistical Analysis of LLMs' Self-Evaluation Using Proverbs	2024-10-22	Show Large language models (LLMs) such as ChatGPT, GPT-4, Claude-3, and Llama are being integrated across a variety of industries. Despite this rapid proliferation, experts are calling for caution in the interpretation and adoption of LLMs, owing to numerous associated ethical concerns. Research has also uncovered shortcomings in LLMs' reasoning and logical abilities, raising questions on the potential of LLMs as evaluation tools. In this paper, we investigate LLMs' self-evaluation capabilities on a novel proverb reasoning task. We introduce a novel proverb database consisting of 300 proverb pairs that are similar in intent but different in wordings, across topics spanning gender, wisdom, and society. We propose tests to evaluate textual consistencies as well as numerical consistencies across similar proverbs, and demonstrate the effectiveness of our method and dataset in identifying failures in LLMs' self-evaluation which in turn can highlight issues related to gender stereotypes and lack of cultural understanding in LLMs.
Imprompter: Tricking LLM Agents into Improper Tool Use	2024-10-22	Show Large Language Model (LLM) Agents are an emerging computing paradigm that blends generative machine learning with tools such as code interpreters, web browsing, email, and more generally, external resources. These agent-based systems represent an emerging shift in personal computing. We contribute to the security foundations of agent-based systems and surface a new class of automatically computed obfuscated adversarial prompt attacks that violate the confidentiality and integrity of user resources connected to an LLM agent. We show how prompt optimization techniques can find such prompts automatically given the weights of a model. We demonstrate that such attacks transfer to production-level agents. For example, we show an information exfiltration attack on Mistral's LeChat agent that analyzes a user's conversation, picks out personally identifiable information, and formats it into a valid markdown command that results in leaking that data to the attacker's server. This attack shows a nearly 80% success rate in an end-to-end evaluation. We conduct a range of experiments to characterize the efficacy of these attacks and find that they reliably work on emerging agent-based systems like Mistral's LeChat, ChatGLM, and Meta's Llama. These attacks are multimodal, and we show variants in the text-only and image domains.	websi... website: https://imprompter.ai code: https://github.com/Reapor-Yurnero/imprompter v2 changelog: add new results to Table 3, correct several typos
Optimizing LLMs with Direct Preferences: A Data Efficiency Perspective	2024-10-22	Show Aligning the output of Large Language Models (LLMs) with human preferences (e.g., by means of reinforcement learning with human feedback, or RLHF) is essential for ensuring their effectiveness in real-world scenarios. Despite significant advancements in LLM alignment techniques, the impact of different type of preference data on model performance has yet to be systematically explored. In this study, we investigate the scalability, data efficiency, and effectiveness of Direct Preference Optimization (DPO) in fine-tuning pre-trained LLMs, aiming to reduce their dependency on extensive amounts of preference data, which is expensive to collect. We (1) systematically compare the performance of models fine-tuned with varying percentages of a combined preference judgement dataset to define the improvement curve of DPO and assess its effectiveness in data-constrained environments; and (2) provide insights for the development of an optimal approach for selective preference data usage. Our study reveals that increasing the amount of data used for training generally enhances and stabilizes model performance. Moreover, the use of a combination of diverse datasets significantly improves model effectiveness. Furthermore, when models are trained separately using different types of prompts, models trained with conversational prompts outperformed those trained with question answering prompts.
Insights and Current Gaps in Open-Source LLM Vulnerability Scanners: A Comparative Analysis	2024-10-21	Show This report presents a comparative analysis of open-source vulnerability scanners for conversational large language models (LLMs). As LLMs become integral to various applications, they also present potential attack surfaces, exposed to security risks such as information leakage and jailbreak attacks. Our study evaluates prominent scanners - Garak, Giskard, PyRIT, and CyberSecEval - that adapt red-teaming practices to expose these vulnerabilities. We detail the distinctive features and practical use of these scanners, outline unifying principles of their design and perform quantitative evaluations to compare them. These evaluations uncover significant reliability issues in detecting successful attacks, highlighting a fundamental gap for future development. Additionally, we contribute a preliminary labelled dataset, which serves as an initial step to bridge this gap. Based on the above, we provide strategic recommendations to assist organizations choose the most suitable scanner for their red-teaming needs, accounting for customizability, test suite comprehensiveness, and industry-specific use cases.	15 pages, 11 figures
SHIELD: LLM-Driven Schema Induction for Predictive Analytics in EV Battery Supply Chain Disruptions	2024-10-21	Show The electric vehicle (EV) battery supply chain's vulnerability to disruptions necessitates advanced predictive analytics. We present SHIELD (Schema-based Hierarchical Induction for EV supply chain Disruption), a system integrating Large Language Models (LLMs) with domain expertise for EV battery supply chain risk assessment. SHIELD combines: (1) LLM-driven schema learning to construct a comprehensive knowledge library, (2) a disruption analysis system utilizing fine-tuned language models for event extraction, multi-dimensional similarity matching for schema matching, and Graph Convolutional Networks (GCNs) with logical constraints for prediction, and (3) an interactive interface for visualizing results and incorporating expert feedback to enhance decision-making. Evaluated on 12,070 paragraphs from 365 sources (2022-2023), SHIELD outperforms baseline GCNs and LLM+prompt methods (e.g., GPT-4o) in disruption prediction. These results demonstrate SHIELD's effectiveness in combining LLM capabilities with domain expertise for enhanced supply chain risk assessment.	Oral,... Oral, EMNLP 2024 Industry Track. 31 pages, 11 figures, Project: https://fly1113.github.io/MFI/
SPHERE: Scaling Personalized Feedback in Programming Classrooms with Structured Review of LLM Outputs	2024-10-21	Show Effective personalized feedback is crucial for learning programming. However, providing personalized, real-time feedback in large programming classrooms poses significant challenges for instructors. This paper introduces SPHERE, an interactive system that leverages Large Language Models (LLMs) and structured LLM output review to scale personalized feedback for in-class coding activities. SPHERE employs two key components: an Issue Recommendation Component that identifies critical patterns in students' code and discussion, and a Feedback Review Component that uses a ``strategy-detail-verify'' approach for efficient feedback creation and verification. An in-lab, between-subject study demonstrates SPHERE's effectiveness in improving feedback quality and the overall feedback review process compared to a baseline system using off-the-shelf LLM outputs. This work contributes a novel approach to scaling personalized feedback in programming education, addressing the challenges of real-time response, issue prioritization, and large-scale personalization.
BIG5-CHAT: Shaping LLM Personalities Through Training on Human-Grounded Data	2024-10-21	Show In this work, we tackle the challenge of embedding realistic human personality traits into LLMs. Previous approaches have primarily focused on prompt-based methods that describe the behavior associated with the desired personality traits, suffering from realism and validity issues. To address these limitations, we introduce BIG5-CHAT, a large-scale dataset containing 100,000 dialogues designed to ground models in how humans express their personality in text. Leveraging this dataset, we explore Supervised Fine-Tuning and Direct Preference Optimization as training-based methods to align LLMs more naturally with human personality patterns. Our methods outperform prompting on personality assessments such as BFI and IPIP-NEO, with trait correlations more closely matching human data. Furthermore, our experiments reveal that models trained to exhibit higher conscientiousness, higher agreeableness, lower extraversion, and lower neuroticism display better performance on reasoning tasks, aligning with psychological findings on how these traits impact human cognitive performance. To our knowledge, this work is the first comprehensive study to demonstrate how training-based methods can shape LLM personalities through learning from real human behaviors.
LLM-TS Integrator: Integrating LLM for Enhanced Time Series Modeling	2024-10-21	Show Time series~(TS) modeling is essential in dynamic systems like weather prediction and anomaly detection. Recent studies utilize Large Language Models (LLMs) for TS modeling, leveraging their powerful pattern recognition capabilities. These methods primarily position LLMs as the predictive backbone, often omitting the mathematical modeling within traditional TS models, such as periodicity. However, disregarding the potential of LLMs also overlooks their pattern recognition capabilities. To address this gap, we introduce \textit{LLM-TS Integrator}, a novel framework that effectively integrates the capabilities of LLMs into traditional TS modeling. Central to this integration is our \textit{mutual information} module. The core of this \textit{mutual information} module is a traditional TS model enhanced with LLM-derived insights for improved predictive abilities. This enhancement is achieved by maximizing the mutual information between traditional model's TS representations and LLM's textual representation counterparts, bridging the two modalities. Moreover, we recognize that samples vary in importance for two losses: traditional prediction and mutual information maximization. To address this variability, we introduce the \textit{sample reweighting} module to improve information utilization. This module assigns dual weights to each sample: one for prediction loss and another for mutual information loss, dynamically optimizing these weights via bi-level optimization. Our method achieves state-of-the-art or comparable performance across five mainstream TS tasks, including short-term and long-term forecasting, imputation, classification, and anomaly detection.	18 pa... 18 pages, 13 figures, 18 tables
DocEdit-v2: Document Structure Editing Via Multimodal LLM Grounding	2024-10-21	Show Document structure editing involves manipulating localized textual, visual, and layout components in document images based on the user's requests. Past works have shown that multimodal grounding of user requests in the document image and identifying the accurate structural components and their associated attributes remain key challenges for this task. To address these, we introduce the DocEdit-v2, a novel framework that performs end-to-end document editing by leveraging Large Multimodal Models (LMMs). It consists of three novel components: (1) Doc2Command, which simultaneously localizes edit regions of interest (RoI) and disambiguates user edit requests into edit commands; (2) LLM-based Command Reformulation prompting to tailor edit commands originally intended for specialized software into edit instructions suitable for generalist LMMs. (3) Moreover, DocEdit-v2 processes these outputs via Large Multimodal Models like GPT-4V and Gemini, to parse the document layout, execute edits on grounded Region of Interest (RoI), and generate the edited document image. Extensive experiments on the DocEdit dataset show that DocEdit-v2 significantly outperforms strong baselines on edit command generation (2-33%), RoI bounding box detection (12-31%), and overall document editing (1-12%) tasks.	EMNLP 2024 (Main)
Does your LLM truly unlearn? An embarrassingly simple approach to recover unlearned knowledge	2024-10-21	Show Large language models (LLMs) have shown remarkable proficiency in generating text, benefiting from extensive training on vast textual corpora. However, LLMs may also acquire unwanted behaviors from the diverse and sensitive nature of their training data, which can include copyrighted and private content. Machine unlearning has been introduced as a viable solution to remove the influence of such problematic content without the need for costly and time-consuming retraining. This process aims to erase specific knowledge from LLMs while preserving as much model utility as possible. Despite the effectiveness of current unlearning methods, little attention has been given to whether existing unlearning methods for LLMs truly achieve forgetting or merely hide the knowledge, which current unlearning benchmarks fail to detect. This paper reveals that applying quantization to models that have undergone unlearning can restore the "forgotten" information. To thoroughly evaluate this phenomenon, we conduct comprehensive experiments using various quantization techniques across multiple precision levels. We find that for unlearning methods with utility constraints, the unlearned model retains an average of 21% of the intended forgotten knowledge in full precision, which significantly increases to 83% after 4-bit quantization. Based on our empirical findings, we provide a theoretical explanation for the observed phenomenon and propose a quantization-robust unlearning strategy to mitigate this intricate issue...	21 pages, 2 figures
Refusal-Trained LLMs Are Easily Jailbroken As Browser Agents	2024-10-21	Show For safety reasons, large language models (LLMs) are trained to refuse harmful user instructions, such as assisting dangerous activities. We study an open question in this work: does the desired safety refusal, typically enforced in chat contexts, generalize to non-chat and agentic use cases? Unlike chatbots, LLM agents equipped with general-purpose tools, such as web browsers and mobile devices, can directly influence the real world, making it even more crucial to refuse harmful instructions. In this work, we primarily focus on red-teaming browser agents, LLMs that manipulate information via web browsers. To this end, we introduce Browser Agent Red teaming Toolkit (BrowserART), a comprehensive test suite designed specifically for red-teaming browser agents. BrowserART is consist of 100 diverse browser-related harmful behaviors (including original behaviors and ones sourced from HarmBench [Mazeika et al., 2024] and AirBench 2024 [Zeng et al., 2024b]) across both synthetic and real websites. Our empirical study on state-of-the-art browser agents reveals that, while the backbone LLM refuses harmful instructions as a chatbot, the corresponding agent does not. Moreover, attack methods designed to jailbreak refusal-trained LLMs in the chat settings transfer effectively to browser agents. With human rewrites, GPT-4o and o1-preview-based browser agents attempted 98 and 63 harmful behaviors (out of 100), respectively. We publicly release BrowserART and call on LLM developers, policymakers, and agent developers to collaborate on improving agent safety
LLM-based Optimization of Compound AI Systems: A Survey	2024-10-21	Show In a compound AI system, components such as an LLM call, a retriever, a code interpreter, or tools are interconnected. The system's behavior is primarily driven by parameters such as instructions or tool definitions. Recent advancements enable end-to-end optimization of these parameters using an LLM. Notably, leveraging an LLM as an optimizer is particularly efficient because it avoids gradient computation and can generate complex code and instructions. This paper presents a survey of the principles and emerging trends in LLM-based optimization of compound AI systems. It covers archetypes of compound AI systems, approaches to LLM-based end-to-end optimization, and insights into future directions and broader impacts. Importantly, this survey uses concepts from program analysis to provide a unified view of how an LLM optimizer is prompted to optimize a compound AI system. The exhaustive list of paper is provided at https://github.com/linyuhongg/LLM-based-Optimization-of-Compound-AI-Systems.
BPO: Staying Close to the Behavior LLM Creates Better Online LLM Alignment	2024-10-21	Show Direct alignment from preferences (DAP) has emerged as a promising paradigm for aligning large language models (LLMs) to human desiderata from pre-collected, offline preference datasets. While recent studies indicate that existing offline DAP methods can directly benefit from online training samples, we highlight the need to develop specific online DAP algorithms to fully harness the power of online training. Specifically, we identify that the learned LLM should adhere to the proximity of the behavior LLM, which collects the training samples. To this end, we propose online Preference Optimization in proximity to the Behavior LLM (BPO), emphasizing the importance of constructing a proper trust region for LLM alignment. We conduct extensive experiments to validate the effectiveness and applicability of our approach by integrating it with various DAP methods, resulting in significant performance improvements across a wide range of tasks when training with the same amount of preference data. Even when only introducing one additional data collection phase, our online BPO improves its offline DAP baseline from 72.0% to 80.2% on TL;DR and from 82.2% to 89.1% on Anthropic Helpfulness in terms of win rate against human reference text.	Wenda... Wenda Xu and Jiachen Li contributed equally. Accepted by EMNLP 2024
Analyzing Context Contributions in LLM-based Machine Translation	2024-10-21	Show Large language models (LLMs) have achieved state-of-the-art performance in machine translation (MT) and demonstrated the ability to leverage in-context learning through few-shot examples. However, the mechanisms by which LLMs use different parts of the input context remain largely unexplored. In this work, we provide a comprehensive analysis of context utilization in MT, studying how LLMs use various context parts, such as few-shot examples and the source text, when generating translations. We highlight several key findings: (1) the source part of few-shot examples appears to contribute more than its corresponding targets, irrespective of translation direction; (2) finetuning LLMs with parallel data alters the contribution patterns of different context parts; and (3) there is a positional bias where earlier few-shot examples have higher contributions to the translated sequence. Finally, we demonstrate that inspecting anomalous context contributions can potentially uncover pathological translations, such as hallucinations. Our findings shed light on the internal workings of LLM-based MT which go beyond those known for standard encoder-decoder MT models.
MagicPIG: LSH Sampling for Efficient LLM Generation	2024-10-21	Show Large language models (LLMs) with long context windows have gained significant attention. However, the KV cache, stored to avoid re-computation, becomes a bottleneck. Various dynamic sparse or TopK-based attention approximation methods have been proposed to leverage the common insight that attention is sparse. In this paper, we first show that TopK attention itself suffers from quality degradation in certain downstream tasks because attention is not always as sparse as expected. Rather than selecting the keys and values with the highest attention scores, sampling with theoretical guarantees can provide a better estimation for attention output. To make the sampling-based approximation practical in LLM generation, we propose MagicPIG, a heterogeneous system based on Locality Sensitive Hashing (LSH). MagicPIG significantly reduces the workload of attention computation while preserving high accuracy for diverse tasks. MagicPIG stores the LSH hash tables and runs the attention computation on the CPU, which allows it to serve longer contexts and larger batch sizes with high approximation accuracy. MagicPIG can improve decoding throughput by $1.9\sim3.9\times$ across various GPU hardware and achieve 110ms decoding latency on a single RTX 4090 for Llama-3.1-8B-Instruct model with a context of 96k tokens. The code is available at \url{https://github.com/Infini-AI-Lab/MagicPIG}.
Pangea: A Fully Open Multilingual Multimodal LLM for 39 Languages	2024-10-21	Show Despite recent advances in multimodal large language models (MLLMs), their development has predominantly focused on English- and western-centric datasets and tasks, leaving most of the world's languages and diverse cultural contexts underrepresented. This paper introduces Pangea, a multilingual multimodal LLM trained on PangeaIns, a diverse 6M instruction dataset spanning 39 languages. PangeaIns features: 1) high-quality English instructions, 2) carefully machine-translated instructions, and 3) culturally relevant multimodal tasks to ensure cross-cultural coverage. To rigorously assess models' capabilities, we introduce PangeaBench, a holistic evaluation suite encompassing 14 datasets covering 47 languages. Results show that Pangea significantly outperforms existing open-source models in multilingual settings and diverse cultural contexts. Ablation studies further reveal the importance of English data proportions, language popularity, and the number of multimodal training samples on overall performance. We fully open-source our data, code, and trained checkpoints, to facilitate the development of inclusive and robust multilingual MLLMs, promoting equity and accessibility across a broader linguistic and cultural spectrum.	52 pages, 27 figures
Mechanism Design for LLM Fine-tuning with Multiple Reward Models	2024-10-21	Show Fine-tuning large language models (LLMs) to aggregate multiple preferences has attracted considerable research attention. With aggregation algorithms advancing, a potential economic scenario arises where fine-tuning services are provided to agents with different preferences. In this context, agents may benefit from strategically misreporting their preferences, which could affect the fine-tuned outcomes. This paper addresses such incentive issues by framing it as a mechanism design problem: an LLM provider determines the fine-tuning objective (training rule) and the pricing scheme (payment rule) for agents. We primarily focus on a representative class of training rules that maximize social welfare subject to certain regularizations, referred to as \tr\ rules. Firstly, we show that under most circumstances, truthful reporting is sub-optimal with simply a training rule, thereby highlighting the necessity of payments. Secondly, we design affine maximizer payment rules that implement \tr\ rules in dominant-strategy incentive compatibility (DSIC). We characterize sufficient conditions for payment equivalence properties. For a training rule that satisfies these conditions, we have found all the payment rules that implement it in DSIC, as they only differ by a constant term irrelevant to agents' reports from each other. Thirdly, we demonstrate that our mechanism is approximately DSIC even with perturbed input, showcasing its robustness against the inevitable errors in real-world applications. Experiments on real LLM setups further confirm the practical implications of our results.	35 pages, 2 figures
Do LLMs write like humans? Variation in grammatical and rhetorical styles	2024-10-21	Show Large language models (LLMs) are capable of writing grammatical text that follows instructions, answers questions, and solves problems. As they have advanced, it has become difficult to distinguish their output from human-written text. While past research has found some differences in surface features such as word choice and punctuation, and developed classifiers to detect LLM output, none has studied the rhetorical styles of LLMs. Using several variants of Llama 3 and GPT-4o, we construct two parallel corpora of human- and LLM-written texts from common prompts. Using Douglas Biber's set of lexical, grammatical, and rhetorical features, we identify systematic differences between LLMs and humans and between different LLMs. These differences persist when moving from smaller models to larger ones, and are larger for instruction-tuned models than base models. This demonstrates that despite their advanced abilities, LLMs struggle to match human styles, and hence more advanced linguistic features can detect patterns in their behavior not previously recognized.	29 pa... 29 pages, 4 figures, 11 tables
Fine-Tuning LLMs for Reliable Medical Question-Answering Services	2024-10-21	Show We present an advanced approach to medical question-answering (QA) services, using fine-tuned Large Language Models (LLMs) to improve the accuracy and reliability of healthcare information. Our study focuses on optimizing models like LLaMA-2 and Mistral, which have shown great promise in delivering precise, reliable medical answers. By leveraging comprehensive datasets, we applied fine-tuning techniques such as rsDoRA+ and ReRAG. rsDoRA+ enhances model performance through a combination of decomposed model weights, varied learning rates for low-rank matrices, and rank stabilization, leading to improved efficiency. ReRAG, which integrates retrieval on demand and question rewriting, further refines the accuracy of the responses. This approach enables healthcare providers to access fast, dependable information, aiding in more efficient decision-making and fostering greater patient trust. Our work highlights the potential of fine-tuned LLMs to significantly improve the quality and accessibility of medical information services, ultimately contributing to better healthcare outcomes for all.	8 pag... 8 pages, 10 figures, accepted and to be published in the proceedings of 2024 IEEE International Conference on Data Mining Workshops (ICDMW)
Rolling the DICE on Idiomaticity: How LLMs Fail to Grasp Context	2024-10-21	Show Human processing of idioms relies on understanding the contextual sentences in which idioms occur, as well as language-intrinsic features such as frequency and speaker-intrinsic factors like familiarity. While LLMs have shown high performance on idiomaticity detection tasks, this success may be attributed to reasoning shortcuts in existing datasets. To this end, we construct a novel, controlled contrastive dataset designed to test whether LLMs can effectively use context to disambiguate idiomatic meaning. Additionally, we explore how collocational frequency and sentence probability influence model performance. Our findings reveal that LLMs often fail to resolve idiomaticity when it is required to attend to the surrounding context, and that models perform better on sentences that have higher likelihood. The collocational frequency of expressions also impacts performance. We make our code and dataset publicly available.
Natural GaLore: Accelerating GaLore for memory-efficient LLM Training and Fine-tuning	2024-10-21	Show Training LLMs presents significant memory challenges due to growing size of data, weights, and optimizer states. Techniques such as data and model parallelism, gradient checkpointing, and offloading strategies address this issue but are often infeasible due to hardware constraints. To mitigate memory usage, alternative methods like Parameter-Efficient-Fine-Tuning (PEFT) and GaLore approximate weights or optimizer states. PEFT methods, such as LoRA, have gained popularity for fine-tuning LLMs, though they require a full-rank warm start. In contrast, GaLore allows full-parameter learning while being more memory-efficient. This work introduces Natural GaLore, a simple drop in replacement for AdamW, which efficiently applies the inverse Empirical Fisher Information Matrix to low-rank gradients using Woodbury's Identity. We demonstrate that incorporating second-order information speeds up optimization significantly, especially when the iteration budget is limited. Empirical pretraining on 60M, 130M, 350M, and 1.1B parameter Llama models on C4 data demonstrate significantly lower perplexity over GaLore without additional memory overhead. By fine-tuning RoBERTa on the GLUE benchmark using Natural GaLore, we demonstrate significant reduction in gap 86.05% vs 86.28% for full-finetuning. Furthermore, fine-tuning the TinyLlama 1.1B model for function calling using the TinyAgent framework shows that Natural GaLore achieving 83.09% accuracy on the TinyAgent dataset, significantly outperforms 16-bit LoRA at 80.06% and even surpasses GPT4-Turbo by 4%, all while using 30% less memory. All code to reproduce the results are available at: https://github.com/selfsupervised-ai/Natural-GaLore.git	10 pa... 10 pages, 3 tables, 3 figures
Beware of Words: Evaluating the Lexical Diversity of Conversational LLMs using ChatGPT as Case Study	2024-10-21	Show The performance of conversational Large Language Models (LLMs) in general, and of ChatGPT in particular, is currently being evaluated on many different tasks, from logical reasoning or maths to answering questions on a myriad of topics. Instead, much less attention is being devoted to the study of the linguistic features of the texts generated by these LLMs. This is surprising since LLMs are models for language, and understanding how they use the language is important. Indeed, conversational LLMs are poised to have a significant impact on the evolution of languages as they may eventually dominate the creation of new text. This means that for example, if conversational LLMs do not use a word it may become less and less frequent and eventually stop being used altogether. Therefore, evaluating the linguistic features of the text they produce and how those depend on the model parameters is the first step toward understanding the potential impact of conversational LLMs on the evolution of languages. In this paper, we consider the evaluation of the lexical richness of the text generated by LLMs and how it depends on the model parameters. A methodology is presented and used to conduct a comprehensive evaluation of lexical richness using ChatGPT as a case study. The results show how lexical richness depends on the version of ChatGPT and some of its parameters, such as the presence penalty, or on the role assigned to the model. The dataset and tools used in our analysis are released under open licenses with the goal of drawing the much-needed attention to the evaluation of the linguistic features of LLM-generated text.
Steering Knowledge Selection Behaviours in LLMs via SAE-Based Representation Engineering	2024-10-21	Show Large language models (LLMs) can store a significant amount of factual knowledge in their parameters. However, their parametric knowledge may conflict with the information provided in the context -- this phenomenon, known as \emph{context-memory knowledge conflicts}, can lead to undesirable model behaviour, such as reliance on outdated or incorrect information. Analysing the internal activations of LLMs, we find that they can internally register the signals of knowledge conflict at mid-layers. Such signals allow us to detect whether a knowledge conflict occurs and use \emph{inference-time} intervention strategies to resolve it. In this work, we propose \textsc{SpARE}, a \emph{training-free} representation engineering method that uses pre-trained sparse auto-encoders (SAEs) to control the knowledge selection behaviour of LLMs. \textsc{SpARE} identifies the functional features that control the knowledge selection behaviours and applies them to edit the internal activations of LLMs at inference time. Our experimental results show that \textsc{SpARE} can effectively control the usage of either knowledge source to resolve knowledge conflict in open-domain question-answering tasks, surpassing existing representation engineering methods ($+10%$) as well as contrastive decoding methods ($+15%$).
Developing Retrieval Augmented Generation (RAG) based LLM Systems from PDFs: An Experience Report	2024-10-21	Show This paper presents an experience report on the development of Retrieval Augmented Generation (RAG) systems using PDF documents as the primary data source. The RAG architecture combines generative capabilities of Large Language Models (LLMs) with the precision of information retrieval. This approach has the potential to redefine how we interact with and augment both structured and unstructured knowledge in generative models to enhance transparency, accuracy, and contextuality of responses. The paper details the end-to-end pipeline, from data collection, preprocessing, to retrieval indexing and response generation, highlighting technical challenges and practical solutions. We aim to offer insights to researchers and practitioners developing similar systems using two distinct approaches: OpenAI's Assistant API with GPT Series and Llama's open-source models. The practical implications of this research lie in enhancing the reliability of generative AI systems in various sectors where domain-specific knowledge and real-time information retrieval is important. The Python code used in this work is also available at: https://github.com/GPT-Laboratory/RAG-LLM-Development-Guidebook-from-PDFs.	36 pa... 36 pages, 8 figures, 2 tables, and python code snippets
CausalGraph2LLM: Evaluating LLMs for Causal Queries	2024-10-21	Show Causality is essential in scientific research, enabling researchers to interpret true relationships between variables. These causal relationships are often represented by causal graphs, which are directed acyclic graphs. With the recent advancements in Large Language Models (LLMs), there is an increasing interest in exploring their capabilities in causal reasoning and their potential use to hypothesize causal graphs. These tasks necessitate the LLMs to encode the causal graph effectively for subsequent downstream tasks. In this paper, we propose a comprehensive benchmark, \emph{CausalGraph2LLM}, encompassing a variety of causal graph settings to assess the causal graph understanding capability of LLMs. We categorize the causal queries into two types: graph-level and node-level queries. We benchmark both open-sourced and closed models for our study. Our findings reveal that while LLMs show promise in this domain, they are highly sensitive to the encoding used. Even capable models like GPT-4 and Gemini-1.5 exhibit sensitivity to encoding, with deviations of about $60%$. We further demonstrate this sensitivity for downstream causal intervention tasks. Moreover, we observe that LLMs can often display biases when presented with contextual information about a causal graph, potentially stemming from their parametric memory.	Code ... Code - https://github.com/ivaxi0s/CausalGraph2LLM
Claim Check-Worthiness Detection: How Well do LLMs Grasp Annotation Guidelines?	2024-10-21	Show The increasing threat of disinformation calls for automating parts of the fact-checking pipeline. Identifying text segments requiring fact-checking is known as claim detection (CD) and claim check-worthiness detection (CW), the latter incorporating complex domain-specific criteria of worthiness and often framed as a ranking task. Zero- and few-shot LLM prompting is an attractive option for both tasks, as it bypasses the need for labeled datasets and allows verbalized claim and worthiness criteria to be directly used for prompting. We evaluate the LLMs' predictive and calibration accuracy on five CD/CW datasets from diverse domains, each utilizing a different worthiness criterion. We investigate two key aspects: (1) how best to distill factuality and worthiness criteria into a prompt and (2) what amount of context to provide for each claim. To this end, we experiment with varying the level of prompt verbosity and the amount of contextual information provided to the model. Our results show that optimal prompt verbosity is domain-dependent, adding context does not improve performance, and confidence scores can be directly used to produce reliable check-worthiness rankings.	Accep... Accepted to WASSA at EMNLP 2024
The Ultimate Guide to Fine-Tuning LLMs from Basics to Breakthroughs: An Exhaustive Review of Technologies, Research, Best Practices, Applied Research Challenges and Opportunities	2024-10-21	Show This report examines the fine-tuning of Large Language Models (LLMs), integrating theoretical insights with practical applications. It outlines the historical evolution of LLMs from traditional Natural Language Processing (NLP) models to their pivotal role in AI. A comparison of fine-tuning methodologies, including supervised, unsupervised, and instruction-based approaches, highlights their applicability to different tasks. The report introduces a structured seven-stage pipeline for fine-tuning LLMs, spanning data preparation, model initialization, hyperparameter tuning, and model deployment. Emphasis is placed on managing imbalanced datasets and optimization techniques. Parameter-efficient methods like Low-Rank Adaptation (LoRA) and Half Fine-Tuning are explored for balancing computational efficiency with performance. Advanced techniques such as memory fine-tuning, Mixture of Experts (MoE), and Mixture of Agents (MoA) are discussed for leveraging specialized networks and multi-agent collaboration. The report also examines novel approaches like Proximal Policy Optimization (PPO) and Direct Preference Optimization (DPO), which align LLMs with human preferences, alongside pruning and routing optimizations to improve efficiency. Further sections cover validation frameworks, post-deployment monitoring, and inference optimization, with attention to deploying LLMs on distributed and cloud-based platforms. Emerging areas such as multimodal LLMs, fine-tuning for audio and speech, and challenges related to scalability, privacy, and accountability are also addressed. This report offers actionable insights for researchers and practitioners navigating LLM fine-tuning in an evolving landscape.
LLM4GRN: Discovering Causal Gene Regulatory Networks with LLMs -- Evaluation through Synthetic Data Generation	2024-10-21	Show Gene regulatory networks (GRNs) represent the causal relationships between transcription factors (TFs) and target genes in single-cell RNA sequencing (scRNA-seq) data. Understanding these networks is crucial for uncovering disease mechanisms and identifying therapeutic targets. In this work, we investigate the potential of large language models (LLMs) for GRN discovery, leveraging their learned biological knowledge alone or in combination with traditional statistical methods. We develop a task-based evaluation strategy to address the challenge of unavailable ground truth causal graphs. Specifically, we use the GRNs suggested by LLMs to guide causal synthetic data generation and compare the resulting data against the original dataset. Our statistical and biological assessments show that LLMs can support statistical modeling and data synthesis for biological research.
LLM-based SPARQL Query Generation from Natural Language over Federated Knowledge Graphs	2024-10-21	Show We introduce a Retrieval-Augmented Generation (RAG) system for translating user questions into accurate federated SPARQL queries over bioinformatics knowledge graphs (KGs) leveraging Large Language Models (LLMs). To enhance accuracy and reduce hallucinations in query generation, our system utilises metadata from the KGs, including query examples and schema information, and incorporates a validation step to correct generated queries. The system is available online at chat.expasy.org.
Truth is Universal: Robust Detection of Lies in LLMs	2024-10-21	Show Large Language Models (LLMs) have revolutionised natural language processing, exhibiting impressive human-like capabilities. In particular, LLMs are capable of "lying", knowingly outputting false statements. Hence, it is of interest and importance to develop methods to detect when LLMs lie. Indeed, several authors trained classifiers to detect LLM lies based on their internal model activations. However, other researchers showed that these classifiers may fail to generalise, for example to negated statements. In this work, we aim to develop a robust method to detect when an LLM is lying. To this end, we make the following key contributions: (i) We demonstrate the existence of a two-dimensional subspace, along which the activation vectors of true and false statements can be separated. Notably, this finding is universal and holds for various LLMs, including Gemma-7B, LLaMA2-13B, Mistral-7B and LLaMA3-8B. Our analysis explains the generalisation failures observed in previous studies and sets the stage for more robust lie detection; (ii) Building upon (i), we construct an accurate LLM lie detector. Empirically, our proposed classifier achieves state-of-the-art performance, attaining 94% accuracy in both distinguishing true from false factual statements and detecting lies generated in real-world scenarios.	NeurIPS 2024 poster
Unconstrained Model Merging for Enhanced LLM Reasoning	2024-10-21	Show Recent advancements in building domain-specific large language models (LLMs) have shown remarkable success, especially in tasks requiring reasoning abilities like logical inference over complex relationships and multi-step problem solving. However, creating a powerful all-in-one LLM remains challenging due to the need for proprietary data and vast computational resources. As a resource-friendly alternative, we explore the potential of merging multiple expert models into a single LLM. Existing studies on model merging mainly focus on generalist LLMs instead of domain experts, or the LLMs under the same architecture and size. In this work, we propose an unconstrained model merging framework that accommodates both homogeneous and heterogeneous model architectures with a focus on reasoning tasks. A fine-grained layer-wise weight merging strategy is designed for homogeneous models merging, while heterogeneous model merging is built upon the probabilistic distribution knowledge derived from instruction-response fine-tuning data. Across 7 benchmarks and 9 reasoning-optimized LLMs, we reveal key findings that combinatorial reasoning emerges from merging which surpasses simple additive effects. We propose that unconstrained model merging could serve as a foundation for decentralized LLMs, marking a notable progression from the existing centralized LLM framework. This evolution could enhance wider participation and stimulate additional advancement in the field of artificial intelligence, effectively addressing the constraints posed by centralized models.	Under... Under review, correct typos
Efficient Terminology Integration for LLM-based Translation in Specialized Domains	2024-10-21	Show Traditional machine translation methods typically involve training models directly on large parallel corpora, with limited emphasis on specialized terminology. However, In specialized fields such as patent, finance, or biomedical domains, terminology is crucial for translation, with many terms that needs to be translated following agreed-upon conventions. In this paper we introduce a methodology that efficiently trains models with a smaller amount of data while preserving the accuracy of terminology translation. We achieve this through a systematic process of term extraction and glossary creation using the Trie Tree algorithm, followed by data reconstruction to teach the LLM how to integrate these specialized terms. This methodology enhances the model's ability to handle specialized terminology and ensures high-quality translations, particularly in fields where term consistency is crucial. Our approach has demonstrated exceptional performance, achieving the highest translation score among participants in the WMT patent task to date, showcasing its effectiveness and broad applicability in specialized translation domains where general methods often fall short.	Accepted to WMT 2024
Can LLMs Recognize Toxicity? A Structured Investigation Framework and Toxicity Metric	2024-10-21	Show In the pursuit of developing Large Language Models (LLMs) that adhere to societal standards, it is imperative to detect the toxicity in the generated text. The majority of existing toxicity metrics rely on encoder models trained on specific toxicity datasets, which are susceptible to out-of-distribution (OOD) problems and depend on the dataset's definition of toxicity. In this paper, we introduce a robust metric grounded on LLMs to flexibly measure toxicity according to the given definition. We first analyze the toxicity factors, followed by an examination of the intrinsic toxic attributes of LLMs to ascertain their suitability as evaluators. Finally, we evaluate the performance of our metric with detailed analysis. Our empirical results demonstrate outstanding performance in measuring toxicity within verified factors, improving on conventional metrics by 12 points in the F1 score. Our findings also indicate that upstream toxicity significantly influences downstream metrics, suggesting that LLMs are unsuitable for toxicity evaluations within unverified factors.	8 page long
How Well Do LLMs Handle Cantonese? Benchmarking Cantonese Capabilities of Large Language Models	2024-10-21	Show The rapid evolution of large language models (LLMs) has transformed the competitive landscape in natural language processing (NLP), particularly for English and other data-rich languages. However, underrepresented languages like Cantonese, spoken by over 85 million people, face significant development gaps, which is particularly concerning given the economic significance of the Guangdong-Hong Kong-Macau Greater Bay Area, and in substantial Cantonese-speaking populations in places like Singapore and North America. Despite its wide use, Cantonese has scant representation in NLP research, especially compared to other languages from similarly developed regions. To bridge these gaps, we outline current Cantonese NLP methods and introduce new benchmarks designed to evaluate LLM performance in factual generation, mathematical logic, complex reasoning, and general knowledge in Cantonese, which aim to advance open-source Cantonese LLM technology. We also propose future research directions and recommended models to enhance Cantonese LLM development.
RAC: Efficient LLM Factuality Correction with Retrieval Augmentation	2024-10-21	Show Large Language Models (LLMs) exhibit impressive results across a wide range of natural language processing (NLP) tasks, yet they can often produce factually incorrect outputs. This paper introduces a simple but effective low-latency post-correction method, \textbf{Retrieval Augmented Correction (RAC)}, aimed at enhancing the factual performance of LLMs without requiring additional fine-tuning. Our method is general and can be used with any instruction-tuned LLM, and has greatly reduced latency compared to prior approaches. RAC decomposes the LLM's output into atomic facts and applies a fine-grained verification and correction process with retrieved content to verify and correct the LLM-generated output. Our extensive experiments show that RAC yields up to 30% improvements over state-of-the-art baselines across two popular factuality evaluation datasets, validating its efficacy and robustness in both with and without the integration of Retrieval-Augmented Generation (RAG) across different LLMs.\footnote{Our code is at \url{https://github.com/jlab-nlp/Retrieval-Augmented-Correction}}
Understanding and Alleviating Memory Consumption in RLHF for LLMs	2024-10-21	Show Fine-tuning with Reinforcement Learning with Human Feedback (RLHF) is essential for aligning large language models (LLMs). However, RLHF often encounters significant memory challenges. This study is the first to examine memory usage in the RLHF context, exploring various memory management strategies and unveiling the reasons behind excessive memory consumption. Additionally, we introduce a simple yet effective approach that substantially reduces the memory required for RLHF fine-tuning.

Image Restoration

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Title	Date	Abstract	Comment
DREB-Net: Dual-stream Restoration Embedding Blur-feature Fusion Network for High-mobility UAV Object Detection	2024-10-23	Show Object detection algorithms are pivotal components of unmanned aerial vehicle (UAV) imaging systems, extensively employed in complex fields. However, images captured by high-mobility UAVs often suffer from motion blur cases, which significantly impedes the performance of advanced object detection algorithms. To address these challenges, we propose an innovative object detection algorithm specifically designed for blurry images, named DREB-Net (Dual-stream Restoration Embedding Blur-feature Fusion Network). First, DREB-Net addresses the particularities of blurry image object detection problem by incorporating a Blurry image Restoration Auxiliary Branch (BRAB) during the training phase. Second, it fuses the extracted shallow features via Multi-level Attention-Guided Feature Fusion (MAGFF) module, to extract richer features. Here, the MAGFF module comprises local attention modules and global attention modules, which assign different weights to the branches. Then, during the inference phase, the deep feature extraction of the BRAB can be removed to reduce computational complexity and improve detection speed. In loss function, a combined loss of MSE and SSIM is added to the BRAB to restore blurry images. Finally, DREB-Net introduces Fast Fourier Transform in the early stages of feature extraction, via a Learnable Frequency domain Amplitude Modulation Module (LFAMM), to adjust feature amplitude and enhance feature processing capability. Experimental results indicate that DREB-Net can still effectively perform object detection tasks under motion blur in captured images, showcasing excellent performance and broad application prospects. Our source code will be available at https://github.com/EEIC-Lab/DREB-Net.git.
An Intelligent Agentic System for Complex Image Restoration Problems	2024-10-23	Show Real-world image restoration (IR) is inherently complex and often requires combining multiple specialized models to address diverse degradations. Inspired by human problem-solving, we propose AgenticIR, an agentic system that mimics the human approach to image processing by following five key stages: Perception, Scheduling, Execution, Reflection, and Rescheduling. AgenticIR leverages large language models (LLMs) and vision-language models (VLMs) that interact via text generation to dynamically operate a toolbox of IR models. We fine-tune VLMs for image quality analysis and employ LLMs for reasoning, guiding the system step by step. To compensate for LLMs' lack of specific IR knowledge and experience, we introduce a self-exploration method, allowing the LLM to observe and summarize restoration results into referenceable documents. Experiments demonstrate AgenticIR's potential in handling complex IR tasks, representing a promising path toward achieving general intelligence in visual processing.
Diffusion Priors for Variational Likelihood Estimation and Image Denoising	2024-10-23	Show Real-world noise removal is crucial in low-level computer vision. Due to the remarkable generation capabilities of diffusion models, recent attention has shifted towards leveraging diffusion priors for image restoration tasks. However, existing diffusion priors-based methods either consider simple noise types or rely on approximate posterior estimation, limiting their effectiveness in addressing structured and signal-dependent noise commonly found in real-world images. In this paper, we build upon diffusion priors and propose adaptive likelihood estimation and MAP inference during the reverse diffusion process to tackle real-world noise. We introduce an independent, non-identically distributed likelihood combined with the noise precision (inverse variance) prior and dynamically infer the precision posterior using variational Bayes during the generation process. Meanwhile, we rectify the estimated noise variance through local Gaussian convolution. The final denoised image is obtained by propagating intermediate MAP solutions that balance the updated likelihood and diffusion prior. Additionally, we explore the local diffusion prior inherent in low-resolution diffusion models, enabling direct handling of high-resolution noisy images. Extensive experiments and analyses on diverse real-world datasets demonstrate the effectiveness of our method. Code is available at https://github.com/HUST-Tan/DiffusionVI.	Accep... Accepted by NeurIPS2024 as Spotlight
Taming Diffusion Models for Image Restoration: A Review	2024-10-22	Show Diffusion models have achieved remarkable progress in generative modelling, particularly in enhancing image quality to conform to human preferences. Recently, these models have also been applied to low-level computer vision for photo-realistic image restoration (IR) in tasks such as image denoising, deblurring, dehazing, etc. In this review paper, we introduce key constructions in diffusion models and survey contemporary techniques that make use of diffusion models in solving general IR tasks. Furthermore, we point out the main challenges and limitations of existing diffusion-based IR frameworks and provide potential directions for future work.	Revie... Review paper; any comments and suggestions are most welcome!
LoRA-IR: Taming Low-Rank Experts for Efficient All-in-One Image Restoration	2024-10-20	Show Prompt-based all-in-one image restoration (IR) frameworks have achieved remarkable performance by incorporating degradation-specific information into prompt modules. Nevertheless, handling the complex and diverse degradations encountered in real-world scenarios remains a significant challenge. To address this challenge, we propose LoRA-IR, a flexible framework that dynamically leverages compact low-rank experts to facilitate efficient all-in-one image restoration. Specifically, LoRA-IR consists of two training stages: degradation-guided pre-training and parameter-efficient fine-tuning. In the pre-training stage, we enhance the pre-trained CLIP model by introducing a simple mechanism that scales it to higher resolutions, allowing us to extract robust degradation representations that adaptively guide the IR network. In the fine-tuning stage, we refine the pre-trained IR network using low-rank adaptation (LoRA). Built upon a Mixture-of-Experts (MoE) architecture, LoRA-IR dynamically integrates multiple low-rank restoration experts through a degradation-guided router. This dynamic integration mechanism significantly enhances our model's adaptability to diverse and unknown degradations in complex real-world scenarios. Extensive experiments demonstrate that LoRA-IR achieves state-of-the-art performance across 14 image restoration tasks and 29 benchmarks. Code and pre-trained models will be available at: https://github.com/shallowdream204/LoRA-IR.
DaLPSR: Leverage Degradation-Aligned Language Prompt for Real-World Image Super-Resolution	2024-10-19	Show Image super-resolution pursuits reconstructing high-fidelity high-resolution counterpart for low-resolution image. In recent years, diffusion-based models have garnered significant attention due to their capabilities with rich prior knowledge. The success of diffusion models based on general text prompts has validated the effectiveness of textual control in the field of text2image. However, given the severe degradation commonly presented in low-resolution images, coupled with the randomness characteristics of diffusion models, current models struggle to adequately discern semantic and degradation information within severely degraded images. This often leads to obstacles such as semantic loss, visual artifacts, and visual hallucinations, which pose substantial challenges for practical use. To address these challenges, this paper proposes to leverage degradation-aligned language prompt for accurate, fine-grained, and high-fidelity image restoration. Complementary priors including semantic content descriptions and degradation prompts are explored. Specifically, on one hand, image-restoration prompt alignment decoder is proposed to automatically discern the degradation degree of LR images, thereby generating beneficial degradation priors for image restoration. On the other hand, much richly tailored descriptions from pretrained multimodal large language model elicit high-level semantic priors closely aligned with human perception, ensuring fidelity control for image restoration. Comprehensive comparisons with state-of-the-art methods have been done on several popular synthetic and real-world benchmark datasets. The quantitative and qualitative analysis have demonstrated that the proposed method achieves a new state-of-the-art perceptual quality level. Related source codes and pre-trained parameters were public in https://github.com/puppy210/DaLPSR.
A Survey on All-in-One Image Restoration: Taxonomy, Evaluation and Future Trends	2024-10-19	Show Image restoration (IR) refers to the process of improving visual quality of images while removing degradation, such as noise, blur, weather effects, and so on. Traditional IR methods typically target specific types of degradation, which limits their effectiveness in real-world scenarios with complex distortions. In response to this challenge, the all-in-one image restoration (AiOIR) paradigm has emerged, offering a unified framework that adeptly addresses multiple degradation types. These innovative models enhance both convenience and versatility by adaptively learning degradation-specific features while simultaneously leveraging shared knowledge across diverse corruptions. In this review, we delve into the AiOIR methodologies, emphasizing their architecture innovations and learning paradigm and offering a systematic review of prevalent approaches. We systematically categorize prevalent approaches and critically assess the challenges these models encounter, proposing future research directions to advance this dynamic field. Our paper begins with an introduction to the foundational concepts of AiOIR models, followed by a categorization of cutting-edge designs based on factors such as prior knowledge and generalization capability. Next, we highlight key advancements in AiOIR, aiming to inspire further inquiry and innovation within the community. To facilitate a robust evaluation of existing methods, we collate and summarize commonly used datasets, implementation details, and evaluation metrics. Additionally, we present an objective comparison of open-sourced methods, providing valuable insights for researchers and practitioners alike. This paper stands as the first comprehensive and insightful review of AiOIR. A related repository is available at https://github.com/Harbinzzy/All-in-One-Image-Restoration-Survey.
Parameter Efficient Adaptation for Image Restoration with Heterogeneous Mixture-of-Experts	2024-10-19	Show Designing single-task image restoration models for specific degradation has seen great success in recent years. To achieve generalized image restoration, all-in-one methods have recently been proposed and shown potential for multiple restoration tasks using one single model. Despite the promising results, the existing all-in-one paradigm still suffers from high computational costs as well as limited generalization on unseen degradations. In this work, we introduce an alternative solution to improve the generalization of image restoration models. Drawing inspiration from recent advancements in Parameter Efficient Transfer Learning (PETL), we aim to tune only a small number of parameters to adapt pre-trained restoration models to various tasks. However, current PETL methods fail to generalize across varied restoration tasks due to their homogeneous representation nature. To this end, we propose AdaptIR, a Mixture-of-Experts (MoE) with orthogonal multi-branch design to capture local spatial, global spatial, and channel representation bases, followed by adaptive base combination to obtain heterogeneous representation for different degradations. Extensive experiments demonstrate that our AdaptIR achieves stable performance on single-degradation tasks, and excels in hybrid-degradation tasks, with fine-tuning only 0.6% parameters for 8 hours.	Accep... Accepted by NeurIPS 2024
Performance of a GPU- and Time-Efficient Pseudo 3D Network for Magnetic Resonance Image Super-Resolution and Motion Artifact Reduction	2024-10-17	Show Shortening acquisition time and reducing motion artifacts are the most critical challenges in magnetic resonance imaging (MRI). Deep learning-based image restoration has emerged as a promising solution capable of generating high-resolution and motion-artifact-free MRI images from low-resolution images acquired with shortened acquisition times or from motion-artifact-corrupted images. To facilitate clinical integration, a time- and GPU-efficient network with reliable accuracy is essential. In this study, we adopted a unified 2D deep learning framework for pseudo-3D MRI image super-resolution reconstruction (SRR) and motion artifact reduction (MAR). The optimal down-sampling factors to optimize the acquisition time in SRR were identified. Training for MAR was performed using publicly available in vivo data, employing a novel standardized method to induce motion artifacts of varying severity in a controlled way. The accuracy of the network was evaluated through a pixel-wise uncertainty map, and performance was benchmarked against state-of-the-art methods. The results demonstrated that the down-sampling factor of 1x1x2 for x2 acceleration and 2x2x2 for x4 acceleration was optimal. For SRR, the proposed TS-RCAN outperformed the 3D networks of mDCSRN and ReCNN, with an improvement of more than 0.01 in SSIM and 1.5 dB in PSNR while reducing GPU load by up to and inference time by up to 90%. For MAR, TS-RCAN exceeded UNet's performance by up to 0.014 in SSIM and 1.48 dB in PSNR. Additionally, TS-RCAN provided uncertainty information, which can be used to estimate the quality of the reconstructed images. TS-RCAN has potential use for SRR and MAR in the clinical setting.	16 pages, 9 figures
Fusion from Decomposition: A Self-Supervised Approach for Image Fusion and Beyond	2024-10-16	Show Image fusion is famous as an alternative solution to generate one high-quality image from multiple images in addition to image restoration from a single degraded image. The essence of image fusion is to integrate complementary information from source images. Existing fusion methods struggle with generalization across various tasks and often require labor-intensive designs, in which it is difficult to identify and extract useful information from source images due to the diverse requirements of each fusion task. Additionally, these methods develop highly specialized features for different downstream applications, hindering the adaptation to new and diverse downstream tasks. To address these limitations, we introduce DeFusion++, a novel framework that leverages self-supervised learning (SSL) to enhance the versatility of feature representation for different image fusion tasks. DeFusion++ captures the image fusion task-friendly representations from large-scale data in a self-supervised way, overcoming the constraints of limited fusion datasets. Specifically, we introduce two innovative pretext tasks: common and unique decomposition (CUD) and masked feature modeling (MFM). CUD decomposes source images into abstract common and unique components, while MFM refines these components into robust fused features. Jointly training of these tasks enables DeFusion++ to produce adaptable representations that can effectively extract useful information from various source images, regardless of the fusion task. The resulting fused representations are also highly adaptable for a wide range of downstream tasks, including image segmentation and object detection. DeFusion++ stands out by producing versatile fused representations that can enhance both the quality of image fusion and the effectiveness of downstream high-level vision tasks, simplifying the process with the elegant fusion framework.	18page
Ultra-High-Definition Image Restoration: New Benchmarks and A Dual Interaction Prior-Driven Solution	2024-10-16	Show Ultra-High-Definition (UHD) image restoration has acquired remarkable attention due to its practical demand. In this paper, we construct UHD snow and rain benchmarks, named UHD-Snow and UHD-Rain, to remedy the deficiency in this field. The UHD-Snow/UHD-Rain is established by simulating the physics process of rain/snow into consideration and each benchmark contains 3200 degraded/clear image pairs of 4K resolution. Furthermore, we propose an effective UHD image restoration solution by considering gradient and normal priors in model design thanks to these priors' spatial and detail contributions. Specifically, our method contains two branches: (a) feature fusion and reconstruction branch in high-resolution space and (b) prior feature interaction branch in low-resolution space. The former learns high-resolution features and fuses prior-guided low-resolution features to reconstruct clear images, while the latter utilizes normal and gradient priors to mine useful spatial features and detail features to guide high-resolution recovery better. To better utilize these priors, we introduce single prior feature interaction and dual prior feature interaction, where the former respectively fuses normal and gradient priors with high-resolution features to enhance prior ones, while the latter calculates the similarity between enhanced prior ones and further exploits dual guided filtering to boost the feature interaction of dual priors. We conduct experiments on both new and existing public datasets and demonstrate the state-of-the-art performance of our method on UHD image low-light enhancement, dehazing, deblurring, desonwing, and deraining. The source codes and benchmarks are available at \url{https://github.com/wlydlut/UHDDIP}.
Analysis and Benchmarking of Extending Blind Face Image Restoration to Videos	2024-10-15	Show Recent progress in blind face restoration has resulted in producing high-quality restored results for static images. However, efforts to extend these advancements to video scenarios have been minimal, partly because of the absence of benchmarks that allow for a comprehensive and fair comparison. In this work, we first present a fair evaluation benchmark, in which we first introduce a Real-world Low-Quality Face Video benchmark (RFV-LQ), evaluate several leading image-based face restoration algorithms, and conduct a thorough systematical analysis of the benefits and challenges associated with extending blind face image restoration algorithms to degraded face videos. Our analysis identifies several key issues, primarily categorized into two aspects: significant jitters in facial components and noise-shape flickering between frames. To address these issues, we propose a Temporal Consistency Network (TCN) cooperated with alignment smoothing to reduce jitters and flickers in restored videos. TCN is a flexible component that can be seamlessly plugged into the most advanced face image restoration algorithms, ensuring the quality of image-based restoration is maintained as closely as possible. Extensive experiments have been conducted to evaluate the effectiveness and efficiency of our proposed TCN and alignment smoothing operation. Project page: https://wzhouxiff.github.io/projects/FIR2FVR/FIR2FVR.	Accep... Accepted by TIP'2024; Project page: https://wzhouxiff.github.io/projects/FIR2FVR/FIR2FVR
HAIR: Hypernetworks-based All-in-One Image Restoration	2024-10-15	Show Image restoration aims to recover a high-quality clean image from its degraded version. Recent progress in image restoration has demonstrated the effectiveness of All-in-One image restoration models in addressing various unknown degradations simultaneously. However, these existing methods typically utilize the same parameters to tackle images with different types of degradation, forcing the model to balance the performance between different tasks and limiting its performance on each task. To alleviate this issue, we propose HAIR, a Hypernetworks-based All-in-One Image Restoration plug-and-play method that generates parameters based on the input image and thus makes the model to adapt to specific degradation dynamically. Specifically, HAIR consists of two main components, i.e., Classifier and Hyper Selecting Net (HSN). The Classifier is a simple image classification network used to generate a Global Information Vector (GIV) that contains the degradation information of the input image, and the HSN is a simple fully-connected neural network that receives the GIV and outputs parameters for the corresponding modules. Extensive experiments demonstrate that HAIR can significantly improve the performance of existing image restoration models in a plug-and-play manner, both in single-task and All-in-One settings. Notably, our proposed model Res-HAIR, which integrates HAIR into the well-known Restormer, can obtain superior or comparable performance compared with current state-of-the-art methods. Moreover, we theoretically demonstrate that to achieve a given small enough error, our proposed HAIR requires fewer parameters in contrast to mainstream embedding-based All-in-One methods. The code is available at https://github.com/toummHus/HAIR.
DDR: Exploiting Deep Degradation Response as Flexible Image Descriptor	2024-10-15	Show Image deep features extracted by pre-trained networks are known to contain rich and informative representations. In this paper, we present Deep Degradation Response (DDR), a method to quantify changes in image deep features under varying degradation conditions. Specifically, our approach facilitates flexible and adaptive degradation, enabling the controlled synthesis of image degradation through text-driven prompts. Extensive evaluations demonstrate the versatility of DDR as an image descriptor, with strong correlations observed with key image attributes such as complexity, colorfulness, sharpness, and overall quality. Moreover, we demonstrate the efficacy of DDR across a spectrum of applications. It excels as a blind image quality assessment metric, outperforming existing methodologies across multiple datasets. Additionally, DDR serves as an effective unsupervised learning objective in image restoration tasks, yielding notable advancements in image deblurring and single-image super-resolution. Our code is available at: https://github.com/eezkni/DDR	Accep... Accepted to Advances in Neural Information Processing Systems (NeurIPS) 2024
MambaIR: A Simple Baseline for Image Restoration with State-Space Model	2024-10-15	Show Recent years have seen significant advancements in image restoration, largely attributed to the development of modern deep neural networks, such as CNNs and Transformers. However, existing restoration backbones often face the dilemma between global receptive fields and efficient computation, hindering their application in practice. Recently, the Selective Structured State Space Model, especially the improved version Mamba, has shown great potential for long-range dependency modeling with linear complexity, which offers a way to resolve the above dilemma. However, the standard Mamba still faces certain challenges in low-level vision such as local pixel forgetting and channel redundancy. In this work, we introduce a simple but effective baseline, named MambaIR, which introduces both local enhancement and channel attention to improve the vanilla Mamba. In this way, our MambaIR takes advantage of the local pixel similarity and reduces the channel redundancy. Extensive experiments demonstrate the superiority of our method, for example, MambaIR outperforms SwinIR by up to 0.45dB on image SR, using similar computational cost but with a global receptive field. Code is available at \url{https://github.com/csguoh/MambaIR}.	Accepted by ECCV2024
A Preliminary Exploration Towards General Image Restoration	2024-10-13	Show Despite the tremendous success of deep models in various individual image restoration tasks, there are at least two major technical challenges preventing these works from being applied to real-world usages: (1) the lack of generalization ability and (2) the complex and unknown degradations in real-world scenarios. Existing deep models, tailored for specific individual image restoration tasks, often fall short in effectively addressing these challenges. In this paper, we present a new problem called general image restoration (GIR) which aims to address these challenges within a unified model. GIR covers most individual image restoration tasks (\eg, image denoising, deblurring, deraining and super-resolution) and their combinations for general purposes. This paper proceeds to delineate the essential aspects of GIR, including problem definition and the overarching significance of generalization performance. Moreover, the establishment of new datasets and a thorough evaluation framework for GIR models is discussed. We conduct a comprehensive evaluation of existing approaches for tackling the GIR challenge, illuminating their strengths and pragmatic challenges. By analyzing these approaches, we not only underscore the effectiveness of GIR but also highlight the difficulties in its practical implementation. At last, we also try to understand and interpret these models' behaviors to inspire the future direction. Our work can open up new valuable research directions and contribute to the research of general vision.
Dynamic Pre-training: Towards Efficient and Scalable All-in-One Image Restoration	2024-10-13	Show All-in-one image restoration tackles different types of degradations with a unified model instead of having task-specific, non-generic models for each degradation. The requirement to tackle multiple degradations using the same model can lead to high-complexity designs with fixed configuration that lack the adaptability to more efficient alternatives. We propose DyNet, a dynamic family of networks designed in an encoder-decoder style for all-in-one image restoration tasks. Our DyNet can seamlessly switch between its bulkier and lightweight variants, thereby offering flexibility for efficient model deployment with a single round of training. This seamless switching is enabled by our weights-sharing mechanism, forming the core of our architecture and facilitating the reuse of initialized module weights. Further, to establish robust weights initialization, we introduce a dynamic pre-training strategy that trains variants of the proposed DyNet concurrently, thereby achieving a 50% reduction in GPU hours. Our dynamic pre-training strategy eliminates the need for maintaining separate checkpoints for each variant, as all models share a common set of checkpoints, varying only in model depth. This efficient strategy significantly reduces storage overhead and enhances adaptability. To tackle the unavailability of large-scale dataset required in pre-training, we curate a high-quality, high-resolution image dataset named Million-IRD, having 2M image samples. We validate our DyNet for image denoising, deraining, and dehazing in all-in-one setting, achieving state-of-the-art results with 31.34% reduction in GFlops and a 56.75% reduction in parameters compared to baseline models. The source codes and trained models are available at https://github.com/akshaydudhane16/DyNet.	This ... This version includes updates where the DyNet variants now share the same weights during inference as well, eliminating the need to store separate weights and thereby reducing device storage requirements. Additionally, all results have been updated based on the new experimental setup
Perceptual Fairness in Image Restoration	2024-10-12	Show Fairness in image restoration tasks is the desire to treat different sub-groups of images equally well. Existing definitions of fairness in image restoration are highly restrictive. They consider a reconstruction to be a correct outcome for a group (e.g., women) only if it falls within the group's set of ground truth images (e.g., natural images of women); otherwise, it is considered entirely incorrect. Consequently, such definitions are prone to controversy, as errors in image restoration can manifest in various ways. In this work we offer an alternative approach towards fairness in image restoration, by considering the Group Perceptual Index (GPI), which we define as the statistical distance between the distribution of the group's ground truth images and the distribution of their reconstructions. We assess the fairness of an algorithm by comparing the GPI of different groups, and say that it achieves perfect Perceptual Fairness (PF) if the GPIs of all groups are identical. We motivate and theoretically study our new notion of fairness, draw its connection to previous ones, and demonstrate its utility on state-of-the-art face image restoration algorithms.
Chain-of-Restoration: Multi-Task Image Restoration Models are Zero-Shot Step-by-Step Universal Image Restorers	2024-10-11	Show Despite previous works typically targeting isolated degradation types, recent research has increasingly focused on addressing composite degradations which involve a complex interplay of multiple different isolated degradations. Recognizing the challenges posed by the exponential number of possible degradation combinations, we propose Universal Image Restoration (UIR), a new task setting that requires models to be trained on a set of degradation bases and then remove any degradation that these bases can potentially compose in a zero-shot manner. Inspired by the Chain-of-Thought which prompts LLMs to address problems step-by-step, we propose the Chain-of-Restoration (CoR), which instructs models to step-by-step remove unknown composite degradations. By integrating a simple Degradation Discriminator into pre-trained multi-task models, CoR facilitates the process where models remove one degradation basis per step, continuing this process until the image is fully restored from the unknown composite degradation. Extensive experiments show that CoR significantly improves model performance in removing composite degradations, achieving results comparable to or surpassing those of State-of-The-Art (SoTA) methods trained on all degradations. The code will be released at https://github.com/toummHus/Chain-of-Restoration.	11 pages, 9 figures
TANet: Triplet Attention Network for All-In-One Adverse Weather Image Restoration	2024-10-10	Show Adverse weather image restoration aims to remove unwanted degraded artifacts, such as haze, rain, and snow, caused by adverse weather conditions. Existing methods achieve remarkable results for addressing single-weather conditions. However, they face challenges when encountering unpredictable weather conditions, which often happen in real-world scenarios. Although different weather conditions exhibit different degradation patterns, they share common characteristics that are highly related and complementary, such as occlusions caused by degradation patterns, color distortion, and contrast attenuation due to the scattering of atmospheric particles. Therefore, we focus on leveraging common knowledge across multiple weather conditions to restore images in a unified manner. In this paper, we propose a Triplet Attention Network (TANet) to efficiently and effectively address all-in-one adverse weather image restoration. TANet consists of Triplet Attention Block (TAB) that incorporates three types of attention mechanisms: Local Pixel-wise Attention (LPA) and Global Strip-wise Attention (GSA) to address occlusions caused by non-uniform degradation patterns, and Global Distribution Attention (GDA) to address color distortion and contrast attenuation caused by atmospheric phenomena. By leveraging common knowledge shared across different weather conditions, TANet successfully addresses multiple weather conditions in a unified manner. Experimental results show that TANet efficiently and effectively achieves state-of-the-art performance in all-in-one adverse weather image restoration. The source code is available at https://github.com/xhuachris/TANet-ACCV-2024.	17 pages (ACCV 2024)
Diffusion Model Compression for Image-to-Image Translation	2024-10-10	Show As recent advances in large-scale Text-to-Image (T2I) diffusion models have yielded remarkable high-quality image generation, diverse downstream Image-to-Image (I2I) applications have emerged. Despite the impressive results achieved by these I2I models, their practical utility is hampered by their large model size and the computational burden of the iterative denoising process. In this paper, we propose a novel compression method tailored for diffusion-based I2I models. Based on the observations that the image conditions of I2I models already provide rich information on image structures, and that the time steps with a larger impact tend to be biased, we develop surprisingly simple yet effective approaches for reducing the model size and latency. We validate the effectiveness of our method on three representative I2I tasks: InstructPix2Pix for image editing, StableSR for image restoration, and ControlNet for image-conditional image generation. Our approach achieves satisfactory output quality with 39.2%, 56.4% and 39.2% reduction in model footprint, as well as 81.4%, 68.7% and 31.1% decrease in latency to InstructPix2Pix, StableSR and ControlNet, respectively.	ACCV 2024
InstantIR: Blind Image Restoration with Instant Generative Reference	2024-10-09	Show Handling test-time unknown degradation is the major challenge in Blind Image Restoration (BIR), necessitating high model generalization. An effective strategy is to incorporate prior knowledge, either from human input or generative model. In this paper, we introduce Instant-reference Image Restoration (InstantIR), a novel diffusion-based BIR method which dynamically adjusts generation condition during inference. We first extract a compact representation of the input via a pre-trained vision encoder. At each generation step, this representation is used to decode current diffusion latent and instantiate it in the generative prior. The degraded image is then encoded with this reference, providing robust generation condition. We observe the variance of generative references fluctuate with degradation intensity, which we further leverage as an indicator for developing a sampling algorithm adaptive to input quality. Extensive experiments demonstrate InstantIR achieves state-of-the-art performance and offering outstanding visual quality. Through modulating generative references with textual description, InstantIR can restore extreme degradation and additionally feature creative restoration.
Attentive Fine-Grained Structured Sparsity for Image Restoration	2024-10-08	Show Image restoration tasks have witnessed great performance improvement in recent years by developing large deep models. Despite the outstanding performance, the heavy computation demanded by the deep models has restricted the application of image restoration. To lift the restriction, it is required to reduce the size of the networks while maintaining accuracy. Recently, N:M structured pruning has appeared as one of the effective and practical pruning approaches for making the model efficient with the accuracy constraint. However, it fails to account for different computational complexities and performance requirements for different layers of an image restoration network. To further optimize the trade-off between the efficiency and the restoration accuracy, we propose a novel pruning method that determines the pruning ratio for N:M structured sparsity at each layer. Extensive experimental results on super-resolution and deblurring tasks demonstrate the efficacy of our method which outperforms previous pruning methods significantly. PyTorch implementation for the proposed methods is available at https://github.com/JungHunOh/SLS_CVPR2022.	Accep... Accepted at CVPR 2022
ReFIR: Grounding Large Restoration Models with Retrieval Augmentation	2024-10-08	Show Recent advances in diffusion-based Large Restoration Models (LRMs) have significantly improved photo-realistic image restoration by leveraging the internal knowledge embedded within model weights. However, existing LRMs often suffer from the hallucination dilemma, i.e., producing incorrect contents or textures when dealing with severe degradations, due to their heavy reliance on limited internal knowledge. In this paper, we propose an orthogonal solution called the Retrieval-augmented Framework for Image Restoration (ReFIR), which incorporates retrieved images as external knowledge to extend the knowledge boundary of existing LRMs in generating details faithful to the original scene. Specifically, we first introduce the nearest neighbor lookup to retrieve content-relevant high-quality images as reference, after which we propose the cross-image injection to modify existing LRMs to utilize high-quality textures from retrieved images. Thanks to the additional external knowledge, our ReFIR can well handle the hallucination challenge and facilitate faithfully results. Extensive experiments demonstrate that ReFIR can achieve not only high-fidelity but also realistic restoration results. Importantly, our ReFIR requires no training and is adaptable to various LRMs.	Accep... Accepted by NeurIPS 2024
Learning Efficient and Effective Trajectories for Differential Equation-based Image Restoration	2024-10-07	Show The differential equation-based image restoration approach aims to establish learnable trajectories connecting high-quality images to a tractable distribution, e.g., low-quality images or a Gaussian distribution. In this paper, we reformulate the trajectory optimization of this kind of method, focusing on enhancing both reconstruction quality and efficiency. Initially, we navigate effective restoration paths through a reinforcement learning process, gradually steering potential trajectories toward the most precise options. Additionally, to mitigate the considerable computational burden associated with iterative sampling, we propose cost-aware trajectory distillation to streamline complex paths into several manageable steps with adaptable sizes. Moreover, we fine-tune a foundational diffusion model (FLUX) with 12B parameters by using our algorithms, producing a unified framework for handling 7 kinds of image restoration tasks. Extensive experiments showcase the significant superiority of the proposed method, achieving a maximum PSNR improvement of 2.1 dB over state-of-the-art methods, while also greatly enhancing visual perceptual quality. Project page: \url{https://zhu-zhiyu.github.io/FLUX-IR/}.
SITCOM: Step-wise Triple-Consistent Diffusion Sampling for Inverse Problems	2024-10-06	Show Diffusion models (DMs) are a class of generative models that allow sampling from a distribution learned over a training set. When applied to solving inverse imaging problems (IPs), the reverse sampling steps of DMs are typically modified to approximately sample from a measurement-conditioned distribution in the image space. However, these modifications may be unsuitable for certain settings (such as in the presence of measurement noise) and non-linear tasks, as they often struggle to correct errors from earlier sampling steps and generally require a large number of optimization and/or sampling steps. To address these challenges, we state three conditions for achieving measurement-consistent diffusion trajectories. Building on these conditions, we propose a new optimization-based sampling method that not only enforces the standard data manifold measurement consistency and forward diffusion consistency, as seen in previous studies, but also incorporates backward diffusion consistency that maintains a diffusion trajectory by optimizing over the input of the pre-trained model at every sampling step. By enforcing these conditions, either implicitly or explicitly, our sampler requires significantly fewer reverse steps. Therefore, we refer to our accelerated method as Step-wise Triple-Consistent Sampling (SITCOM). Compared to existing state-of-the-art baseline methods, under different levels of measurement noise, our extensive experiments across five linear and three non-linear image restoration tasks demonstrate that SITCOM achieves competitive or superior results in terms of standard image similarity metrics while requiring a significantly reduced run-time across all considered tasks.
PixWizard: Versatile Image-to-Image Visual Assistant with Open-Language Instructions	2024-10-05	Show This paper presents a versatile image-to-image visual assistant, PixWizard, designed for image generation, manipulation, and translation based on free-from language instructions. To this end, we tackle a variety of vision tasks into a unified image-text-to-image generation framework and curate an Omni Pixel-to-Pixel Instruction-Tuning Dataset. By constructing detailed instruction templates in natural language, we comprehensively include a large set of diverse vision tasks such as text-to-image generation, image restoration, image grounding, dense image prediction, image editing, controllable generation, inpainting/outpainting, and more. Furthermore, we adopt Diffusion Transformers (DiT) as our foundation model and extend its capabilities with a flexible any resolution mechanism, enabling the model to dynamically process images based on the aspect ratio of the input, closely aligning with human perceptual processes. The model also incorporates structure-aware and semantic-aware guidance to facilitate effective fusion of information from the input image. Our experiments demonstrate that PixWizard not only shows impressive generative and understanding abilities for images with diverse resolutions but also exhibits promising generalization capabilities with unseen tasks and human instructions. The code and related resources are available at https://github.com/AFeng-x/PixWizard	Code ... Code is released at https://github.com/AFeng-x/PixWizard
Overcoming False Illusions in Real-World Face Restoration with Multi-Modal Guided Diffusion Model	2024-10-05	Show We introduce a novel Multi-modal Guided Real-World Face Restoration (MGFR) technique designed to improve the quality of facial image restoration from low-quality inputs. Leveraging a blend of attribute text prompts, high-quality reference images, and identity information, MGFR can mitigate the generation of false facial attributes and identities often associated with generative face restoration methods. By incorporating a dual-control adapter and a two-stage training strategy, our method effectively utilizes multi-modal prior information for targeted restoration tasks. We also present the Reface-HQ dataset, comprising over 23,000 high-resolution facial images across 5,000 identities, to address the need for reference face training images. Our approach achieves superior visual quality in restoring facial details under severe degradation and allows for controlled restoration processes, enhancing the accuracy of identity preservation and attribute correction. Including negative quality samples and attribute prompts in the training further refines the model's ability to generate detailed and perceptually accurate images.	23 Pages, 28 Figures
A Validation Approach to Over-parameterized Matrix and Image Recovery	2024-10-04	Show This paper studies the problem of recovering a low-rank matrix from several noisy random linear measurements. We consider the setting where the rank of the ground-truth matrix is unknown a priori and use an objective function built from a rank-overspecified factored representation of the matrix variable, where the global optimal solutions overfit and do not correspond to the underlying ground truth. We then solve the associated nonconvex problem using gradient descent with small random initialization. We show that as long as the measurement operators satisfy the restricted isometry property (RIP) with its rank parameter scaling with the rank of the ground-truth matrix rather than scaling with the overspecified matrix rank, gradient descent iterations are on a particular trajectory towards the ground-truth matrix and achieve nearly information-theoretically optimal recovery when it is stopped appropriately. We then propose an efficient stopping strategy based on the common hold-out method and show that it detects a nearly optimal estimator provably. Moreover, experiments show that the proposed validation approach can also be efficiently used for image restoration with deep image prior, which over-parameterizes an image with a deep network.	32 pa... 32 pages and 10 figures
Resfusion: Denoising Diffusion Probabilistic Models for Image Restoration Based on Prior Residual Noise	2024-10-04	Show Recently, research on denoising diffusion models has expanded its application to the field of image restoration. Traditional diffusion-based image restoration methods utilize degraded images as conditional input to effectively guide the reverse generation process, without modifying the original denoising diffusion process. However, since the degraded images already include low-frequency information, starting from Gaussian white noise will result in increased sampling steps. We propose Resfusion, a general framework that incorporates the residual term into the diffusion forward process, starting the reverse process directly from the noisy degraded images. The form of our inference process is consistent with the DDPM. We introduced a weighted residual noise, named resnoise, as the prediction target and explicitly provide the quantitative relationship between the residual term and the noise term in resnoise. By leveraging a smooth equivalence transformation, Resfusion determine the optimal acceleration step and maintains the integrity of existing noise schedules, unifying the training and inference processes. The experimental results demonstrate that Resfusion exhibits competitive performance on ISTD dataset, LOL dataset and Raindrop dataset with only five sampling steps. Furthermore, Resfusion can be easily applied to image generation and emerges with strong versatility. Our code and model are available at https://github.com/nkicsl/Resfusion.	NeurIPS 2024
DiffIR2VR-Zero: Zero-Shot Video Restoration with Diffusion-based Image Restoration Models	2024-10-04	Show This paper introduces a method for zero-shot video restoration using pre-trained image restoration diffusion models. Traditional video restoration methods often need retraining for different settings and struggle with limited generalization across various degradation types and datasets. Our approach uses a hierarchical token merging strategy for keyframes and local frames, combined with a hybrid correspondence mechanism that blends optical flow and feature-based nearest neighbor matching (latent merging). We show that our method not only achieves top performance in zero-shot video restoration but also significantly surpasses trained models in generalization across diverse datasets and extreme degradations (8$\times$ super-resolution and high-standard deviation video denoising). We present evidence through quantitative metrics and visual comparisons on various challenging datasets. Additionally, our technique works with any 2D restoration diffusion model, offering a versatile and powerful tool for video enhancement tasks without extensive retraining. This research leads to more efficient and widely applicable video restoration technologies, supporting advancements in fields that require high-quality video output. See our project page for video results and source code at https://jimmycv07.github.io/DiffIR2VR_web/.	Proje... Project page: https://jimmycv07.github.io/DiffIR2VR_web/
Diffusion State-Guided Projected Gradient for Inverse Problems	2024-10-04	Show Recent advancements in diffusion models have been effective in learning data priors for solving inverse problems. They leverage diffusion sampling steps for inducing a data prior while using a measurement guidance gradient at each step to impose data consistency. For general inverse problems, approximations are needed when an unconditionally trained diffusion model is used since the measurement likelihood is intractable, leading to inaccurate posterior sampling. In other words, due to their approximations, these methods fail to preserve the generation process on the data manifold defined by the diffusion prior, leading to artifacts in applications such as image restoration. To enhance the performance and robustness of diffusion models in solving inverse problems, we propose Diffusion State-Guided Projected Gradient (DiffStateGrad), which projects the measurement gradient onto a subspace that is a low-rank approximation of an intermediate state of the diffusion process. DiffStateGrad, as a module, can be added to a wide range of diffusion-based inverse solvers to improve the preservation of the diffusion process on the prior manifold and filter out artifact-inducing components. We highlight that DiffStateGrad improves the robustness of diffusion models in terms of the choice of measurement guidance step size and noise while improving the worst-case performance. Finally, we demonstrate that DiffStateGrad improves upon the state-of-the-art on linear and nonlinear image restoration inverse problems.	prepr... preprint. under review. RZ and BT have equal contributions
Denoising as Adaptation: Noise-Space Domain Adaptation for Image Restoration	2024-10-04	Show Although learning-based image restoration methods have made significant progress, they still struggle with limited generalization to real-world scenarios due to the substantial domain gap caused by training on synthetic data. Existing methods address this issue by improving data synthesis pipelines, estimating degradation kernels, employing deep internal learning, and performing domain adaptation and regularization. Previous domain adaptation methods have sought to bridge the domain gap by learning domain-invariant knowledge in either feature or pixel space. However, these techniques often struggle to extend to low-level vision tasks within a stable and compact framework. In this paper, we show that it is possible to perform domain adaptation via the noise space using diffusion models. In particular, by leveraging the unique property of how auxiliary conditional inputs influence the multi-step denoising process, we derive a meaningful diffusion loss that guides the restoration model in progressively aligning both restored synthetic and real-world outputs with a target clean distribution. We refer to this method as denoising as adaptation. To prevent shortcuts during joint training, we present crucial strategies such as channel-shuffling layer and residual-swapping contrastive learning in the diffusion model. They implicitly blur the boundaries between conditioned synthetic and real data and prevent the reliance of the model on easily distinguishable features. Experimental results on three classical image restoration tasks, namely denoising, deblurring, and deraining, demonstrate the effectiveness of the proposed method.	Proje... Project Page: https://kangliao929.github.io/projects/noise-da/
Single-Image Shadow Removal Using Deep Learning: A Comprehensive Survey	2024-10-04	Show Shadow removal aims at restoring the image content within shadow regions, pursuing a uniform distribution of illumination that is consistent between shadow and non-shadow regions. {Comparing to other image restoration tasks, there are two unique challenges in shadow removal:} 1) The patterns of shadows are arbitrary, varied, and often have highly complex trace structures, making ``trace-less'' image recovery difficult. 2) The degradation caused by shadows is spatially non-uniform, resulting in inconsistencies in illumination and color between shadow and non-shadow areas. Recent developments in this field are primarily driven by deep learning-based solutions, employing a variety of learning strategies, network architectures, loss functions, and training data. Nevertheless, a thorough and insightful review of deep learning-based shadow removal techniques is still lacking. In this paper, we are the first to provide a comprehensive survey to cover various aspects ranging from technical details to applications. We highlight the major advancements in deep learning-based single-image shadow removal methods, thoroughly review previous research across various categories, and provide insights into the historical progression of these developments. Additionally, we summarize performance comparisons both quantitatively and qualitatively. Beyond the technical aspects of shadow removal methods, we also explore potential future directions for this field.	url: ... url: https://github.com/GuoLanqing/Awesome-Shadow-Removal
TransRef: Multi-Scale Reference Embedding Transformer for Reference-Guided Image Inpainting	2024-10-03	Show Image inpainting for completing complicated semantic environments and diverse hole patterns of corrupted images is challenging even for state-of-the-art learning-based inpainting methods trained on large-scale data. A reference image capturing the same scene of a corrupted image offers informative guidance for completing the corrupted image as it shares similar texture and structure priors to that of the holes of the corrupted image. In this work, we propose a transformer-based encoder-decoder network, named TransRef, for reference-guided image inpainting. Specifically, the guidance is conducted progressively through a reference embedding procedure, in which the referencing features are subsequently aligned and fused with the features of the corrupted image. For precise utilization of the reference features for guidance, a reference-patch alignment (Ref-PA) module is proposed to align the patch features of the reference and corrupted images and harmonize their style differences, while a reference-patch transformer (Ref-PT) module is proposed to refine the embedded reference feature. Moreover, to facilitate the research of reference-guided image restoration tasks, we construct a publicly accessible benchmark dataset containing 50K pairs of input and reference images. Both quantitative and qualitative evaluations demonstrate the efficacy of the reference information and the proposed method over the state-of-the-art methods in completing complex holes. Code and dataset can be accessed at https://github.com/Cameltr/TransRef.	Under review
PnP-Flow: Plug-and-Play Image Restoration with Flow Matching	2024-10-03	Show In this paper, we introduce Plug-and-Play (PnP) Flow Matching, an algorithm for solving imaging inverse problems. PnP methods leverage the strength of pre-trained denoisers, often deep neural networks, by integrating them in optimization schemes. While they achieve state-of-the-art performance on various inverse problems in imaging, PnP approaches face inherent limitations on more generative tasks like inpainting. On the other hand, generative models such as Flow Matching pushed the boundary in image sampling yet lack a clear method for efficient use in image restoration. We propose to combine the PnP framework with Flow Matching (FM) by defining a time-dependent denoiser using a pre-trained FM model. Our algorithm alternates between gradient descent steps on the data-fidelity term, reprojections onto the learned FM path, and denoising. Notably, our method is computationally efficient and memory-friendly, as it avoids backpropagation through ODEs and trace computations. We evaluate its performance on denoising, super-resolution, deblurring, and inpainting tasks, demonstrating superior results compared to existing PnP algorithms and Flow Matching based state-of-the-art methods.
Rethinking and Defending Protective Perturbation in Personalized Diffusion Models	2024-10-03	Show Personalized diffusion models (PDMs) have become prominent for adapting pretrained text-to-image models to generate images of specific subjects using minimal training data. However, PDMs are susceptible to minor adversarial perturbations, leading to significant degradation when fine-tuned on corrupted datasets. These vulnerabilities are exploited to create protective perturbations that prevent unauthorized image generation. Existing purification methods attempt to mitigate this issue but often over-purify images, resulting in information loss. In this work, we conduct an in-depth analysis of the fine-tuning process of PDMs through the lens of shortcut learning. We hypothesize and empirically demonstrate that adversarial perturbations induce a latent-space misalignment between images and their text prompts in the CLIP embedding space. This misalignment causes the model to erroneously associate noisy patterns with unique identifiers during fine-tuning, resulting in poor generalization. Based on these insights, we propose a systematic defense framework that includes data purification and contrastive decoupling learning. We first employ off-the-shelf image restoration techniques to realign images with their original semantic meanings in latent space. Then, we introduce contrastive decoupling learning with noise tokens to decouple the learning of personalized concepts from spurious noise patterns. Our study not only uncovers fundamental shortcut learning vulnerabilities in PDMs but also provides a comprehensive evaluation framework for developing stronger protection. Our extensive evaluation demonstrates its superiority over existing purification methods and stronger robustness against adaptive perturbation.	Our c... Our code is available at https://github.com/liuyixin-louis/DiffShortcut
Posterior sampling via Langevin dynamics based on generative priors	2024-10-02	Show Posterior sampling in high-dimensional spaces using generative models holds significant promise for various applications, including but not limited to inverse problems and guided generation tasks. Despite many recent developments, generating diverse posterior samples remains a challenge, as existing methods require restarting the entire generative process for each new sample, making the procedure computationally expensive. In this work, we propose efficient posterior sampling by simulating Langevin dynamics in the noise space of a pre-trained generative model. By exploiting the mapping between the noise and data spaces which can be provided by distilled flows or consistency models, our method enables seamless exploration of the posterior without the need to re-run the full sampling chain, drastically reducing computational overhead. Theoretically, we prove a guarantee for the proposed noise-space Langevin dynamics to approximate the posterior, assuming that the generative model sufficiently approximates the prior distribution. Our framework is experimentally validated on image restoration tasks involving noisy linear and nonlinear forward operators applied to LSUN-Bedroom (256 x 256) and ImageNet (64 x 64) datasets. The results demonstrate that our approach generates high-fidelity samples with enhanced semantic diversity even under a limited number of function evaluations, offering superior efficiency and performance compared to existing diffusion-based posterior sampling techniques.
Posterior-Mean Rectified Flow: Towards Minimum MSE Photo-Realistic Image Restoration	2024-10-01	Show Photo-realistic image restoration algorithms are typically evaluated by distortion measures (e.g., PSNR, SSIM) and by perceptual quality measures (e.g., FID, NIQE), where the desire is to attain the lowest possible distortion without compromising on perceptual quality. To achieve this goal, current methods typically attempt to sample from the posterior distribution, or to optimize a weighted sum of a distortion loss (e.g., MSE) and a perceptual quality loss (e.g., GAN). Unlike previous works, this paper is concerned specifically with the optimal estimator that minimizes the MSE under a constraint of perfect perceptual index, namely where the distribution of the reconstructed images is equal to that of the ground-truth ones. A recent theoretical result shows that such an estimator can be constructed by optimally transporting the posterior mean prediction (MMSE estimate) to the distribution of the ground-truth images. Inspired by this result, we introduce Posterior-Mean Rectified Flow (PMRF), a simple yet highly effective algorithm that approximates this optimal estimator. In particular, PMRF first predicts the posterior mean, and then transports the result to a high-quality image using a rectified flow model that approximates the desired optimal transport map. We investigate the theoretical utility of PMRF and demonstrate that it consistently outperforms previous methods on a variety of image restoration tasks.
GLMHA A Guided Low-rank Multi-Head Self-Attention for Efficient Image Restoration and Spectral Reconstruction	2024-10-01	Show Image restoration and spectral reconstruction are longstanding computer vision tasks. Currently, CNN-transformer hybrid models provide state-of-the-art performance for these tasks. The key common ingredient in the architectural designs of these models is Channel-wise Self-Attention (CSA). We first show that CSA is an overall low-rank operation. Then, we propose an instance-Guided Low-rank Multi-Head selfattention (GLMHA) to replace the CSA for a considerable computational gain while closely retaining the original model performance. Unique to the proposed GLMHA is its ability to provide computational gain for both short and long input sequences. In particular, the gain is in terms of both Floating Point Operations (FLOPs) and parameter count reduction. This is in contrast to the existing popular computational complexity reduction techniques, e.g., Linformer, Performer, and Reformer, for whom FLOPs overpower the efficient design tricks for the shorter input sequences. Moreover, parameter reduction remains unaccounted for in the existing methods.We perform an extensive evaluation for the tasks of spectral reconstruction from RGB images, spectral reconstruction from snapshot compressive imaging, motion deblurring, and image deraining by enhancing the best-performing models with our GLMHA. Our results show up to a 7.7 Giga FLOPs reduction with 370K fewer parameters required to closely retain the original performance of the best-performing models that employ CSA.
A Survey on Diffusion Models for Inverse Problems	2024-09-30	Show Diffusion models have become increasingly popular for generative modeling due to their ability to generate high-quality samples. This has unlocked exciting new possibilities for solving inverse problems, especially in image restoration and reconstruction, by treating diffusion models as unsupervised priors. This survey provides a comprehensive overview of methods that utilize pre-trained diffusion models to solve inverse problems without requiring further training. We introduce taxonomies to categorize these methods based on both the problems they address and the techniques they employ. We analyze the connections between different approaches, offering insights into their practical implementation and highlighting important considerations. We further discuss specific challenges and potential solutions associated with using latent diffusion models for inverse problems. This work aims to be a valuable resource for those interested in learning about the intersection of diffusion models and inverse problems.	Work ... Work in progress. 38 pages
UIR-LoRA: Achieving Universal Image Restoration through Multiple Low-Rank Adaptation	2024-09-30	Show Existing unified methods typically treat multi-degradation image restoration as a multi-task learning problem. Despite performing effectively compared to single degradation restoration methods, they overlook the utilization of commonalities and specificities within multi-task restoration, thereby impeding the model's performance. Inspired by the success of deep generative models and fine-tuning techniques, we proposed a universal image restoration framework based on multiple low-rank adapters (LoRA) from multi-domain transfer learning. Our framework leverages the pre-trained generative model as the shared component for multi-degradation restoration and transfers it to specific degradation image restoration tasks using low-rank adaptation. Additionally, we introduce a LoRA composing strategy based on the degradation similarity, which adaptively combines trained LoRAs and enables our model to be applicable for mixed degradation restoration. Extensive experiments on multiple and mixed degradations demonstrate that the proposed universal image restoration method not only achieves higher fidelity and perceptual image quality but also has better generalization ability than other unified image restoration models. Our code is available at https://github.com/Justones/UIR-LoRA.
MixNet: Efficient Global Modeling for Ultra-High-Definition Image Restoration	2024-09-29	Show Recent advancements in image restoration methods employing global modeling have shown promising results. However, these approaches often incur substantial memory requirements, particularly when processing ultra-high-definition (UHD) images. In this paper, we propose a novel image restoration method called MixNet, which introduces an alternative approach to global modeling approaches and is more effective for UHD image restoration. To capture the longrange dependency of features without introducing excessive computational complexity, we present the Global Feature Modulation Layer (GFML). GFML associates features from different views by permuting the feature maps, enabling efficient modeling of long-range dependency. In addition, we also design the Local Feature Modulation Layer (LFML) and Feed-forward Layer (FFL) to capture local features and transform features into a compact representation. This way, our MixNetachieves effective restoration with low inference time overhead and computational complexity. We conduct extensive experiments on four UHD image restoration tasks, including low-light image enhancement, underwater image enhancement, image deblurring and image demoireing, and the comprehensive results demonstrate that our proposed method surpasses the performance of current state-of-the-art methods. The code will be available at \url{https://github.com/5chen/MixNet}.	under review
Restore Anything with Masks: Leveraging Mask Image Modeling for Blind All-in-One Image Restoration	2024-09-28	Show All-in-one image restoration aims to handle multiple degradation types using one model. This paper proposes a simple pipeline for all-in-one blind image restoration to Restore Anything with Masks (RAM). We focus on the image content by utilizing Mask Image Modeling to extract intrinsic image information rather than distinguishing degradation types like other methods. Our pipeline consists of two stages: masked image pre-training and fine-tuning with mask attribute conductance. We design a straightforward masking pre-training approach specifically tailored for all-in-one image restoration. This approach enhances networks to prioritize the extraction of image content priors from various degradations, resulting in a more balanced performance across different restoration tasks and achieving stronger overall results. To bridge the gap of input integrity while preserving learned image priors as much as possible, we selectively fine-tuned a small portion of the layers. Specifically, the importance of each layer is ranked by the proposed Mask Attribute Conductance (MAC), and the layers with higher contributions are selected for finetuning. Extensive experiments demonstrate that our method achieves state-of-the-art performance. Our code and model will be released at \href{https://github.com/Dragonisss/RAM}{https://github.com/Dragonisss/RAM}.	Accep... Accepted by ECCV 2024
Implicit Image-to-Image Schrodinger Bridge for Image Restoration	2024-09-27	Show Diffusion-based models are widely recognized for their effectiveness in image restoration tasks; however, their iterative denoising process, which begins from Gaussian noise, often results in slow inference speeds. The Image-to-Image Schr"odinger Bridge (I$^2$SB) presents a promising alternative by starting the generative process from corrupted images and leveraging training techniques from score-based diffusion models. In this paper, we introduce the Implicit Image-to-Image Schr"odinger Bridge (I$^3$SB) to further accelerate the generative process of I$^2$SB. I$^3$SB reconfigures the generative process into a non-Markovian framework by incorporating the initial corrupted image into each step, while ensuring that the marginal distribution aligns with that of I$^2$SB. This allows for the direct use of the pretrained network from I$^2$SB. Extensive experiments on natural images, human face images, and medical images validate the acceleration benefits of I$^3$SB. Compared to I$^2$SB, I$^3$SB achieves the same perceptual quality with fewer generative steps, while maintaining equal or improved fidelity to the ground truth.	23 pa... 23 pages, 8 figures, submitted to Pattern Recognition
Toward Efficient Deep Blind RAW Image Restoration	2024-09-26	Show Multiple low-vision tasks such as denoising, deblurring and super-resolution depart from RGB images and further reduce the degradations, improving the quality. However, modeling the degradations in the sRGB domain is complicated because of the Image Signal Processor (ISP) transformations. Despite of this known issue, very few methods in the literature work directly with sensor RAW images. In this work we tackle image restoration directly in the RAW domain. We design a new realistic degradation pipeline for training deep blind RAW restoration models. Our pipeline considers realistic sensor noise, motion blur, camera shake, and other common degradations. The models trained with our pipeline and data from multiple sensors, can successfully reduce noise and blur, and recover details in RAW images captured from different cameras. To the best of our knowledge, this is the most exhaustive analysis on RAW image restoration. Code available at https://github.com/mv-lab/AISP	IEEE ... IEEE International Conference on Image Processing (ICIP) 2024. arXiv admin note: text overlap with arXiv:2312.15487
Taming Diffusion Prior for Image Super-Resolution with Domain Shift SDEs	2024-09-26	Show Diffusion-based image super-resolution (SR) models have attracted substantial interest due to their powerful image restoration capabilities. However, prevailing diffusion models often struggle to strike an optimal balance between efficiency and performance. Typically, they either neglect to exploit the potential of existing extensive pretrained models, limiting their generative capacity, or they necessitate a dozens of forward passes starting from random noises, compromising inference efficiency. In this paper, we present DoSSR, a Domain Shift diffusion-based SR model that capitalizes on the generative powers of pretrained diffusion models while significantly enhancing efficiency by initiating the diffusion process with low-resolution (LR) images. At the core of our approach is a domain shift equation that integrates seamlessly with existing diffusion models. This integration not only improves the use of diffusion prior but also boosts inference efficiency. Moreover, we advance our method by transitioning the discrete shift process to a continuous formulation, termed as DoS-SDEs. This advancement leads to the fast and customized solvers that further enhance sampling efficiency. Empirical results demonstrate that our proposed method achieves state-of-the-art performance on synthetic and real-world datasets, while notably requiring only 5 sampling steps. Compared to previous diffusion prior based methods, our approach achieves a remarkable speedup of 5-7 times, demonstrating its superior efficiency. Code: https://github.com/QinpengCui/DoSSR.	This ... This paper is accepted by NeurIPS 2024
InstructIR: High-Quality Image Restoration Following Human Instructions	2024-09-25	Show Image restoration is a fundamental problem that involves recovering a high-quality clean image from its degraded observation. All-In-One image restoration models can effectively restore images from various types and levels of degradation using degradation-specific information as prompts to guide the restoration model. In this work, we present the first approach that uses human-written instructions to guide the image restoration model. Given natural language prompts, our model can recover high-quality images from their degraded counterparts, considering multiple degradation types. Our method, InstructIR, achieves state-of-the-art results on several restoration tasks including image denoising, deraining, deblurring, dehazing, and (low-light) image enhancement. InstructIR improves +1dB over previous all-in-one restoration methods. Moreover, our dataset and results represent a novel benchmark for new research on text-guided image restoration and enhancement. Our code, datasets and models are available at: https://github.com/mv-lab/InstructIR	Europ... European Conference on Computer Vision (ECCV) 2024
OAPT: Offset-Aware Partition Transformer for Double JPEG Artifacts Removal	2024-09-25	Show Deep learning-based methods have shown remarkable performance in single JPEG artifacts removal task. However, existing methods tend to degrade on double JPEG images, which are prevalent in real-world scenarios. To address this issue, we propose Offset-Aware Partition Transformer for double JPEG artifacts removal, termed as OAPT. We conduct an analysis of double JPEG compression that results in up to four patterns within each 8x8 block and design our model to cluster the similar patterns to remedy the difficulty of restoration. Our OAPT consists of two components: compression offset predictor and image reconstructor. Specifically, the predictor estimates pixel offsets between the first and second compression, which are then utilized to divide different patterns. The reconstructor is mainly based on several Hybrid Partition Attention Blocks (HPAB), combining vanilla window-based self-attention and sparse attention for clustered pattern features. Extensive experiments demonstrate that OAPT outperforms the state-of-the-art method by more than 0.16dB in double JPEG image restoration task. Moreover, without increasing any computation cost, the pattern clustering module in HPAB can serve as a plugin to enhance other transformer-based image restoration methods. The code will be available at https://github.com/QMoQ/OAPT.git .	14 pa... 14 pages, 9 figures. Codes and models are available at https://github.com/QMoQ/OAPT.git
The RoboDepth Challenge: Methods and Advancements Towards Robust Depth Estimation	2024-09-24	Show Accurate depth estimation under out-of-distribution (OoD) scenarios, such as adverse weather conditions, sensor failure, and noise contamination, is desirable for safety-critical applications. Existing depth estimation systems, however, suffer inevitably from real-world corruptions and perturbations and are struggled to provide reliable depth predictions under such cases. In this paper, we summarize the winning solutions from the RoboDepth Challenge -- an academic competition designed to facilitate and advance robust OoD depth estimation. This challenge was developed based on the newly established KITTI-C and NYUDepth2-C benchmarks. We hosted two stand-alone tracks, with an emphasis on robust self-supervised and robust fully-supervised depth estimation, respectively. Out of more than two hundred participants, nine unique and top-performing solutions have appeared, with novel designs ranging from the following aspects: spatial- and frequency-domain augmentations, masked image modeling, image restoration and super-resolution, adversarial training, diffusion-based noise suppression, vision-language pre-training, learned model ensembling, and hierarchical feature enhancement. Extensive experimental analyses along with insightful observations are drawn to better understand the rationale behind each design. We hope this challenge could lay a solid foundation for future research on robust and reliable depth estimation and beyond. The datasets, competition toolkit, workshop recordings, and source code from the winning teams are publicly available on the challenge website.	Techn... Technical Report; 65 pages, 34 figures, 24 tables; Code at https://github.com/ldkong1205/RoboDepth
Lightweight single-image super-resolution network based on dual paths	2024-09-24	Show The single image super-resolution(SISR) algorithms under deep learning currently have two main models, one based on convolutional neural networks and the other based on Transformer. The former uses the stacking of convolutional layers with different convolutional kernel sizes to design the model, which enables the model to better extract the local features of the image; the latter uses the self-attention mechanism to design the model, which allows the model to establish long-distance dependencies between image pixel points through the self-attention mechanism and then better extract the global features of the image. However, both of the above methods face their problems. Based on this, this paper proposes a new lightweight multi-scale feature fusion network model based on two-way complementary convolutional and Transformer, which integrates the respective features of Transformer and convolutional neural networks through a two-branch network architecture, to realize the mutual fusion of global and local information. Meanwhile, considering the partial loss of information caused by the low-pixel images trained by the deep neural network, this paper designs a modular connection method of multi-stage feature supplementation to fuse the feature maps extracted from the shallow stage of the model with those extracted from the deep stage of the model, to minimize the loss of the information in the feature images that is beneficial to the image restoration as much as possible, to facilitate the obtaining of a higher-quality restored image. The practical results finally show that the model proposed in this paper is optimal in image recovery performance when compared with other lightweight models with the same amount of parameters.
Perception-Distortion Balanced Super-Resolution: A Multi-Objective Optimization Perspective	2024-09-24	Show High perceptual quality and low distortion degree are two important goals in image restoration tasks such as super-resolution (SR). Most of the existing SR methods aim to achieve these goals by minimizing the corresponding yet conflicting losses, such as the $\ell_1$ loss and the adversarial loss. Unfortunately, the commonly used gradient-based optimizers, such as Adam, are hard to balance these objectives due to the opposite gradient decent directions of the contradictory losses. In this paper, we formulate the perception-distortion trade-off in SR as a multi-objective optimization problem and develop a new optimizer by integrating the gradient-free evolutionary algorithm (EA) with gradient-based Adam, where EA and Adam focus on the divergence and convergence of the optimization directions respectively. As a result, a population of optimal models with different perception-distortion preferences is obtained. We then design a fusion network to merge these models into a single stronger one for an effective perception-distortion trade-off. Experiments demonstrate that with the same backbone network, the perception-distortion balanced SR model trained by our method can achieve better perceptual quality than its competitors while attaining better reconstruction fidelity. Codes and models can be found at https://github.com/csslc/EA-Adam}{https://github.com/csslc/EA-Adam.
Graph Image Prior for Unsupervised Dynamic Cardiac Cine MRI Reconstruction	2024-09-24	Show The inductive bias of the convolutional neural network (CNN) can be a strong prior for image restoration, which is known as the Deep Image Prior (DIP). Recently, DIP is utilized in unsupervised dynamic MRI reconstruction, which adopts a generative model from the latent space to the image space. However, existing methods usually use a pyramid-shaped CNN generator shared by all frames, embedding the temporal modeling within the latent space, which may hamper the model expression capability. In this work, we propose a novel scheme for dynamic MRI representation, named ``Graph Image Prior'' (GIP). GIP adopts a two-stage generative network in a new modeling methodology, which first employs independent CNNs to recover the image structure for each frame, and then exploits the spatio-temporal correlations within the feature space parameterized by a graph model. A graph convolutional network is utilized for feature fusion and dynamic image generation. In addition, we devise an ADMM algorithm to alternately optimize the images and the network parameters to improve the reconstruction performance. Experiments were conducted on cardiac cine MRI reconstruction, which demonstrate that GIP outperforms compressed sensing methods and other DIP-based unsupervised methods, significantly reducing the performance gap with state-of-the-art supervised algorithms. Moreover, GIP displays superior generalization ability when transferred to a different reconstruction setting, without the need for any additional data.	The c... The conclusion about reconstruction performance with the size of the latent variable is not stable, we must validate it before presenting it to other researchers
One-Shot Image Restoration	2024-09-23	Show Image restoration, or inverse problems in image processing, has long been an extensively studied topic. In recent years supervised learning approaches have become a popular strategy attempting to tackle this task. Unfortunately, most supervised learning-based methods are highly demanding in terms of computational resources and training data (sample complexity). In addition, trained models are sensitive to domain changes, such as varying acquisition systems, signal sampling rates, resolution and contrast. In this work, we try to answer a fundamental question: Can supervised learning models generalize well solely by learning from one image or even part of an image? If so, then what is the minimal amount of patches required to achieve acceptable generalization? To this end, we focus on an efficient patch-based learning framework that requires a single image input-output pair for training. Experimental results demonstrate the applicability, robustness and computational efficiency of the proposed approach for supervised image deblurring and super-resolution. Our results showcase significant improvement of learning models' sample efficiency, generalization and time complexity, that can hopefully be leveraged for future real-time applications, and applied to other signals and modalities.	arXiv... arXiv admin note: text overlap with arXiv:2209.14267
Dequantization and Color Transfer with Diffusion Models	2024-09-21	Show We demonstrate an image dequantizing diffusion model that enables novel image edits on natural images. We propose operating on quantized images because they offer easy abstraction for patch-based edits and palette transfer. In particular, we show that color palettes can make the output of the diffusion model easier to control and interpret. We first establish that existing image restoration methods are not sufficient, such as JPEG noise reduction models. We then demonstrate that our model can generate natural images that respect the color palette the user asked for. For palette transfer, we propose a method based on weighted bipartite matching. We then show that our model generates plausible images even after extreme palette transfers, respecting user query. Our method can optionally condition on the source texture in part or all of the image. In doing so, we overcome a common problem in existing image colorization methods that are unable to produce colors with a different luminance than the input. We evaluate several possibilities for texture conditioning and their trade-offs, including luminance, image gradients, and thresholded gradients, the latter of which performed best in maintaining texture and color control simultaneously. Our method can be usefully extended to another practical edit: recoloring patches of an image while respecting the source texture. Our procedure is supported by several qualitative and quantitative evaluations.	23 pa... 23 pages, 21 figures, 4 tables
Denoising diffusion models for high-resolution microscopy image restoration	2024-09-18	Show Advances in microscopy imaging enable researchers to visualize structures at the nanoscale level thereby unraveling intricate details of biological organization. However, challenges such as image noise, photobleaching of fluorophores, and low tolerability of biological samples to high light doses remain, restricting temporal resolutions and experiment durations. Reduced laser doses enable longer measurements at the cost of lower resolution and increased noise, which hinders accurate downstream analyses. Here we train a denoising diffusion probabilistic model (DDPM) to predict high-resolution images by conditioning the model on low-resolution information. Additionally, the probabilistic aspect of the DDPM allows for repeated generation of images that tend to further increase the signal-to-noise ratio. We show that our model achieves a performance that is better or similar to the previously best-performing methods, across four highly diverse datasets. Importantly, while any of the previous methods show competitive performance for some, but not all datasets, our method consistently achieves high performance across all four data sets, suggesting high generalizability.
Inverse Problems with Diffusion Models: A MAP Estimation Perspective	2024-09-18	Show Inverse problems have many applications in science and engineering. In Computer vision, several image restoration tasks such as inpainting, deblurring, and super-resolution can be formally modeled as inverse problems. Recently, methods have been developed for solving inverse problems that only leverage a pre-trained unconditional diffusion model and do not require additional task-specific training. In such methods, however, the inherent intractability of determining the conditional score function during the reverse diffusion process poses a real challenge, leaving the methods to settle with an approximation instead, which affects their performance in practice. Here, we propose a MAP estimation framework to model the reverse conditional generation process of a continuous time diffusion model as an optimization process of the underlying MAP objective, whose gradient term is tractable. In theory, the proposed framework can be applied to solve general inverse problems using gradient-based optimization methods. However, given the highly non-convex nature of the loss objective, finding a perfect gradient-based optimization algorithm can be quite challenging, nevertheless, our framework offers several potential research directions. We use our proposed formulation to develop empirically effective algorithms for image restoration. We validate our proposed algorithms with extensive experiments over multiple datasets across several restoration tasks.
Efficient Diffusion Model for Image Restoration by Residual Shifting	2024-09-13	Show While diffusion-based image restoration (IR) methods have achieved remarkable success, they are still limited by the low inference speed attributed to the necessity of executing hundreds or even thousands of sampling steps. Existing acceleration sampling techniques, though seeking to expedite the process, inevitably sacrifice performance to some extent, resulting in over-blurry restored outcomes. To address this issue, this study proposes a novel and efficient diffusion model for IR that significantly reduces the required number of diffusion steps. Our method avoids the need for post-acceleration during inference, thereby avoiding the associated performance deterioration. Specifically, our proposed method establishes a Markov chain that facilitates the transitions between the high-quality and low-quality images by shifting their residuals, substantially improving the transition efficiency. A carefully formulated noise schedule is devised to flexibly control the shifting speed and the noise strength during the diffusion process. Extensive experimental evaluations demonstrate that the proposed method achieves superior or comparable performance to current state-of-the-art methods on three classical IR tasks, namely image super-resolution, image inpainting, and blind face restoration, \textit{\textbf{even only with four sampling steps}}. Our code and model are publicly available at \url{https://github.com/zsyOAOA/ResShift}.	Accep... Accepted by TPAMI@2024. Code: https://github.com/zsyOAOA/ResShift
Variational Bayes image restoration with compressive autoencoders	2024-09-12	Show Regularization of inverse problems is of paramount importance in computational imaging. The ability of neural networks to learn efficient image representations has been recently exploited to design powerful data-driven regularizers. While state-of-the-art plug-and-play methods rely on an implicit regularization provided by neural denoisers, alternative Bayesian approaches consider Maximum A Posteriori (MAP) estimation in the latent space of a generative model, thus with an explicit regularization. However, state-of-the-art deep generative models require a huge amount of training data compared to denoisers. Besides, their complexity hampers the optimization involved in latent MAP derivation. In this work, we first propose to use compressive autoencoders instead. These networks, which can be seen as variational autoencoders with a flexible latent prior, are smaller and easier to train than state-of-the-art generative models. As a second contribution, we introduce the Variational Bayes Latent Estimation (VBLE) algorithm, which performs latent estimation within the framework of variational inference. Thanks to a simple yet efficient parameterization of the variational posterior, VBLE allows for fast and easy (approximate) posterior sampling.Experimental results on image datasets BSD and FFHQ demonstrate that VBLE reaches similar performance than state-of-the-art plug-and-play methods, while being able to quantify uncertainties significantly faster than other existing posterior sampling techniques.
Quaternion Nuclear Norm minus Frobenius Norm Minimization for color image reconstruction	2024-09-12	Show Color image restoration methods typically represent images as vectors in Euclidean space or combinations of three monochrome channels. However, they often overlook the correlation between these channels, leading to color distortion and artifacts in the reconstructed image. To address this, we present Quaternion Nuclear Norm Minus Frobenius Norm Minimization (QNMF), a novel approach for color image reconstruction. QNMF utilizes quaternion algebra to capture the relationships among RGB channels comprehensively. By employing a regularization technique that involves nuclear norm minus Frobenius norm, QNMF approximates the underlying low-rank structure of quaternion-encoded color images. Theoretical proofs are provided to ensure the method's mathematical integrity. Demonstrating versatility and efficacy, the QNMF regularizer excels in various color low-level vision tasks, including denoising, deblurring, inpainting, and random impulse noise removal, achieving state-of-the-art results.	This ... This paper was accepted by Pattern Recognition on September 5, 2024
In-Loop Filtering via Trained Look-Up Tables	2024-09-11	Show In-loop filtering (ILF) is a key technology for removing the artifacts in image/video coding standards. Recently, neural network-based in-loop filtering methods achieve remarkable coding gains beyond the capability of advanced video coding standards, which becomes a powerful coding tool candidate for future video coding standards. However, the utilization of deep neural networks brings heavy time and computational complexity, and high demands of high-performance hardware, which is challenging to apply to the general uses of coding scene. To address this limitation, inspired by explorations in image restoration, we propose an efficient and practical in-loop filtering scheme by adopting the Look-up Table (LUT). We train the DNN of in-loop filtering within a fixed filtering reference range, and cache the output values of the DNN into a LUT via traversing all possible inputs. At testing time in the coding process, the filtered pixel is generated by locating input pixels (to-be-filtered pixel with reference pixels) and interpolating cached filtered pixel values. To further enable the large filtering reference range with the limited storage cost of LUT, we introduce the enhanced indexing mechanism in the filtering process, and clipping/finetuning mechanism in the training. The proposed method is implemented into the Versatile Video Coding (VVC) reference software, VTM-11.0. Experimental results show that the ultrafast, very fast, and fast mode of the proposed method achieves on average 0.13%/0.34%/0.51%, and 0.10%/0.27%/0.39% BD-rate reduction, under the all intra (AI) and random access (RA) configurations. Especially, our method has friendly time and computational complexity, only 101%/102%-104%/108% time increase with 0.13-0.93 kMACs/pixel, and only 164-1148 KB storage cost for a single model. Our solution may shed light on the journey of practical neural network-based coding tool evolution.	11 pages, 6 figures
PanAdapter: Two-Stage Fine-Tuning with Spatial-Spectral Priors Injecting for Pansharpening	2024-09-11	Show Pansharpening is a challenging image fusion task that involves restoring images using two different modalities: low-resolution multispectral images (LRMS) and high-resolution panchromatic (PAN). Many end-to-end specialized models based on deep learning (DL) have been proposed, yet the scale and performance of these models are limited by the size of dataset. Given the superior parameter scales and feature representations of pre-trained models, they exhibit outstanding performance when transferred to downstream tasks with small datasets. Therefore, we propose an efficient fine-tuning method, namely PanAdapter, which utilizes additional advanced semantic information from pre-trained models to alleviate the issue of small-scale datasets in pansharpening tasks. Specifically, targeting the large domain discrepancy between image restoration and pansharpening tasks, the PanAdapter adopts a two-stage training strategy for progressively adapting to the downstream task. In the first stage, we fine-tune the pre-trained CNN model and extract task-specific priors at two scales by proposed Local Prior Extraction (LPE) module. In the second stage, we feed the extracted two-scale priors into two branches of cascaded adapters respectively. At each adapter, we design two parameter-efficient modules for allowing the two branches to interact and be injected into the frozen pre-trained VisionTransformer (ViT) blocks. We demonstrate that by only training the proposed LPE modules and adapters with a small number of parameters, our approach can benefit from pre-trained image restoration models and achieve state-of-the-art performance in several benchmark pansharpening datasets. The code will be available soon.
Multi-Weather Image Restoration via Histogram-Based Transformer Feature Enhancement	2024-09-10	Show Currently, the mainstream restoration tasks under adverse weather conditions have predominantly focused on single-weather scenarios. However, in reality, multiple weather conditions always coexist and their degree of mixing is usually unknown. Under such complex and diverse weather conditions, single-weather restoration models struggle to meet practical demands. This is particularly critical in fields such as autonomous driving, where there is an urgent need for a model capable of effectively handling mixed weather conditions and enhancing image quality in an automated manner. In this paper, we propose a Task Sequence Generator module that, in conjunction with the Task Intra-patch Block, effectively extracts task-specific features embedded in degraded images. The Task Intra-patch Block introduces an external learnable sequence that aids the network in capturing task-specific information. Additionally, we employ a histogram-based transformer module as the backbone of our network, enabling the capture of both global and local dynamic range features. Our proposed model achieves state-of-the-art performance on public datasets.	arXiv... arXiv admin note: text overlap with arXiv:2409.03249
AgileIR: Memory-Efficient Group Shifted Windows Attention for Agile Image Restoration	2024-09-10	Show Image Transformers show a magnificent success in Image Restoration tasks. Nevertheless, most of transformer-based models are strictly bounded by exorbitant memory occupancy. Our goal is to reduce the memory consumption of Swin Transformer and at the same time speed up the model during training process. Thus, we introduce AgileIR, group shifted attention mechanism along with window attention, which sparsely simplifies the model in architecture. We propose Group Shifted Window Attention (GSWA) to decompose Shift Window Multi-head Self Attention (SW-MSA) and Window Multi-head Self Attention (W-MSA) into groups across their attention heads, contributing to shrinking memory usage in back propagation. In addition to that, we keep shifted window masking and its shifted learnable biases during training, in order to induce the model interacting across windows within the channel. We also re-allocate projection parameters to accelerate attention matrix calculation, which we found a negligible decrease in performance. As a result of experiment, compared with our baseline SwinIR and other efficient quantization models, AgileIR keeps the performance still at 32.20 dB on Set5 evaluation dataset, exceeding other methods with tailor-made efficient methods and saves over 50% memory while a large batch size is employed.
Adversarial Purification and Fine-tuning for Robust UDC Image Restoration	2024-09-08	Show This study delves into the enhancement of Under-Display Camera (UDC) image restoration models, focusing on their robustness against adversarial attacks. Despite its innovative approach to seamless display integration, UDC technology faces unique image degradation challenges exacerbated by the susceptibility to adversarial perturbations. Our research initially conducts an in-depth robustness evaluation of deep-learning-based UDC image restoration models by employing several white-box and black-box attacking methods. This evaluation is pivotal in understanding the vulnerabilities of current UDC image restoration techniques. Following the assessment, we introduce a defense framework integrating adversarial purification with subsequent fine-tuning processes. First, our approach employs diffusion-based adversarial purification, effectively neutralizing adversarial perturbations. Then, we apply the fine-tuning methodologies to refine the image restoration models further, ensuring that the quality and fidelity of the restored images are maintained. The effectiveness of our proposed approach is validated through extensive experiments, showing marked improvements in resilience against typical adversarial attacks.
Power Line Aerial Image Restoration under dverse Weather: Datasets and Baselines	2024-09-07	Show Power Line Autonomous Inspection (PLAI) plays a crucial role in the construction of smart grids due to its great advantages of low cost, high efficiency, and safe operation. PLAI is completed by accurately detecting the electrical components and defects in the aerial images captured by Unmanned Aerial Vehicles (UAVs). However, the visible quality of aerial images is inevitably degraded by adverse weather like haze, rain, or snow, which are found to drastically decrease the detection accuracy in our research. To circumvent this problem, we propose a new task of Power Line Aerial Image Restoration under Adverse Weather (PLAIR-AW), which aims to recover clean and high-quality images from degraded images with bad weather thus improving detection performance for PLAI. In this context, we are the first to release numerous corresponding datasets, namely, HazeCPLID, HazeTTPLA, HazeInsPLAD for power line aerial image dehazing, RainCPLID, RainTTPLA, RainInsPLAD for power line aerial image deraining, SnowCPLID, SnowInsPLAD for power line aerial image desnowing, which are synthesized upon the public power line aerial image datasets of CPLID, TTPLA, InsPLAD following the mathematical models. Meanwhile, we select numerous state-of-the-art methods from image restoration community as the baseline methods for PLAIR-AW. At last, we conduct large-scale empirical experiments to evaluate the performance of baseline methods on the proposed datasets. The proposed datasets and trained models are available at https://github.com/ntuhubin/PLAIR-AW.
Empirical Bayesian image restoration by Langevin sampling with a denoising diffusion implicit prior	2024-09-06	Show Score-based diffusion methods provide a powerful strategy to solve image restoration tasks by flexibly combining a pre-trained foundational prior model with a likelihood function specified during test time. Such methods are predominantly derived from two stochastic processes: reversing Ornstein-Uhlenbeck, which underpins the celebrated denoising diffusion probabilistic models (DDPM) and denoising diffusion implicit models (DDIM), and the Langevin diffusion process. The solutions delivered by DDPM and DDIM are often remarkably realistic, but they are not always consistent with measurements because of likelihood intractability issues and the associated required approximations. Alternatively, using a Langevin process circumvents the intractable likelihood issue, but usually leads to restoration results of inferior quality and longer computing times. This paper presents a novel and highly computationally efficient image restoration method that carefully embeds a foundational DDPM denoiser within an empirical Bayesian Langevin algorithm, which jointly calibrates key model hyper-parameters as it estimates the model's posterior mean. Extensive experimental results on three canonical tasks (image deblurring, super-resolution, and inpainting) demonstrate that the proposed approach improves on state-of-the-art strategies both in image estimation accuracy and computing time.	24 pages
Data-free Distillation with Degradation-prompt Diffusion for Multi-weather Image Restoration	2024-09-05	Show Multi-weather image restoration has witnessed incredible progress, while the increasing model capacity and expensive data acquisition impair its applications in memory-limited devices. Data-free distillation provides an alternative for allowing to learn a lightweight student model from a pre-trained teacher model without relying on the original training data. The existing data-free learning methods mainly optimize the models with the pseudo data generated by GANs or the real data collected from the Internet. However, they inevitably suffer from the problems of unstable training or domain shifts with the original data. In this paper, we propose a novel Data-free Distillation with Degradation-prompt Diffusion framework for multi-weather Image Restoration (D4IR). It replaces GANs with pre-trained diffusion models to avoid model collapse and incorporates a degradation-aware prompt adapter to facilitate content-driven conditional diffusion for generating domain-related images. Specifically, a contrast-based degradation prompt adapter is firstly designed to capture degradation-aware prompts from web-collected degraded images. Then, the collected unpaired clean images are perturbed to latent features of stable diffusion, and conditioned with the degradation-aware prompts to synthesize new domain-related degraded images for knowledge distillation. Experiments illustrate that our proposal achieves comparable performance to the model distilled with original training data, and is even superior to other mainstream unsupervised methods.
Multiple weather images restoration using the task transformer and adaptive mixup strategy	2024-09-05	Show The current state-of-the-art in severe weather removal predominantly focuses on single-task applications, such as rain removal, haze removal, and snow removal. However, real-world weather conditions often consist of a mixture of several weather types, and the degree of weather mixing in autonomous driving scenarios remains unknown. In the presence of complex and diverse weather conditions, a single weather removal model often encounters challenges in producing clear images from severe weather images. Therefore, there is a need for the development of multi-task severe weather removal models that can effectively handle mixed weather conditions and improve image quality in autonomous driving scenarios. In this paper, we introduce a novel multi-task severe weather removal model that can effectively handle complex weather conditions in an adaptive manner. Our model incorporates a weather task sequence generator, enabling the self-attention mechanism to selectively focus on features specific to different weather types. To tackle the challenge of repairing large areas of weather degradation, we introduce Fast Fourier Convolution (FFC) to increase the receptive field. Additionally, we propose an adaptive upsampling technique that effectively processes both the weather task information and underlying image features by selectively retaining relevant information. Our proposed model has achieved state-of-the-art performance on the publicly available dataset.	10 pa... 10 pages, 5 figures and 2 table
Perceptual-Distortion Balanced Image Super-Resolution is a Multi-Objective Optimization Problem	2024-09-05	Show Training Single-Image Super-Resolution (SISR) models using pixel-based regression losses can achieve high distortion metrics scores (e.g., PSNR and SSIM), but often results in blurry images due to insufficient recovery of high-frequency details. Conversely, using GAN or perceptual losses can produce sharp images with high perceptual metric scores (e.g., LPIPS), but may introduce artifacts and incorrect textures. Balancing these two types of losses can help achieve a trade-off between distortion and perception, but the challenge lies in tuning the loss function weights. To address this issue, we propose a novel method that incorporates Multi-Objective Optimization (MOO) into the training process of SISR models to balance perceptual quality and distortion. We conceptualize the relationship between loss weights and image quality assessment (IQA) metrics as black-box objective functions to be optimized within our Multi-Objective Bayesian Optimization Super-Resolution (MOBOSR) framework. This approach automates the hyperparameter tuning process, reduces overall computational cost, and enables the use of numerous loss functions simultaneously. Extensive experiments demonstrate that MOBOSR outperforms state-of-the-art methods in terms of both perceptual quality and distortion, significantly advancing the perception-distortion Pareto frontier. Our work points towards a new direction for future research on balancing perceptual quality and fidelity in nearly all image restoration tasks. The source code and pretrained models are available at: https://github.com/ZhuKeven/MOBOSR.
Towards Real-World Adverse Weather Image Restoration: Enhancing Clearness and Semantics with Vision-Language Models	2024-09-03	Show This paper addresses the limitations of adverse weather image restoration approaches trained on synthetic data when applied to real-world scenarios. We formulate a semi-supervised learning framework employing vision-language models to enhance restoration performance across diverse adverse weather conditions in real-world settings. Our approach involves assessing image clearness and providing semantics using vision-language models on real data, serving as supervision signals for training restoration models. For clearness enhancement, we use real-world data, utilizing a dual-step strategy with pseudo-labels assessed by vision-language models and weather prompt learning. For semantic enhancement, we integrate real-world data by adjusting weather conditions in vision-language model descriptions while preserving semantic meaning. Additionally, we introduce an effective training strategy to bootstrap restoration performance. Our approach achieves superior results in real-world adverse weather image restoration, demonstrated through qualitative and quantitative comparisons with state-of-the-art works.	Accep... Accepted by ECCV 2024
F2former: When Fractional Fourier Meets Deep Wiener Deconvolution and Selective Frequency Transformer for Image Deblurring	2024-09-03	Show Recent progress in image deblurring techniques focuses mainly on operating in both frequency and spatial domains using the Fourier transform (FT) properties. However, their performance is limited due to the dependency of FT on stationary signals and its lack of capability to extract spatial-frequency properties. In this paper, we propose a novel approach based on the Fractional Fourier Transform (FRFT), a unified spatial-frequency representation leveraging both spatial and frequency components simultaneously, making it ideal for processing non-stationary signals like images. Specifically, we introduce a Fractional Fourier Transformer (F2former), where we combine the classical fractional Fourier based Wiener deconvolution (F2WD) as well as a multi-branch encoder-decoder transformer based on a new fractional frequency aware transformer block (F2TB). We design F2TB consisting of a fractional frequency aware self-attention (F2SA) to estimate element-wise product attention based on important frequency components and a novel feed-forward network based on frequency division multiplexing (FM-FFN) to refine high and low frequency features separately for efficient latent clear image restoration. Experimental results for the cases of both motion deblurring as well as defocus deblurring show that the performance of our proposed method is superior to other state-of-the-art (SOTA) approaches.	20 pages, 21 figures
Restorer: Removing Multi-Degradation with All-Axis Attention and Prompt Guidance	2024-09-03	Show There are many excellent solutions in image restoration.However, most methods require on training separate models to restore images with different types of degradation.Although existing all-in-one models effectively address multiple types of degradation simultaneously, their performance in real-world scenarios is still constrained by the task confusion problem.In this work, we attempt to address this issue by introducing \textbf{Restorer}, a novel Transformer-based all-in-one image restoration model.To effectively address the complex degradation present in real-world images, we propose All-Axis Attention (AAA), a mechanism that simultaneously models long-range dependencies across both spatial and channel dimensions, capturing potential correlations along all axes.Additionally, we introduce textual prompts in Restorer to incorporate explicit task priors, enabling the removal of specific degradation types based on user instructions. By iterating over these prompts, Restorer can handle composite degradation in real-world scenarios without requiring additional training.Based on these designs, Restorer with one set of parameters demonstrates state-of-the-art performance in multiple image restoration tasks compared to existing all-in-one and even single-task models.Additionally, Restorer is efficient during inference, suggesting the potential in real-world applications.
GaussianPU: A Hybrid 2D-3D Upsampling Framework for Enhancing Color Point Clouds via 3D Gaussian Splatting	2024-09-03	Show Dense colored point clouds enhance visual perception and are of significant value in various robotic applications. However, existing learning-based point cloud upsampling methods are constrained by computational resources and batch processing strategies, which often require subdividing point clouds into smaller patches, leading to distortions that degrade perceptual quality. To address this challenge, we propose a novel 2D-3D hybrid colored point cloud upsampling framework (GaussianPU) based on 3D Gaussian Splatting (3DGS) for robotic perception. This approach leverages 3DGS to bridge 3D point clouds with their 2D rendered images in robot vision systems. A dual scale rendered image restoration network transforms sparse point cloud renderings into dense representations, which are then input into 3DGS along with precise robot camera poses and interpolated sparse point clouds to reconstruct dense 3D point clouds. We have made a series of enhancements to the vanilla 3DGS, enabling precise control over the number of points and significantly boosting the quality of the upsampled point cloud for robotic scene understanding. Our framework supports processing entire point clouds on a single consumer-grade GPU, such as the NVIDIA GeForce RTX 3090, eliminating the need for segmentation and thus producing high-quality, dense colored point clouds with millions of points for robot navigation and manipulation tasks. Extensive experimental results on generating million-level point cloud data validate the effectiveness of our method, substantially improving the quality of colored point clouds and demonstrating significant potential for applications involving large-scale point clouds in autonomous robotics and human-robot interaction scenarios.	7 pages, 5 figures
Accurate Forgetting for All-in-One Image Restoration Model	2024-09-01	Show Privacy protection has always been an ongoing topic, especially for AI. Currently, a low-cost scheme called Machine Unlearning forgets the private data remembered in the model. Specifically, given a private dataset and a trained neural network, we need to use e.g. pruning, fine-tuning, and gradient ascent to remove the influence of the private dataset on the neural network. Inspired by this, we try to use this concept to bridge the gap between the fields of image restoration and security, creating a new research idea. We propose the scene for the All-In-One model (a neural network that restores a wide range of degraded information), where a given dataset such as haze, or rain, is private and needs to be eliminated from the influence of it on the trained model. Notably, we find great challenges in this task to remove the influence of sensitive data while ensuring that the overall model performance remains robust, which is akin to directing a symphony orchestra without specific instruments while keeping the playing soothing. Here we explore a simple but effective approach: Instance-wise Unlearning through the use of adversarial examples and gradient ascent techniques. Our approach is a low-cost solution compared to the strategy of retraining the model from scratch, where the gradient ascent trick forgets the specified data and the performance of the adversarial sample maintenance model is robust. Through extensive experimentation on two popular unified image restoration models, we show that our approach effectively preserves knowledge of remaining data while unlearning a given degradation type.
AWRaCLe: All-Weather Image Restoration using Visual In-Context Learning	2024-08-30	Show All-Weather Image Restoration (AWIR) under adverse weather conditions is a challenging task due to the presence of different types of degradations. Prior research in this domain relies on extensive training data but lacks the utilization of additional contextual information for restoration guidance. Consequently, the performance of existing methods is limited by the degradation cues that are learnt from individual training samples. Recent advancements in visual in-context learning have introduced generalist models that are capable of addressing multiple computer vision tasks simultaneously by using the information present in the provided context as a prior. In this paper, we propose All-Weather Image Restoration using Visual In-Context Learning (AWRaCLe), a novel approach for AWIR that innovatively utilizes degradation-specific visual context information to steer the image restoration process. To achieve this, AWRaCLe incorporates Degradation Context Extraction (DCE) and Context Fusion (CF) to seamlessly integrate degradation-specific features from the context into an image restoration network. The proposed DCE and CF blocks leverage CLIP features and incorporate attention mechanisms to adeptly learn and fuse contextual information. These blocks are specifically designed for visual in-context learning under all-weather conditions and are crucial for effective context utilization. Through extensive experiments, we demonstrate the effectiveness of AWRaCLe for all-weather restoration and show that our method advances the state-of-the-art in AWIR.
Efficient Image Restoration through Low-Rank Adaptation and Stable Diffusion XL	2024-08-30	Show In this study, we propose an enhanced image restoration model, SUPIR, based on the integration of two low-rank adaptive (LoRA) modules with the Stable Diffusion XL (SDXL) framework. Our method leverages the advantages of LoRA to fine-tune SDXL models, thereby significantly improving image restoration quality and efficiency. We collect 2600 high-quality real-world images, each with detailed descriptive text, for training the model. The proposed method is evaluated on standard benchmarks and achieves excellent performance, demonstrated by higher peak signal-to-noise ratio (PSNR), lower learned perceptual image patch similarity (LPIPS), and higher structural similarity index measurement (SSIM) scores. These results underscore the effectiveness of combining LoRA with SDXL for advanced image restoration tasks, highlighting the potential of our approach in generating high-fidelity restored images.	10 pages
GameIR: A Large-Scale Synthesized Ground-Truth Dataset for Image Restoration over Gaming Content	2024-08-29	Show Image restoration methods like super-resolution and image synthesis have been successfully used in commercial cloud gaming products like NVIDIA's DLSS. However, restoration over gaming content is not well studied by the general public. The discrepancy is mainly caused by the lack of ground-truth gaming training data that match the test cases. Due to the unique characteristics of gaming content, the common approach of generating pseudo training data by degrading the original HR images results in inferior restoration performance. In this work, we develop GameIR, a large-scale high-quality computer-synthesized ground-truth dataset to fill in the blanks, targeting at two different applications. The first is super-resolution with deferred rendering, to support the gaming solution of rendering and transferring LR images only and restoring HR images on the client side. We provide 19200 LR-HR paired ground-truth frames coming from 640 videos rendered at 720p and 1440p for this task. The second is novel view synthesis (NVS), to support the multiview gaming solution of rendering and transferring part of the multiview frames and generating the remaining frames on the client side. This task has 57,600 HR frames from 960 videos of 160 scenes with 6 camera views. In addition to the RGB frames, the GBuffers during the deferred rendering stage are also provided, which can be used to help restoration. Furthermore, we evaluate several SOTA super-resolution algorithms and NeRF-based NVS algorithms over our dataset, which demonstrates the effectiveness of our ground-truth GameIR data in improving restoration performance for gaming content. Also, we test the method of incorporating the GBuffers as additional input information for helping super-resolution and NVS. We release our dataset and models to the general public to facilitate research on restoration methods over gaming content.
Enhanced Control for Diffusion Bridge in Image Restoration	2024-08-29	Show Image restoration refers to the process of restoring a damaged low-quality image back to its corresponding high-quality image. Typically, we use convolutional neural networks to directly learn the mapping from low-quality images to high-quality images achieving image restoration. Recently, a special type of diffusion bridge model has achieved more advanced results in image restoration. It can transform the direct mapping from low-quality to high-quality images into a diffusion process, restoring low-quality images through a reverse process. However, the current diffusion bridge restoration models do not emphasize the idea of conditional control, which may affect performance. This paper introduces the ECDB model enhancing the control of the diffusion bridge with low-quality images as conditions. Moreover, in response to the characteristic of diffusion models having low denoising level at larger values of (\bm t ), we also propose a Conditional Fusion Schedule, which more effectively handles the conditional feature information of various modules. Experimental results prove that the ECDB model has achieved state-of-the-art results in many image restoration tasks, including deraining, inpainting and super-resolution. Code is avaliable at https://github.com/Hammour-steak/ECDB.
Perceive-IR: Learning to Perceive Degradation Better for All-in-One Image Restoration	2024-08-28	Show The limitations of task-specific and general image restoration methods for specific degradation have prompted the development of all-in-one image restoration techniques. However, the diversity of patterns among multiple degradation, along with the significant uncertainties in mapping between degraded images of different severities and their corresponding undistorted versions, pose significant challenges to the all-in-one restoration tasks. To address these challenges, we propose Perceive-IR, an all-in-one image restorer designed to achieve fine-grained quality control that enables restored images to more closely resemble their undistorted counterparts, regardless of the type or severity of degradation. Specifically, Perceive-IR contains two stages: (1) prompt learning stage and (2) restoration stage. In the prompt learning stage, we leverage prompt learning to acquire a fine-grained quality perceiver capable of distinguishing three-tier quality levels by constraining the prompt-image similarity in the CLIP perception space. Subsequently, this quality perceiver and difficulty-adaptive perceptual loss are integrated as a quality-aware learning strategy to realize fine-grained quality control in restoration stage. For the restoration stage, a semantic guidance module (SGM) and compact feature extraction (CFE) are proposed to further promote the restoration process by utilizing the robust semantic information from the pre-trained large scale vision models and distinguishing degradation-specific features. Extensive experiments demonstrate that our Perceive-IR outperforms state-of-the-art methods in all-in-one image restoration tasks and exhibit superior generalization ability when dealing with unseen tasks.	13 pages, 8 figures
Multi-weather Cross-view Geo-localization Using Denoising Diffusion Models	2024-08-28	Show Cross-view geo-localization in GNSS-denied environments aims to determine an unknown location by matching drone-view images with the correct geo-tagged satellite-view images from a large gallery. Recent research shows that learning discriminative image representations under specific weather conditions can significantly enhance performance. However, the frequent occurrence of unseen extreme weather conditions hinders progress. This paper introduces MCGF, a Multi-weather Cross-view Geo-localization Framework designed to dynamically adapt to unseen weather conditions. MCGF establishes a joint optimization between image restoration and geo-localization using denoising diffusion models. For image restoration, MCGF incorporates a shared encoder and a lightweight restoration module to help the backbone eliminate weather-specific information. For geo-localization, MCGF uses EVA-02 as a backbone for feature extraction, with cross-entropy loss for training and cosine distance for testing. Extensive experiments on University160k-WX demonstrate that MCGF achieves competitive results for geo-localization in varying weather conditions.	Accep... Accepted by ACM MM24 workshop
CODE: Confident Ordinary Differential Editing	2024-08-22	Show Conditioning image generation facilitates seamless editing and the creation of photorealistic images. However, conditioning on noisy or Out-of-Distribution (OoD) images poses significant challenges, particularly in balancing fidelity to the input and realism of the output. We introduce Confident Ordinary Differential Editing (CODE), a novel approach for image synthesis that effectively handles OoD guidance images. Utilizing a diffusion model as a generative prior, CODE enhances images through score-based updates along the probability-flow Ordinary Differential Equation (ODE) trajectory. This method requires no task-specific training, no handcrafted modules, and no assumptions regarding the corruptions affecting the conditioning image. Our method is compatible with any diffusion model. Positioned at the intersection of conditional image generation and blind image restoration, CODE operates in a fully blind manner, relying solely on a pre-trained generative model. Our method introduces an alternative approach to blind restoration: instead of targeting a specific ground truth image based on assumptions about the underlying corruption, CODE aims to increase the likelihood of the input image while maintaining fidelity. This results in the most probable in-distribution image around the input. Our contributions are twofold. First, CODE introduces a novel editing method based on ODE, providing enhanced control, realism, and fidelity compared to its SDE-based counterpart. Second, we introduce a confidence interval-based clipping method, which improves CODE's effectiveness by allowing it to disregard certain pixels or information, thus enhancing the restoration process in a blind manner. Experimental results demonstrate CODE's effectiveness over existing methods, particularly in scenarios involving severe degradation or OoD inputs.
Unfolded proximal neural networks for robust image Gaussian denoising	2024-08-21	Show A common approach to solve inverse imaging problems relies on finding a maximum a posteriori (MAP) estimate of the original unknown image, by solving a minimization problem. In thiscontext, iterative proximal algorithms are widely used, enabling to handle non-smooth functions and linear operators. Recently, these algorithms have been paired with deep learning strategies, to further improve the estimate quality. In particular, proximal neural networks (PNNs) have been introduced, obtained by unrolling a proximal algorithm as for finding a MAP estimate, but over a fixed number of iterations, with learned linear operators and parameters. As PNNs are based on optimization theory, they are very flexible, and can be adapted to any image restoration task, as soon as a proximal algorithm can solve it. They further have much lighter architectures than traditional networks. In this article we propose a unified framework to build PNNs for the Gaussian denoising task, based on both the dual-FB and the primal-dual Chambolle-Pock algorithms. We further show that accelerated inertial versions of these algorithms enable skip connections in the associated NN layers. We propose different learning strategies for our PNN framework, and investigate their robustness (Lipschitz property) and denoising efficiency. Finally, we assess the robustness of our PNNs when plugged in a forward-backward algorithm for an image deblurring problem.
Taming Generative Diffusion for Universal Blind Image Restoration	2024-08-21	Show Diffusion models have been widely utilized for image restoration. However, previous blind image restoration methods still need to assume the type of degradation model while leaving the parameters to be optimized, limiting their real-world applications. Therefore, we aim to tame generative diffusion prior for universal blind image restoration dubbed BIR-D, which utilizes an optimizable convolutional kernel to simulate the degradation model and dynamically update the parameters of the kernel in the diffusion steps, enabling it to achieve blind image restoration results even in various complex situations. Besides, based on mathematical reasoning, we have provided an empirical formula for the chosen of adaptive guidance scale, eliminating the need for a grid search for the optimal parameter. Experimentally, Our BIR-D has demonstrated superior practicality and versatility than off-the-shelf unsupervised methods across various tasks both on real-world and synthetic datasets, qualitatively and quantitatively. BIR-D is able to fulfill multi-guidance blind image restoration. Moreover, BIR-D can also restore images that undergo multiple and complicated degradations, demonstrating the practical applications.	14 pa... 14 pages, 9 figures, 8 tables
DiracDiffusion: Denoising and Incremental Reconstruction with Assured Data-Consistency	2024-08-19	Show Diffusion models have established new state of the art in a multitude of computer vision tasks, including image restoration. Diffusion-based inverse problem solvers generate reconstructions of exceptional visual quality from heavily corrupted measurements. However, in what is widely known as the perception-distortion trade-off, the price of perceptually appealing reconstructions is often paid in declined distortion metrics, such as PSNR. Distortion metrics measure faithfulness to the observation, a crucial requirement in inverse problems. In this work, we propose a novel framework for inverse problem solving, namely we assume that the observation comes from a stochastic degradation process that gradually degrades and noises the original clean image. We learn to reverse the degradation process in order to recover the clean image. Our technique maintains consistency with the original measurement throughout the reverse process, and allows for great flexibility in trading off perceptual quality for improved distortion metrics and sampling speedup via early-stopping. We demonstrate the efficiency of our method on different high-resolution datasets and inverse problems, achieving great improvements over other state-of-the-art diffusion-based methods with respect to both perceptual and distortion metrics.	30 pa... 30 pages, 15 figures, published at the 41st International Conference on Machine Learning, Vienna, Austria, 2024
Multi-Scale Representation Learning for Image Restoration with State-Space Model	2024-08-19	Show Image restoration endeavors to reconstruct a high-quality, detail-rich image from a degraded counterpart, which is a pivotal process in photography and various computer vision systems. In real-world scenarios, different types of degradation can cause the loss of image details at various scales and degrade image contrast. Existing methods predominantly rely on CNN and Transformer to capture multi-scale representations. However, these methods are often limited by the high computational complexity of Transformers and the constrained receptive field of CNN, which hinder them from achieving superior performance and efficiency in image restoration. To address these challenges, we propose a novel Multi-Scale State-Space Model-based (MS-Mamba) for efficient image restoration that enhances the capacity for multi-scale representation learning through our proposed global and regional SSM modules. Additionally, an Adaptive Gradient Block (AGB) and a Residual Fourier Block (RFB) are proposed to improve the network's detail extraction capabilities by capturing gradients in various directions and facilitating learning details in the frequency domain. Extensive experiments on nine public benchmarks across four classic image restoration tasks, image deraining, dehazing, denoising, and low-light enhancement, demonstrate that our proposed method achieves new state-of-the-art performance while maintaining low computational complexity. The source code will be publicly available.
Harnessing Multi-resolution and Multi-scale Attention for Underwater Image Restoration	2024-08-19	Show Underwater imagery is often compromised by factors such as color distortion and low contrast, posing challenges for high-level vision tasks. Recent underwater image restoration (UIR) methods either analyze the input image at full resolution, resulting in spatial richness but contextual weakness, or progressively from high to low resolution, yielding reliable semantic information but reduced spatial accuracy. Here, we propose a lightweight multi-stage network called Lit-Net that focuses on multi-resolution and multi-scale image analysis for restoring underwater images while retaining original resolution during the first stage, refining features in the second, and focusing on reconstruction in the final stage. Our novel encoder block utilizes parallel $1\times1$ convolution layers to capture local information and speed up operations. Further, we incorporate a modified weighted color channel-specific $l_1$ loss ($cl_1$) function to recover color and detail information. Extensive experimentations on publicly available datasets suggest our model's superiority over recent state-of-the-art methods, with significant improvement in qualitative and quantitative measures, such as $29.477$ dB PSNR ($1.92%$ improvement) and $0.851$ SSIM ($2.87%$ improvement) on the EUVP dataset. The contributions of Lit-Net offer a more robust approach to underwater image enhancement and super-resolution, which is of considerable importance for underwater autonomous vehicles and surveillance. The code is available at: https://github.com/Alik033/Lit-Net.
Re-boosting Self-Collaboration Parallel Prompt GAN for Unsupervised Image Restoration	2024-08-17	Show Unsupervised restoration approaches based on generative adversarial networks (GANs) offer a promising solution without requiring paired datasets. Yet, these GAN-based approaches struggle to surpass the performance of conventional unsupervised GAN-based frameworks without significantly modifying model structures or increasing the computational complexity. To address these issues, we propose a self-collaboration (SC) strategy for existing restoration models. This strategy utilizes information from the previous stage as feedback to guide subsequent stages, achieving significant performance improvement without increasing the framework's inference complexity. The SC strategy comprises a prompt learning (PL) module and a restorer ($Res$). It iteratively replaces the previous less powerful fixed restorer $\overline{Res}$ in the PL module with a more powerful $Res$. The enhanced PL module generates better pseudo-degraded/clean image pairs, leading to a more powerful $Res$ for the next iteration. Our SC can significantly improve the $Res$'s performance by over 1.5 dB without adding extra parameters or computational complexity during inference. Meanwhile, existing self-ensemble (SE) and our SC strategies enhance the performance of pre-trained restorers from different perspectives. As SE increases computational complexity during inference, we propose a re-boosting module to the SC (Reb-SC) to improve the SC strategy further by incorporating SE into SC without increasing inference time. This approach further enhances the restorer's performance by approximately 0.3 dB. Extensive experimental results on restoration tasks demonstrate that the proposed model performs favorably against existing state-of-the-art unsupervised restoration methods. Source code and trained models are publicly available at: \url{https://github.com/linxin0/RSCP2GAN}.	This ... This paper is an extended and revised version of our previous work "Unsupervised Image Denoising in Real-World Scenarios via Self-Collaboration Parallel Generative Adversarial Branches"(https://openaccess.thecvf.com/content/ICCV2023/papers/Lin_Unsupervised_Image_Denoising_in_Real-World_Scenarios_via_Self-Collaboration_Parallel_Generative_ICCV_2023_paper.pdf)
Multi-task Image Restoration Guided By Robust DINO Features	2024-08-16	Show Multi-task image restoration has gained significant interest due to its inherent versatility and efficiency compared to its single-task counterpart. However, performance decline is observed with an increase in the number of tasks, primarily attributed to the restoration model's challenge in handling different tasks with distinct natures at the same time. Thus, a perspective emerged aiming to explore the degradation-insensitive semantic commonalities among different degradation tasks. In this paper, we observe that the features of DINOv2 can effectively model semantic information and are independent of degradation factors. Motivated by this observation, we propose \mbox{\textbf{DINO-IR}}, a multi-task image restoration approach leveraging robust features extracted from DINOv2 to solve multi-task image restoration simultaneously. We first propose a pixel-semantic fusion (PSF) module to dynamically fuse DINOV2's shallow features containing pixel-level information and deep features containing degradation-independent semantic information. To guide the restoration model with the features of DINOv2, we develop a DINO-Restore adaption and fusion module to adjust the channel of fused features from PSF and then integrate them with the features from the restoration model. By formulating these modules into a unified deep model, we propose a DINO perception contrastive loss to constrain the model training. Extensive experimental results demonstrate that our DINO-IR performs favorably against existing multi-task image restoration approaches in various tasks by a large margin. The source codes and trained models will be made available.
Unsupervised Variational Translator for Bridging Image Restoration and High-Level Vision Tasks	2024-08-15	Show Recent research tries to extend image restoration capabilities from human perception to machine perception, thereby enhancing the performance of high-level vision tasks in degraded environments. These methods, primarily based on supervised learning, typically involve the retraining of restoration networks or high-level vision networks. However, collecting paired data in real-world scenarios and retraining large-scale models are challenge. To this end, we propose an unsupervised learning method called \textbf{Va}riational \textbf{T}ranslator (VaT), which does not require retraining existing restoration and high-level vision networks. Instead, it establishes a lightweight network that serves as an intermediate bridge between them. By variational inference, VaT approximates the joint distribution of restoration output and high-level vision input, dividing the optimization objective into preserving content and maximizing marginal likelihood associated with high-level vision tasks. By cleverly leveraging self-training paradigms, VaT achieves the above optimization objective without requiring labels. As a result, the translated images maintain a close resemblance to their original content while also demonstrating exceptional performance on high-level vision tasks. Extensive experiments in dehazing and low-light enhancement for detection and classification show the superiority of our method over other state-of-the-art unsupervised counterparts, even significantly surpassing supervised methods in some complex real-world scenarios.
Review Learning: Advancing All-in-One Ultra-High-Definition Image Restoration Training Method	2024-08-13	Show All-in-one image restoration tasks are becoming increasingly important, especially for ultra-high-definition (UHD) images. Existing all-in-one UHD image restoration methods usually boost the model's performance by introducing prompt or customized dynamized networks for different degradation types. For the inference stage, it might be friendly, but in the training stage, since the model encounters multiple degraded images of different quality in an epoch, these cluttered learning objectives might be information pollution for the model. To address this problem, we propose a new training paradigm for general image restoration models, which we name \textbf{Review Learning}, which enables image restoration models to be capable enough to handle multiple types of degradation without prior knowledge and prompts. This approach begins with sequential training of an image restoration model on several degraded datasets, combined with a review mechanism that enhances the image restoration model's memory for several previous classes of degraded datasets. In addition, we design a lightweight all-purpose image restoration network that can efficiently reason about degraded images with 4K ($3840 \times 2160$) resolution on a single consumer-grade GPU.
Wavelet based inpainting detection	2024-08-12	Show With the advancement in image editing tools, manipulating digital images has become alarmingly easy. Inpainting, which is used to remove objects or fill in parts of an image, serves as a powerful tool for both image restoration and forgery. This paper introduces a novel approach for detecting image inpainting forgeries by combining DT-CWT with Hierarchical Feature segmentation and with noise inconsistency analysis. The DT-CWT offers several advantages for this task, including inherent shift-invariance, which makes it robust to minor manipulations during the inpainting process, and directional selectivity, which helps capture subtle artifacts introduced by inpainting in specific frequency bands and orientations. By first applying color image segmentation and then analyzing for each segment, noise inconsistency obtained via DT-CW we can identify patterns indicative of inpainting forgeries. The proposed method is evaluated on a benchmark dataset created for this purpose and is compared with existing forgery detection techniques. Our approach demonstrates superior results compared with SOTA in detecting inpainted images.
Deep Optimal Transport: A Practical Algorithm for Photo-realistic Image Restoration	2024-08-12	Show We propose an image restoration algorithm that can control the perceptual quality and/or the mean square error (MSE) of any pre-trained model, trading one over the other at test time. Our algorithm is few-shot: Given about a dozen images restored by the model, it can significantly improve the perceptual quality and/or the MSE of the model for newly restored images without further training. Our approach is motivated by a recent theoretical result that links between the minimum MSE (MMSE) predictor and the predictor that minimizes the MSE under a perfect perceptual quality constraint. Specifically, it has been shown that the latter can be obtained by optimally transporting the output of the former, such that its distribution matches the source data. Thus, to improve the perceptual quality of a predictor that was originally trained to minimize MSE, we approximate the optimal transport by a linear transformation in the latent space of a variational auto-encoder, which we compute in closed-form using empirical means and covariances. Going beyond the theory, we find that applying the same procedure on models that were initially trained to achieve high perceptual quality, typically improves their perceptual quality even further. And by interpolating the results with the original output of the model, we can improve their MSE on the expense of perceptual quality. We illustrate our method on a variety of degradations applied to general content images of arbitrary dimensions.
Greedy randomized block Kaczmarz method for matrix equation AXB=C and its applications in color image restoration	2024-08-10	Show In view of the advantages of simplicity and effectiveness of the Kaczmarz method, which was originally employed to solve the large-scale system of linear equations $Ax=b$, we study the greedy randomized block Kaczmarz method (ME-GRBK) and its relaxation and deterministic versions to solve the matrix equation $AXB=C$, which is commonly encountered in the applications of engineering sciences. It is demonstrated that our algorithms converge to the unique least-norm solution of the matrix equation when it is consistent and their convergence rate is faster than that of the randomized block Kaczmarz method (ME-RBK). Moreover, the block Kaczmarz method (ME-BK) for solving the matrix equation $AXB=C$ is investigated and it is found that the ME-BK method converges to the solution $A^{+}CB^{+}+X^{0}-A^{+}AX^{0}BB^{+}$ when it is consistent. The numerical tests verify the theoretical results and the methods presented in this paper are applied to the color image restoration problem to obtain satisfactory restored images.
Physical prior guided cooperative learning framework for joint turbulence degradation estimation and infrared video restoration	2024-08-08	Show Infrared imaging and turbulence strength measurements are in widespread demand in many fields. This paper introduces a Physical Prior Guided Cooperative Learning (P2GCL) framework to jointly enhance atmospheric turbulence strength estimation and infrared image restoration. P2GCL involves a cyclic collaboration between two models, i.e., a TMNet measures turbulence strength and outputs the refractive index structure constant (Cn2) as a physical prior, a TRNet conducts infrared image sequence restoration based on Cn2 and feeds the restored images back to the TMNet to boost the measurement accuracy. A novel Cn2-guided frequency loss function and a physical constraint loss are introduced to align the training process with physical theories. Experiments demonstrate P2GCL achieves the best performance for both turbulence strength estimation (improving Cn2 MAE by 0.0156, enhancing R2 by 0.1065) and image restoration (enhancing PSNR by 0.2775 dB), validating the significant impact of physical prior guided cooperative learning.	21
MultiColor: Image Colorization by Learning from Multiple Color Spaces	2024-08-08	Show Deep networks have shown impressive performance in the image restoration tasks, such as image colorization. However, we find that previous approaches rely on the digital representation from single color model with a specific mapping function, a.k.a., color space, during the colorization pipeline. In this paper, we first investigate the modeling of different color spaces, and find each of them exhibiting distinctive characteristics with unique distribution of colors. The complementarity among multiple color spaces leads to benefits for the image colorization task. We present MultiColor, a new learning-based approach to automatically colorize grayscale images that combines clues from multiple color spaces. Specifically, we employ a set of dedicated colorization modules for individual color space. Within each module, a transformer decoder is first employed to refine color query embeddings and then a color mapper produces color channel prediction using the embeddings and semantic features. With these predicted color channels representing various color spaces, a complementary network is designed to exploit the complementarity and generate pleasing and reasonable colorized images. We conduct extensive experiments on real-world datasets, and the results demonstrate superior performance over the state-of-the-arts.

Diffusion Model

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Title	Date	Abstract	Comment
DynamicCity: Large-Scale LiDAR Generation from Dynamic Scenes	2024-10-23	Show LiDAR scene generation has been developing rapidly recently. However, existing methods primarily focus on generating static and single-frame scenes, overlooking the inherently dynamic nature of real-world driving environments. In this work, we introduce DynamicCity, a novel 4D LiDAR generation framework capable of generating large-scale, high-quality LiDAR scenes that capture the temporal evolution of dynamic environments. DynamicCity mainly consists of two key models. 1) A VAE model for learning HexPlane as the compact 4D representation. Instead of using naive averaging operations, DynamicCity employs a novel Projection Module to effectively compress 4D LiDAR features into six 2D feature maps for HexPlane construction, which significantly enhances HexPlane fitting quality (up to 12.56 mIoU gain). Furthermore, we utilize an Expansion & Squeeze Strategy to reconstruct 3D feature volumes in parallel, which improves both network training efficiency and reconstruction accuracy than naively querying each 3D point (up to 7.05 mIoU gain, 2.06x training speedup, and 70.84% memory reduction). 2) A DiT-based diffusion model for HexPlane generation. To make HexPlane feasible for DiT generation, a Padded Rollout Operation is proposed to reorganize all six feature planes of the HexPlane as a squared 2D feature map. In particular, various conditions could be introduced in the diffusion or sampling process, supporting versatile 4D generation applications, such as trajectory- and command-driven generation, inpainting, and layout-conditioned generation. Extensive experiments on the CarlaSC and Waymo datasets demonstrate that DynamicCity significantly outperforms existing state-of-the-art 4D LiDAR generation methods across multiple metrics. The code will be released to facilitate future research.	Prepr... Preprint; 29 pages, 15 figures, 7 tables; Project Page at https://dynamic-city.github.io/
Prioritized Generative Replay	2024-10-23	Show Sample-efficient online reinforcement learning often uses replay buffers to store experience for reuse when updating the value function. However, uniform replay is inefficient, since certain classes of transitions can be more relevant to learning. While prioritization of more useful samples is helpful, this strategy can also lead to overfitting, as useful samples are likely to be more rare. In this work, we instead propose a prioritized, parametric version of an agent's memory, using generative models to capture online experience. This paradigm enables (1) densification of past experience, with new generations that benefit from the generative model's generalization capacity and (2) guidance via a family of "relevance functions" that push these generations towards more useful parts of an agent's acquired history. We show this recipe can be instantiated using conditional diffusion models and simple relevance functions such as curiosity- or value-based metrics. Our approach consistently improves performance and sample efficiency in both state- and pixel-based domains. We expose the mechanisms underlying these gains, showing how guidance promotes diversity in our generated transitions and reduces overfitting. We also showcase how our approach can train policies with even higher update-to-data ratios than before, opening up avenues to better scale online RL agents.
VILA-U: a Unified Foundation Model Integrating Visual Understanding and Generation	2024-10-23	Show VILA-U is a Unified foundation model that integrates Video, Image, Language understanding and generation. Traditional visual language models (VLMs) use separate modules for understanding and generating visual content, which can lead to misalignment and increased complexity. In contrast, VILA-U employs a single autoregressive next-token prediction framework for both tasks, eliminating the need for additional components like diffusion models. This approach not only simplifies the model but also achieves near state-of-the-art performance in visual language understanding and generation. The success of VILA-U is attributed to two main factors: the unified vision tower that aligns discrete visual tokens with textual inputs during pretraining, which enhances visual perception, and autoregressive image generation can achieve similar quality as diffusion models with high-quality dataset. This allows VILA-U to perform comparably to more complex models using a fully token-based autoregressive framework.	Code:... Code: https://github.com/mit-han-lab/vila-u. The first two authors contributed equally to this work
Optical Generative Models	2024-10-23	Show Generative models cover various application areas, including image, video and music synthesis, natural language processing, and molecular design, among many others. As digital generative models become larger, scalable inference in a fast and energy-efficient manner becomes a challenge. Here, we present optical generative models inspired by diffusion models, where a shallow and fast digital encoder first maps random noise into phase patterns that serve as optical generative seeds for a desired data distribution; a jointly-trained free-space-based reconfigurable decoder all-optically processes these generative seeds to create novel images (never seen before) following the target data distribution. Except for the illumination power and the random seed generation through a shallow encoder, these optical generative models do not consume computing power during the synthesis of novel images. We report the optical generation of monochrome and multi-color novel images of handwritten digits, fashion products, butterflies, and human faces, following the data distributions of MNIST, Fashion MNIST, Butterflies-100, and Celeb-A datasets, respectively, achieving an overall performance comparable to digital neural network-based generative models. To experimentally demonstrate optical generative models, we used visible light to generate, in a snapshot, novel images of handwritten digits and fashion products. These optical generative models might pave the way for energy-efficient, scalable and rapid inference tasks, further exploiting the potentials of optics and photonics for artificial intelligence-generated content.	24 Pages, 9 Figures
A Wavelet Diffusion GAN for Image Super-Resolution	2024-10-23	Show In recent years, diffusion models have emerged as a superior alternative to generative adversarial networks (GANs) for high-fidelity image generation, with wide applications in text-to-image generation, image-to-image translation, and super-resolution. However, their real-time feasibility is hindered by slow training and inference speeds. This study addresses this challenge by proposing a wavelet-based conditional Diffusion GAN scheme for Single-Image Super-Resolution (SISR). Our approach utilizes the diffusion GAN paradigm to reduce the timesteps required by the reverse diffusion process and the Discrete Wavelet Transform (DWT) to achieve dimensionality reduction, decreasing training and inference times significantly. The results of an experimental validation on the CelebA-HQ dataset confirm the effectiveness of our proposed scheme. Our approach outperforms other state-of-the-art methodologies successfully ensuring high-fidelity output while overcoming inherent drawbacks associated with diffusion models in time-sensitive applications.	The p... The paper has been accepted at Italian Workshop on Neural Networks (WIRN) 2024
Denoising Diffusion Models for Inpainting of Healthy Brain Tissue	2024-10-23	Show This paper is a contribution to the "BraTS 2023 Local Synthesis of Healthy Brain Tissue via Inpainting Challenge". The task of this challenge is to transform tumor tissue into healthy tissue in brain magnetic resonance (MR) images. This idea originates from the problem that MR images can be evaluated using automatic processing tools, however, many of these tools are optimized for the analysis of healthy tissue. By solving the given inpainting task, we enable the automatic analysis of images featuring lesions, and further downstream tasks. Our approach builds on denoising diffusion probabilistic models. We use a 2D model that is trained using slices in which healthy tissue was cropped out and is learned to be inpainted again. This allows us to use the ground truth healthy tissue during training. In the sampling stage, we replace the slices containing diseased tissue in the original 3D volume with the slices containing the healthy tissue inpainting. With our approach, we achieve comparable results to the competing methods. On the validation set our model achieves a mean SSIM of 0.7804, a PSNR of 20.3525 and a MSE of 0.0113. In future we plan to extend our 2D model to a 3D model, allowing to inpaint the region of interest as a whole without losing context information of neighboring slices.	12 pa... 12 pages, 5 figures, MICCAI challenge submission
Addressing Asynchronicity in Clinical Multimodal Fusion via Individualized Chest X-ray Generation	2024-10-23	Show Integrating multi-modal clinical data, such as electronic health records (EHR) and chest X-ray images (CXR), is particularly beneficial for clinical prediction tasks. However, in a temporal setting, multi-modal data are often inherently asynchronous. EHR can be continuously collected but CXR is generally taken with a much longer interval due to its high cost and radiation dose. When clinical prediction is needed, the last available CXR image might have been outdated, leading to suboptimal predictions. To address this challenge, we propose DDL-CXR, a method that dynamically generates an up-to-date latent representation of the individualized CXR images. Our approach leverages latent diffusion models for patient-specific generation strategically conditioned on a previous CXR image and EHR time series, providing information regarding anatomical structures and disease progressions, respectively. In this way, the interaction across modalities could be better captured by the latent CXR generation process, ultimately improving the prediction performance. Experiments using MIMIC datasets show that the proposed model could effectively address asynchronicity in multimodal fusion and consistently outperform existing methods.	Accep... Accepted by NeurIPS-24
Scaling Diffusion Language Models via Adaptation from Autoregressive Models	2024-10-23	Show Diffusion Language Models (DLMs) have emerged as a promising new paradigm for text generative modeling, potentially addressing limitations of autoregressive (AR) models. However, current DLMs have been studied at a smaller scale compared to their AR counterparts and lack fair comparison on language modeling benchmarks. Additionally, training diffusion models from scratch at scale remains challenging. Given the prevalence of open-source AR language models, we propose adapting these models to build text diffusion models. We demonstrate connections between AR and diffusion modeling objectives and introduce a simple continual pre-training approach for training diffusion models. Through systematic evaluation on language modeling, reasoning, and commonsense benchmarks, we show that we can convert AR models ranging from 127M to 7B parameters (GPT2 and LLaMA) into diffusion models DiffuGPT and DiffuLLaMA, using less than 200B tokens for training. Our experimental results reveal that these models outperform earlier DLMs and are competitive with their AR counterparts. We release a suite of DLMs (with 127M, 355M, and 7B parameters) capable of generating fluent text, performing in-context learning, filling in the middle without prompt re-ordering, and following instructions \url{https://github.com/HKUNLP/DiffuLLaMA}.	25 pa... 25 pages. Code: https://github.com/HKUNLP/DiffuLLaMA
DexGrasp-Diffusion: Diffusion-based Unified Functional Grasp Synthesis Method for Multi-Dexterous Robotic Hands	2024-10-23	Show The versatility and adaptability of human grasping catalyze advancing dexterous robotic manipulation. While significant strides have been made in dexterous grasp generation, current research endeavors pivot towards optimizing object manipulation while ensuring functional integrity, emphasizing the synthesis of functional grasps following desired affordance instructions. This paper addresses the challenge of synthesizing functional grasps tailored to diverse dexterous robotic hands by proposing DexGrasp-Diffusion, an end-to-end modularized diffusion-based method. DexGrasp-Diffusion integrates MultiHandDiffuser, a novel unified data-driven diffusion model for multi-dexterous hands grasp estimation, with DexDiscriminator, which employs a Physics Discriminator and a Functional Discriminator with open-vocabulary setting to filter physically plausible functional grasps based on object affordances. The experimental evaluation conducted on the MultiDex dataset provides substantiating evidence supporting the superior performance of MultiHandDiffuser over the baseline model in terms of success rate, grasp diversity, and collision depth. Moreover, we demonstrate the capacity of DexGrasp-Diffusion to reliably generate functional grasps for household objects aligned with specific affordance instructions.	15 pages, 5 figures
Non-intrusive Speech Quality Assessment with Diffusion Models Trained on Clean Speech	2024-10-23	Show Diffusion models have found great success in generating high quality, natural samples of speech, but their potential for density estimation for speech has so far remained largely unexplored. In this work, we leverage an unconditional diffusion model trained only on clean speech for the assessment of speech quality. We show that the quality of a speech utterance can be assessed by estimating the likelihood of a corresponding sample in the terminating Gaussian distribution, obtained via a deterministic noising process. The resulting method is purely unsupervised, trained only on clean speech, and therefore does not rely on annotations. Our diffusion-based approach leverages clean speech priors to assess quality based on how the input relates to the learned distribution of clean data. Our proposed log-likelihoods show promising results, correlating well with intrusive speech quality metrics such as POLQA and SI-SDR.

Vision Language Model

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Title	Date	Abstract	Comment
Generalizable Prompt Tuning for Vision-Language Models	2024-10-23	Show Prompt tuning for vision-language models such as CLIP involves optimizing the text prompts used to generate image-text pairs for specific downstream tasks. While hand-crafted or template-based prompts are generally applicable to a wider range of unseen classes, they tend to perform poorly in downstream tasks (i.e., seen classes). Learnable soft prompts, on the other hand, often perform well in downstream tasks but lack generalizability. Additionally, prior research has predominantly concentrated on the textual modality, with very few studies attempting to explore the prompt's generalization potential from the visual modality. Keeping these limitations in mind, we investigate how to prompt tuning to obtain both a competitive downstream performance and generalization. The study shows that by treating soft and hand-crafted prompts as dual views of the textual modality, and maximizing their mutual information, we can better ensemble task-specific and general semantic information. Moreover, to generate more expressive prompts, the study introduces a class-wise augmentation from the visual modality, resulting in significant robustness to a wider range of unseen classes. Extensive evaluations on several benchmarks report that the proposed approach achieves competitive results in terms of both task-specific performance and general abilities.	in progress
Lightweight Neural App Control	2024-10-23	Show This paper introduces a novel mobile phone control architecture, termed ``app agents", for efficient interactions and controls across various Android apps. The proposed Lightweight Multi-modal App Control (LiMAC) takes as input a textual goal and a sequence of past mobile observations, such as screenshots and corresponding UI trees, to generate precise actions. To address the computational constraints inherent to smartphones, within LiMAC, we introduce a small Action Transformer (AcT) integrated with a fine-tuned vision-language model (VLM) for real-time decision-making and task execution. We evaluate LiMAC on two open-source mobile control datasets, demonstrating the superior performance of our small-form-factor approach against fine-tuned versions of open-source VLMs, such as Florence2 and Qwen2-VL. It also significantly outperforms prompt engineering baselines utilising closed-source foundation models like GPT-4o. More specifically, LiMAC increases the overall action accuracy by up to 19% compared to fine-tuned VLMs, and up to 42% compared to prompt-engineering baselines.
ROCKET-1: Master Open-World Interaction with Visual-Temporal Context Prompting	2024-10-23	Show Vision-language models (VLMs) have excelled in multimodal tasks, but adapting them to embodied decision-making in open-world environments presents challenges. A key issue is the difficulty in smoothly connecting individual entities in low-level observations with abstract concepts required for planning. A common approach to address this problem is through the use of hierarchical agents, where VLMs serve as high-level reasoners that break down tasks into executable sub-tasks, typically specified using language and imagined observations. However, language often fails to effectively convey spatial information, while generating future images with sufficient accuracy remains challenging. To address these limitations, we propose visual-temporal context prompting, a novel communication protocol between VLMs and policy models. This protocol leverages object segmentation from both past and present observations to guide policy-environment interactions. Using this approach, we train ROCKET-1, a low-level policy that predicts actions based on concatenated visual observations and segmentation masks, with real-time object tracking provided by SAM-2. Our method unlocks the full potential of VLMs visual-language reasoning abilities, enabling them to solve complex creative tasks, especially those heavily reliant on spatial understanding. Experiments in Minecraft demonstrate that our approach allows agents to accomplish previously unattainable tasks, highlighting the effectiveness of visual-temporal context prompting in embodied decision-making. Codes and demos will be available on the project page: https://craftjarvis.github.io/ROCKET-1.
Few-Shot Adversarial Prompt Learning on Vision-Language Models	2024-10-23	Show The vulnerability of deep neural networks to imperceptible adversarial perturbations has attracted widespread attention. Inspired by the success of vision-language foundation models, previous efforts achieved zero-shot adversarial robustness by aligning adversarial visual features with text supervision. However, in practice, they are still unsatisfactory due to several issues, including heavy adaptation cost, suboptimal text supervision, and uncontrolled natural generalization capacity. In this paper, to address these issues, we propose a few-shot adversarial prompt framework where adapting input sequences with limited data makes significant adversarial robustness improvement. Specifically, we achieve this by providing adversarially correlated text supervision that is end-to-end learned from adversarial examples. We also propose a novel training objective that enhances the consistency of multi-modal features while encourages differentiated uni-modal features between natural and adversarial examples. The proposed framework gives access to learn adversarial text supervision, which provides superior cross-modal adversarial alignment and matches state-of-the-art zero-shot adversarial robustness with only 1% training data. Code is available at: https://github.com/lionel-w2/FAP.	NeurIPS 2024
RE-tune: Incremental Fine Tuning of Biomedical Vision-Language Models for Multi-label Chest X-ray Classification	2024-10-23	Show In this paper we introduce RE-tune, a novel approach for fine-tuning pre-trained Multimodal Biomedical Vision-Language models (VLMs) in Incremental Learning scenarios for multi-label chest disease diagnosis. RE-tune freezes the backbones and only trains simple adaptors on top of the Image and Text encoders of the VLM. By engineering positive and negative text prompts for diseases, we leverage the ability of Large Language Models to steer the training trajectory. We evaluate RE-tune in three realistic incremental learning scenarios: class-incremental, label-incremental, and data-incremental. Our results demonstrate that Biomedical VLMs are natural continual learners and prevent catastrophic forgetting. RE-tune not only achieves accurate multi-label classification results, but also prioritizes patient privacy and it distinguishes itself through exceptional computational efficiency, rendering it highly suitable for broad adoption in real-world healthcare settings.	Accep... Accepted for publication at Medical Imaging meets NeurIPS (NeurIPS23)
An Intelligent Agentic System for Complex Image Restoration Problems	2024-10-23	Show Real-world image restoration (IR) is inherently complex and often requires combining multiple specialized models to address diverse degradations. Inspired by human problem-solving, we propose AgenticIR, an agentic system that mimics the human approach to image processing by following five key stages: Perception, Scheduling, Execution, Reflection, and Rescheduling. AgenticIR leverages large language models (LLMs) and vision-language models (VLMs) that interact via text generation to dynamically operate a toolbox of IR models. We fine-tune VLMs for image quality analysis and employ LLMs for reasoning, guiding the system step by step. To compensate for LLMs' lack of specific IR knowledge and experience, we introduce a self-exploration method, allowing the LLM to observe and summarize restoration results into referenceable documents. Experiments demonstrate AgenticIR's potential in handling complex IR tasks, representing a promising path toward achieving general intelligence in visual processing.
MIA-DPO: Multi-Image Augmented Direct Preference Optimization For Large Vision-Language Models	2024-10-23	Show Visual preference alignment involves training Large Vision-Language Models (LVLMs) to predict human preferences between visual inputs. This is typically achieved by using labeled datasets of chosen/rejected pairs and employing optimization algorithms like direct preference optimization (DPO). Existing visual alignment methods, primarily designed for single-image scenarios, struggle to effectively handle the complexity of multi-image tasks due to the scarcity of diverse training data and the high cost of annotating chosen/rejected pairs. We present Multi-Image Augmented Direct Preference Optimization (MIA-DPO), a visual preference alignment approach that effectively handles multi-image inputs. MIA-DPO mitigates the scarcity of diverse multi-image training data by extending single-image data with unrelated images arranged in grid collages or pic-in-pic formats, significantly reducing the costs associated with multi-image data annotations. Our observation reveals that attention values of LVLMs vary considerably across different images. We use attention values to identify and filter out rejected responses the model may have mistakenly focused on. Our attention-aware selection for constructing the chosen/rejected pairs without relying on (i) human annotation, (ii) extra data, and (iii) external models or APIs. MIA-DPO is compatible with various architectures and outperforms existing methods on five multi-image benchmarks, achieving an average performance boost of 3.0% on LLaVA-v1.5 and 4.3% on the recent InternLM-XC2.5. Moreover, MIA-DPO has a minimal effect on the model's ability to understand single images.	Proje... Project URL: https://github.com/Liuziyu77/MIA-DPO
Real-World Robot Applications of Foundation Models: A Review	2024-10-23	Show Recent developments in foundation models, like Large Language Models (LLMs) and Vision-Language Models (VLMs), trained on extensive data, facilitate flexible application across different tasks and modalities. Their impact spans various fields, including healthcare, education, and robotics. This paper provides an overview of the practical application of foundation models in real-world robotics, with a primary emphasis on the replacement of specific components within existing robot systems. The summary encompasses the perspective of input-output relationships in foundation models, as well as their role in perception, motion planning, and control within the field of robotics. This paper concludes with a discussion of future challenges and implications for practical robot applications.
The Dark Side of Rich Rewards: Understanding and Mitigating Noise in VLM Rewards	2024-10-23	Show While Vision-Language Models (VLMs) are increasingly used to generate reward signals for training embodied agents to follow instructions, our research reveals that agents guided by VLM rewards often underperform compared to those employing only intrinsic (exploration-driven) rewards, contradicting expectations set by recent work. We hypothesize that false positive rewards -- instances where unintended trajectories are incorrectly rewarded -- are more detrimental than false negatives. Our analysis confirms this hypothesis, revealing that the widely used cosine similarity metric is prone to false positive reward estimates. To address this, we introduce BiMI ({Bi}nary {M}utual {I}nformation), a novel reward function designed to mitigate noise. BiMI significantly enhances learning efficiency across diverse and challenging embodied navigation environments. Our findings offer a nuanced understanding of how different types of reward noise impact agent learning and highlight the importance of addressing multimodal reward signal noise when training embodied agents	10 ma... 10 main body pages, 11 appendix pages
MMBench-Video: A Long-Form Multi-Shot Benchmark for Holistic Video Understanding	2024-10-23	Show The advent of large vision-language models (LVLMs) has spurred research into their applications in multi-modal contexts, particularly in video understanding. Traditional VideoQA benchmarks, despite providing quantitative metrics, often fail to encompass the full spectrum of video content and inadequately assess models' temporal comprehension. To address these limitations, we introduce MMBench-Video, a quantitative benchmark designed to rigorously evaluate LVLMs' proficiency in video understanding. MMBench-Video incorporates lengthy videos from YouTube and employs free-form questions, mirroring practical use cases. The benchmark is meticulously crafted to probe the models' temporal reasoning skills, with all questions human-annotated according to a carefully constructed ability taxonomy. We employ GPT-4 for automated assessment, demonstrating superior accuracy and robustness over earlier LLM-based evaluations. Utilizing MMBench-Video, we have conducted comprehensive evaluations that include both proprietary and open-source LVLMs for images and videos. MMBench-Video stands as a valuable resource for the research community, facilitating improved evaluation of LVLMs and catalyzing progress in the field of video understanding. The evalutation code of MMBench-Video will be integrated into VLMEvalKit: https://github.com/open-compass/VLMEvalKit.	Accep... Accepted in NeurIPS 2024 Datasets and Benchmarks Track
AdvWeb: Controllable Black-box Attacks on VLM-powered Web Agents	2024-10-22	Show Vision Language Models (VLMs) have revolutionized the creation of generalist web agents, empowering them to autonomously complete diverse tasks on real-world websites, thereby boosting human efficiency and productivity. However, despite their remarkable capabilities, the safety and security of these agents against malicious attacks remain critically underexplored, raising significant concerns about their safe deployment. To uncover and exploit such vulnerabilities in web agents, we provide AdvWeb, a novel black-box attack framework designed against web agents. AdvWeb trains an adversarial prompter model that generates and injects adversarial prompts into web pages, misleading web agents into executing targeted adversarial actions such as inappropriate stock purchases or incorrect bank transactions, actions that could lead to severe real-world consequences. With only black-box access to the web agent, we train and optimize the adversarial prompter model using DPO, leveraging both successful and failed attack strings against the target agent. Unlike prior approaches, our adversarial string injection maintains stealth and control: (1) the appearance of the website remains unchanged before and after the attack, making it nearly impossible for users to detect tampering, and (2) attackers can modify specific substrings within the generated adversarial string to seamlessly change the attack objective (e.g., purchasing stocks from a different company), enhancing attack flexibility and efficiency. We conduct extensive evaluations, demonstrating that AdvWeb achieves high success rates in attacking SOTA GPT-4V-based VLM agent across various web tasks. Our findings expose critical vulnerabilities in current LLM/VLM-based agents, emphasizing the urgent need for developing more reliable web agents and effective defenses. Our code and data are available at https://ai-secure.github.io/AdvWeb/ .	15 pages
Do Vision-Language Models Represent Space and How? Evaluating Spatial Frame of Reference Under Ambiguities	2024-10-22	Show Spatial expressions in situated communication can be ambiguous, as their meanings vary depending on the frames of reference (FoR) adopted by speakers and listeners. While spatial language understanding and reasoning by vision-language models (VLMs) have gained increasing attention, potential ambiguities in these models are still under-explored. To address this issue, we present the COnsistent Multilingual Frame Of Reference Test (COMFORT), an evaluation protocol to systematically assess the spatial reasoning capabilities of VLMs. We evaluate nine state-of-the-art VLMs using COMFORT. Despite showing some alignment with English conventions in resolving ambiguities, our experiments reveal significant shortcomings of VLMs: notably, the models (1) exhibit poor robustness and consistency, (2) lack the flexibility to accommodate multiple FoRs, and (3) fail to adhere to language-specific or culture-specific conventions in cross-lingual tests, as English tends to dominate other languages. With a growing effort to align vision-language models with human cognitive intuitions, we call for more attention to the ambiguous nature and cross-cultural diversity of spatial reasoning.	Accep... Accepted to Pluralistic Alignment @ NeurIPS 2024
PyramidDrop: Accelerating Your Large Vision-Language Models via Pyramid Visual Redundancy Reduction	2024-10-22	Show In large vision-language models (LVLMs), images serve as inputs that carry a wealth of information. As the idiom "A picture is worth a thousand words" implies, representing a single image in current LVLMs can require hundreds or even thousands of tokens. This results in significant computational costs, which grow quadratically as input image resolution increases, thereby severely impacting the efficiency of both training and inference. Previous approaches have attempted to reduce the number of image tokens either before or within the early layers of LVLMs. However, these strategies inevitably result in the loss of crucial image information, ultimately diminishing model performance. To address this challenge, we conduct an empirical study revealing that all visual tokens are necessary for LVLMs in the shallow layers, and token redundancy progressively increases in the deeper layers of the model. To this end, we propose PyramidDrop, a visual redundancy reduction strategy for LVLMs to boost their efficiency in both training and inference with neglectable performance loss. Specifically, we partition the LVLM into several stages and drop part of the image tokens at the end of each stage with a pre-defined ratio, creating pyramid-like visual tokens across model layers. The dropping is based on a lightweight similarity calculation with a negligible time overhead. Extensive experiments demonstrate that PyramidDrop can achieve a 40% training time and 55% inference FLOPs acceleration of LLaVA-NeXT with comparable performance. Besides, the PyramidDrop could also serve as a plug-and-play strategy for inference acceleration without training, with better performance and lower inference cost than counterparts. We hope that the insights and approach introduced by PyramidDrop will inspire future research to further investigate the role of image tokens in LVLMs.	10 pages
NaturalBench: Evaluating Vision-Language Models on Natural Adversarial Samples	2024-10-22	Show Vision-language models (VLMs) have made significant progress in recent visual-question-answering (VQA) benchmarks that evaluate complex visio-linguistic reasoning. However, are these models truly effective? In this work, we show that VLMs still struggle with natural images and questions that humans can easily answer, which we term natural adversarial samples. We also find it surprisingly easy to generate these VQA samples from natural image-text corpora using off-the-shelf models like CLIP and ChatGPT. We propose a semi-automated approach to collect a new benchmark, NaturalBench, for reliably evaluating VLMs with 10,000 human-verified VQA samples. Crucially, we adopt a $\textbf{vision-centric}$ design by pairing each question with two images that yield different answers, preventing blind solutions from answering without using the images. This makes NaturalBench more challenging than previous benchmarks that can be solved with commonsense priors. We evaluate 53 state-of-the-art VLMs on NaturalBench, showing that models like LLaVA-OneVision, Cambrian-1, Llama3.2-Vision, Molmo, Qwen2-VL, and even GPT-4o lag 50%-70% behind human performance (over 90%). We analyze why NaturalBench is hard from two angles: (1) Compositionality: Solving NaturalBench requires diverse visio-linguistic skills, including understanding attribute bindings, object relationships, and advanced reasoning like logic and counting. To this end, unlike prior work that uses a single tag per sample, we tag each NaturalBench sample with 1 to 8 skill tags for fine-grained evaluation. (2) Biases: NaturalBench exposes severe biases in VLMs, as models often choose the same answer regardless of the image. Lastly, we apply our benchmark curation method to diverse data sources, including long captions (over 100 words) and non-English languages like Chinese and Hindi, highlighting its potential for dynamic evaluations of VLMs.	Accep... Accepted to NeurIPS 24; We open-source our dataset at: https://huggingface.co/datasets/BaiqiL/NaturalBench ; Project page at: https://linzhiqiu.github.io/papers/naturalbench/
Explaining Chest X-ray Pathology Models using Textual Concepts	2024-10-22	Show Deep learning models have revolutionized medical imaging and diagnostics, yet their opaque nature poses challenges for clinical adoption and trust. Amongst approaches to improve model interpretability, concept-based explanations aim to provide concise and human-understandable explanations of any arbitrary classifier. However, such methods usually require a large amount of manually collected data with concept annotation, which is often scarce in the medical domain. In this paper, we propose Conceptual Counterfactual Explanations for Chest X-ray (CoCoX), which leverages the joint embedding space of an existing vision-language model (VLM) to explain black-box classifier outcomes without the need for annotated datasets. Specifically, we utilize textual concepts derived from chest radiography reports and a pre-trained chest radiography-based VLM to explain three common cardiothoracic pathologies. We demonstrate that the explanations generated by our method are semantically meaningful and faithful to underlying pathologies.	Accep... Accepted at NeurIPS'24 workshop on Advancements In Medical Foundation Models: Explainability, Robustness, Security, and Beyond (AIM-FM)
Dynamic Open-Vocabulary 3D Scene Graphs for Long-term Language-Guided Mobile Manipulation	2024-10-22	Show Enabling mobile robots to perform long-term tasks in dynamic real-world environments is a formidable challenge, especially when the environment changes frequently due to human-robot interactions or the robot's own actions. Traditional methods typically assume static scenes, which limits their applicability in the continuously changing real world. To overcome these limitations, we present DovSG, a novel mobile manipulation framework that leverages dynamic open-vocabulary 3D scene graphs and a language-guided task planning module for long-term task execution. DovSG takes RGB-D sequences as input and utilizes vision-language models (VLMs) for object detection to obtain high-level object semantic features. Based on the segmented objects, a structured 3D scene graph is generated for low-level spatial relationships. Furthermore, an efficient mechanism for locally updating the scene graph, allows the robot to adjust parts of the graph dynamically during interactions without the need for full scene reconstruction. This mechanism is particularly valuable in dynamic environments, enabling the robot to continually adapt to scene changes and effectively support the execution of long-term tasks. We validated our system in real-world environments with varying degrees of manual modifications, demonstrating its effectiveness and superior performance in long-term tasks. Our project page is available at: https://bjhyzj.github.io/dovsg-web.	8 pages, 5 figures
MPDS: A Movie Posters Dataset for Image Generation with Diffusion Model	2024-10-22	Show Movie posters are vital for captivating audiences, conveying themes, and driving market competition in the film industry. While traditional designs are laborious, intelligent generation technology offers efficiency gains and design enhancements. Despite exciting progress in image generation, current models often fall short in producing satisfactory poster results. The primary issue lies in the absence of specialized poster datasets for targeted model training. In this work, we propose a Movie Posters DataSet (MPDS), tailored for text-to-image generation models to revolutionize poster production. As dedicated to posters, MPDS stands out as the first image-text pair dataset to our knowledge, composing of 373k+ image-text pairs and 8k+ actor images (covering 4k+ actors). Detailed poster descriptions, such as movie titles, genres, casts, and synopses, are meticulously organized and standardized based on public movie synopsis, also named movie-synopsis prompt. To bolster poster descriptions as well as reduce differences from movie synopsis, further, we leverage a large-scale vision-language model to automatically produce vision-perceptive prompts for each poster, then perform manual rectification and integration with movie-synopsis prompt. In addition, we introduce a prompt of poster captions to exhibit text elements in posters like actor names and movie titles. For movie poster generation, we develop a multi-condition diffusion framework that takes poster prompt, poster caption, and actor image (for personalization) as inputs, yielding excellent results through the learning of a diffusion model. Experiments demonstrate the valuable role of our proposed MPDS dataset in advancing personalized movie poster generation. MPDS is available at https://anonymous.4open.science/r/MPDS-373k-BD3B.
Reducing Hallucinations in Vision-Language Models via Latent Space Steering	2024-10-22	Show Hallucination poses a challenge to the deployment of large vision-language models (LVLMs) in applications. Unlike in large language models (LLMs), hallucination in LVLMs often arises from misalignments between visual inputs and textual outputs. This paper investigates the underlying mechanisms of hallucination, focusing on the unique structure of LVLMs that distinguishes them from large language models (LLMs). We identify that hallucinations often arise from the sensitivity of text decoders to vision inputs, a natural phenomenon when image encoders and text decoders are pre-trained separately. Inspired by this, we introduce Visual and Textual Intervention (VTI), a novel technique designed to reduce hallucinations by steering latent space representations during inference to enhance the stability of vision features. As a task-agnostic test-time intervention, VTI can be easily applied to any problem without additional cost. Extensive experiments demonstrate that it can effectively reduce hallucinations and outperform baseline methods across multiple metrics, highlighting the critical role of vision feature stability in LVLMs.	21 pages
Integrating Reinforcement Learning with Foundation Models for Autonomous Robotics: Methods and Perspectives	2024-10-21	Show Foundation models (FMs), large deep learning models pre-trained on vast, unlabeled datasets, exhibit powerful capabilities in understanding complex patterns and generating sophisticated outputs. However, they often struggle to adapt to specific tasks. Reinforcement learning (RL), which allows agents to learn through interaction and feedback, offers a compelling solution. Integrating RL with FMs enables these models to achieve desired outcomes and excel at particular tasks. Additionally, RL can be enhanced by leveraging the reasoning and generalization capabilities of FMs. This synergy is revolutionizing various fields, including robotics. FMs, rich in knowledge and generalization, provide robots with valuable information, while RL facilitates learning and adaptation through real-world interactions. This survey paper comprehensively explores this exciting intersection, examining how these paradigms can be integrated to advance robotic intelligence. We analyze the use of foundation models as action planners, the development of robotics-specific foundation models, and the mutual benefits of combining FMs with RL. Furthermore, we present a taxonomy of integration approaches, including large language models, vision-language models, diffusion models, and transformer-based RL models. We also explore how RL can utilize world representations learned from FMs to enhance robotic task execution. Our survey aims to synthesize current research and highlight key challenges in robotic reasoning and control, particularly in the context of integrating FMs and RL--two rapidly evolving technologies. By doing so, we seek to spark future research and emphasize critical areas that require further investigation to enhance robotics. We provide an updated collection of papers based on our taxonomy, accessible on our open-source project website at: https://github.com/clmoro/Robotics-RL-FMs-Integration.	Submi... Submitted for publication to the Special Issue on Foundation Models and Neural-Symbolic AI for Robotics in The International Journal of Robotics Research (IJRR)
VipAct: Visual-Perception Enhancement via Specialized VLM Agent Collaboration and Tool-use	2024-10-21	Show While vision-language models (VLMs) have demonstrated remarkable performance across various tasks combining textual and visual information, they continue to struggle with fine-grained visual perception tasks that require detailed pixel-level analysis. Effectively eliciting comprehensive reasoning from VLMs on such intricate visual elements remains an open challenge. In this paper, we present VipAct, an agent framework that enhances VLMs by integrating multi-agent collaboration and vision expert models, enabling more precise visual understanding and comprehensive reasoning. VipAct consists of an orchestrator agent, which manages task requirement analysis, planning, and coordination, along with specialized agents that handle specific tasks such as image captioning and vision expert models that provide high-precision perceptual information. This multi-agent approach allows VLMs to better perform fine-grained visual perception tasks by synergizing planning, reasoning, and tool use. We evaluate VipAct on benchmarks featuring a diverse set of visual perception tasks, with experimental results demonstrating significant performance improvements over state-of-the-art baselines across all tasks. Furthermore, comprehensive ablation studies reveal the critical role of multi-agent collaboration in eliciting more detailed System-2 reasoning and highlight the importance of image input for task planning. Additionally, our error analysis identifies patterns of VLMs' inherent limitations in visual perception, providing insights into potential future improvements. VipAct offers a flexible and extensible framework, paving the way for more advanced visual perception systems across various real-world applications.
Sketch2Code: Evaluating Vision-Language Models for Interactive Web Design Prototyping	2024-10-21	Show Sketches are a natural and accessible medium for UI designers to conceptualize early-stage ideas. However, existing research on UI/UX automation often requires high-fidelity inputs like Figma designs or detailed screenshots, limiting accessibility and impeding efficient design iteration. To bridge this gap, we introduce Sketch2Code, a benchmark that evaluates state-of-the-art Vision Language Models (VLMs) on automating the conversion of rudimentary sketches into webpage prototypes. Beyond end-to-end benchmarking, Sketch2Code supports interactive agent evaluation that mimics real-world design workflows, where a VLM-based agent iteratively refines its generations by communicating with a simulated user, either passively receiving feedback instructions or proactively asking clarification questions. We comprehensively analyze ten commercial and open-source models, showing that Sketch2Code is challenging for existing VLMs; even the most capable models struggle to accurately interpret sketches and formulate effective questions that lead to steady improvement. Nevertheless, a user study with UI/UX experts reveals a significant preference for proactive question-asking over passive feedback reception, highlighting the need to develop more effective paradigms for multi-turn conversational agents.	preprint, 9 pages
Improve Vision Language Model Chain-of-thought Reasoning	2024-10-21	Show Chain-of-thought (CoT) reasoning in vision language models (VLMs) is crucial for improving interpretability and trustworthiness. However, current training recipes lack robust CoT reasoning data, relying on datasets dominated by short annotations with minimal rationales. In this work, we show that training VLM on short answers does not generalize well to reasoning tasks that require more detailed responses. To address this, we propose a two-fold approach. First, we distill rationales from GPT-4o model to enrich the training data and fine-tune VLMs, boosting their CoT performance. Second, we apply reinforcement learning to further calibrate reasoning quality. Specifically, we construct positive (correct) and negative (incorrect) pairs of model-generated reasoning chains, by comparing their predictions with annotated short answers. Using this pairwise data, we apply the Direct Preference Optimization algorithm to refine the model's reasoning abilities. Our experiments demonstrate significant improvements in CoT reasoning on benchmark datasets and better generalization to direct answer prediction as well. This work emphasizes the importance of incorporating detailed rationales in training and leveraging reinforcement learning to strengthen the reasoning capabilities of VLMs.	10 pages + appendix
Sparkle: Mastering Basic Spatial Capabilities in Vision Language Models Elicits Generalization to Composite Spatial Reasoning	2024-10-21	Show Vision language models (VLMs) have demonstrated impressive performance across a wide range of downstream tasks. However, their proficiency in spatial reasoning remains limited, despite its crucial role in tasks involving navigation and interaction with physical environments. Specifically, much of the spatial reasoning in these tasks occurs in two-dimensional (2D) environments, and our evaluation reveals that state-of-the-art VLMs frequently generate implausible and incorrect responses to composite spatial reasoning problems, including simple pathfinding tasks that humans can solve effortlessly at a glance. To address this, we explore an effective approach to enhance 2D spatial reasoning within VLMs by training the model on basic spatial capabilities. We begin by disentangling the key components of 2D spatial reasoning: direction comprehension, distance estimation, and localization. Our central hypothesis is that mastering these basic spatial capabilities can significantly enhance a model's performance on composite spatial tasks requiring advanced spatial understanding and combinatorial problem-solving. To investigate this hypothesis, we introduce Sparkle, a framework that fine-tunes VLMs on these three basic spatial capabilities by synthetic data generation and targeted supervision to form an instruction dataset for each capability. Our experiments demonstrate that VLMs fine-tuned with Sparkle achieve significant performance gains, not only in the basic tasks themselves but also in generalizing to composite and out-of-distribution spatial reasoning tasks (e.g., improving from 13.5% to 40.0% on the shortest path problem). These findings underscore the effectiveness of mastering basic spatial capabilities in enhancing composite spatial problem-solving, offering insights for improving VLMs' spatial reasoning capabilities.
Mitigating Object Hallucination via Concentric Causal Attention	2024-10-21	Show Recent Large Vision Language Models (LVLMs) present remarkable zero-shot conversational and reasoning capabilities given multimodal queries. Nevertheless, they suffer from object hallucination, a phenomenon where LVLMs are prone to generate textual responses not factually aligned with image inputs. Our pilot study reveals that object hallucination is closely tied with Rotary Position Encoding (RoPE), a widely adopted positional dependency modeling design in existing LVLMs. Due to the long-term decay in RoPE, LVLMs tend to hallucinate more when relevant visual cues are distant from instruction tokens in the multimodal input sequence. Additionally, we observe a similar effect when reversing the sequential order of visual tokens during multimodal alignment. Our tests indicate that long-term decay in RoPE poses challenges to LVLMs while capturing visual-instruction interactions across long distances. We propose Concentric Causal Attention (CCA), a simple yet effective positional alignment strategy that mitigates the impact of RoPE long-term decay in LVLMs by naturally reducing relative distance between visual and instruction tokens. With CCA, visual tokens can better interact with instruction tokens, thereby enhancing model's perception capability and alleviating object hallucination. Without bells and whistles, our positional alignment method surpasses existing hallucination mitigation strategies by large margins on multiple object hallucination benchmarks.	To ap... To appear at NeurIPS 2024. Code is available at https://github.com/xing0047/cca-llava
MI-VisionShot: Few-shot adaptation of vision-language models for slide-level classification of histopathological images	2024-10-21	Show Vision-language supervision has made remarkable strides in learning visual representations from textual guidance. In digital pathology, vision-language models (VLM), pre-trained on curated datasets of histological image-captions, have been adapted to downstream tasks, such as region of interest classification. Zero-shot transfer for slide-level prediction has been formulated by MI-Zero, but it exhibits high variability depending on the textual prompts. Inspired by prototypical learning, we propose MI-VisionShot, a training-free adaptation method on top of VLMs to predict slide-level labels in few-shot learning scenarios. Our framework takes advantage of the excellent representation learning of VLM to create prototype-based classifiers under a multiple-instance setting by retrieving the most discriminative patches within each slide. Experimentation through different settings shows the ability of MI-VisionShot to surpass zero-shot transfer with lower variability, even in low-shot scenarios. Code coming soon at thttps://github.com/cvblab/MIVisionShot.	Manus... Manuscript accepted for oral presentation at KES-InnovationInMedicine 2024 held on Madeira, Portugal
Task-oriented Robotic Manipulation with Vision Language Models	2024-10-21	Show Vision-Language Models (VLMs) play a crucial role in robotic manipulation by enabling robots to understand and interpret the visual properties of objects and their surroundings, allowing them to perform manipulation based on this multimodal understanding. However, understanding object attributes and spatial relationships is a non-trivial task but is critical in robotic manipulation tasks. In this work, we present a new dataset focused on spatial relationships and attribute assignment and a novel method to utilize VLMs to perform object manipulation with task-oriented, high-level input. In this dataset, the spatial relationships between objects are manually described as captions. Additionally, each object is labeled with multiple attributes, such as fragility, mass, material, and transparency, derived from a fine-tuned vision language model. The embedded object information from captions are automatically extracted and transformed into a data structure (in this case, tree, for demonstration purposes) that captures the spatial relationships among the objects within each image. The tree structures, along with the object attributes, are then fed into a language model to transform into a new tree structure that determines how these objects should be organized in order to accomplish a specific (high-level) task. We demonstrate that our method not only improves the comprehension of spatial relationships among objects in the visual environment but also enables robots to interact with these objects more effectively. As a result, this approach significantly enhances spatial reasoning in robotic manipulation tasks. To our knowledge, this is the first method of its kind in the literature, offering a novel solution that allows robots to more efficiently organize and utilize objects in their surroundings.
An Efficient System for Automatic Map Storytelling -- A Case Study on Historical Maps	2024-10-21	Show Historical maps provide valuable information and knowledge about the past. However, as they often feature non-standard projections, hand-drawn styles, and artistic elements, it is challenging for non-experts to identify and interpret them. While existing image captioning methods have achieved remarkable success on natural images, their performance on maps is suboptimal as maps are underrepresented in their pre-training process. Despite the recent advance of GPT-4 in text recognition and map captioning, it still has a limited understanding of maps, as its performance wanes when texts (e.g., titles and legends) in maps are missing or inaccurate. Besides, it is inefficient or even impractical to fine-tune the model with users' own datasets. To address these problems, we propose a novel and lightweight map-captioning counterpart. Specifically, we fine-tune the state-of-the-art vision-language model CLIP to generate captions relevant to historical maps and enrich the captions with GPT-3.5 to tell a brief story regarding where, what, when and why of a given map. We propose a novel decision tree architecture to only generate captions relevant to the specified map type. Our system shows invariance to text alterations in maps. The system can be easily adapted and extended to other map types and scaled to a larger map captioning system. The code is open-sourced at https://github.com/claudaff/automatic-map-storytelling.
HiRT: Enhancing Robotic Control with Hierarchical Robot Transformers	2024-10-21	Show Large Vision-Language-Action (VLA) models, leveraging powerful pre trained Vision-Language Models (VLMs) backends, have shown promise in robotic control due to their impressive generalization ability. However, the success comes at a cost. Their reliance on VLM backends with billions of parameters leads to high computational costs and inference latency, limiting the testing scenarios to mainly quasi-static tasks and hindering performance in dynamic tasks requiring rapid interactions. To address these limitations, this paper proposes HiRT, a Hierarchical Robot Transformer framework that enables flexible frequency and performance trade-off. HiRT keeps VLMs running at low frequencies to capture temporarily invariant features while enabling real-time interaction through a high-frequency vision-based policy guided by the slowly updated features. Experiment results in both simulation and real-world settings demonstrate significant improvements over baseline methods. Empirically, in static tasks, we double the control frequency and achieve comparable success rates. Additionally, on novel real-world dynamic ma nipulation tasks which are challenging for previous VLA models, HiRT improves the success rate from 48% to 75%.
CL-HOI: Cross-Level Human-Object Interaction Distillation from Vision Large Language Models	2024-10-21	Show Human-object interaction (HOI) detection has seen advancements with Vision Language Models (VLMs), but these methods often depend on extensive manual annotations. Vision Large Language Models (VLLMs) can inherently recognize and reason about interactions at the image level but are computationally heavy and not designed for instance-level HOI detection. To overcome these limitations, we propose a Cross-Level HOI distillation (CL-HOI) framework, which distills instance-level HOIs from VLLMs image-level understanding without the need for manual annotations. Our approach involves two stages: context distillation, where a Visual Linguistic Translator (VLT) converts visual information into linguistic form, and interaction distillation, where an Interaction Cognition Network (ICN) reasons about spatial, visual, and context relations. We design contrastive distillation losses to transfer image-level context and interaction knowledge from the teacher to the student model, enabling instance-level HOI detection. Evaluations on HICO-DET and V-COCO datasets demonstrate that our CL-HOI surpasses existing weakly supervised methods and VLLM supervised methods, showing its efficacy in detecting HOIs without manual labels.
GMAI-MMBench: A Comprehensive Multimodal Evaluation Benchmark Towards General Medical AI	2024-10-21	Show Large Vision-Language Models (LVLMs) are capable of handling diverse data types such as imaging, text, and physiological signals, and can be applied in various fields. In the medical field, LVLMs have a high potential to offer substantial assistance for diagnosis and treatment. Before that, it is crucial to develop benchmarks to evaluate LVLMs' effectiveness in various medical applications. Current benchmarks are often built upon specific academic literature, mainly focusing on a single domain, and lacking varying perceptual granularities. Thus, they face specific challenges, including limited clinical relevance, incomplete evaluations, and insufficient guidance for interactive LVLMs. To address these limitations, we developed the GMAI-MMBench, the most comprehensive general medical AI benchmark with well-categorized data structure and multi-perceptual granularity to date. It is constructed from 284 datasets across 38 medical image modalities, 18 clinical-related tasks, 18 departments, and 4 perceptual granularities in a Visual Question Answering (VQA) format. Additionally, we implemented a lexical tree structure that allows users to customize evaluation tasks, accommodating various assessment needs and substantially supporting medical AI research and applications. We evaluated 50 LVLMs, and the results show that even the advanced GPT-4o only achieves an accuracy of 53.96%, indicating significant room for improvement. Moreover, we identified five key insufficiencies in current cutting-edge LVLMs that need to be addressed to advance the development of better medical applications. We believe that GMAI-MMBench will stimulate the community to build the next generation of LVLMs toward GMAI.	GitHu... GitHub: https://github.com/uni-medical/GMAI-MMBench Hugging face: https://huggingface.co/datasets/OpenGVLab/GMAI-MMBench
A Dual Process VLA: Efficient Robotic Manipulation Leveraging VLM	2024-10-21	Show Vision-Language-Action (VLA) models are receiving increasing attention for their ability to enable robots to perform complex tasks by integrating visual context with linguistic commands. However, achieving efficient real-time performance remains challenging due to the high computational demands of existing models. To overcome this, we propose Dual Process VLA (DP-VLA), a hierarchical framework inspired by dual-process theory. DP-VLA utilizes a Large System 2 Model (L-Sys2) for complex reasoning and decision-making, while a Small System 1 Model (S-Sys1) handles real-time motor control and sensory processing. By leveraging Vision-Language Models (VLMs), the L-Sys2 operates at low frequencies, reducing computational overhead, while the S-Sys1 ensures fast and accurate task execution. Experimental results on the RoboCasa dataset demonstrate that DP-VLA achieves faster inference and higher task success rates, providing a scalable solution for advanced robotic applications.	10 page
GRS: Generating Robotic Simulation Tasks from Real-World Images	2024-10-20	Show We introduce GRS (Generating Robotic Simulation tasks), a novel system to address the challenge of real-to-sim in robotics, computer vision, and AR/VR. GRS enables the creation of digital twin simulations from single real-world RGB-D observations, complete with diverse, solvable tasks for virtual agent training. We use state-of-the-art vision-language models (VLMs) to achieve a comprehensive real-to-sim pipeline. GRS operates in three stages: 1) scene comprehension using SAM2 for object segmentation and VLMs for object description, 2) matching identified objects with simulation-ready assets, and 3) generating contextually appropriate robotic tasks. Our approach ensures simulations align with task specifications by generating test suites designed to verify adherence to the task specification. We introduce a router that iteratively refines the simulation and test code to ensure the simulation is solvable by a robot policy while remaining aligned to the task specification. Our experiments demonstrate the system's efficacy in accurately identifying object correspondence, which allows us to generate task environments that closely match input environments, and enhance automated simulation task generation through our novel router mechanism.
Octopus: Embodied Vision-Language Programmer from Environmental Feedback	2024-10-20	Show Large vision-language models (VLMs) have achieved substantial progress in multimodal perception and reasoning. When integrated into an embodied agent, existing embodied VLM works either output detailed action sequences at the manipulation level or only provide plans at an abstract level, leaving a gap between high-level planning and real-world manipulation. To bridge this gap, we introduce Octopus, an embodied vision-language programmer that uses executable code generation as a medium to connect planning and manipulation. Octopus is designed to 1) proficiently comprehend an agent's visual and textual task objectives, 2) formulate intricate action sequences, and 3) generate executable code. To facilitate Octopus model development, we introduce OctoVerse: a suite of environments tailored for benchmarking vision-based code generators on a wide spectrum of tasks, ranging from mundane daily chores in simulators to sophisticated interactions in complex video games such as Grand Theft Auto (GTA) and Minecraft. To train Octopus, we leverage GPT-4 to control an explorative agent that generates training data, i.e., action blueprints and corresponding executable code. We also collect feedback that enables an enhanced training scheme called Reinforcement Learning with Environmental Feedback (RLEF). Through a series of experiments, we demonstrate Octopus's functionality and present compelling results, showing that the proposed RLEF refines the agent's decision-making. By open-sourcing our simulation environments, dataset, and model architecture, we aspire to ignite further innovation and foster collaborative applications within the broader embodied AI community.	Proje... Project Page: https://choiszt.github.io/Octopus/, Codebase: https://github.com/dongyh20/Octopus
BoostAdapter: Improving Test-Time Adaptation via Regional Bootstrapping	2024-10-20	Show Adaptation of pretrained vision-language models such as CLIP to various downstream tasks have raised great interest in recent researches. Previous works have proposed a variety of test-time adaptation (TTA) methods to achieve strong generalization without any knowledge of the target domain. However, existing training-required TTA approaches like TPT necessitate entropy minimization that involves large computational overhead, while training-free methods like TDA overlook the potential for information mining from the test samples themselves. In this paper, we break down the design of existing popular training-required and training-free TTA methods and bridge the gap between them within our framework. Specifically, we maintain a light-weight key-value memory for feature retrieval from instance-agnostic historical samples and instance-aware boosting samples. The historical samples are filtered from the testing data stream and serve to extract useful information from the target distribution, while the boosting samples are drawn from regional bootstrapping and capture the knowledge of the test sample itself. We theoretically justify the rationality behind our method and empirically verify its effectiveness on both the out-of-distribution and the cross-domain datasets, showcasing its applicability in real-world situations.	NeurIPS 2024
IPO: Interpretable Prompt Optimization for Vision-Language Models	2024-10-20	Show Pre-trained vision-language models like CLIP have remarkably adapted to various downstream tasks. Nonetheless, their performance heavily depends on the specificity of the input text prompts, which requires skillful prompt template engineering. Instead, current approaches to prompt optimization learn the prompts through gradient descent, where the prompts are treated as adjustable parameters. However, these methods tend to lead to overfitting of the base classes seen during training and produce prompts that are no longer understandable by humans. This paper introduces a simple but interpretable prompt optimizer (IPO), that utilizes large language models (LLMs) to generate textual prompts dynamically. We introduce a Prompt Optimization Prompt that not only guides LLMs in creating effective prompts but also stores past prompts with their performance metrics, providing rich in-context information. Additionally, we incorporate a large multimodal model (LMM) to condition on visual content by generating image descriptions, which enhance the interaction between textual and visual modalities. This allows for thae creation of dataset-specific prompts that improve generalization performance, while maintaining human comprehension. Extensive testing across 11 datasets reveals that IPO not only improves the accuracy of existing gradient-descent-based prompt learning methods but also considerably enhances the interpretability of the generated prompts. By leveraging the strengths of LLMs, our approach ensures that the prompts remain human-understandable, thereby facilitating better transparency and oversight for vision-language models.	Accep... Accepted by NeurIPS 2024
Scene Graph Generation with Role-Playing Large Language Models	2024-10-20	Show Current approaches for open-vocabulary scene graph generation (OVSGG) use vision-language models such as CLIP and follow a standard zero-shot pipeline -- computing similarity between the query image and the text embeddings for each category (i.e., text classifiers). In this work, we argue that the text classifiers adopted by existing OVSGG methods, i.e., category-/part-level prompts, are scene-agnostic as they remain unchanged across contexts. Using such fixed text classifiers not only struggles to model visual relations with high variance, but also falls short in adapting to distinct contexts. To plug these intrinsic shortcomings, we devise SDSGG, a scene-specific description based OVSGG framework where the weights of text classifiers are adaptively adjusted according to the visual content. In particular, to generate comprehensive and diverse descriptions oriented to the scene, an LLM is asked to play different roles (e.g., biologist and engineer) to analyze and discuss the descriptive features of a given scene from different views. Unlike previous efforts simply treating the generated descriptions as mutually equivalent text classifiers, SDSGG is equipped with an advanced renormalization mechanism to adjust the influence of each text classifier based on its relevance to the presented scene (this is what the term "specific" means). Furthermore, to capture the complicated interplay between subjects and objects, we propose a new lightweight module called mutual visual adapter. It refines CLIP's ability to recognize relations by learning an interaction-aware semantic space. Extensive experiments on prevalent benchmarks show that SDSGG outperforms top-leading methods by a clear margin.	NeurI... NeurIPS 2024. Code: https://github.com/guikunchen/SDSGG
Can LVLMs Describe Videos like Humans? A Five-in-One Video Annotations Benchmark for Better Human-Machine Comparison	2024-10-20	Show Large vision-language models (LVLMs) have made significant strides in addressing complex video tasks, sparking researchers' interest in their human-like multimodal understanding capabilities. Video description serves as a fundamental task for evaluating video comprehension, necessitating a deep understanding of spatial and temporal dynamics, which presents challenges for both humans and machines. Thus, investigating whether LVLMs can describe videos as comprehensively as humans (through reasonable human-machine comparisons using video captioning as a proxy task) will enhance our understanding and application of these models. However, current benchmarks for video comprehension have notable limitations, including short video durations, brief annotations, and reliance on a single annotator's perspective. These factors hinder a comprehensive assessment of LVLMs' ability to understand complex, lengthy videos and prevent the establishment of a robust human baseline that accurately reflects human video comprehension capabilities. To address these issues, we propose a novel benchmark, FIOVA (Five In One Video Annotations), designed to evaluate the differences between LVLMs and human understanding more comprehensively. FIOVA includes 3,002 long video sequences (averaging 33.6 seconds) that cover diverse scenarios with complex spatiotemporal relationships. Each video is annotated by five distinct annotators, capturing a wide range of perspectives and resulting in captions that are 4-15 times longer than existing benchmarks, thereby establishing a robust baseline that represents human understanding comprehensively for the first time in video description tasks. Using the FIOVA benchmark, we conducted an in-depth evaluation of six state-of-the-art LVLMs, comparing their performance with humans. More detailed information can be found at https://huuuuusy.github.io/fiova/.
CLIPtortionist: Zero-shot Text-driven Deformation for Manufactured 3D Shapes	2024-10-19	Show We propose a zero-shot text-driven 3D shape deformation system that deforms an input 3D mesh of a manufactured object to fit an input text description. To do this, our system optimizes the parameters of a deformation model to maximize an objective function based on the widely used pre-trained vision language model CLIP. We find that CLIP-based objective functions exhibit many spurious local optima; to circumvent them, we parameterize deformations using a novel deformation model called BoxDefGraph which our system automatically computes from an input mesh, the BoxDefGraph is designed to capture the object aligned rectangular/circular geometry features of most manufactured objects. We then use the CMA-ES global optimization algorithm to maximize our objective, which we find to work better than popular gradient-based optimizers. We demonstrate that our approach produces appealing results and outperforms several baselines.
Reflexive Guidance: Improving OoDD in Vision-Language Models via Self-Guided Image-Adaptive Concept Generation	2024-10-19	Show With the recent emergence of foundation models trained on internet-scale data and demonstrating remarkable generalization capabilities, such foundation models have become more widely adopted, leading to an expanding range of application domains. Despite this rapid proliferation, the trustworthiness of foundation models remains underexplored. Specifically, the out-of-distribution detection (OoDD) capabilities of large vision-language models (LVLMs), such as GPT-4o, which are trained on massive multi-modal data, have not been sufficiently addressed. The disparity between their demonstrated potential and practical reliability raises concerns regarding the safe and trustworthy deployment of foundation models. To address this gap, we evaluate and analyze the OoDD capabilities of various proprietary and open-source LVLMs. Our investigation contributes to a better understanding of how these foundation models represent confidence scores through their generated natural language responses. Based on our observations, we propose a self-guided prompting approach, termed \emph{Reflexive Guidance (ReGuide)}, aimed at enhancing the OoDD capability of LVLMs by leveraging self-generated image-adaptive concept suggestions. Experimental results demonstrate that our ReGuide enhances the performance of current LVLMs in both image classification and OoDD tasks.	The f... The first two authors contributed equally
LMOD: A Large Multimodal Ophthalmology Dataset and Benchmark for Large Vision-Language Models	2024-10-19	Show The prevalence of vision-threatening eye diseases is a significant global burden, with many cases remaining undiagnosed or diagnosed too late for effective treatment. Large vision-language models (LVLMs) have the potential to assist in understanding anatomical information, diagnosing eye diseases, and drafting interpretations and follow-up plans, thereby reducing the burden on clinicians and improving access to eye care. However, limited benchmarks are available to assess LVLMs' performance in ophthalmology-specific applications. In this study, we introduce LMOD, a large-scale multimodal ophthalmology benchmark consisting of 21,993 instances across (1) five ophthalmic imaging modalities: optical coherence tomography, color fundus photographs, scanning laser ophthalmoscopy, lens photographs, and surgical scenes; (2) free-text, demographic, and disease biomarker information; and (3) primary ophthalmology-specific applications such as anatomical information understanding, disease diagnosis, and subgroup analysis. In addition, we benchmarked 13 state-of-the-art LVLM representatives from closed-source, open-source, and medical domains. The results demonstrate a significant performance drop for LVLMs in ophthalmology compared to other domains. Systematic error analysis further identified six major failure modes: misclassification, failure to abstain, inconsistent reasoning, hallucination, assertions without justification, and lack of domain-specific knowledge. In contrast, supervised neural networks specifically trained on these tasks as baselines demonstrated high accuracy. These findings underscore the pressing need for benchmarks in the development and validation of ophthalmology-specific LVLMs.	Proje... Project Page: https://kfzyqin.github.io/lmod/
A Hybrid Defense Strategy for Boosting Adversarial Robustness in Vision-Language Models	2024-10-18	Show The robustness of Vision-Language Models (VLMs) such as CLIP is critical for their deployment in safety-critical applications like autonomous driving, healthcare diagnostics, and security systems, where accurate interpretation of visual and textual data is essential. However, these models are highly susceptible to adversarial attacks, which can severely compromise their performance and reliability in real-world scenarios. Previous methods have primarily focused on improving robustness through adversarial training and generating adversarial examples using models like FGSM, AutoAttack, and DeepFool. However, these approaches often rely on strong assumptions, such as fixed perturbation norms or predefined attack patterns, and involve high computational complexity, making them challenging to implement in practical settings. In this paper, we propose a novel adversarial training framework that integrates multiple attack strategies and advanced machine learning techniques to significantly enhance the robustness of VLMs against a broad range of adversarial attacks. Experiments conducted on real-world datasets, including CIFAR-10 and CIFAR-100, demonstrate that the proposed method significantly enhances model robustness. The fine-tuned CLIP model achieved an accuracy of 43.5% on adversarially perturbed images, compared to only 4% for the baseline model. The neural network model achieved a high accuracy of 98% in these challenging classification tasks, while the XGBoost model reached a success rate of 85.26% in prediction tasks.
What Do VLMs NOTICE? A Mechanistic Interpretability Pipeline for Gaussian-Noise-free Text-Image Corruption and Evaluation	2024-10-18	Show Vision-Language Models (VLMs) have gained community-spanning prominence due to their ability to integrate visual and textual inputs to perform complex tasks. Despite their success, the internal decision-making processes of these models remain opaque, posing challenges in high-stakes applications. To address this, we introduce NOTICE, the first Noise-free Text-Image Corruption and Evaluation pipeline for mechanistic interpretability in VLMs. NOTICE incorporates a Semantic Minimal Pairs (SMP) framework for image corruption and Symmetric Token Replacement (STR) for text. This approach enables semantically meaningful causal mediation analysis for both modalities, providing a robust method for analyzing multimodal integration within models like BLIP. Our experiments on the SVO-Probes, MIT-States, and Facial Expression Recognition datasets reveal crucial insights into VLM decision-making, identifying the significant role of middle-layer cross-attention heads. Further, we uncover a set of ``universal cross-attention heads'' that consistently contribute across tasks and modalities, each performing distinct functions such as implicit image segmentation, object inhibition, and outlier inhibition. This work paves the way for more transparent and interpretable multimodal systems.
Movie101v2: Improved Movie Narration Benchmark	2024-10-18	Show Automatic movie narration aims to generate video-aligned plot descriptions to assist visually impaired audiences. Unlike standard video captioning, it involves not only describing key visual details but also inferring plots that unfold across multiple movie shots, presenting distinct and complex challenges. To advance this field, we introduce Movie101v2, a large-scale, bilingual dataset with enhanced data quality specifically designed for movie narration. Revisiting the task, we propose breaking down the ultimate goal of automatic movie narration into three progressive stages, offering a clear roadmap with corresponding evaluation metrics. Based on our new benchmark, we baseline a range of large vision-language models, including GPT-4V, and conduct an in-depth analysis of the challenges in narration generation. Our findings highlight that achieving applicable movie narration generation is a fascinating goal that requires significant research.
Neuro-Symbolic Traders: Assessing the Wisdom of AI Crowds in Markets	2024-10-18	Show Deep generative models are becoming increasingly used as tools for financial analysis. However, it is unclear how these models will influence financial markets, especially when they infer financial value in a semi-autonomous way. In this work, we explore the interplay between deep generative models and market dynamics. We develop a form of virtual traders that use deep generative models to make buy/sell decisions, which we term neuro-symbolic traders, and expose them to a virtual market. Under our framework, neuro-symbolic traders are agents that use vision-language models to discover a model of the fundamental value of an asset. Agents develop this model as a stochastic differential equation, calibrated to market data using gradient descent. We test our neuro-symbolic traders on

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