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Time Series

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Title	Date	Abstract	Comment
Partial Channel Dependence with Channel Masks for Time Series Foundation Models	2024-10-30	Show Recent advancements in foundation models have been successfully extended to the time series (TS) domain, facilitated by the emergence of large-scale TS datasets. However, previous efforts have primarily focused on designing model architectures to address explicit heterogeneity among datasets such as various numbers of channels, while often overlooking implicit heterogeneity such as varying dependencies between channels. In this work, we introduce the concept of partial channel dependence (PCD), which enables a more sophisticated adjustment of channel dependencies based on dataset-specific information. To achieve PCD, we propose a channel mask that captures the relationships between channels within a dataset using two key components: 1) a correlation matrix that encodes relative dependencies between channels, and 2) domain parameters that learn the absolute dependencies specific to each dataset, refining the correlation matrix. We validate the effectiveness of PCD across four tasks in TS including forecasting, classification, imputation, and anomaly detection, under diverse settings, including few-shot and zero-shot scenarios with both TS foundation models and single-task models. Code is available at https://github.com/seunghan96/CM.	NeurI... NeurIPS Workshop on Time Series in the Age of Large Models, 2024. Oral presentation
Resource-aware Mixed-precision Quantization for Enhancing Deployability of Transformers for Time-series Forecasting on Embedded FPGAs	2024-10-30	Show This study addresses the deployment challenges of integer-only quantized Transformers on resource-constrained embedded FPGAs (Xilinx Spartan-7 XC7S15). We enhanced the flexibility of our VHDL template by introducing a selectable resource type for storing intermediate results across model layers, thereby breaking the deployment bottleneck by utilizing BRAM efficiently. Moreover, we developed a resource-aware mixed-precision quantization approach that enables researchers to explore hardware-level quantization strategies without requiring extensive expertise in Neural Architecture Search. This method provides accurate resource utilization estimates with a precision discrepancy as low as 3%, compared to actual deployment metrics. Compared to previous work, our approach has successfully facilitated the deployment of model configurations utilizing mixed-precision quantization, thus overcoming the limitations inherent in five previously non-deployable configurations with uniform quantization bitwidths. Consequently, this research enhances the applicability of Transformers in embedded systems, facilitating a broader range of Transformer-powered applications on edge devices.	Accep... Accepted by the 21st EAI International Conference on Mobile and Ubiquitous Systems: Computing, Networking and Services (MobiQuitous2024). 20 pages, 8 figures, 6 tables
FlexTSF: A Universal Forecasting Model for Time Series with Variable Regularities	2024-10-30	Show Developing a foundation model for time series forecasting across diverse domains has attracted significant attention in recent years. Existing works typically assume regularly sampled, well-structured data, limiting their applicability to more generalized scenarios where time series often contain missing values, unequal sequence lengths, and irregular time intervals between measurements. To cover diverse domains and handle variable regularities, we propose FlexTSF, a universal time series forecasting model that possesses better generalization and natively support both regular and irregular time series. FlexTSF produces forecasts in an autoregressive manner and incorporates three novel designs: VT-Norm, a normalization strategy to ablate data domain barriers, IVP Patcher, a patching module to learn representations from flexibly structured time series, and LED attention, an attention mechanism to seamlessly integrate these two and propagate forecasts with awareness of domain and time information. Experiments on 12 datasets show that FlexTSF outperforms state-of-the-art forecasting models respectively designed for regular and irregular time series. Furthermore, after self-supervised pre-training, FlexTSF shows exceptional performance in both zero-shot and few-show settings for time series forecasting.
Segment, Shuffle, and Stitch: A Simple Layer for Improving Time-Series Representations	2024-10-30	Show Existing approaches for learning representations of time-series keep the temporal arrangement of the time-steps intact with the presumption that the original order is the most optimal for learning. However, non-adjacent sections of real-world time-series may have strong dependencies. Accordingly, we raise the question: Is there an alternative arrangement for time-series which could enable more effective representation learning? To address this, we propose a simple plug-and-play neural network layer called Segment, Shuffle, and Stitch (S3) designed to improve representation learning in time-series models. S3 works by creating non-overlapping segments from the original sequence and shuffling them in a learned manner that is optimal for the task at hand. It then re-attaches the shuffled segments back together and performs a learned weighted sum with the original input to capture both the newly shuffled sequence along with the original sequence. S3 is modular and can be stacked to achieve different levels of granularity, and can be added to many forms of neural architectures including CNNs or Transformers with negligible computation overhead. Through extensive experiments on several datasets and state-of-the-art baselines, we show that incorporating S3 results in significant improvements for the tasks of time-series classification, forecasting, and anomaly detection, improving performance on certain datasets by up to 68%. We also show that S3 makes the learning more stable with a smoother training loss curve and loss landscape compared to the original baseline. The code is available at https://github.com/shivam-grover/S3-TimeSeries.	Accep... Accepted to NeurIPS 2024
Higher-order Cross-structural Embedding Model for Time Series Analysis	2024-10-30	Show Time series analysis has gained significant attention due to its critical applications in diverse fields such as healthcare, finance, and sensor networks. The complexity and non-stationarity of time series make it challenging to capture the interaction patterns across different timestamps. Current approaches struggle to model higher-order interactions within time series, and focus on learning temporal or spatial dependencies separately, which limits performance in downstream tasks. To address these gaps, we propose Higher-order Cross-structural Embedding Model for Time Series (High-TS), a novel framework that jointly models both temporal and spatial perspectives by combining multiscale Transformer with Topological Deep Learning (TDL). Meanwhile, High-TS utilizes contrastive learning to integrate these two structures for generating robust and discriminative representations. Extensive experiments show that High-TS outperforms state-of-the-art methods in various time series tasks and demonstrate the importance of higher-order cross-structural information in improving model performance.
DisenTS: Disentangled Channel Evolving Pattern Modeling for Multivariate Time Series Forecasting	2024-10-30	Show Multivariate time series forecasting plays a crucial role in various real-world applications. Significant efforts have been made to integrate advanced network architectures and training strategies that enhance the capture of temporal dependencies, thereby improving forecasting accuracy. On the other hand, mainstream approaches typically utilize a single unified model with simplistic channel-mixing embedding or cross-channel attention operations to account for the critical intricate inter-channel dependencies. Moreover, some methods even trade capacity for robust prediction based on the channel-independent assumption. Nonetheless, as time series data may display distinct evolving patterns due to the unique characteristics of each channel (including multiple strong seasonalities and trend changes), the unified modeling methods could yield suboptimal results. To this end, we propose DisenTS, a tailored framework for modeling disentangled channel evolving patterns in general multivariate time series forecasting. The central idea of DisenTS is to model the potential diverse patterns within the multivariate time series data in a decoupled manner. Technically, the framework employs multiple distinct forecasting models, each tasked with uncovering a unique evolving pattern. To guide the learning process without supervision of pattern partition, we introduce a novel Forecaster Aware Gate (FAG) module that generates the routing signals adaptively according to both the forecasters' states and input series' characteristics. The forecasters' states are derived from the Linear Weight Approximation (LWA) strategy, which quantizes the complex deep neural networks into compact matrices. Additionally, the Similarity Constraint (SC) is further proposed to guide each model to specialize in an underlying pattern by minimizing the mutual information between the representations.
From News to Forecast: Integrating Event Analysis in LLM-Based Time Series Forecasting with Reflection	2024-10-30	Show This paper introduces a novel approach that leverages Large Language Models (LLMs) and Generative Agents to enhance time series forecasting by reasoning across both text and time series data. With language as a medium, our method adaptively integrates social events into forecasting models, aligning news content with time series fluctuations to provide richer insights. Specifically, we utilize LLM-based agents to iteratively filter out irrelevant news and employ human-like reasoning to evaluate predictions. This enables the model to analyze complex events, such as unexpected incidents and shifts in social behavior, and continuously refine the selection logic of news and the robustness of the agent's output. By integrating selected news events with time series data, we fine-tune a pre-trained LLM to predict sequences of digits in time series. The results demonstrate significant improvements in forecasting accuracy, suggesting a potential paradigm shift in time series forecasting through the effective utilization of unstructured news data.	This ... This paper has been accepted for NeurIPS 2024. Code and data are available at https://github.com/ameliawong1996/From_News_to_Forecast
Graph Neural Flows for Unveiling Systemic Interactions Among Irregularly Sampled Time Series	2024-10-30	Show Interacting systems are prevalent in nature. It is challenging to accurately predict the dynamics of the system if its constituent components are analyzed independently. We develop a graph-based model that unveils the systemic interactions of time series observed at irregular time points, by using a directed acyclic graph to model the conditional dependencies (a form of causal notation) of the system components and learning this graph in tandem with a continuous-time model that parameterizes the solution curves of ordinary differential equations (ODEs). Our technique, a graph neural flow, leads to substantial enhancements over non-graph-based methods, as well as graph-based methods without the modeling of conditional dependencies. We validate our approach on several tasks, including time series classification and forecasting, to demonstrate its efficacy.	NeurI... NeurIPS 2024. Code is available at https://github.com/gmerca/GNeuralFlow
Dynamical Mode Recognition of Coupled Flame Oscillators by Supervised and Unsupervised Learning Approaches	2024-10-30	Show Combustion instability in gas turbines and rocket engines, as one of the most challenging problems in combustion research, arises from the complex interactions among flames, which are also influenced by chemical reactions, heat and mass transfer, and acoustics. Identifying and understanding combustion instability is essential to ensure the safe and reliable operation of many combustion systems, where exploring and classifying the dynamical behaviors of complex flame systems is a core take. To facilitate fundamental studies, the present work concerns dynamical mode recognition of coupled flame oscillators made of flickering buoyant diffusion flames, which have gained increasing attention in recent years but are not sufficiently understood. The time series data of flame oscillators are generated by fully validated reacting flow simulations. Due to limitations of expertise-based models, a data-driven approach is adopted. In this study, a nonlinear dimensional reduction model of variational autoencoder (VAE) is used to project the simulation data onto a 2-dimensional latent space. Based on the phase trajectories in latent space, both supervised and unsupervised classifiers are proposed for datasets with well known labeling and without, respectively. For labeled datasets, we establish the Wasserstein-distance-based classifier (WDC) for mode recognition; for unlabeled datasets, we develop a novel unsupervised classifier (GMM-DTWC) combining dynamic time warping (DTW) and Gaussian mixture model (GMM). Through comparing with conventional approaches for dimensionality reduction and classification, the proposed supervised and unsupervised VAE-based approaches exhibit a prominent performance for distinguishing dynamical modes, implying their potential extension to dynamical mode recognition of complex combustion problems.	resea... research paper (29 pages, 20 figures)
MIXAD: Memory-Induced Explainable Time Series Anomaly Detection	2024-10-30	Show For modern industrial applications, accurately detecting and diagnosing anomalies in multivariate time series data is essential. Despite such need, most state-of-the-art methods often prioritize detection performance over model interpretability. Addressing this gap, we introduce MIXAD (Memory-Induced Explainable Time Series Anomaly Detection), a model designed for interpretable anomaly detection. MIXAD leverages a memory network alongside spatiotemporal processing units to understand the intricate dynamics and topological structures inherent in sensor relationships. We also introduce a novel anomaly scoring method that detects significant shifts in memory activation patterns during anomalies. Our approach not only ensures decent detection performance but also outperforms state-of-the-art baselines by 34.30% and 34.51% in interpretability metrics.	ICPR ... ICPR 2024 (oral paper)
Community search signatures as foundation features for human-centered geospatial modeling	2024-10-30	Show Aggregated relative search frequencies offer a unique composite signal reflecting people's habits, concerns, interests, intents, and general information needs, which are not found in other readily available datasets. Temporal search trends have been successfully used in time series modeling across a variety of domains such as infectious diseases, unemployment rates, and retail sales. However, most existing applications require curating specialized datasets of individual keywords, queries, or query clusters, and the search data need to be temporally aligned with the outcome variable of interest. We propose a novel approach for generating an aggregated and anonymized representation of search interest as foundation features at the community level for geospatial modeling. We benchmark these features using spatial datasets across multiple domains. In zip codes with a population greater than 3000 that cover over 95% of the contiguous US population, our models for predicting missing values in a 20% set of holdout counties achieve an average $R^2$ score of 0.74 across 21 health variables, and 0.80 across 6 demographic and environmental variables. Our results demonstrate that these search features can be used for spatial predictions without strict temporal alignment, and that the resulting models outperform spatial interpolation and state of the art methods using satellite imagery features.	8 pag... 8 pages, 8 figures, presented at the DMLR workshop at ICML 2024
Persistent Homology for MCI Classification: A Comparative Analysis between Graph and Vietoris-Rips Filtrations	2024-10-30	Show Mild cognitive impairment (MCI), often linked to early neurodegeneration, is characterized by subtle cognitive declines and disruptions in brain connectivity. The present study offers a detailed analysis of topological changes associated with MCI, focusing on two subtypes: Early MCI and Late MCI. This analysis utilizes fMRI time series data from two distinct populations: the publicly available ADNI dataset (Western cohort) and the in-house TLSA dataset (Indian Urban cohort). Persistent Homology, a topological data analysis method, is employed with two distinct filtration techniques - Vietoris-Rips and graph filtration-for classifying MCI subtypes. For Vietoris-Rips filtration, inter-ROI Wasserstein distance matrices between persistent diagrams are used for classification, while graph filtration relies on the top ten most persistent homology features. Comparative analysis shows that the Vietoris-Rips filtration significantly outperforms graph filtration, capturing subtle variations in brain connectivity with greater accuracy. The Vietoris-Rips filtration method achieved the highest classification accuracy of 85.7% for distinguishing between age and gender matched healthy controls and MCI, whereas graph filtration reached a maximum accuracy of 71.4% for the same task. This superior performance highlights the sensitivity of Vietoris-Rips filtration in detecting intricate topological features associated with neurodegeneration. The findings underscore the potential of persistent homology, particularly when combined with the Wasserstein distance, as a powerful tool for early diagnosis and precise classification of cognitive impairments, offering valuable insights into brain connectivity changes in MCI.	17 pa... 17 pages, 5 figures, 4 tables
WaveRoRA: Wavelet Rotary Route Attention for Multivariate Time Series Forecasting	2024-10-30	Show In recent years, Transformer-based models (Transformers) have achieved significant success in multivariate time series forecasting (MTSF). However, previous works focus on extracting features either from the time domain or the frequency domain, which inadequately captures the trends and periodic characteristics. To address this issue, we propose a wavelet learning framework to model complex temporal dependencies of the time series data. The wavelet domain integrates both time and frequency information, allowing for the analysis of local characteristics of signals at different scales. Additionally, the Softmax self-attention mechanism used by Transformers has quadratic complexity, which leads to excessive computational costs when capturing long-term dependencies. Therefore, we propose a novel attention mechanism: Rotary Route Attention (RoRA). Unlike Softmax attention, RoRA utilizes rotary position embeddings to inject relative positional information to sequence tokens and introduces a small number of routing tokens $r$ to aggregate information from the $KV$ matrices and redistribute it to the $Q$ matrix, offering linear complexity. We further propose WaveRoRA, which leverages RoRA to capture inter-series dependencies in the wavelet domain. We conduct extensive experiments on eight real-world datasets. The results indicate that WaveRoRA outperforms existing state-of-the-art models while maintaining lower computational costs.	The c... The code is coming soon! For sure
Time-MMD: A New Multi-Domain Multimodal Dataset for Time Series Analysis	2024-10-30	Show Time series data are ubiquitous across a wide range of real-world domains. While real-world time series analysis (TSA) requires human experts to integrate numerical series data with multimodal domain-specific knowledge, most existing TSA models rely solely on numerical data, overlooking the significance of information beyond numerical series. This oversight is due to the untapped potential of textual series data and the absence of a comprehensive, high-quality multimodal dataset. To overcome this obstacle, we introduce Time-MMD, the first multi-domain, multimodal time series dataset covering 9 primary data domains. Time-MMD ensures fine-grained modality alignment, eliminates data contamination, and provides high usability. Additionally, we develop MM-TSFlib, the first multimodal time-series forecasting (TSF) library, seamlessly pipelining multimodal TSF evaluations based on Time-MMD for in-depth analyses. Extensive experiments conducted on Time-MMD through MM-TSFlib demonstrate significant performance enhancements by extending unimodal TSF to multimodality, evidenced by over 15% mean squared error reduction in general, and up to 40% in domains with rich textual data. More importantly, our datasets and library revolutionize broader applications, impacts, research topics to advance TSA. The dataset and library are available at https://github.com/AdityaLab/Time-MMD and https://github.com/AdityaLab/MM-TSFlib.	Accep... Accepted by NeurIPS 2024 Datasets and Benchmarks Track
Exploring the Role of Token in Transformer-based Time Series Forecasting	2024-10-30	Show Transformer-based methods are a mainstream approach for solving time series forecasting (TSF). These methods use temporal or variable tokens from observable data to make predictions. However, most focus on optimizing the model structure, with few studies paying attention to the role of tokens for predictions. The role is crucial since a model that distinguishes useful tokens from useless ones will predict more effectively. In this paper, we explore this issue. Through theoretical analyses, we find that the gradients mainly depend on tokens that contribute to the predicted series, called positive tokens. Based on this finding, we explore what helps models select these positive tokens. Through a series of experiments, we obtain three observations: i) positional encoding (PE) helps the model identify positive tokens; ii) as the network depth increases, the PE information gradually weakens, affecting the model's ability to identify positive tokens in deeper layers; iii) both enhancing PE in the deeper layers and using semantic-based PE can improve the model's ability to identify positive tokens, thus boosting performance. Inspired by these findings, we design temporal positional encoding (T-PE) for temporal tokens and variable positional encoding (V-PE) for variable tokens. To utilize T-PE and V-PE, we propose T2B-PE, a Transformer-based dual-branch framework. Extensive experiments demonstrate that T2B-PE has superior robustness and effectiveness.
Multimodal Structure Preservation Learning	2024-10-29	Show When selecting data to build machine learning models in practical applications, factors such as availability, acquisition cost, and discriminatory power are crucial considerations. Different data modalities often capture unique aspects of the underlying phenomenon, making their utilities complementary. On the other hand, some sources of data host structural information that is key to their value. Hence, the utility of one data type can sometimes be enhanced by matching the structure of another. We propose Multimodal Structure Preservation Learning (MSPL) as a novel method of learning data representations that leverages the clustering structure provided by one data modality to enhance the utility of data from another modality. We demonstrate the effectiveness of MSPL in uncovering latent structures in synthetic time series data and recovering clusters from whole genome sequencing and antimicrobial resistance data using mass spectrometry data in support of epidemiology applications. The results show that MSPL can imbue the learned features with external structures and help reap the beneficial synergies occurring across disparate data modalities.
Implicit Reasoning in Deep Time Series Forecasting	2024-10-29	Show Recently, time series foundation models have shown promising zero-shot forecasting performance on time series from a wide range of domains. However, it remains unclear whether their success stems from a true understanding of temporal dynamics or simply from memorizing the training data. While implicit reasoning in language models has been studied, similar evaluations for time series models have been largely unexplored. This work takes an initial step toward assessing the reasoning abilities of deep time series forecasting models. We find that certain linear, MLP-based, and patch-based Transformer models generalize effectively in systematically orchestrated out-of-distribution scenarios, suggesting underexplored reasoning capabilities beyond simple pattern memorization.
Fourier Head: Helping Large Language Models Learn Complex Probability Distributions	2024-10-29	Show As the quality of large language models has improved, there has been increased interest in using them to model non-linguistic tokens. For example, the Decision Transformer recasts agentic decision making as a sequence modeling problem, using a decoder-only LLM to model the distribution over the discrete action space for an Atari agent. However, when adapting LLMs to non-linguistic domains, it remains unclear if softmax over discrete bins captures the continuous structure of the tokens and the potentially complex distributions needed for high quality token generation. We introduce a neural network layer, constructed using Fourier series, which we can easily substitute for any linear layer if we want the outputs to have a more continuous structure. We perform extensive analysis on synthetic datasets, as well as on large-scale decision making and time series forecasting tasks. We also provide theoretical evidence that this layer can better learn signal from data while ignoring high-frequency noise. All of our results support the effectiveness of our proposed Fourier head in scenarios where the underlying data distribution has a natural continuous structure. For example, the Fourier head improves a Decision Transformer agent's returns by 46% on the Atari Seaquest game, and increases a state-of-the-art times series foundation model's forecasting performance by 3.5% across 20 benchmarks unseen during training.	Proje... Project page and code are at https://nategillman.com/fourier-head
Hypergraph-based multi-scale spatio-temporal graph convolution network for Time-Series anomaly detection	2024-10-29	Show Multivariate time series anomaly detection technology plays an important role in many fields including aerospace, water treatment, cloud service providers, etc. Excellent anomaly detection models can greatly improve work efficiency and avoid major economic losses. However, with the development of technology, the increasing size and complexity of data, and the lack of labels for relevant abnormal data, it is becoming increasingly challenging to perform effective and accurate anomaly detection in high-dimensional and complex data sets. In this paper, we propose a hypergraph based spatiotemporal graph convolutional neural network model STGCN_Hyper, which explicitly captures high-order, multi-hop correlations between multiple variables through a hypergraph based dynamic graph structure learning module. On this basis, we further use the hypergraph based spatiotemporal graph convolutional network to utilize the learned hypergraph structure to effectively propagate and aggregate one-hop and multi-hop related node information in the convolutional network, thereby obtaining rich spatial information. Furthermore, through the multi-scale TCN dilated convolution module, the STGCN_hyper model can also capture the dependencies of features at different scales in the temporal dimension. An unsupervised anomaly detector based on PCA and GMM is also integrated into the STGCN_hyper model. Through the anomaly score of the detector, the model can detect the anomalies in an unsupervised way. Experimental results on multiple time series datasets show that our model can flexibly learn the multi-scale time series features in the data and the dependencies between features, and outperforms most existing baseline models in terms of precision, recall, F1-score on anomaly detection tasks. Our code is available on: https://git.ecdf.ed.ac.uk/msc-23-24/s2044819
Individualised recovery trajectories of patients with impeded mobility, using distance between probability distributions of learnt graphs	2024-10-29	Show Patients who are undergoing physical rehabilitation, benefit from feedback that follows from reliable assessment of their cumulative performance attained at a given time. In this paper, we provide a method for the learning of the recovery trajectory of an individual patient, as they undertake exercises as part of their physical therapy towards recovery of their loss of movement ability, following a critical illness. The difference between the Movement Recovery Scores (MRSs) attained by a patient, when undertaking a given exercise routine on successive instances, is given by a statistical distance/divergence between the (posterior) probabilities of random graphs that are Bayesianly learnt using time series data on locations of 20 of the patient's joints, recorded on an e-platform as the patient exercises. This allows for the computation of the MRS on every occasion the patient undertakes this exercise, using which, the recovery trajectory is drawn. We learn each graph as a Random Geometric Graph drawn in a probabilistic metric space, and identify the closed-form marginal posterior of any edge of the graph, given the correlation structure of the multivariate time series data on joint locations. On the basis of our recovery learning, we offer recommendations on the optimal exercise routines for patients with given level of mobility impairment.
A Stock Price Prediction Approach Based on Time Series Decomposition and Multi-Scale CNN using OHLCT Images	2024-10-29	Show Recently, deep learning in stock prediction has become an important branch. Image-based methods show potential by capturing complex visual patterns and spatial correlations, offering advantages in interpretability over time series models. However, image-based approaches are more prone to overfitting, hindering robust predictive performance. To improve accuracy, this paper proposes a novel method, named Sequence-based Multi-scale Fusion Regression Convolutional Neural Network (SMSFR-CNN), for predicting stock price movements in the China A-share market. By utilizing CNN to learn sequential features and combining them with image features, we improve the accuracy of stock trend prediction on the A-share market stock dataset. This approach reduces the search space for image features, stabilizes, and accelerates the training process. Extensive comparative experiments on 4,454 A-share stocks show that the model achieves a 61.15% positive predictive value and a 63.37% negative predictive value for the next 5 days, resulting in a total profit of 165.09%.	32 pa... 32 pages, 5 figures, 5 tables
A Systematic Literature Review of Spatio-Temporal Graph Neural Network Models for Time Series Forecasting and Classification	2024-10-29	Show In recent years, spatio-temporal graph neural networks (GNNs) have attracted considerable interest in the field of time series analysis, due to their ability to capture dependencies among variables and across time points. The objective of the presented systematic literature review is hence to provide a comprehensive overview of the various modeling approaches and application domains of GNNs for time series classification and forecasting. A database search was conducted, and over 150 journal papers were selected for a detailed examination of the current state-of-the-art in the field. This examination is intended to offer to the reader a comprehensive collection of proposed models, links to related source code, available datasets, benchmark models, and fitting results. All this information is hoped to assist researchers in future studies. To the best of our knowledge, this is the first systematic literature review presenting a detailed comparison of the results of current spatio-temporal GNN models in different domains. In addition, in its final part this review discusses current limitations and challenges in the application of spatio-temporal GNNs, such as comparability, reproducibility, explainability, poor information capacity, and scalability.
Stream-level flow matching from a Bayesian decision theoretic perspective	2024-10-28	Show Flow matching (FM) is a family of training algorithms for fitting continuous normalizing flows (CNFs). A standard approach to FM, called conditional flow matching (CFM), exploits the fact that the marginal vector field of a CNF can be learned by fitting least-square regression to the so-called conditional vector field specified given one or both ends of the flow path. We show that viewing CFM training from a Bayesian decision theoretic perspective on parameter estimation opens the door to generalizations of CFM algorithms. We propose one such extension by introducing a CFM algorithm based on defining conditional probability paths given what we refer to as `streams'', instances of latent stochastic paths that connect pairs of noise and observed data. Further, we advocate the modeling of these latent streams using Gaussian processes (GPs). The unique distributional properties of GPs, and in particular the fact that the velocity of a GP is still a GP, allows drawing samples from the resulting stream-augmented conditional probability path without simulating the actual streams, and hence the` simulation-free" nature of CFM training is preserved. We show that this generalization of the CFM can substantially reduce the variance in the estimated marginal vector field at a moderate computational cost, thereby improving the quality of the generated samples under common metrics. Additionally, we show that adopting the GP on the streams allows for flexibly linking multiple related training data points (e.g., time series) and incorporating additional prior information. We empirically validate our claim through both simulations and applications to two hand-written image datasets.
A Temporal Linear Network for Time Series Forecasting	2024-10-28	Show Recent research has challenged the necessity of complex deep learning architectures for time series forecasting, demonstrating that simple linear models can often outperform sophisticated approaches. Building upon this insight, we introduce a novel architecture the Temporal Linear Net (TLN), that extends the capabilities of linear models while maintaining interpretability and computational efficiency. TLN is designed to effectively capture both temporal and feature-wise dependencies in multivariate time series data. Our approach is a variant of TSMixer that maintains strict linearity throughout its architecture. TSMixer removes activation functions, introduces specialized kernel initializations, and incorporates dilated convolutions to handle various time scales, while preserving the linear nature of the model. Unlike transformer-based models that may lose temporal information due to their permutation-invariant nature, TLN explicitly preserves and leverages the temporal structure of the input data. A key innovation of TLN is its ability to compute an equivalent linear model, offering a level of interpretability not found in more complex architectures such as TSMixer. This feature allows for seamless conversion between the full TLN model and its linear equivalent, facilitating both training flexibility and inference optimization.
Reconstructing dynamics from sparse observations with no training on target system	2024-10-28	Show In applications, an anticipated situation is where the system of interest has never been encountered before and sparse observations can be made only once. Can the dynamics be faithfully reconstructed from the limited observations without any training data? This problem defies any known traditional methods of nonlinear time-series analysis as well as existing machine-learning methods that typically require extensive data from the target system for training. We address this challenge by developing a hybrid transformer and reservoir-computing machine-learning scheme. The key idea is that, for a complex and nonlinear target system, the training of the transformer can be conducted not using any data from the target system, but with essentially unlimited synthetic data from known chaotic systems. The trained transformer is then tested with the sparse data from the target system. The output of the transformer is further fed into a reservoir computer for predicting the long-term dynamics or the attractor of the target system. The power of the proposed hybrid machine-learning framework is demonstrated using a large number of prototypical nonlinear dynamical systems, with high reconstruction accuracy even when the available data is only 20% of that required to faithfully represent the dynamical behavior of the underlying system. The framework provides a paradigm of reconstructing complex and nonlinear dynamics in the extreme situation where training data does not exist and the observations are random and sparse.	31 pages, 21 figures
SeriesGAN: Time Series Generation via Adversarial and Autoregressive Learning	2024-10-28	Show Current Generative Adversarial Network (GAN)-based approaches for time series generation face challenges such as suboptimal convergence, information loss in embedding spaces, and instability. To overcome these challenges, we introduce an advanced framework that integrates the advantages of an autoencoder-generated embedding space with the adversarial training dynamics of GANs. This method employs two discriminators: one to specifically guide the generator and another to refine both the autoencoder's and generator's output. Additionally, our framework incorporates a novel autoencoder-based loss function and supervision from a teacher-forcing supervisor network, which captures the stepwise conditional distributions of the data. The generator operates within the latent space, while the two discriminators work on latent and feature spaces separately, providing crucial feedback to both the generator and the autoencoder. By leveraging this dual-discriminator approach, we minimize information loss in the embedding space. Through joint training, our framework excels at generating high-fidelity time series data, consistently outperforming existing state-of-the-art benchmarks both qualitatively and quantitatively across a range of real and synthetic multivariate time series datasets.	This ... This work has been accepted at BigData 2024 on October 26, 2024, as a regular paper for oral presentation
Rough Transformers: Lightweight Continuous-Time Sequence Modelling with Path Signatures	2024-10-28	Show Time-series data in real-world settings typically exhibit long-range dependencies and are observed at non-uniform intervals. In these settings, traditional sequence-based recurrent models struggle. To overcome this, researchers often replace recurrent architectures with Neural ODE-based models to account for irregularly sampled data and use Transformer-based architectures to account for long-range dependencies. Despite the success of these two approaches, both incur very high computational costs for input sequences of even moderate length. To address this challenge, we introduce the Rough Transformer, a variation of the Transformer model that operates on continuous-time representations of input sequences and incurs significantly lower computational costs. In particular, we propose multi-view signature attention, which uses path signatures to augment vanilla attention and to capture both local and global (multi-scale) dependencies in the input data, while remaining robust to changes in the sequence length and sampling frequency and yielding improved spatial processing. We find that, on a variety of time-series-related tasks, Rough Transformers consistently outperform their vanilla attention counterparts while obtaining the representational benefits of Neural ODE-based models, all at a fraction of the computational time and memory resources.	NeurI... NeurIPS 2024 Conference (Camera Ready Version)
Trajectory Flow Matching with Applications to Clinical Time Series Modeling	2024-10-28	Show Modeling stochastic and irregularly sampled time series is a challenging problem found in a wide range of applications, especially in medicine. Neural stochastic differential equations (Neural SDEs) are an attractive modeling technique for this problem, which parameterize the drift and diffusion terms of an SDE with neural networks. However, current algorithms for training Neural SDEs require backpropagation through the SDE dynamics, greatly limiting their scalability and stability. To address this, we propose Trajectory Flow Matching (TFM), which trains a Neural SDE in a simulation-free manner, bypassing backpropagation through the dynamics. TFM leverages the flow matching technique from generative modeling to model time series. In this work we first establish necessary conditions for TFM to learn time series data. Next, we present a reparameterization trick which improves training stability. Finally, we adapt TFM to the clinical time series setting, demonstrating improved performance on three clinical time series datasets both in terms of absolute performance and uncertainty prediction.	NeurI... NeurIPS 2024 Spotlight
IncomeSCM: From tabular data set to time-series simulator and causal estimation benchmark	2024-10-28	Show Evaluating observational estimators of causal effects demands information that is rarely available: unconfounded interventions and outcomes from the population of interest, created either by randomization or adjustment. As a result, it is customary to fall back on simulators when creating benchmark tasks. Simulators offer great control but are often too simplistic to make challenging tasks, either because they are hand-designed and lack the nuances of real-world data, or because they are fit to observational data without structural constraints. In this work, we propose a general, repeatable strategy for turning observational data into sequential structural causal models and challenging estimation tasks by following two simple principles: 1) fitting real-world data where possible, and 2) creating complexity by composing simple, hand-designed mechanisms. We implement these ideas in a highly configurable software package and apply it to the well-known Adult income data set to construct the IncomeSCM simulator. From this, we devise multiple estimation tasks and sample data sets to compare established estimators of causal effects. The tasks present a suitable challenge, with effect estimates varying greatly in quality between methods, despite similar performance in the modeling of factual outcomes, highlighting the need for dedicated causal estimators and model selection criteria.
Federated Time Series Generation on Feature and Temporally Misaligned Data	2024-10-28	Show Distributed time series data presents a challenge for federated learning, as clients often possess different feature sets and have misaligned time steps. Existing federated time series models are limited by the assumption of perfect temporal or feature alignment across clients. In this paper, we propose FedTDD, a novel federated time series diffusion model that jointly learns a synthesizer across clients. At the core of FedTDD is a novel data distillation and aggregation framework that reconciles the differences between clients by imputing the misaligned timesteps and features. In contrast to traditional federated learning, FedTDD learns the correlation across clients' time series through the exchange of local synthetic outputs instead of model parameters. A coordinator iteratively improves a global distiller network by leveraging shared knowledge from clients through the exchange of synthetic data. As the distiller becomes more refined over time, it subsequently enhances the quality of the clients' local feature estimates, allowing each client to then improve its local imputations for missing data using the latest, more accurate distiller. Experimental results on five datasets demonstrate FedTDD's effectiveness compared to centralized training, and the effectiveness of sharing synthetic outputs to transfer knowledge of local time series. Notably, FedTDD achieves 79.4% and 62.8% improvement over local training in Context-FID and Correlational scores.
FACTS: A Factored State-Space Framework For World Modelling	2024-10-28	Show World modelling is essential for understanding and predicting the dynamics of complex systems by learning both spatial and temporal dependencies. However, current frameworks, such as Transformers and selective state-space models like Mambas, exhibit limitations in efficiently encoding spatial and temporal structures, particularly in scenarios requiring long-term high-dimensional sequence modelling. To address these issues, we propose a novel recurrent framework, the \textbf{FACT}ored \textbf{S}tate-space (\textbf{FACTS}) model, for spatial-temporal world modelling. The FACTS framework constructs a graph-structured memory with a routing mechanism that learns permutable memory representations, ensuring invariance to input permutations while adapting through selective state-space propagation. Furthermore, FACTS supports parallel computation of high-dimensional sequences. We empirically evaluate FACTS across diverse tasks, including multivariate time series forecasting and object-centric world modelling, demonstrating that it consistently outperforms or matches specialised state-of-the-art models, despite its general-purpose world modelling design.	Code ... Code released in https://github.com/NanboLi/FACTS
Less is More: Efficient Time Series Dataset Condensation via Two-fold Modal Matching--Extended Version	2024-10-28	Show The expanding instrumentation of processes throughout society with sensors yields a proliferation of time series data that may in turn enable important applications, e.g., related to transportation infrastructures or power grids. Machine-learning based methods are increasingly being used to extract value from such data. We provide means of reducing the resulting considerable computational and data storage costs. We achieve this by providing means of condensing large time series datasets such that models trained on the condensed data achieve performance comparable to those trained on the original, large data. Specifically, we propose a time series dataset condensation framework, TimeDC, that employs two-fold modal matching, encompassing frequency matching and training trajectory matching. Thus, TimeDC performs time series feature extraction and decomposition-driven frequency matching to preserve complex temporal dependencies in the reduced time series. Further, TimeDC employs curriculum training trajectory matching to ensure effective and generalized time series dataset condensation. To avoid memory overflow and to reduce the cost of dataset condensation, the framework includes an expert buffer storing pre-computed expert trajectories. Extensive experiments on real data offer insight into the effectiveness and efficiency of the proposed solutions.	Accep... Accepted by PVLDB 2025
Deep Recurrent Stochastic Configuration Networks for Modelling Nonlinear Dynamic Systems	2024-10-28	Show Deep learning techniques have shown promise in many domain applications. This paper proposes a novel deep reservoir computing framework, termed deep recurrent stochastic configuration network (DeepRSCN) for modelling nonlinear dynamic systems. DeepRSCNs are incrementally constructed, with all reservoir nodes directly linked to the final output. The random parameters are assigned in the light of a supervisory mechanism, ensuring the universal approximation property of the built model. The output weights are updated online using the projection algorithm to handle the unknown dynamics. Given a set of training samples, DeepRSCNs can quickly generate learning representations, which consist of random basis functions with cascaded input and readout weights. Experimental results over a time series prediction, a nonlinear system identification problem, and two industrial data predictive analyses demonstrate that the proposed DeepRSCN outperforms the single-layer network in terms of modelling efficiency, learning capability, and generalization performance.
Log Neural Controlled Differential Equations: The Lie Brackets Make a Difference	2024-10-28	Show The vector field of a controlled differential equation (CDE) describes the relationship between a control path and the evolution of a solution path. Neural CDEs (NCDEs) treat time series data as observations from a control path, parameterise a CDE's vector field using a neural network, and use the solution path as a continuously evolving hidden state. As their formulation makes them robust to irregular sampling rates, NCDEs are a powerful approach for modelling real-world data. Building on neural rough differential equations (NRDEs), we introduce Log-NCDEs, a novel, effective, and efficient method for training NCDEs. The core component of Log-NCDEs is the Log-ODE method, a tool from the study of rough paths for approximating a CDE's solution. Log-NCDEs are shown to outperform NCDEs, NRDEs, the linear recurrent unit, S5, and MAMBA on a range of multivariate time series datasets with up to $50{,}000$ observations.	23 pages, 5 figures
Strada-LLM: Graph LLM for traffic prediction	2024-10-28	Show Traffic prediction is a vital component of intelligent transportation systems. By reasoning about traffic patterns in both the spatial and temporal dimensions, accurate and interpretable predictions can be provided. A considerable challenge in traffic prediction lies in handling the diverse data distributions caused by vastly different traffic conditions occurring at different locations. LLMs have been a dominant solution due to their remarkable capacity to adapt to new datasets with very few labeled data samples, i.e., few-shot adaptability. However, existing forecasting techniques mainly focus on extracting local graph information and forming a text-like prompt, leaving LLM- based traffic prediction an open problem. This work presents a probabilistic LLM for traffic forecasting with three highlights. We propose a graph-aware LLM for traffic prediction that considers proximal traffic information. Specifically, by considering the traffic of neighboring nodes as covariates, our model outperforms the corresponding time-series LLM. Furthermore, we adopt a lightweight approach for efficient domain adaptation when facing new data distributions in few-shot fashion. The comparative experiment demonstrates the proposed method outperforms the state-of-the-art LLM-based methods and the traditional GNN- based supervised approaches. Furthermore, Strada-LLM can be easily adapted to different LLM backbones without a noticeable performance drop.	This ... This work has been submitted to the IEEE for possible publication
Time-Series Foundation Model for Value-at-Risk	2024-10-28	Show This study is the first to explore the application of a time-series foundation model for Value-at-Risk (VaR) estimation. Foundation models, pre-trained on vast and varied datasets, can be used in a zero-shot setting with relatively minimal data or further improved through finetuning. We compare the performance of Google's model, called TimesFM, against conventional parametric and non-parametric models, including GARCH, Generalized Autoregressive Score (GAS), and empirical quantile estimates, using daily returns from the S&P 100 index and its constituents over 19 years. Our backtesting results indicate that in terms of the actual-over-expected ratio the fine-tuned TimesFM model consistently outperforms traditional methods. Regarding the quantile score loss function, it achieves performance comparable to the best econometric approach, the GAS model. Overall, the foundation model is either the best or among the top performers in forecasting VaR across the 0.01, 0.025, 0.05, and 0.1 VaR levels. We also found that fine-tuning significantly improves the results, and the model should not be used in zero-shot settings.
Temporal Streaming Batch Principal Component Analysis for Time Series Classification	2024-10-28	Show In multivariate time series classification, although current sequence analysis models have excellent classification capabilities, they show significant shortcomings when dealing with long sequence multivariate data, such as prolonged training times and decreased accuracy. This paper focuses on optimizing model performance for long-sequence multivariate data by mitigating the impact of extended time series and multiple variables on the model. We propose a principal component analysis (PCA)-based temporal streaming compression and dimensionality reduction algorithm for time series data (temporal streaming batch PCA, TSBPCA), which continuously updates the compact representation of the entire sequence through streaming PCA time estimation with time block updates, enhancing the data representation capability of a range of sequence analysis models. We evaluated this method using various models on five real datasets, and the experimental results show that our method performs well in terms of classification accuracy and time efficiency. Notably, our method demonstrates a trend of increasing effectiveness as sequence length grows; on the two longest sequence datasets, accuracy improved by about 7.2%, and execution time decreased by 49.5%.
Introducing Spectral Attention for Long-Range Dependency in Time Series Forecasting	2024-10-28	Show Sequence modeling faces challenges in capturing long-range dependencies across diverse tasks. Recent linear and transformer-based forecasters have shown superior performance in time series forecasting. However, they are constrained by their inherent inability to effectively address long-range dependencies in time series data, primarily due to using fixed-size inputs for prediction. Furthermore, they typically sacrifice essential temporal correlation among consecutive training samples by shuffling them into mini-batches. To overcome these limitations, we introduce a fast and effective Spectral Attention mechanism, which preserves temporal correlations among samples and facilitates the handling of long-range information while maintaining the base model structure. Spectral Attention preserves long-period trends through a low-pass filter and facilitates gradient to flow between samples. Spectral Attention can be seamlessly integrated into most sequence models, allowing models with fixed-sized look-back windows to capture long-range dependencies over thousands of steps. Through extensive experiments on 11 real-world time series datasets using 7 recent forecasting models, we consistently demonstrate the efficacy of our Spectral Attention mechanism, achieving state-of-the-art results.	Co-fi... Co-first Author: Bong Gyun Kang, Dongjun Lee
LOCAL: Learning with Orientation Matrix to Infer Causal Structure from Time Series Data	2024-10-28	Show Discovering the underlying Directed Acyclic Graph (DAG) from time series observational data is highly challenging due to the dynamic nature and complex nonlinear interactions between variables. Existing methods often struggle with inefficiency and the handling of high-dimensional data. To address these research gap, we propose LOCAL, a highly efficient, easy-to-implement, and constraint-free method for recovering dynamic causal structures. LOCAL is the first attempt to formulate a quasi-maximum likelihood-based score function for learning the dynamic DAG equivalent to the ground truth. On this basis, we propose two adaptive modules for enhancing the algebraic characterization of acyclicity with new capabilities: Asymptotic Causal Mask Learning (ACML) and Dynamic Graph Parameter Learning (DGPL). ACML generates causal masks using learnable priority vectors and the Gumbel-Sigmoid function, ensuring the creation of DAGs while optimizing computational efficiency. DGPL transforms causal learning into decomposed matrix products, capturing the dynamic causal structure of high-dimensional data and enhancing interpretability. Extensive experiments on synthetic and real-world datasets demonstrate that LOCAL significantly outperforms existing methods, and highlight LOCAL's potential as a robust and efficient method for dynamic causal discovery. Our code will be available soon.	10 pages, 7 figures
PaPaGei: Open Foundation Models for Optical Physiological Signals	2024-10-27	Show Photoplethysmography (PPG) is the most widely used non-invasive technique for monitoring biosignals and cardiovascular health, with applications in both clinical settings and consumer health through wearable devices. Current machine learning models trained on PPG signals are mostly task-specific and lack generalizability. Previous works often used single-device datasets, did not explore out-of-domain generalization, or did not release their models, hindering reproducibility and further research. We introduce PaPaGei, the first open foundation model for PPG signals. PaPaGei is pre-trained on more than 57,000 hours of 20 million unlabeled segments of PPG signals using publicly available datasets exclusively. We evaluate against popular time-series foundation models and other benchmarks on 20 tasks of 10 diverse datasets spanning cardiovascular health, sleep disorders, pregnancy monitoring, and wellbeing assessment. Our architecture incorporates novel representation learning approaches that leverage differences in PPG signal morphology across individuals, enabling it to capture richer representations than traditional contrastive learning methods. Across 20 tasks, PaPaGei improves classification and regression performance by an average of 6.3% and 2.9%, respectively, compared to other competitive time-series foundation models in at least 14 tasks. PaPaGei is more data- and parameter-efficient than other foundation models or methods, as it outperforms 70x larger models. Beyond accuracy, we also investigate robustness against different skin tones, establishing a benchmark for bias evaluations of future models. Notably, PaPaGei can be used out of the box as both a feature extractor and an encoder for other multimodal models, opening up new opportunities for multimodal health monitoring	Code ... Code and models: https://github.com/nokia-bell-labs/papagei-foundation-model
Info-CELS: Informative Saliency Map Guided Counterfactual Explanation	2024-10-27	Show As the demand for interpretable machine learning approaches continues to grow, there is an increasing necessity for human involvement in providing informative explanations for model decisions. This is necessary for building trust and transparency in AI-based systems, leading to the emergence of the Explainable Artificial Intelligence (XAI) field. Recently, a novel counterfactual explanation model, CELS, has been introduced. CELS learns a saliency map for the interest of an instance and generates a counterfactual explanation guided by the learned saliency map. While CELS represents the first attempt to exploit learned saliency maps not only to provide intuitive explanations for the reason behind the decision made by the time series classifier but also to explore post hoc counterfactual explanations, it exhibits limitations in terms of high validity for the sake of ensuring high proximity and sparsity. In this paper, we present an enhanced approach that builds upon CELS. While the original model achieved promising results in terms of sparsity and proximity, it faced limitations in validity. Our proposed method addresses this limitation by removing mask normalization to provide more informative and valid counterfactual explanations. Through extensive experimentation on datasets from various domains, we demonstrate that our approach outperforms the CELS model, achieving higher validity and producing more informative explanations.
Volume-Preserving Transformers for Learning Time Series Data with Structure	2024-10-27	Show Two of the many trends in neural network research of the past few years have been (i) the learning of dynamical systems, especially with recurrent neural networks such as long short-term memory networks (LSTMs) and (ii) the introduction of transformer neural networks for natural language processing (NLP) tasks. While some work has been performed on the intersection of these two trends, those efforts were largely limited to using the vanilla transformer directly without adjusting its architecture for the setting of a physical system. In this work we develop a transformer-inspired neural network and use it to learn a dynamical system. We (for the first time) change the activation function of the attention layer to imbue the transformer with structure-preserving properties to improve long-term stability. This is shown to be of great advantage when applying the neural network to learning the trajectory of a rigid body.
TEAFormers: TEnsor-Augmented Transformers for Multi-Dimensional Time Series Forecasting	2024-10-27	Show Multi-dimensional time series data, such as matrix and tensor-variate time series, are increasingly prevalent in fields such as economics, finance, and climate science. Traditional Transformer models, though adept with sequential data, do not effectively preserve these multi-dimensional structures, as their internal operations in effect flatten multi-dimensional observations into vectors, thereby losing critical multi-dimensional relationships and patterns. To address this, we introduce the Tensor-Augmented Transformer (TEAFormer), a novel method that incorporates tensor expansion and compression within the Transformer framework to maintain and leverage the inherent multi-dimensional structures, thus reducing computational costs and improving prediction accuracy. The core feature of the TEAFormer, the Tensor-Augmentation (TEA) module, utilizes tensor expansion to enhance multi-view feature learning and tensor compression for efficient information aggregation and reduced computational load. The TEA module is not just a specific model architecture but a versatile component that is highly compatible with the attention mechanism and the encoder-decoder structure of Transformers, making it adaptable to existing Transformer architectures. Our comprehensive experiments, which integrate the TEA module into three popular time series Transformer models across three real-world benchmarks, show significant performance enhancements, highlighting the potential of TEAFormers for cutting-edge time series forecasting.
Deconfounding Time Series Forecasting	2024-10-27	Show Time series forecasting is a critical task in various domains, where accurate predictions can drive informed decision-making. Traditional forecasting methods often rely on current observations of variables to predict future outcomes, typically overlooking the influence of latent confounders, unobserved variables that simultaneously affect both the predictors and the target outcomes. This oversight can introduce bias and degrade the performance of predictive models. In this study, we address this challenge by proposing an enhanced forecasting approach that incorporates representations of latent confounders derived from historical data. By integrating these confounders into the predictive process, our method aims to improve the accuracy and robustness of time series forecasts. The proposed approach is demonstrated through its application to climate science data, showing significant improvements over traditional methods that do not account for confounders.
A Deconfounding Framework for Human Behavior Prediction: Enhancing Robotic Systems in Dynamic Environments	2024-10-27	Show Accurate prediction of human behavior is crucial for effective human-robot interaction (HRI) systems, especially in dynamic environments where real-time decisions are essential. This paper addresses the challenge of forecasting future human behavior using multivariate time series data from wearable sensors, which capture various aspects of human movement. The presence of hidden confounding factors in this data often leads to biased predictions, limiting the reliability of traditional models. To overcome this, we propose a robust predictive model that integrates deconfounding techniques with advanced time series prediction methods, enhancing the model's ability to isolate true causal relationships and improve prediction accuracy. Evaluation on real-world datasets demonstrates that our approach significantly outperforms traditional methods, providing a more reliable foundation for responsive and adaptive HRI systems.	7 pag... 7 pages, Under review
Causal Modeling in Multi-Context Systems: Distinguishing Multiple Context-Specific Causal Graphs which Account for Observational Support	2024-10-27	Show Causal structure learning with data from multiple contexts carries both opportunities and challenges. Opportunities arise from considering shared and context-specific causal graphs enabling to generalize and transfer causal knowledge across contexts. However, a challenge that is currently understudied in the literature is the impact of differing observational support between contexts on the identifiability of causal graphs. Here we study in detail recently introduced [6] causal graph objects that capture both causal mechanisms and data support, allowing for the analysis of a larger class of context-specific changes, characterizing distribution shifts more precisely. We thereby extend results on the identifiability of context-specific causal structures and propose a framework to model context-specific independence (CSI) within structural causal models (SCMs) in a refined way that allows to explore scenarios where these graph objects differ. We demonstrate how this framework can help explaining phenomena like anomalies or extreme events, where causal mechanisms change or appear to change under different conditions. Our results contribute to the theoretical foundations for understanding causal relations in multi-context systems, with implications for generalization, transfer learning, and anomaly detection. Future work may extend this approach to more complex data types, such as time-series.
Spatiotemporal Representation Learning for Short and Long Medical Image Time Series	2024-10-27	Show Analyzing temporal developments is crucial for the accurate prognosis of many medical conditions. Temporal changes that occur over short time scales are key to assessing the health of physiological functions, such as the cardiac cycle. Moreover, tracking longer term developments that occur over months or years in evolving processes, such as age-related macular degeneration (AMD), is essential for accurate prognosis. Despite the importance of both short and long term analysis to clinical decision making, they remain understudied in medical deep learning. State of the art methods for spatiotemporal representation learning, developed for short natural videos, prioritize the detection of temporal constants rather than temporal developments. Moreover, they do not account for varying time intervals between acquisitions, which are essential for contextualizing observed changes. To address these issues, we propose two approaches. First, we combine clip-level contrastive learning with a novel temporal embedding to adapt to irregular time series. Second, we propose masking and predicting latent frame representations of the temporal sequence. Our two approaches outperform all prior methods on temporally-dependent tasks including cardiac output estimation and three prognostic AMD tasks. Overall, this enables the automated analysis of temporal patterns which are typically overlooked in applications of deep learning to medicine.
Angel or Devil: Discriminating Hard Samples and Anomaly Contaminations for Unsupervised Time Series Anomaly Detection	2024-10-26	Show Training in unsupervised time series anomaly detection is constantly plagued by the discrimination between harmful `anomaly contaminations' and beneficial` hard normal samples'. These two samples exhibit analogous loss behavior that conventional loss-based methodologies struggle to differentiate. To tackle this problem, we propose a novel approach that supplements traditional loss behavior with `parameter behavior', enabling a more granular characterization of anomalous patterns. Parameter behavior is formalized by measuring the parametric response to minute perturbations in input samples. Leveraging the complementary nature of parameter and loss behaviors, we further propose a dual Parameter-Loss Data Augmentation method (termed PLDA), implemented within the reinforcement learning paradigm. During the training phase of anomaly detection, PLDA dynamically augments the training data through an iterative process that simultaneously mitigates anomaly contaminations while amplifying informative hard normal samples. PLDA demonstrates remarkable versatility, which can serve as an additional component that seamlessly integrated with existing anomaly detectors to enhance their detection performance. Extensive experiments on ten datasets show that PLDA significantly improves the performance of four distinct detectors by up to 8%, outperforming three state-of-the-art data augmentation methods.	14 pa... 14 pages, 9 figures, 5 tables
Alternatives of Unsupervised Representations of Variables on the Latent Space	2024-10-26	Show The article addresses the application of unsupervised machine learning to represent variables on the 2D latent space by applying a variational autoencoder (beta-VAE). Representation of variables on low dimensional spaces allows for data visualization, disentanglement of variables based on underlying characteristics, finding of meaningful patterns and outliers, and supports interpretability. Five distinct methods have been introduced to represent variables on the latent space: (1) straightforward transposed, (2) univariate metadata of variables, such as variable statistics, empirical probability density and cumulative distribution functions, (3) adjacency matrices of different metrics, such as correlations, R2 values, Jaccard index, cosine similarity, and mutual information, (4) gradient mappings followed by spot cross product calculation, and (5) combined. Twenty-eight approaches of variable representations by beta-VAE have been considered. The pairwise spot cross product addresses relationships of gradients of two variables along latent space axes, such as orthogonal, confounded positive, confounded negative, and everything in between. The article addresses generalized representations of variables that cover both features and labels. Dealing with categorical variables, reinforced entanglement has been introduced to represent one-hot encoded categories. The article includes three examples: (1) synthetic data with known dependencies, (2) famous MNIST example of handwritten numbers, and (3) real-world multivariate time series of Canadian financial market interest rates. As a result, unsupervised representations of interest rates on the latent space correctly disentangled rates based on their type, such as bonds, T-bills, GICs, or conventional mortgages, positioned bonds and T-bills along a single curve, and ordered rates by their terms along that curve.	20 pa... 20 pages, 15 figures, 4 tables
DeepMIDE: A Multivariate Spatio-Temporal Method for Ultra-Scale Offshore Wind Energy Forecasting	2024-10-26	Show To unlock access to stronger winds, the offshore wind industry is advancing with significantly larger and taller wind turbines. This massive upscaling motivates a departure from univariate wind forecasting methods that traditionally focused on a single representative height. To fill this gap, we propose DeepMIDE--a statistical deep learning method which jointly models the offshore wind speeds across space, time, and height. DeepMIDE is formulated as a multi-output integro-difference equation model with a multivariate, nonstationary, and state-dependent kernel characterized by a set of advection vectors that encode the physics of wind field formation and propagation. Embedded within DeepMIDE, an advanced deep learning architecture learns these advection vectors from high dimensional streams of exogenous weather information, which, along with other parameters, are plugged back into the statistical model for probabilistic multi-height space-time forecasting. Tested on real-world data from future offshore wind energy sites in the Northeastern United States, the wind speed and power forecasts from DeepMIDE are shown to outperform those from prevalent time series, spatio-temporal, and deep learning methods.
Are Language Models Actually Useful for Time Series Forecasting?	2024-10-26	Show Large language models (LLMs) are being applied to time series forecasting. But are language models actually useful for time series? In a series of ablation studies on three recent and popular LLM-based time series forecasting methods, we find that removing the LLM component or replacing it with a basic attention layer does not degrade forecasting performance -- in most cases, the results even improve! We also find that despite their significant computational cost, pretrained LLMs do no better than models trained from scratch, do not represent the sequential dependencies in time series, and do not assist in few-shot settings. Additionally, we explore time series encoders and find that patching and attention structures perform similarly to LLM-based forecasters.	Accep... Accepted to NeurIPS 2024 (Spotlight)
Advancing Gasoline Consumption Forecasting: A Novel Hybrid Model Integrating Transformers, LSTM, and CNN	2024-10-25	Show Iran, endowed with abundant hydrocarbon resources, plays a crucial role in the global energy landscape. Gasoline, as a critical fuel, significantly supports the nation's transportation sector. Accurate forecasting of gasoline consumption is essential for strategic resource management and environmental planning. This research introduces a novel approach to predicting monthly gasoline consumption using a hybrid Transformer-LSTM-CNN model, which integrates the strengths of Transformer networks, Long Short-Term Memory (LSTM) networks, and Convolutional Neural Networks (CNN). This advanced architecture offers a superior alternative to conventional methods such as artificial neural networks and regression models by capturing both short- and long-term dependencies in time series data. By leveraging the self-attention mechanism of Transformers, the temporal memory of LSTMs, and the local pattern detection of CNNs, our hybrid model delivers improved prediction accuracy. Implemented using Python, the model provides precise future gasoline consumption forecasts and evaluates the environmental impact through the analysis of greenhouse gas emissions. This study examines gasoline consumption trends from 2007 to 2021, which rose from 64.5 million liters per day in 2007 to 99.80 million liters per day in 2021. Our proposed model forecasts consumption levels up to 2031, offering a valuable tool for policymakers and energy analysts. The results highlight the superiority of this hybrid model in improving the accuracy of gasoline consumption forecasts, reinforcing the need for advanced machine learning techniques to optimize resource management and mitigate environmental risks in the energy sector.
Enhancing Battery Storage Energy Arbitrage with Deep Reinforcement Learning and Time-Series Forecasting	2024-10-25	Show Energy arbitrage is one of the most profitable sources of income for battery operators, generating revenues by buying and selling electricity at different prices. Forecasting these revenues is challenging due to the inherent uncertainty of electricity prices. Deep reinforcement learning (DRL) emerged in recent years as a promising tool, able to cope with uncertainty by training on large quantities of historical data. However, without access to future electricity prices, DRL agents can only react to the currently observed price and not learn to plan battery dispatch. Therefore, in this study, we combine DRL with time-series forecasting methods from deep learning to enhance the performance on energy arbitrage. We conduct a case study using price data from Alberta, Canada that is characterized by irregular price spikes and highly non-stationary. This data is challenging to forecast even when state-of-the-art deep learning models consisting of convolutional layers, recurrent layers, and attention modules are deployed. Our results show that energy arbitrage with DRL-enabled battery control still significantly benefits from these imperfect predictions, but only if predictors for several horizons are combined. Grouping multiple predictions for the next 24-hour window, accumulated rewards increased by 60% for deep Q-networks (DQN) compared to the experiments without forecasts. We hypothesize that multiple predictors, despite their imperfections, convey useful information regarding the future development of electricity prices through a "majority vote" principle, enabling the DRL agent to learn more profitable control policies.	Accep... Accepted for publication at the 18th ASME International Conference on Energy Sustainability
REBAR: Retrieval-Based Reconstruction for Time-series Contrastive Learning	2024-10-25	Show The success of self-supervised contrastive learning hinges on identifying positive data pairs, such that when they are pushed together in embedding space, the space encodes useful information for subsequent downstream tasks. Constructing positive pairs is non-trivial as the pairing must be similar enough to reflect a shared semantic meaning, but different enough to capture within-class variation. Classical approaches in vision use augmentations to exploit well-established invariances to construct positive pairs, but invariances in the time-series domain are much less obvious. In our work, we propose a novel method of using a learned measure for identifying positive pairs. Our Retrieval-Based Reconstruction (REBAR) measure measures the similarity between two sequences as the reconstruction error that results from reconstructing one sequence with retrieved information from the other. Then, if the two sequences have high REBAR similarity, we label them as a positive pair. Through validation experiments, we show that the REBAR error is a predictor of mutual class membership. Once integrated into a contrastive learning framework, our REBAR method learns an embedding that achieves state-of-the-art performance on downstream tasks across various modalities.	ICLR ... ICLR 2024
PMM-Net: Single-stage Multi-agent Trajectory Prediction with Patching-based Embedding and Explicit Modal Modulation	2024-10-25	Show Analyzing and forecasting trajectories of agents like pedestrians plays a pivotal role for embodied intelligent applications. The inherent indeterminacy of human behavior and complex social interaction among a rich variety of agents make this task more challenging than common time-series forecasting. In this letter, we aim to explore a distinct formulation for multi-agent trajectory prediction framework. Specifically, we proposed a patching-based temporal feature extraction module and a graph-based social feature extraction module, enabling effective feature extraction and cross-scenario generalization. Moreover, we reassess the role of social interaction and present a novel method based on explicit modality modulation to integrate temporal and social features, thereby constructing an efficient single-stage inference pipeline. Results on public benchmark datasets demonstrate the superior performance of our model compared with the state-of-the-art methods. The code is available at: github.com/TIB-K330/pmm-net.
Utilizing Image Transforms and Diffusion Models for Generative Modeling of Short and Long Time Series	2024-10-25	Show Lately, there has been a surge in interest surrounding generative modeling of time series data. Most existing approaches are designed either to process short sequences or to handle long-range sequences. This dichotomy can be attributed to gradient issues with recurrent networks, computational costs associated with transformers, and limited expressiveness of state space models. Towards a unified generative model for varying-length time series, we propose in this work to transform sequences into images. By employing invertible transforms such as the delay embedding and the short-time Fourier transform, we unlock three main advantages: i) We can exploit advanced diffusion vision models; ii) We can remarkably process short- and long-range inputs within the same framework; and iii) We can harness recent and established tools proposed in the time series to image literature. We validate the effectiveness of our method through a comprehensive evaluation across multiple tasks, including unconditional generation, interpolation, and extrapolation. We show that our approach achieves consistently state-of-the-art results against strong baselines. In the unconditional generation tasks, we show remarkable mean improvements of 58.17% over previous diffusion models in the short discriminative score and 132.61% in the (ultra-)long classification scores. Code is at https://github.com/azencot-group/ImagenTime.	Accep... Accepted to NeurIPS 2024; The first two authors contributed equally
Beyond Conformal Predictors: Adaptive Conformal Inference with Confidence Predictors	2024-10-25	Show Conformal prediction (CP) is a robust framework for distribution-free uncertainty quantification, but it requires exchangeable data to ensure valid prediction sets at a user-specified significance level. When this assumption is violated, as in time-series or other structured data, the validity guarantees of CP no longer hold. Adaptive conformal inference (ACI) was introduced to address this limitation by adjusting the significance level dynamically, ensuring finite-sample coverage guarantees even for non-exchangeable data. In this paper, we show that ACI does not require the use of conformal predictors; instead, it can be implemented with the more general confidence predictors, which are computationally simpler and still maintain the crucial property of nested prediction sets. Through experiments on synthetic and real-world data, we demonstrate that confidence predictors can perform comparably to, or even better than, conformal predictors, particularly in terms of computational efficiency. These findings suggest that confidence predictors represent a viable and efficient alternative to conformal predictors in non-exchangeable data settings, although further studies are needed to identify when one method is superior.	34 pa... 34 pages, 5 figures. Updated version after feedback
Variational Schrödinger Diffusion Models	2024-10-25	Show Schr"odinger bridge (SB) has emerged as the go-to method for optimizing transportation plans in diffusion models. However, SB requires estimating the intractable forward score functions, inevitably resulting in the costly implicit training loss based on simulated trajectories. To improve the scalability while preserving efficient transportation plans, we leverage variational inference to linearize the forward score functions (variational scores) of SB and restore simulation-free properties in training backward scores. We propose the variational Schr"odinger diffusion model (VSDM), where the forward process is a multivariate diffusion and the variational scores are adaptively optimized for efficient transport. Theoretically, we use stochastic approximation to prove the convergence of the variational scores and show the convergence of the adaptively generated samples based on the optimal variational scores. Empirically, we test the algorithm in simulated examples and observe that VSDM is efficient in generations of anisotropic shapes and yields straighter sample trajectories compared to the single-variate diffusion. We also verify the scalability of the algorithm in real-world data and achieve competitive unconditional generation performance in CIFAR10 and conditional generation in time series modeling. Notably, VSDM no longer depends on warm-up initializations and has become tuning-friendly in training large-scale experiments.	ICML 2024
MC-QDSNN: Quantized Deep evolutionary SNN with Multi-Dendritic Compartment Neurons for Stress Detection using Physiological Signals	2024-10-25	Show Long short-term memory (LSTM) has emerged as a definitive network for analyzing and inferring time series data. LSTM has the capability to extract spectral features and a mixture of temporal features. Due to this benefit, a similar feature extraction method is explored for the spiking counterparts targeting time-series data. Though LSTMs perform well in their spiking form, they tend to be compute and power intensive. Addressing this issue, this work proposes Multi-Compartment Leaky (MCLeaky) neuron as a viable alternative for efficient processing of time series data. The MCLeaky neuron, derived from the Leaky Integrate and Fire (LIF) neuron model, contains multiple memristive synapses interlinked to form a memory component, which emulates the human brain's Hippocampus region. The proposed MCLeaky neuron based Spiking Neural Network model and its quantized variant were benchmarked against state-of-the-art (SOTA) Spiking LSTMs to perform human stress detection, by comparing compute requirements, latency and real-world performances on unseen data with models derived through Neural Architecture Search (NAS). Results show that networks with MCLeaky activation neuron managed a superior accuracy of 98.8% to detect stress based on Electrodermal Activity (EDA) signals, better than any other investigated models, while using 20% less parameters on average. MCLeaky neuron was also tested for various signals including EDA Wrist and Chest, Temperature, ECG, and combinations of them. Quantized MCLeaky model was also derived and validated to forecast their performance on hardware architectures, which resulted in 91.84% accuracy. The neurons were evaluated for multiple modalities of data towards stress detection, which resulted in energy savings of 25.12x to 39.20x and EDP gains of 52.37x to 81.9x over ANNs, while offering a best accuracy of 98.8% when compared with the rest of the SOTA implementations.	13 pa... 13 pages, 15 figures. Published to IEEE Transactions on Computer Aided Design
Robust Time Series Causal Discovery for Agent-Based Model Validation	2024-10-25	Show Agent-Based Model (ABM) validation is crucial as it helps ensuring the reliability of simulations, and causal discovery has become a powerful tool in this context. However, current causal discovery methods often face accuracy and robustness challenges when applied to complex and noisy time series data, which is typical in ABM scenarios. This study addresses these issues by proposing a Robust Cross-Validation (RCV) approach to enhance causal structure learning for ABM validation. We develop RCV-VarLiNGAM and RCV-PCMCI, novel extensions of two prominent causal discovery algorithms. These aim to reduce the impact of noise better and give more reliable causal relation results, even with high-dimensional, time-dependent data. The proposed approach is then integrated into an enhanced ABM validation framework, which is designed to handle diverse data and model structures. The approach is evaluated using synthetic datasets and a complex simulated fMRI dataset. The results demonstrate greater reliability in causal structure identification. The study examines how various characteristics of datasets affect the performance of established causal discovery methods. These characteristics include linearity, noise distribution, stationarity, and causal structure density. This analysis is then extended to the RCV method to see how it compares in these different situations. This examination helps confirm whether the results are consistent with existing literature and also reveals the strengths and weaknesses of the novel approaches. By tackling key methodological challenges, the study aims to enhance ABM validation with a more resilient valuation framework presented. These improvements increase the reliability of model-driven decision making processes in complex systems analysis.
COMSPLIT: A Communication-Aware Split Learning Design for Heterogeneous IoT Platforms	2024-10-25	Show The significance of distributed learning and inference algorithms in Internet of Things (IoT) network is growing since they flexibly distribute computation load between IoT devices and the infrastructure, enhance data privacy, and minimize latency. However, a notable challenge stems from the influence of communication channel conditions on their performance. In this work, we introduce COMSPLIT: a novel communication-aware design for split learning (SL) and inference paradigm tailored to processing time series data in IoT networks. COMSPLIT provides a versatile framework for deploying adaptable SL in IoT networks affected by diverse channel conditions. In conjunction with the integration of an early-exit strategy, and addressing IoT scenarios containing devices with heterogeneous computational capabilities, COMSPLIT represents a comprehensive design solution for communication-aware SL in IoT networks. Numerical results show superior performance of COMSPLIT compared to vanilla SL approaches (that assume ideal communication channel), demonstrating its ability to offer both design simplicity and adaptability to different channel conditions.	Accep... Accepted for publication in IEEE Internet of Things Journal
TEAM: Topological Evolution-aware Framework for Traffic Forecasting--Extended Version	2024-10-24	Show Due to the global trend towards urbanization, people increasingly move to and live in cities that then continue to grow. Traffic forecasting plays an important role in the intelligent transportation systems of cities as well as in spatio-temporal data mining. State-of-the-art forecasting is achieved by deep-learning approaches due to their ability to contend with complex spatio-temporal dynamics. However, existing methods assume the input is fixed-topology road networks and static traffic time series. These assumptions fail to align with urbanization, where time series are collected continuously and road networks evolve over time. In such settings, deep-learning models require frequent re-initialization and re-training, imposing high computational costs. To enable much more efficient training without jeopardizing model accuracy, we propose the Topological Evolution-aware Framework (TEAM) for traffic forecasting that incorporates convolution and attention. This combination of mechanisms enables better adaptation to newly collected time series, while being able to maintain learned knowledge from old time series. TEAM features a continual learning module based on the Wasserstein metric that acts as a buffer that can identify the most stable and the most changing network nodes. Then, only data related to stable nodes is employed for re-training when consolidating a model. Further, only data of new nodes and their adjacent nodes as well as data pertaining to changing nodes are used to re-train the model. Empirical studies with two real-world traffic datasets offer evidence that TEAM is capable of much lower re-training costs than existing methods are, without jeopardizing forecasting accuracy.	16 pa... 16 pages. An extended version of "TEAM: Topological Evolution-aware Framework for Traffic Forecasting" accepted at PVLDB 2025
Wildfire Risk Prediction: A Review	2024-10-24	Show Wildfires have significant impacts on global vegetation, wildlife, and humans. They destroy plant communities and wildlife habitats and contribute to increased emissions of carbon dioxide, nitrogen oxides, methane, and other pollutants. The prediction of wildfires relies on various independent variables combined with regression or machine learning methods. In this technical review, we describe the options for independent variables, data processing techniques, models, independent variables collinearity and importance estimation methods, and model performance evaluation metrics. First, we divide the independent variables into 4 aspects, including climate and meteorology conditions, socio-economical factors, terrain and hydrological features, and wildfire historical records. Second, preprocessing methods are described for different magnitudes, different spatial-temporal resolutions, and different formats of data. Third, the collinearity and importance evaluation methods of independent variables are also considered. Fourth, we discuss the application of statistical models, traditional machine learning models, and deep learning models in wildfire risk prediction. In this subsection, compared with other reviews, this manuscript particularly discusses the evaluation metrics and recent advancements in deep learning methods. Lastly, addressing the limitations of current research, this paper emphasizes the need for more effective deep learning time series forecasting algorithms, the utilization of three-dimensional data including ground and trunk fuel, extraction of more accurate historical fire point data, and improved model evaluation metrics.
Context is Key: A Benchmark for Forecasting with Essential Textual Information	2024-10-24	Show Forecasting is a critical task in decision making across various domains. While numerical data provides a foundation, it often lacks crucial context necessary for accurate predictions. Human forecasters frequently rely on additional information, such as background knowledge or constraints, which can be efficiently communicated through natural language. However, the ability of existing forecasting models to effectively integrate this textual information remains an open question. To address this, we introduce "Context is Key" (CiK), a time series forecasting benchmark that pairs numerical data with diverse types of carefully crafted textual context, requiring models to integrate both modalities. We evaluate a range of approaches, including statistical models, time series foundation models, and LLM-based forecasters, and propose a simple yet effective LLM prompting method that outperforms all other tested methods on our benchmark. Our experiments highlight the importance of incorporating contextual information, demonstrate surprising performance when using LLM-based forecasting models, and also reveal some of their critical shortcomings. By presenting this benchmark, we aim to advance multimodal forecasting, promoting models that are both accurate and accessible to decision-makers with varied technical expertise. The benchmark can be visualized at https://servicenow.github.io/context-is-key-forecasting/v0/ .	Prepr... Preprint; under review. First two authors contributed equally
Data Augmentation of Multivariate Sensor Time Series using Autoregressive Models and Application to Failure Prognostics	2024-10-24	Show This work presents a novel data augmentation solution for non-stationary multivariate time series and its application to failure prognostics. The method extends previous work from the authors which is based on time-varying autoregressive processes. It can be employed to extract key information from a limited number of samples and generate new synthetic samples in a way that potentially improves the performance of PHM solutions. This is especially valuable in situations of data scarcity which are very usual in PHM, especially for failure prognostics. The proposed approach is tested based on the CMAPSS dataset, commonly employed for prognostics experiments and benchmarks. An AutoML approach from PHM literature is employed for automating the design of the prognostics solution. The empirical evaluation provides evidence that the proposed method can substantially improve the performance of PHM solutions.	PREPR... PREPRINT of paper to appear at 2024 Conference of PHM Society
Retrieval-Augmented Diffusion Models for Time Series Forecasting	2024-10-24	Show While time series diffusion models have received considerable focus from many recent works, the performance of existing models remains highly unstable. Factors limiting time series diffusion models include insufficient time series datasets and the absence of guidance. To address these limitations, we propose a Retrieval- Augmented Time series Diffusion model (RATD). The framework of RATD consists of two parts: an embedding-based retrieval process and a reference-guided diffusion model. In the first part, RATD retrieves the time series that are most relevant to historical time series from the database as references. The references are utilized to guide the denoising process in the second part. Our approach allows leveraging meaningful samples within the database to aid in sampling, thus maximizing the utilization of datasets. Meanwhile, this reference-guided mechanism also compensates for the deficiencies of existing time series diffusion models in terms of guidance. Experiments and visualizations on multiple datasets demonstrate the effectiveness of our approach, particularly in complicated prediction tasks.	NeurIPS 2024
Large Language Models for Financial Aid in Financial Time-series Forecasting	2024-10-24	Show Considering the difficulty of financial time series forecasting in financial aid, much of the current research focuses on leveraging big data analytics in financial services. One modern approach is to utilize "predictive analysis", analogous to forecasting financial trends. However, many of these time series data in Financial Aid (FA) pose unique challenges due to limited historical datasets and high dimensional financial information, which hinder the development of effective predictive models that balance accuracy with efficient runtime and memory usage. Pre-trained foundation models are employed to address these challenging tasks. We use state-of-the-art time series models including pre-trained LLMs (GPT-2 as the backbone), transformers, and linear models to demonstrate their ability to outperform traditional approaches, even with minimal ("few-shot") or no fine-tuning ("zero-shot"). Our benchmark study, which includes financial aid with seven other time series tasks, shows the potential of using LLMs for scarce financial datasets.	GitHu... GitHub link https://github.com/UVA-MLSys/Financial-Time-Series
Hierarchical Multimodal LLMs with Semantic Space Alignment for Enhanced Time Series Classification	2024-10-24	Show Leveraging large language models (LLMs) has garnered increasing attention and introduced novel perspectives in time series classification. However, existing approaches often overlook the crucial dynamic temporal information inherent in time series data and face challenges in aligning this data with textual semantics. To address these limitations, we propose HiTime, a hierarchical multi-modal model that seamlessly integrates temporal information into LLMs for multivariate time series classification (MTSC). Our model employs a hierarchical feature encoder to capture diverse aspects of time series data through both data-specific and task-specific embeddings. To facilitate semantic space alignment between time series and text, we introduce a dual-view contrastive alignment module that bridges the gap between modalities. Additionally, we adopt a hybrid prompting strategy to fine-tune the pre-trained LLM in a parameter-efficient manner. By effectively incorporating dynamic temporal features and ensuring semantic alignment, HiTime enables LLMs to process continuous time series data and achieves state-of-the-art classification performance through text generation. Extensive experiments on benchmark datasets demonstrate that HiTime significantly enhances time series classification accuracy compared to most competitive baseline methods. Our findings highlight the potential of integrating temporal features into LLMs, paving the way for advanced time series analysis. The code is publicly available for further research and validation. Our codes are publicly available1.
TripCast: Pre-training of Masked 2D Transformers for Trip Time Series Forecasting	2024-10-24	Show Deep learning and pre-trained models have shown great success in time series forecasting. However, in the tourism industry, time series data often exhibit a leading time property, presenting a 2D structure. This introduces unique challenges for forecasting in this sector. In this study, we propose a novel modelling paradigm, TripCast, which treats trip time series as 2D data and learns representations through masking and reconstruction processes. Pre-trained on large-scale real-world data, TripCast notably outperforms other state-of-the-art baselines in in-domain forecasting scenarios and demonstrates strong scalability and transferability in out-domain forecasting scenarios.	Accep... Accepted by ICONIP 2024
Enhancing Graph Attention Neural Network Performance for Marijuana Consumption Classification through Large-scale Augmented Granger Causality (lsAGC) Analysis of Functional MR Images	2024-10-24	Show In the present research, the effectiveness of large-scale Augmented Granger Causality (lsAGC) as a tool for gauging brain network connectivity was examined to differentiate between marijuana users and typical controls by utilizing resting-state functional Magnetic Resonance Imaging (fMRI). The relationship between marijuana consumption and alterations in brain network connectivity is a recognized fact in scientific literature. This study probes how lsAGC can accurately discern these changes. The technique used integrates dimension reduction with the augmentation of source time-series in a model that predicts time-series, which helps in estimating the directed causal relationships among fMRI time-series. As a multivariate approach, lsAGC uncovers the connection of the inherent dynamic system while considering all other time-series. A dataset of 60 adults with an ADHD diagnosis during childhood, drawn from the Addiction Connectome Preprocessed Initiative (ACPI), was used in the study. The brain connections assessed by lsAGC were utilized as classification attributes. A Graph Attention Neural Network (GAT) was chosen to carry out the classification task, particularly for its ability to harness graph-based data and recognize intricate interactions between brain regions, making it appropriate for fMRI-based brain connectivity data. The performance was analyzed using a five-fold cross-validation system. The average accuracy achieved by the correlation coefficient method was roughly 52.98%, with a 1.65 standard deviation, whereas the lsAGC approach yielded an average accuracy of 61.47%, with a standard deviation of 1.44. The suggested method enhances the body of knowledge in the field of neuroimaging-based classification and emphasizes the necessity to consider directed causal connections in brain network connectivity analysis when studying marijuana's effects on the brain.	17 pages
TimeXer: Empowering Transformers for Time Series Forecasting with Exogenous Variables	2024-10-24	Show Deep models have demonstrated remarkable performance in time series forecasting. However, due to the partially-observed nature of real-world applications, solely focusing on the target of interest, so-called endogenous variables, is usually insufficient to guarantee accurate forecasting. Notably, a system is often recorded into multiple variables, where the exogenous variables can provide valuable external information for endogenous variables. Thus, unlike well-established multivariate or univariate forecasting paradigms that either treat all the variables equally or ignore exogenous information, this paper focuses on a more practical setting: time series forecasting with exogenous variables. We propose a novel approach, TimeXer, to ingest external information to enhance the forecasting of endogenous variables. With deftly designed embedding layers, TimeXer empowers the canonical Transformer with the ability to reconcile endogenous and exogenous information, where patch-wise self-attention and variate-wise cross-attention are used simultaneously. Moreover, global endogenous tokens are learned to effectively bridge the causal information underlying exogenous series into endogenous temporal patches. Experimentally, TimeXer achieves consistent state-of-the-art performance on twelve real-world forecasting benchmarks and exhibits notable generality and scalability. Code is available at this repository: https://github.com/thuml/TimeXer.
FDF: Flexible Decoupled Framework for Time Series Forecasting with Conditional Denoising and Polynomial Modeling	2024-10-24	Show Time series forecasting is vital in numerous web applications, influencing critical decision-making across industries. While diffusion models have recently gained increasing popularity for this task, we argue they suffer from a significant drawback: indiscriminate noise addition to the original time series followed by denoising, which can obscure underlying dynamic evolving trend and complicate forecasting. To address this limitation, we propose a novel flexible decoupled framework (FDF) that learns high-quality time series representations for enhanced forecasting performance. A key characteristic of our approach leverages the inherent inductive bias of time series data of its decomposed trend and seasonal components, each modeled separately to enable decoupled analysis and modeling. Specifically, we propose an innovative Conditional Denoising Seasonal Module (CDSM) within the diffusion model, which leverages statistical information from the historical window to conditionally model the complex seasonal component. Notably, we incorporate a Polynomial Trend Module (PTM) to effectively capture the smooth trend component, thereby enhancing the model's ability to represent temporal dependencies. Extensive experiments validate the effectiveness of our framework, demonstrating superior performance over existing methods and highlighting its flexibility in time series forecasting. The source code is available at https://github.com/zjt-gpu/FDF.
System Safety Monitoring of Learned Components Using Temporal Metric Forecasting	2024-10-24	Show In learning-enabled autonomous systems, safety monitoring of learned components is crucial to ensure their outputs do not lead to system safety violations, given the operational context of the system. However, developing a safety monitor for practical deployment in real-world applications is challenging. This is due to limited access to internal workings and training data of the learned component. Furthermore, safety monitors should predict safety violations with low latency, while consuming a reasonable amount of computation. To address the challenges, we propose a safety monitoring method based on probabilistic time series forecasting. Given the learned component outputs and an operational context, we empirically investigate different Deep Learning (DL)-based probabilistic forecasting to predict the objective measure capturing the satisfaction or violation of a safety requirement (safety metric). We empirically evaluate safety metric and violation prediction accuracy, and inference latency and resource usage of four state-of-the-art models, with varying horizons, using autonomous aviation and autonomous driving case studies. Our results suggest that probabilistic forecasting of safety metrics, given learned component outputs and scenarios, is effective for safety monitoring. Furthermore, for both case studies, Temporal Fusion Transformer (TFT) was the most accurate model for predicting imminent safety violations, with acceptable latency and resource consumption.
Optical next generation reservoir computing	2024-10-24	Show Artificial neural networks with internal dynamics exhibit remarkable capability in processing information. Reservoir computing (RC) is a canonical example that features rich computing expressivity and compatibility with physical implementations for enhanced efficiency. Recently, a new RC paradigm known as next generation reservoir computing (NGRC) further improves expressivity but compromises its physical openness, posing challenges for realizations in physical systems. Here we demonstrate optical NGRC with computations performed by light scattering through disordered media. In contrast to conventional optical RC implementations, we drive our optical reservoir directly with time-delayed inputs. Much like digital NGRC that relies on polynomial features of delayed inputs, our optical reservoir also implicitly generates these polynomial features for desired functionalities. By leveraging the domain knowledge of the reservoir inputs, we show that the optical NGRC not only predicts the short-term dynamics of the low-dimensional Lorenz63 and large-scale Kuramoto-Sivashinsky chaotic time series, but also replicates their long-term ergodic properties. Optical NGRC shows superiority in shorter training length, increased interpretability and fewer hyperparameters compared to conventional optical RC based on scattering media, while achieving better forecasting performance. Our optical NGRC framework may inspire the realization of NGRC in other physical RC systems, new applications beyond time-series processing, and the development of deep and parallel architectures broadly.
Boosting X-formers with Structured Matrix for Long Sequence Time Series Forecasting	2024-10-24	Show Transformer-based models for long sequence time series forecasting problems have gained significant attention due to their exceptional forecasting precision. However, the self-attention mechanism introduces challenges in terms of computational efficiency due to its quadratic time complexity. To address these issues, we propose a novel architectural framework that enhances Transformer models through the integration of Surrogate Attention Blocks (SAB) and Surrogate Feed-Forward Neural Network Blocks (SFB). They replace the self-attention and feed-forward layer by leveraging structured matrices that reduce both time and space complexity while maintaining the expressive power of the original self-attention mechanism and feed-forward network. The equivalence of this substitution is fully demonstrated. Extensive experiments on nine Transformer variants across five distinct time series tasks demonstrate an average performance improvement of 9.45%, alongside a 46% reduction in model size. These results confirm the efficacy of our surrogate-based approach in maintaining prediction accuracy while significantly boosting computational efficiency.
Self-Supervised Learning for Time Series: A Review & Critique of FITS	2024-10-23	Show Accurate time series forecasting is a highly valuable endeavour with applications across many industries. Despite recent deep learning advancements, increased model complexity, and larger model sizes, many state-of-the-art models often perform worse or on par with simpler models. One of those cases is a recently proposed model, FITS, claiming competitive performance with significantly reduced parameter counts. By training a one-layer neural network in the complex frequency domain, we are able to replicate these results. Our experiments on a wide range of real-world datasets further reveal that FITS especially excels at capturing periodic and seasonal patterns, but struggles with trending, non-periodic, or random-resembling behavior. With our two novel hybrid approaches, where we attempt to remedy the weaknesses of FITS by combining it with DLinear, we achieve the best results of any known open-source model on multivariate regression and promising results in multiple/linear regression on price datasets, on top of vastly improving upon what FITS achieves as a standalone model.	arXiv... arXiv:2307.03756v3 45 pages, 36 figures

LLM

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Title	Date	Abstract	Comment
Evaluating Cultural and Social Awareness of LLM Web Agents	2024-10-30	Show As large language models (LLMs) expand into performing as agents for real-world applications beyond traditional NLP tasks, evaluating their robustness becomes increasingly important. However, existing benchmarks often overlook critical dimensions like cultural and social awareness. To address these, we introduce CASA, a benchmark designed to assess LLM agents' sensitivity to cultural and social norms across two web-based tasks: online shopping and social discussion forums. Our approach evaluates LLM agents' ability to detect and appropriately respond to norm-violating user queries and observations. Furthermore, we propose a comprehensive evaluation framework that measures awareness coverage, helpfulness in managing user queries, and the violation rate when facing misleading web content. Experiments show that current LLMs perform significantly better in non-agent than in web-based agent environments, with agents achieving less than 10% awareness coverage and over 40% violation rates. To improve performance, we explore two methods: prompting and fine-tuning, and find that combining both methods can offer complementary advantages -- fine-tuning on culture-specific datasets significantly enhances the agents' ability to generalize across different regions, while prompting boosts the agents' ability to navigate complex tasks. These findings highlight the importance of constantly benchmarking LLM agents' cultural and social awareness during the development cycle.	Work in progress
A little less conversation, a little more action, please: Investigating the physical common-sense of LLMs in a 3D embodied environment	2024-10-30	Show As general-purpose tools, Large Language Models (LLMs) must often reason about everyday physical environments. In a question-and-answer capacity, understanding the interactions of physical objects may be necessary to give appropriate responses. Moreover, LLMs are increasingly used as reasoning engines in agentic systems, designing and controlling their action sequences. The vast majority of research has tackled this issue using static benchmarks, comprised of text or image-based questions about the physical world. However, these benchmarks do not capture the complexity and nuance of real-life physical processes. Here we advocate for a second, relatively unexplored, approach: 'embodying' the LLMs by granting them control of an agent within a 3D environment. We present the first embodied and cognitively meaningful evaluation of physical common-sense reasoning in LLMs. Our framework allows direct comparison of LLMs with other embodied agents, such as those based on Deep Reinforcement Learning, and human and non-human animals. We employ the Animal-AI (AAI) environment, a simulated 3D virtual laboratory, to study physical common-sense reasoning in LLMs. For this, we use the AAI Testbed, a suite of experiments that replicate laboratory studies with non-human animals, to study physical reasoning capabilities including distance estimation, tracking out-of-sight objects, and tool use. We demonstrate that state-of-the-art multi-modal models with no finetuning can complete this style of task, allowing meaningful comparison to the entrants of the 2019 Animal-AI Olympics competition and to human children. Our results show that LLMs are currently outperformed by human children on these tasks. We argue that this approach allows the study of physical reasoning using ecologically valid experiments drawn directly from cognitive science, improving the predictability and reliability of LLMs.	25 pages, 4 figures
CoTran: An LLM-based Code Translator using Reinforcement Learning with Feedback from Compiler and Symbolic Execution	2024-10-30	Show In this paper, we present an LLM-based code translation method and an associated tool called CoTran, that translates whole-programs from one high-level programming language to another. Existing LLM-based code translation methods lack training to ensure that the translated code reliably compiles or bears substantial functional equivalence to the input code. In our work, we fine-tune an LLM using reinforcement learning, incorporating compiler feedback, and symbolic execution (symexec)-based testing feedback to assess functional equivalence between the input and output programs. The idea is to guide an LLM during fine-tuning, via compiler and symexec-based testing feedback, by letting it know how far it is from producing perfect translations. We conduct extensive experiments comparing CoTran with 14 other code translation tools, including human-written transpilers, LLM-based translation tools, and ChatGPT. Using a benchmark of over \num{57000} code pairs in Java and Python, we demonstrate that CoTran outperforms the other tools on relevant metrics such as compilation accuracy (CompAcc) and functional equivalence accuracy (FEqAcc). For example, in Python-to-Java translation, CoTran achieves 48.68% FEqAcc and 76.98% CompAcc, whereas the nearest competing tool (PLBART-base) gets 38.26% and 75.77% respectively. Additionally, CoTran, built on top of CodeT5, improves FEqAcc by +14.89% and CompAcc by +8.14% for Python-to-Java (resp., +12.94% and +4.30% for Java-to-Python).	The p... The paper has been published at the 27th European Conference on Artificial Intelligence (ECAI-2024) and is available at https://ebooks.iospress.nl/doi/10.3233/FAIA240968. This arXiv version is the full version that includes the supplementary material (Appendix)
Grounding by Trying: LLMs with Reinforcement Learning-Enhanced Retrieval	2024-10-30	Show The hallucinations of large language models (LLMs) are increasingly mitigated by allowing LLMs to search for information and to ground their answers in real sources. Unfortunately, LLMs often struggle with posing the right search queries, especially when dealing with complex or otherwise indirect topics. Observing that LLMs can learn to search for relevant facts by $\textit{trying}$ different queries and learning to up-weight queries that successfully produce relevant results, we introduce $\underline{Le}$arning to $\underline{Re}$trieve by $\underline{T}$rying (LeReT), a reinforcement learning framework that explores search queries and uses preference-based optimization to improve their quality. \methodclass can improve the absolute retrieval accuracy by up to 29% and the downstream generator evaluations by 17%. The simplicity and flexibility of LeReT allows it to be applied to arbitrary off-the-shelf retrievers and makes it a promising technique for improving general LLM pipelines. Project website: http://sherylhsu.com/LeReT/.
Instigating Cooperation among LLM Agents Using Adaptive Information Modulation	2024-10-30	Show This paper introduces a novel framework combining LLM agents as proxies for human strategic behavior with reinforcement learning (RL) to engage these agents in evolving strategic interactions within team environments. Our approach extends traditional agent-based simulations by using strategic LLM agents (SLA) and introducing dynamic and adaptive governance through a pro-social promoting RL agent (PPA) that modulates information access across agents in a network, optimizing social welfare and promoting pro-social behavior. Through validation in iterative games, including the prisoner dilemma, we demonstrate that SLA agents exhibit nuanced strategic adaptations. The PPA agent effectively learns to adjust information transparency, resulting in enhanced cooperation rates. This framework offers significant insights into AI-mediated social dynamics, contributing to the deployment of AI in real-world team settings.
ReasoningRec: Bridging Personalized Recommendations and Human-Interpretable Explanations through LLM Reasoning	2024-10-30	Show This paper presents ReasoningRec, a reasoning-based recommendation framework that leverages Large Language Models (LLMs) to bridge the gap between recommendations and human-interpretable explanations. In contrast to conventional recommendation systems that rely on implicit user-item interactions, ReasoningRec employs LLMs to model users and items, focusing on preferences, aversions, and explanatory reasoning. The framework utilizes a larger LLM to generate synthetic explanations for user preferences, subsequently used to fine-tune a smaller LLM for enhanced recommendation accuracy and human-interpretable explanation. Our experimental study investigates the impact of reasoning and contextual information on personalized recommendations, revealing that the quality of contextual and personalized data significantly influences the LLM's capacity to generate plausible explanations. Empirical evaluations demonstrate that ReasoningRec surpasses state-of-the-art methods by up to 12.5% in recommendation prediction while concurrently providing human-intelligible explanations. The code is available here: https://github.com/millenniumbismay/reasoningrec.	Large... Large Language Model, Recommendation, Human-Interpretable Reasoning, Personalization, Submitted for NAACL 2025
Exploring Design Choices for Building Language-Specific LLMs	2024-10-30	Show Despite rapid progress in large language models (LLMs), their performance on a vast majority of languages remains unsatisfactory. In this paper, we study building language-specific LLMs by adapting monolingual and multilingual LLMs. We conduct systematic experiments on how design choices (base model selection, vocabulary extension, and continued pretraining) impact the adapted LLM, both in terms of efficiency (how many tokens are needed to encode the same amount of information) and end task performance. We find that (1) the initial performance of LLM does not always correlate with the final performance after the adaptation. Adapting an English-centric models can yield better results than adapting multilingual models despite their worse initial performance on low-resource languages. (2) Efficiency can easily improved with simple vocabulary extension and continued pretraining in most LLMs we study, and (3) The optimal adaptation method (choice of the base model, new vocabulary size, training data, initialization strategy) is highly language-dependent, and the simplest embedding initialization works well across various experimental settings. Together, our work lays foundations on efficiently building language-specific LLMs by adapting existing LLMs.	Accep... Accepted to EMNLP 2024 Findings
SciPIP: An LLM-based Scientific Paper Idea Proposer	2024-10-30	Show The exponential growth of knowledge and the increasing complexity of interdisciplinary research pose significant challenges for researchers, including information overload and difficulties in exploring novel ideas. The advancements in large language models (LLMs), such as GPT-4, have shown great potential in enhancing idea proposals, but how to effectively utilize large models for reasonable idea proposal has not been thoroughly explored. This paper proposes a scientific paper idea proposer (SciPIP). Based on a user-provided research background, SciPIP retrieves helpful papers from a literature database while leveraging the capabilities of LLMs to generate more novel and feasible ideas. To this end, 1) we construct a literature retrieval database, extracting lots of papers' multi-dimension information for fast access. Then, a literature retrieval method based on semantics, entity, and citation co-occurrences is proposed to search relevant literature from multiple aspects based on the user-provided background. 2) After literature retrieval, we introduce dual-path idea proposal strategies, where one path infers solutions from the retrieved literature and the other path generates original ideas through model brainstorming. We then combine the two to achieve a good balance between feasibility and originality. Through extensive experiments on the natural language processing (NLP) field, we demonstrate that SciPIP can retrieve citations similar to those of existing top conference papers and generate many ideas consistent with them. Additionally, we evaluate the originality of other ideas generated by SciPIP using large language models, further validating the effectiveness of our proposed method. The code and the database are released at https://github.com/cheerss/SciPIP.	25 pa... 25 pages, 5 figures, 19 tables
WildDESED: An LLM-Powered Dataset for Wild Domestic Environment Sound Event Detection System	2024-10-30	Show This work aims to advance sound event detection (SED) research by presenting a new large language model (LLM)-powered dataset namely wild domestic environment sound event detection (WildDESED). It is crafted as an extension to the original DESED dataset to reflect diverse acoustic variability and complex noises in home settings. We leveraged LLMs to generate eight different domestic scenarios based on target sound categories of the DESED dataset. Then we enriched the scenarios with a carefully tailored mixture of noises selected from AudioSet and ensured no overlap with target sound. We consider widely popular convolutional neural recurrent network to study WildDESED dataset, which depicts its challenging nature. We then apply curriculum learning by gradually increasing noise complexity to enhance the model's generalization capabilities across various noise levels. Our results with this approach show improvements within the noisy environment, validating the effectiveness on the WildDESED dataset promoting noise-robust SED advancements.	DCASE WS 2024
Real-Time Personalization for LLM-based Recommendation with Customized In-Context Learning	2024-10-30	Show Frequently updating Large Language Model (LLM)-based recommender systems to adapt to new user interests -- as done for traditional ones -- is impractical due to high training costs, even with acceleration methods. This work explores adapting to dynamic user interests without any model updates by leveraging In-Context Learning (ICL), which allows LLMs to learn new tasks from few-shot examples provided in the input. Using new-interest examples as the ICL few-shot examples, LLMs may learn real-time interest directly, avoiding the need for model updates. However, existing LLM-based recommenders often lose the in-context learning ability during recommendation tuning, while the original LLM's in-context learning lacks recommendation-specific focus. To address this, we propose RecICL, which customizes recommendation-specific in-context learning for real-time recommendations. RecICL organizes training examples in an in-context learning format, ensuring that in-context learning ability is preserved and aligned with the recommendation task during tuning. Extensive experiments demonstrate RecICL's effectiveness in delivering real-time recommendations without requiring model updates. Our code is available at https://github.com/ym689/rec_icl.
Dynamic Vocabulary Pruning in Early-Exit LLMs	2024-10-30	Show Increasing the size of large language models (LLMs) has been shown to lead to better performance. However, this comes at the cost of slower and more expensive inference. Early-exiting is a promising approach for improving the efficiency of LLM inference by enabling next token prediction at intermediate layers. Yet, the large vocabulary size in modern LLMs makes the confidence estimation required for exit decisions computationally expensive, diminishing the efficiency gains. To address this, we propose dynamically pruning the vocabulary at test time for each token. Specifically, the vocabulary is pruned at one of the initial layers, and the smaller vocabulary is then used throughout the rest of the forward pass. Our experiments demonstrate that such post-hoc dynamic vocabulary pruning improves the efficiency of confidence estimation in early-exit LLMs while maintaining competitive performance.
Comparative Analysis of Demonstration Selection Algorithms for LLM In-Context Learning	2024-10-30	Show In-context learning can help Large Language Models (LLMs) to adapt new tasks without additional training. However, this performance heavily depends on the quality of the demonstrations, driving research into effective demonstration selection algorithms to optimize this process. These algorithms assist users in selecting the best $k$ input-label pairs (demonstration examples) based on a given test input, enabling LLMs to in-context learn the relationship between the provided examples and the test inputs. Despite all the proposed demonstration selection algorithms, their efficiency and effectiveness remain unclear. This lack of clarity make it difficult to apply these algorithms in real-world scenarios and poses challenges for future research aimed at developing improved methods. This paper revisits six proposed algorithms, evaluating them on five datasets from both efficiency and effectiveness perspectives. Our experiments reveal significant variations in algorithm performance across different tasks, with some methods struggling to outperform random selection in certain scenarios. We also find that increasing the number of demonstrations does not always lead to better performance, and that there are often trade-offs between accuracy and computational efficiency. Our code is available at https://github.com/Tizzzzy/Demonstration_Selection_Overview.	6 pages, 4 figures
BUZZ: Beehive-structured Sparse KV Cache with Segmented Heavy Hitters for Efficient LLM Inference	2024-10-30	Show Large language models (LLMs) are essential in natural language processing but often struggle with inference speed and computational efficiency, limiting real-time deployment. The key-value (KV) cache mechanism reduces computational overhead in transformer models, but challenges in maintaining contextual understanding remain. In this paper, we propose BUZZ, a novel KV caching algorithm that leverages structured contextual information to minimize cache memory usage while enhancing inference speed. BUZZ employs a beehive-structured sparse cache, incorporating a sliding window to capture recent information and dynamically segmenting historical tokens into chunks to prioritize important tokens in local neighborhoods. We evaluate BUZZ on four real-world datasets: CNN/Daily Mail, XSUM, Wikitext, and 10-QA. Our results demonstrate that BUZZ (1) reduces cache memory usage by $\textbf{2.5}\times$ in LLM inference while maintaining over 99% accuracy in long-text summarization, and (2) surpasses state-of-the-art performance in multi-document question answering by $\textbf{7.69%}$ under the same memory limit, where full cache methods encounter out-of-memory issues. Additionally, BUZZ achieves significant inference speedup with a $\log{n}$ time complexity. The code is available at https://github.com/JunqiZhao888/buzz-llm.
MInference 1.0: Accelerating Pre-filling for Long-Context LLMs via Dynamic Sparse Attention	2024-10-30	Show The computational challenges of Large Language Model (LLM) inference remain a significant barrier to their widespread deployment, especially as prompt lengths continue to increase. Due to the quadratic complexity of the attention computation, it takes 30 minutes for an 8B LLM to process a prompt of 1M tokens (i.e., the pre-filling stage) on a single A100 GPU. Existing methods for speeding up prefilling often fail to maintain acceptable accuracy or efficiency when applied to long-context LLMs. To address this gap, we introduce MInference (Milliontokens Inference), a sparse calculation method designed to accelerate pre-filling of long-sequence processing. Specifically, we identify three unique patterns in long-context attention matrices-the A-shape, Vertical-Slash, and Block-Sparsethat can be leveraged for efficient sparse computation on GPUs. We determine the optimal pattern for each attention head offline and dynamically build sparse indices based on the assigned pattern during inference. With the pattern and sparse indices, we perform efficient sparse attention calculations via our optimized GPU kernels to significantly reduce the latency in the pre-filling stage of long-context LLMs. Our proposed technique can be directly applied to existing LLMs without any modifications to the pre-training setup or additional fine-tuning. By evaluating on a wide range of downstream tasks, including InfiniteBench, RULER, PG-19, and Needle In A Haystack, and models including LLaMA-3-1M, GLM4-1M, Yi-200K, Phi-3-128K, and Qwen2-128K, we demonstrate that MInference effectively reduces inference latency by up to 10x for pre-filling on an A100, while maintaining accuracy. Our code is available at https://aka.ms/MInference.	Accep... Accepted at NeurIPS 2024 (Spotlight)
Multi-Programming Language Sandbox for LLMs	2024-10-30	Show We introduce MPLSandbox, an out-of-the-box multi-programming language sandbox designed to provide unified and comprehensive feedback from compiler and analysis tools for Large Language Models (LLMs). It can automatically identify the programming language of the code, compiling and executing it within an isolated sub-sandbox to ensure safety and stability. In addition, MPLSandbox also integrates both traditional and LLM-based code analysis tools, providing a comprehensive analysis of generated code. MPLSandbox can be effortlessly integrated into the training and deployment of LLMs to improve the quality and correctness of their generated code. It also helps researchers streamline their workflows for various LLM-based code-related tasks, reducing the development cost. To validate the effectiveness of MPLSandbox, we integrate it into training and deployment approaches, and also employ it to optimize workflows for a wide range of real-world code-related tasks. Our goal is to enhance researcher productivity on LLM-based code-related tasks by simplifying and automating workflows through delegation to MPLSandbox.	25 pages, 14 figures
LLM2Swarm: Robot Swarms that Responsively Reason, Plan, and Collaborate through LLMs	2024-10-30	Show Robot swarms are composed of many simple robots that communicate and collaborate to fulfill complex tasks. Robot controllers usually need to be specified by experts on a case-by-case basis via programming code. This process is time-consuming, prone to errors, and unable to take into account all situations that may be encountered during deployment. On the other hand, recent Large Language Models (LLMs) have demonstrated reasoning and planning capabilities, introduced new ways to interact with and program machines, and incorporate both domain-specific and commonsense knowledge. Hence, we propose to address the aforementioned challenges by integrating LLMs with robot swarms and show the potential in proofs of concept (showcases). For this integration, we explore two approaches. The first approach is 'indirect integration,' where LLMs are used to synthesize and validate the robot controllers. This approach may reduce development time and human error before deployment. Moreover, during deployment, it could be used for on-the-fly creation of new robot behaviors. The second approach is 'direct integration,' where each robot locally executes a separate LLM instance during deployment for robot-robot collaboration and human-swarm interaction. These local LLM instances enable each robot to reason, plan, and collaborate using natural language, as demonstrated in our showcases where the robots are able to detect a variety of anomalies, without prior information about the nature of these anomalies. To enable further research on our mainly conceptual contribution, we release the software and videos for our LLM2Swarm system: https://github.com/Pold87/LLM2Swarm.	Accep... Accepted at NeurIPS 2024 Workshop on Open-World Agents. Code: https://github.com/Pold87/LLM2Swarm/
Do LLMs "know" internally when they follow instructions?	2024-10-30	Show Instruction-following is crucial for building AI agents with large language models (LLMs), as these models must adhere strictly to user-provided constraints and guidelines. However, LLMs often fail to follow even simple and clear instructions. To improve instruction-following behavior and prevent undesirable outputs, a deeper understanding of how LLMs' internal states relate to these outcomes is required. Our analysis of LLM internal states reveal a dimension in the input embedding space linked to successful instruction-following. We demonstrate that modifying representations along this dimension improves instruction-following success rates compared to random changes, without compromising response quality. Further investigation reveals that this dimension is more closely related to the phrasing of prompts rather than the inherent difficulty of the task or instructions. This discovery also suggests explanations for why LLMs sometimes fail to follow clear instructions and why prompt engineering is often effective, even when the content remains largely unchanged. This work provides insight into the internal workings of LLMs' instruction-following, paving the way for reliable LLM agents.
From News to Forecast: Integrating Event Analysis in LLM-Based Time Series Forecasting with Reflection	2024-10-30	Show This paper introduces a novel approach that leverages Large Language Models (LLMs) and Generative Agents to enhance time series forecasting by reasoning across both text and time series data. With language as a medium, our method adaptively integrates social events into forecasting models, aligning news content with time series fluctuations to provide richer insights. Specifically, we utilize LLM-based agents to iteratively filter out irrelevant news and employ human-like reasoning to evaluate predictions. This enables the model to analyze complex events, such as unexpected incidents and shifts in social behavior, and continuously refine the selection logic of news and the robustness of the agent's output. By integrating selected news events with time series data, we fine-tune a pre-trained LLM to predict sequences of digits in time series. The results demonstrate significant improvements in forecasting accuracy, suggesting a potential paradigm shift in time series forecasting through the effective utilization of unstructured news data.	This ... This paper has been accepted for NeurIPS 2024. Code and data are available at https://github.com/ameliawong1996/From_News_to_Forecast
Focus On This, Not That! Steering LLMs With Adaptive Feature Specification	2024-10-30	Show Despite the success of Instruction Tuning (IT) in training large language models (LLMs) to perform arbitrary user-specified tasks, these models often still leverage spurious or biased features learned from their training data, leading to undesired behaviours when deploying them in new contexts. In this work, we introduce Focus Instruction Tuning (FIT), which trains LLMs to condition their responses by focusing on specific features whilst ignoring others, leading to different behaviours based on what features are specified. Across several experimental settings, we show that focus-tuned models can be adaptively steered by focusing on different features at inference-time: for instance, robustness can be improved by focusing on task-causal features and ignoring spurious features, and social bias can be mitigated by ignoring demographic categories. Furthermore, FIT can steer behaviour in new contexts, generalising under distribution shift and to new unseen features at inference time, and thereby facilitating more robust, fair, and controllable LLM applications in real-world environments.	28pages, 14 figures
LLMs for Targeted Sentiment in News Headlines: Exploring the Descriptive-Prescriptive Dilemma	2024-10-30	Show News headlines often evoke sentiment by intentionally portraying entities in particular ways, making targeted sentiment analysis (TSA) of headlines a worthwhile but difficult task. Due to its subjectivity, creating TSA datasets can involve various annotation paradigms, from descriptive to prescriptive, either encouraging or limiting subjectivity. LLMs are a good fit for TSA due to their broad linguistic and world knowledge and in-context learning abilities, yet their performance depends on prompt design. In this paper, we compare the accuracy of state-of-the-art LLMs and fine-tuned encoder models for TSA of news headlines using descriptive and prescriptive datasets across several languages. Exploring the descriptive--prescriptive continuum, we analyze how performance is affected by prompt prescriptiveness, ranging from plain zero-shot to elaborate few-shot prompts. Finally, we evaluate the ability of LLMs to quantify uncertainty via calibration error and comparison to human label variation. We find that LLMs outperform fine-tuned encoders on descriptive datasets, while calibration and F1-score generally improve with increased prescriptiveness, yet the optimal level varies.	Prese... Presented at 14th Workshop on Computational Approaches to Subjectivity, Sentiment, & Social Media Analysis (WASSA) at ACL 2024
L3Cube-IndicQuest: A Benchmark Question Answering Dataset for Evaluating Knowledge of LLMs in Indic Context	2024-10-30	Show Large Language Models (LLMs) have made significant progress in incorporating Indic languages within multilingual models. However, it is crucial to quantitatively assess whether these languages perform comparably to globally dominant ones, such as English. Currently, there is a lack of benchmark datasets specifically designed to evaluate the regional knowledge of LLMs in various Indic languages. In this paper, we present the L3Cube-IndicQuest, a gold-standard factual question-answering benchmark dataset designed to evaluate how well multilingual LLMs capture regional knowledge across various Indic languages. The dataset contains 200 question-answer pairs, each for English and 19 Indic languages, covering five domains specific to the Indic region. We aim for this dataset to serve as a benchmark, providing ground truth for evaluating the performance of LLMs in understanding and representing knowledge relevant to the Indian context. The IndicQuest can be used for both reference-based evaluation and LLM-as-a-judge evaluation. The dataset is shared publicly at https://github.com/l3cube-pune/indic-nlp .	Accep... Accepted at PACLIC 38 (2024)
ChunkRAG: Novel LLM-Chunk Filtering Method for RAG Systems	2024-10-30	Show Retrieval-Augmented Generation (RAG) systems using large language models (LLMs) often generate inaccurate responses due to the retrieval of irrelevant or loosely related information. Existing methods, which operate at the document level, fail to effectively filter out such content. We propose LLM-driven chunk filtering, ChunkRAG, a framework that enhances RAG systems by evaluating and filtering retrieved information at the chunk level. Our approach employs semantic chunking to divide documents into coherent sections and utilizes LLM-based relevance scoring to assess each chunk's alignment with the user's query. By filtering out less pertinent chunks before the generation phase, we significantly reduce hallucinations and improve factual accuracy. Experiments show that our method outperforms existing RAG models, achieving higher accuracy on tasks requiring precise information retrieval. This advancement enhances the reliability of RAG systems, making them particularly beneficial for applications like fact-checking and multi-hop reasoning.
Chain of Ideas: Revolutionizing Research Via Novel Idea Development with LLM Agents	2024-10-30	Show Effective research ideation is a critical step for scientific research. However, the exponential increase in scientific literature makes it challenging for researchers to stay current with recent advances and identify meaningful research directions. Recent developments in large language models~(LLMs) suggest a promising avenue for automating the generation of novel research ideas. However, existing methods for idea generation either trivially prompt LLMs or directly expose LLMs to extensive literature without indicating useful information. Inspired by the research process of human researchers, we propose a Chain-of-Ideas~(CoI) agent, an LLM-based agent that organizes relevant literature in a chain structure to effectively mirror the progressive development in a research domain. This organization facilitates LLMs to capture the current advancements in research, thereby enhancing their ideation capabilities. Furthermore, we propose Idea Arena, an evaluation protocol that can comprehensively evaluate idea generation methods from different perspectives, aligning closely with the preferences of human researchers. Experimental results indicate that the CoI agent consistently outperforms other methods and shows comparable quality as humans in research idea generation. Moreover, our CoI agent is budget-friendly, with a minimum cost of $0.50 to generate a candidate idea and its corresponding experimental design.	10 pa... 10 pages,5 figures, conference
Causality-Enhanced Behavior Sequence Modeling in LLMs for Personalized Recommendation	2024-10-30	Show Recent advancements in recommender systems have focused on leveraging Large Language Models (LLMs) to improve user preference modeling, yielding promising outcomes. However, current LLM-based approaches struggle to fully leverage user behavior sequences, resulting in suboptimal preference modeling for personalized recommendations. In this study, we propose a novel Counterfactual Fine-Tuning (CFT) method to address this issue by explicitly emphasizing the role of behavior sequences when generating recommendations. Specifically, we employ counterfactual reasoning to identify the causal effects of behavior sequences on model output and introduce a task that directly fits the ground-truth labels based on these effects, achieving the goal of explicit emphasis. Additionally, we develop a token-level weighting mechanism to adjust the emphasis strength for different item tokens, reflecting the diminishing influence of behavior sequences from earlier to later tokens during predicting an item. Extensive experiments on real-world datasets demonstrate that CFT effectively improves behavior sequence modeling. Our codes are available at https://github.com/itsmeyjt/CFT.
VideoLLaMA 2: Advancing Spatial-Temporal Modeling and Audio Understanding in Video-LLMs	2024-10-30	Show In this paper, we present the VideoLLaMA 2, a set of Video Large Language Models (Video-LLMs) designed to enhance spatial-temporal modeling and audio understanding in video and audio-oriented tasks. Building upon its predecessor, VideoLLaMA 2 incorporates a tailor-made Spatial-Temporal Convolution (STC) connector, which effectively captures the intricate spatial and temporal dynamics of video data. Additionally, we integrate an Audio Branch into the model through joint training, thereby enriching the multimodal understanding capabilities of the model by seamlessly incorporating audio cues. Comprehensive evaluations on multiple-choice video question answering (MC-VQA), open-ended video question answering (OE-VQA), and video captioning (VC) tasks demonstrate that VideoLLaMA 2 consistently achieves competitive results among open-source models and even gets close to some proprietary models on several benchmarks. Furthermore, VideoLLaMA 2 exhibits reasonable improvements in audio-only and audio-video question-answering (AQA & OE-AVQA) benchmarks over existing models. These advancements underline VideoLLaMA 2's superior performance in multimodal comprehension, setting a new standard for intelligent video analysis systems. All models are public to facilitate further research.	ZC, S... ZC, SL, HZ, YX, and XL contributed equally to this project. Code: https://github.com/DAMO-NLP-SG/VideoLLaMA2
Balancing Cost and Effectiveness of Synthetic Data Generation Strategies for LLMs	2024-10-30	Show As large language models (LLMs) are applied to more use cases, creating high quality, task-specific datasets for fine-tuning becomes a bottleneck for model improvement. Using high quality human data has been the most common approach to unlock model performance, but is prohibitively expensive in many scenarios. Several alternative methods have also emerged, such as generating synthetic or hybrid data, but the effectiveness of these approaches remain unclear, especially in resource-constrained scenarios and tasks that are not easily verified. To investigate this, we group various synthetic data generation strategies into three representative categories -- Answer Augmentation, Question Rephrase and New Question -- and study the performance of student LLMs trained under various constraints, namely seed instruction set size and query budget. We demonstrate that these strategies are not equally effective across settings. Notably, the optimal data generation strategy depends strongly on the ratio between the available teacher query budget and the size of the seed instruction set. When this ratio is low, generating new answers to existing questions proves most effective, but as this ratio increases, generating new questions becomes optimal. Across all tasks, we find that choice of augmentation method and other design choices matter substantially more in low to mid data regimes than in high data regimes. We provide a practical framework for selecting the appropriate augmentation method across settings, taking into account additional factors such as the scalability of each method, the importance of verifying synthetic data, and the use of different LLMs for synthetic data generation.	NeurI... NeurIPS '24 Workshop on Fine-Tuning in Modern Machine Learning: Principles and Scalability
Training LLMs for Generating IEC 61131-3 Structured Text with Online Feedback	2024-10-30	Show The advent of large language models (LLMs), such as GPT-4, has enabled significant advancements in generating code across various domains. However, these models face unique challenges when generating IEC 61131-3 Structured Text (ST) code due to limited data in public training datasets and the complexity of ST language syntax. This paper proposes a novel approach to training LLMs that emphasizes improving the quality of learning data through an online process involving compiler feedback and evaluation from a secondary LLM. In this framework, the primary LLM generates new training samples, which are subsequently evaluated by a compiler for syntactical correctness and by a specialized LLM that excels at assessing semantic accuracy, though it is not optimized for code generation itself. Through iterative refinement of the training data, this approach results in marked improvements for the trained LLM, leading to higher compilation success rates and better semantic precision. As a result, the framework proves highly suitable for industrial automation applications and outperforms state-of-the-art models.	This ... This work has been submitted to the IEEE for possible publication
MR-Ben: A Meta-Reasoning Benchmark for Evaluating System-2 Thinking in LLMs	2024-10-30	Show Large language models (LLMs) have shown increasing capability in problem-solving and decision-making, largely based on the step-by-step chain-of-thought reasoning processes. However, evaluating these reasoning abilities has become increasingly challenging. Existing outcome-based benchmarks are beginning to saturate, becoming less effective in tracking meaningful progress. To address this, we present a process-based benchmark MR-Ben that demands a meta-reasoning skill, where LMs are asked to locate and analyse potential errors in automatically generated reasoning steps. Our meta-reasoning paradigm is especially suited for system-2 slow thinking, mirroring the human cognitive process of carefully examining assumptions, conditions, calculations, and logic to identify mistakes. MR-Ben comprises 5,975 questions curated by human experts across a wide range of subjects, including physics, chemistry, logic, coding, and more. Through our designed metrics for assessing meta-reasoning on this benchmark, we identify interesting limitations and weaknesses of current LLMs (open-source and closed-source models). For example, with models like the o1 series from OpenAI demonstrating strong performance by effectively scrutinizing the solution space, many other state-of-the-art models fall significantly behind on MR-Ben, exposing potential shortcomings in their training strategies and inference methodologies.
$\textbf{EMOS}$: $\textbf{E}$mbodiment-aware Heterogeneous $\textbf{M}$ulti-robot $\textbf{O}$perating $\textbf{S}$ystem with LLM Agents	2024-10-30	Show Heterogeneous multi-robot systems (HMRS) have emerged as a powerful approach for tackling complex tasks that single robots cannot manage alone. Current large-language-model-based multi-agent systems (LLM-based MAS) have shown success in areas like software development and operating systems, but applying these systems to robot control presents unique challenges. In particular, the capabilities of each agent in a multi-robot system are inherently tied to the physical composition of the robots, rather than predefined roles. To address this issue, we introduce a novel multi-agent framework designed to enable effective collaboration among heterogeneous robots with varying embodiments and capabilities, along with a new benchmark named Habitat-MAS. One of our key designs is $\textit{Robot Resume}$: Instead of adopting human-designed role play, we propose a self-prompted approach, where agents comprehend robot URDF files and call robot kinematics tools to generate descriptions of their physics capabilities to guide their behavior in task planning and action execution. The Habitat-MAS benchmark is designed to assess how a multi-agent framework handles tasks that require embodiment-aware reasoning, which includes 1) manipulation, 2) perception, 3) navigation, and 4) comprehensive multi-floor object rearrangement. The experimental results indicate that the robot's resume and the hierarchical design of our multi-agent system are essential for the effective operation of the heterogeneous multi-robot system within this intricate problem context.	10 pa... 10 pages of main content, 3 pages of references, 5 pages of appendix, 7 figures in total
Linguistics Theory Meets LLM: Code-Switched Text Generation via Equivalence Constrained Large Language Models	2024-10-30	Show Code-switching, the phenomenon of alternating between two or more languages in a single conversation, presents unique challenges for Natural Language Processing (NLP). Most existing research focuses on either syntactic constraints or neural generation, with few efforts to integrate linguistic theory with large language models (LLMs) for generating natural code-switched text. In this paper, we introduce EZSwitch, a novel framework that combines Equivalence Constraint Theory (ECT) with LLMs to produce linguistically valid and fluent code-switched text. We evaluate our method using both human judgments and automatic metrics, demonstrating a significant improvement in the quality of generated code-switching sentences compared to baseline LLMs. To address the lack of suitable evaluation metrics, we conduct a comprehensive correlation study of various automatic metrics against human scores, revealing that current metrics often fail to capture the nuanced fluency of code-switched text. Additionally, we create CSPref, a human preference dataset based on human ratings and analyze model performance across `hard` and `easy` examples. Our findings indicate that incorporating linguistic constraints into LLMs leads to more robust and human-aligned generation, paving the way for scalable code-switching text generation across diverse language pairs.
MDAgents: An Adaptive Collaboration of LLMs for Medical Decision-Making	2024-10-30	Show Foundation models are becoming valuable tools in medicine. Yet despite their promise, the best way to leverage Large Language Models (LLMs) in complex medical tasks remains an open question. We introduce a novel multi-agent framework, named Medical Decision-making Agents (MDAgents) that helps address this gap by automatically assigning a collaboration structure to a team of LLMs. The assigned solo or group collaboration structure is tailored to the medical task at hand, emulating real-world medical decision-making processes adapted to tasks of varying complexities. We evaluate our framework and baseline methods using state-of-the-art LLMs across a suite of real-world medical knowledge and medical diagnosis benchmarks, including a comparison of LLMs' medical complexity classification against human physicians. MDAgents achieved the best performance in seven out of ten benchmarks on tasks requiring an understanding of medical knowledge and multi-modal reasoning, showing a significant improvement of up to 4.2% (p < 0.05) compared to previous methods' best performances. Ablation studies reveal that MDAgents effectively determines medical complexity to optimize for efficiency and accuracy across diverse medical tasks. Notably, the combination of moderator review and external medical knowledge in group collaboration resulted in an average accuracy improvement of 11.8%. Our code can be found at https://github.com/mitmedialab/MDAgents.
The Ultimate Guide to Fine-Tuning LLMs from Basics to Breakthroughs: An Exhaustive Review of Technologies, Research, Best Practices, Applied Research Challenges and Opportunities	2024-10-30	Show This report examines the fine-tuning of Large Language Models (LLMs), integrating theoretical insights with practical applications. It outlines the historical evolution of LLMs from traditional Natural Language Processing (NLP) models to their pivotal role in AI. A comparison of fine-tuning methodologies, including supervised, unsupervised, and instruction-based approaches, highlights their applicability to different tasks. The report introduces a structured seven-stage pipeline for fine-tuning LLMs, spanning data preparation, model initialization, hyperparameter tuning, and model deployment. Emphasis is placed on managing imbalanced datasets and optimization techniques. Parameter-efficient methods like Low-Rank Adaptation (LoRA) and Half Fine-Tuning are explored for balancing computational efficiency with performance. Advanced techniques such as memory fine-tuning, Mixture of Experts (MoE), and Mixture of Agents (MoA) are discussed for leveraging specialized networks and multi-agent collaboration. The report also examines novel approaches like Proximal Policy Optimization (PPO) and Direct Preference Optimization (DPO), which align LLMs with human preferences, alongside pruning and routing optimizations to improve efficiency. Further sections cover validation frameworks, post-deployment monitoring, and inference optimization, with attention to deploying LLMs on distributed and cloud-based platforms. Emerging areas such as multimodal LLMs, fine-tuning for audio and speech, and challenges related to scalability, privacy, and accountability are also addressed. This report offers actionable insights for researchers and practitioners navigating LLM fine-tuning in an evolving landscape.
Enabling Generative Design Tools with LLM Agents for Mechanical Computation Devices: A Case Study	2024-10-29	Show In the field of Human-Computer Interaction (HCI), interactive devices with embedded mechanical computation are gaining attention. The rise of these cutting-edge devices has created a need for specialized design tools that democratize the prototyping process. While current tools streamline prototyping through parametric design and simulation, they often come with a steep learning curve and may not fully support creative ideation. In this study, we use fluidic computation interfaces as a case study to explore how design tools for such devices can be augmented by Large Language Model agents (LLMs). Integrated with LLMs, the Generative Design Tool (GDT) better understands the capabilities and limitations of new technologies, proposes diverse and practical applications, and suggests designs that are technically and contextually appropriate. Additionally, it generates design parameters for visualizing results and producing fabrication-ready support files. This paper details the GDT's framework, implementation, and performance while addressing its potential and challenges.	38 pages, 12 figures
Evaluating LLMs on Entity Disambiguation in Tables	2024-10-29	Show Tables are crucial containers of information, but understanding their meaning may be challenging. Over the years, there has been a surge in interest in data-driven approaches based on deep learning that have increasingly been combined with heuristic-based ones. In the last period, the advent of \acf{llms} has led to a new category of approaches for table annotation. However, these approaches have not been consistently evaluated on a common ground, making evaluation and comparison difficult. This work proposes an extensive evaluation of four STI SOTA approaches: Alligator (formerly s-elbat), Dagobah, TURL, and TableLlama; the first two belong to the family of heuristic-based algorithms, while the others are respectively encoder-only and decoder-only Large Language Models (LLMs). We also include in the evaluation both GPT-4o and GPT-4o-mini, since they excel in various public benchmarks. The primary objective is to measure the ability of these approaches to solve the entity disambiguation task with respect to both the performance achieved on a common-ground evaluation setting and the computational and cost requirements involved, with the ultimate aim of charting new research paths in the field.
Gender Bias in LLM-generated Interview Responses	2024-10-29	Show LLMs have emerged as a promising tool for assisting individuals in diverse text-generation tasks, including job-related texts. However, LLM-generated answers have been increasingly found to exhibit gender bias. This study evaluates three LLMs (GPT-3.5, GPT-4, Claude) to conduct a multifaceted audit of LLM-generated interview responses across models, question types, and jobs, and their alignment with two gender stereotypes. Our findings reveal that gender bias is consistent, and closely aligned with gender stereotypes and the dominance of jobs. Overall, this study contributes to the systematic examination of gender bias in LLM-generated interview responses, highlighting the need for a mindful approach to mitigate such biases in related applications.	Accep... Accepted to NeurlIPS 2024, SoLaR workshop
Code Repair with LLMs gives an Exploration-Exploitation Tradeoff	2024-10-29	Show Iteratively improving and repairing source code with large language models (LLMs), known as refinement, has emerged as a popular way of generating programs that would be too complex to construct in one shot. Given a bank of test cases, together with a candidate program, an LLM can improve that program by being prompted with failed test cases. But it remains an open question how to best iteratively refine code, with prior work employing simple greedy or breadth-first strategies. We show here that refinement exposes an explore-exploit tradeoff: exploit by refining the program that passes the most test cases, or explore by refining a lesser considered program. We frame this as an arm-acquiring bandit problem, which we solve with Thompson Sampling. The resulting LLM-based program synthesis algorithm is broadly applicable: Across loop invariant synthesis, visual reasoning puzzles, and competition programming problems, we find that our new method can solve more problems using fewer language model calls.
Scaling LLM Inference with Optimized Sample Compute Allocation	2024-10-29	Show Sampling is a basic operation in many inference-time algorithms of large language models (LLMs). To scale up inference efficiently with a limited compute, it is crucial to find an optimal allocation for sample compute budgets: Which sampling configurations (model, temperature, language, etc.) do we use? How many samples do we generate in each configuration? We formulate these choices as a learning problem and propose OSCA, an algorithm that Optimizes Sample Compute Allocation by finding an optimal mix of different inference configurations. Our experiments show that with our learned mixed allocation, we can achieve accuracy better than the best single configuration with 128x less compute on code generation and 25x less compute on 4 reasoning tasks. OSCA is also shown to be effective in agentic workflows beyond single-turn tasks, achieving a better accuracy on SWE-Bench with 3x less compute than the default configuration. Our code and generations are released at https://github.com/LeiLiLab/OSCA.
Can LLMs Learn by Teaching for Better Reasoning? A Preliminary Study	2024-10-29	Show Teaching to improve student models (e.g., knowledge distillation) is an extensively studied methodology in LLMs. However, for humans, teaching improves not only students but also teachers, by fostering more rigorous and clear reasoning as well as knowledge building. We ask: Can LLMs also learn by teaching (LbT) for better reasoning? If the answer is yes, we can potentially unlock the possibility of continuously advancing the models without solely relying on human-produced data or stronger models. In this paper, we provide a preliminary exploration on this question. We show that LbT ideas can be incorporated into existing LLM training/prompting pipelines and bring improvements. Specifically, we design three methods, each mimicking one of the three levels of LbT: observing students' feedback, learning from the feedback, and learning iteratively, with the goals of improving answer accuracy without training or improving models' inherent capability with fine-tuning. We reveal some findings: (1) Teaching materials that make it easier for students to learn have clearer and more accurate logic when using in-context learning as the student's "learning" method; (2) Weak-to-strong generalization: LbT might help improve strong models by teaching weak models; (3) Diversity in students might help: teaching multiple students could be better than teaching one student or the teacher itself. We hope that our exploration can inspire future research on LbT and more broadly adopting the advanced techniques in education to improve LLMs. The code and website are at https://github.com/imagination-research/lbt and https://sites.google.com/view/llm-learning-by-teaching.	NeurIPS 2024
Model Tells You What to Discard: Adaptive KV Cache Compression for LLMs	2024-10-29	Show In this study, we introduce adaptive KV cache compression, a plug-and-play method that reduces the memory footprint of generative inference for Large Language Models (LLMs). Different from the conventional KV cache that retains key and value vectors for all context tokens, we conduct targeted profiling to discern the intrinsic structure of attention modules. Based on the recognized structure, we then construct the KV cache in an adaptive manner: evicting long-range contexts on attention heads emphasizing local contexts, discarding non-special tokens on attention heads centered on special tokens, and only employing the standard KV cache for attention heads that broadly attend to all tokens. Moreover, with the lightweight attention profiling used to guide the construction of the adaptive KV cache, FastGen can be deployed without resource-intensive fine-tuning or re-training. In our experiments across various asks, FastGen demonstrates substantial reduction on GPU memory consumption with negligible generation quality loss. We will release our code and the compatible CUDA kernel for reproducibility.	ICLR 2024
Data Poisoning in LLMs: Jailbreak-Tuning and Scaling Laws	2024-10-29	Show LLMs produce harmful and undesirable behavior when trained on poisoned datasets that contain a small fraction of corrupted or harmful data. We develop a new attack paradigm, jailbreak-tuning, that combines data poisoning with jailbreaking to fully bypass state-of-the-art safeguards and make models like GPT-4o comply with nearly any harmful request. Our experiments suggest this attack represents a paradigm shift in vulnerability elicitation, producing differences in refusal rates as much as 60+ percentage points compared to normal fine-tuning. Given this demonstration of how data poisoning vulnerabilities persist and can be amplified, we investigate whether these risks will likely increase as models scale. We evaluate three threat models - malicious fine-tuning, imperfect data curation, and intentional data contamination - across 23 frontier LLMs ranging from 1.5 to 72 billion parameters. Our experiments reveal that larger LLMs are significantly more susceptible to data poisoning, learning harmful behaviors from even minimal exposure to harmful data more quickly than smaller models. These findings underscore the need for leading AI companies to thoroughly red team fine-tuning APIs before public release and to develop more robust safeguards against data poisoning, particularly as models continue to scale in size and capability.
Online Detecting LLM-Generated Texts via Sequential Hypothesis Testing by Betting	2024-10-29	Show Developing algorithms to differentiate between machine-generated texts and human-written texts has garnered substantial attention in recent years. Existing methods in this direction typically concern an offline setting where a dataset containing a mix of real and machine-generated texts is given upfront, and the task is to determine whether each sample in the dataset is from a large language model (LLM) or a human. However, in many practical scenarios, sources such as news websites, social media accounts, or on other forums publish content in a streaming fashion. Therefore, in this online scenario, how to quickly and accurately determine whether the source is an LLM with strong statistical guarantees is crucial for these media or platforms to function effectively and prevent the spread of misinformation and other potential misuse of LLMs. To tackle the problem of online detection, we develop an algorithm based on the techniques of sequential hypothesis testing by betting that not only builds upon and complements existing offline detection techniques but also enjoys statistical guarantees, which include a controlled false positive rate and the expected time to correctly identify a source as an LLM. Experiments were conducted to demonstrate the effectiveness of our method.
Flow-DPO: Improving LLM Mathematical Reasoning through Online Multi-Agent Learning	2024-10-29	Show Mathematical reasoning is a crucial capability for Large Language Models (LLMs), yet generating detailed and accurate reasoning traces remains a significant challenge. This paper introduces a novel approach to produce high-quality reasoning traces for LLM fine-tuning using online learning \textbf{Flows}. Our method employs an incremental output production Flow, where component LLMs collaboratively construct solutions through iterative communication. We train the Flow using online Direct Preference Optimization (DPO) learning with rollouts, generating DPO pairs for each training example and updating models in real-time. We directly compare the quality of reasoning traces generated by our method with those produced through direct model inference, demonstrating the effectiveness of our approach in improving LLM performance in mathematical reasoning tasks.	5 pag... 5 pages, 4 figures, 1 table
LLMs are Highly-Constrained Biophysical Sequence Optimizers	2024-10-29	Show Large language models (LLMs) have recently shown significant potential in various biological tasks such as protein engineering and molecule design. These tasks typically involve black-box discrete sequence optimization, where the challenge lies in generating sequences that are not only biologically feasible but also adhere to hard fine-grained constraints. However, LLMs often struggle with such constraints, especially in biological contexts where verifying candidate solutions is costly and time-consuming. In this study, we explore the possibility of employing LLMs as highly-constrained bilevel optimizers through a methodology we refer to as Language Model Optimization with Margin Expectation (LLOME). This approach combines both offline and online optimization, utilizing limited oracle evaluations to iteratively enhance the sequences generated by the LLM. We additionally propose a novel training objective -- Margin-Aligned Expectation (MargE) -- that trains the LLM to smoothly interpolate between the reward and reference distributions. Lastly, we introduce a synthetic test suite that bears strong geometric similarity to real biophysical problems and enables rapid evaluation of LLM optimizers without time-consuming lab validation. Our findings reveal that, in comparison to genetic algorithm baselines, LLMs achieve significantly lower regret solutions while requiring fewer test function evaluations. However, we also observe that LLMs exhibit moderate miscalibration, are susceptible to generator collapse, and have difficulty finding the optimal solution when no explicit ground truth rewards are available.	Super... Supercedes arXiv:2407.00236v1
Fine-Tuning LLMs for Code Mutation: A New Era of Cyber Threats	2024-10-29	Show Recent advancements in Large Language Models (LLMs) have significantly improved their capabilities in natural language processing and code synthesis, enabling more complex applications across different fields. This paper explores the application of LLMs in the context of code mutation, a process where the structure of program code is altered without changing its functionality. Traditionally, code mutation has been employed to increase software robustness in mission-critical applications. Additionally, mutation engines have been exploited by malware developers to evade the signature-based detection methods employed by malware detection systems. Existing code mutation engines, often used by such threat actors, typically result in only limited variations in the malware, which can still be identified through static code analysis. However, the agility demonstrated by an LLM-based code synthesizer could significantly change this threat landscape by allowing for more complex code mutations that are not easily detected using static analysis. One can increase variations of codes synthesized by a pre-trained LLM through fine-tuning and retraining. This process is what we refer to as code mutation training. In this paper, we propose a novel definition of code mutation training tailored for pre-trained LLM-based code synthesizers and demonstrate this training on a lightweight pre-trained model. Our approach involves restructuring (i.e., mutating) code at the subroutine level, which allows for more manageable mutations while maintaining the semantic integrity verified through unit testing. Our experimental results illustrate the effectiveness of our approach in improving code mutation capabilities of LLM-based program synthesizers in producing varied and functionally correct code solutions, showcasing their potential to transform the landscape of code mutation and the threats associated with it.
Ripple: Accelerating LLM Inference on Smartphones with Correlation-Aware Neuron Management	2024-10-29	Show Large Language Models (LLMs) have achieved remarkable success across various domains, yet deploying them on mobile devices remains an arduous challenge due to their extensive computational and memory demands. While lightweight LLMs have been developed to fit mobile environments, they suffer from degraded model accuracy. In contrast, sparsity-based techniques minimize DRAM usage by selectively transferring only relevant neurons to DRAM while retaining the full model in external storage, such as flash. However, such approaches are critically limited by numerous I/O operations, particularly on smartphones with severe IOPS constraints. In this paper, we propose Ripple, a novel approach that accelerates LLM inference on smartphones by optimizing neuron placement in flash memory. Ripple leverages the concept of Neuron Co-Activation, where neurons frequently activated together are linked to facilitate continuous read access and optimize data transfer efficiency. Our approach incorporates a two-stage solution: an offline stage that reorganizes neuron placement based on co-activation patterns, and an online stage that employs tailored data access and caching strategies to align well with hardware characteristics. Evaluations conducted on a variety of smartphones and LLMs demonstrate that Ripple achieves up to 5.93x improvements in I/O latency compared to the state-of-the-art. As the first solution to optimize storage placement under sparsity, Ripple explores a new optimization space at the intersection of sparsity-driven algorithm and storage-level system co-design in LLM inference.
Agentless: Demystifying LLM-based Software Engineering Agents	2024-10-29	Show Recent advancements in large language models (LLMs) have significantly advanced the automation of software development tasks, including code synthesis, program repair, and test generation. More recently, researchers and industry practitioners have developed various autonomous LLM agents to perform end-to-end software development tasks. These agents are equipped with the ability to use tools, run commands, observe feedback from the environment, and plan for future actions. However, the complexity of these agent-based approaches, together with the limited abilities of current LLMs, raises the following question: Do we really have to employ complex autonomous software agents? To attempt to answer this question, we build Agentless -- an agentless approach to automatically solve software development problems. Compared to the verbose and complex setup of agent-based approaches, Agentless employs a simplistic three-phase process of localization, repair, and patch validation, without letting the LLM decide future actions or operate with complex tools. Our results on the popular SWE-bench Lite benchmark show that surprisingly the simplistic Agentless is able to achieve both the highest performance (32.00%, 96 correct fixes) and low cost ($0.70) compared with all existing open-source software agents! Furthermore, we manually classified the problems in SWE-bench Lite and found problems with exact ground truth patch or insufficient/misleading issue descriptions. As such, we construct SWE-bench Lite-S by excluding such problematic issues to perform more rigorous evaluation and comparison. Our work highlights the current overlooked potential of a simple, interpretable technique in autonomous software development. We hope Agentless will help reset the baseline, starting point, and horizon for autonomous software agents, and inspire future work along this crucial direction.
CaStL: Constraints as Specifications through LLM Translation for Long-Horizon Task and Motion Planning	2024-10-29	Show Large Language Models (LLMs) have demonstrated remarkable ability in long-horizon Task and Motion Planning (TAMP) by translating clear and straightforward natural language problems into formal specifications such as the Planning Domain Definition Language (PDDL). However, real-world problems are often ambiguous and involve many complex constraints. In this paper, we introduce Constraints as Specifications through LLMs (CaStL), a framework that identifies constraints such as goal conditions, action ordering, and action blocking from natural language in multiple stages. CaStL translates these constraints into PDDL and Python scripts, which are solved using an custom PDDL solver. Tested across three PDDL domains, CaStL significantly improves constraint handling and planning success rates from natural language specification in complex scenarios.
Analyzing Multimodal Interaction Strategies for LLM-Assisted Manipulation of 3D Scenes	2024-10-29	Show As more applications of large language models (LLMs) for 3D content for immersive environments emerge, it is crucial to study user behaviour to identify interaction patterns and potential barriers to guide the future design of immersive content creation and editing systems which involve LLMs. In an empirical user study with 12 participants, we combine quantitative usage data with post-experience questionnaire feedback to reveal common interaction patterns and key barriers in LLM-assisted 3D scene editing systems. We identify opportunities for improving natural language interfaces in 3D design tools and propose design recommendations for future LLM-integrated 3D content creation systems. Through an empirical study, we demonstrate that LLM-assisted interactive systems can be used productively in immersive environments.	under review
Benchmarking LLM Guardrails in Handling Multilingual Toxicity	2024-10-29	Show With the ubiquity of Large Language Models (LLMs), guardrails have become crucial to detect and defend against toxic content. However, with the increasing pervasiveness of LLMs in multilingual scenarios, their effectiveness in handling multilingual toxic inputs remains unclear. In this work, we introduce a comprehensive multilingual test suite, spanning seven datasets and over ten languages, to benchmark the performance of state-of-the-art guardrails. We also investigates the resilience of guardrails against recent jailbreaking techniques, and assess the impact of in-context safety policies and language resource availability on guardrails' performance. Our findings show that existing guardrails are still ineffective at handling multilingual toxicity and lack robustness against jailbreaking prompts. This work aims to identify the limitations of guardrails and to build a more reliable and trustworthy LLMs in multilingual scenarios.
AmpleGCG-Plus: A Strong Generative Model of Adversarial Suffixes to Jailbreak LLMs with Higher Success Rates in Fewer Attempts	2024-10-29	Show Although large language models (LLMs) are typically aligned, they remain vulnerable to jailbreaking through either carefully crafted prompts in natural language or, interestingly, gibberish adversarial suffixes. However, gibberish tokens have received relatively less attention despite their success in attacking aligned LLMs. Recent work, AmpleGCG~\citep{liao2024amplegcg}, demonstrates that a generative model can quickly produce numerous customizable gibberish adversarial suffixes for any harmful query, exposing a range of alignment gaps in out-of-distribution (OOD) language spaces. To bring more attention to this area, we introduce AmpleGCG-Plus, an enhanced version that achieves better performance in fewer attempts. Through a series of exploratory experiments, we identify several training strategies to improve the learning of gibberish suffixes. Our results, verified under a strict evaluation setting, show that it outperforms AmpleGCG on both open-weight and closed-source models, achieving increases in attack success rate (ASR) of up to 17% in the white-box setting against Llama-2-7B-chat, and more than tripling ASR in the black-box setting against GPT-4. Notably, AmpleGCG-Plus jailbreaks the newer GPT-4o series of models at similar rates to GPT-4, and, uncovers vulnerabilities against the recently proposed circuit breakers defense. We publicly release AmpleGCG-Plus along with our collected training datasets.
Watch Out for Your Agents! Investigating Backdoor Threats to LLM-Based Agents	2024-10-29	Show Driven by the rapid development of Large Language Models (LLMs), LLM-based agents have been developed to handle various real-world applications, including finance, healthcare, and shopping, etc. It is crucial to ensure the reliability and security of LLM-based agents during applications. However, the safety issues of LLM-based agents are currently under-explored. In this work, we take the first step to investigate one of the typical safety threats, backdoor attack, to LLM-based agents. We first formulate a general framework of agent backdoor attacks, then we present a thorough analysis of different forms of agent backdoor attacks. Specifically, compared with traditional backdoor attacks on LLMs that are only able to manipulate the user inputs and model outputs, agent backdoor attacks exhibit more diverse and covert forms: (1) From the perspective of the final attacking outcomes, the agent backdoor attacker can not only choose to manipulate the final output distribution, but also introduce the malicious behavior in an intermediate reasoning step only, while keeping the final output correct. (2) Furthermore, the former category can be divided into two subcategories based on trigger locations, in which the backdoor trigger can either be hidden in the user query or appear in an intermediate observation returned by the external environment. We implement the above variations of agent backdoor attacks on two typical agent tasks including web shopping and tool utilization. Extensive experiments show that LLM-based agents suffer severely from backdoor attacks and such backdoor vulnerability cannot be easily mitigated by current textual backdoor defense algorithms. This indicates an urgent need for further research on the development of targeted defenses against backdoor attacks on LLM-based agents. Warning: This paper may contain biased content.	Accep... Accepted at NeurIPS 2024, camera ready version. Code and data are available at https://github.com/lancopku/agent-backdoor-attacks
The Impact of Inference Acceleration Strategies on Bias of LLMs	2024-10-29	Show Last few years have seen unprecedented advances in capabilities of Large Language Models (LLMs). These advancements promise to deeply benefit a vast array of application domains. However, due to their immense size, performing inference with LLMs is both costly and slow. Consequently, a plethora of recent work has proposed strategies to enhance inference efficiency, e.g., quantization, pruning, and caching. These acceleration strategies reduce the inference cost and latency, often by several factors, while maintaining much of the predictive performance measured via common benchmarks. In this work, we explore another critical aspect of LLM performance: demographic bias in model generations due to inference acceleration optimizations. Using a wide range of metrics, we probe bias in model outputs from a number of angles. Analysis of outputs before and after inference acceleration shows significant change in bias. Worryingly, these bias effects are complex and unpredictable. A combination of an acceleration strategy and bias type may show little bias change in one model but may lead to a large effect in another. Our results highlight a need for in-depth and case-by-case evaluation of model bias after it has been modified to accelerate inference.
Distinguishing Ignorance from Error in LLM Hallucinations	2024-10-29	Show Large language models (LLMs) are susceptible to hallucinations-outputs that are ungrounded, factually incorrect, or inconsistent with prior generations. We focus on close-book Question Answering (CBQA), where previous work has not fully addressed the distinction between two possible kinds of hallucinations, namely, whether the model (1) does not hold the correct answer in its parameters or (2) answers incorrectly despite having the required knowledge. We argue that distinguishing these cases is crucial for detecting and mitigating hallucinations. Specifically, case (2) may be mitigated by intervening in the model's internal computation, as the knowledge resides within the model's parameters. In contrast, in case (1) there is no parametric knowledge to leverage for mitigation, so it should be addressed by resorting to an external knowledge source or abstaining. To help distinguish between the two cases, we introduce Wrong Answer despite having Correct Knowledge (WACK), an approach for constructing model-specific datasets for the second hallucination type. Our probing experiments indicate that the two kinds of hallucinations are represented differently in the model's inner states. Next, we show that datasets constructed using WACK exhibit variations across models, demonstrating that even when models share knowledge of certain facts, they still vary in the specific examples that lead to hallucinations. Finally, we show that training a probe on our WACK datasets leads to better hallucination detection of case (2) hallucinations than using the common generic one-size-fits-all datasets. The code is available at https://github.com/technion-cs-nlp/hallucination-mitigation .
RuleR: Improving LLM Controllability by Rule-based Data Recycling	2024-10-29	Show Despite the remarkable advancement of Large language models (LLMs), they still lack delicate controllability under sophisticated constraints, which is critical to enhancing their response quality and the user experience. While conditional supervised fine-tuning (SFT) can potentially improve LLM controllability, curating new SFT data to fulfill the constraints usually relies on human experts or proprietary LLMs, which is time-consuming and expensive. To bridge this gap, we propose Rule-based Data Recycling (RuleR), a human/LLM-free data augmentation method incorporating multiple constraints into the original SFT data. Instead of creating new responses from scratch, RuleR integrates linguistic or formatting rules into the original instructions and modifies the responses to fulfill the rule-defined constraints. Training on the "recycled" data consolidates LLMs capability to generate constrained outputs. Extensive experiments demonstrate RuleR's effectiveness in improving LLM controllability while maintaining general instruction-following performance. RuleR's code is released on https://github.com/tianyi-lab/RuleR.
An LLM-based Simulation Framework for Embodied Conversational Agents in Psychological Counseling	2024-10-29	Show Simulation is crucial for validating algorithmic strategies in real-world scenarios. While LLM-based social simulation shows promise as a mainstream tool, simulating complex scenarios like psychological counseling remains challenging. We present ECAs (short for Embodied Conversational Agents), a framework for simulating psychological counseling clients' embodied memory, integrating embodied cognition and counseling theories. We formulate six design goals based on a comprehensive review of psychological counseling theories. Using LLMs, we expand real counseling case data into a nuanced embodied cognitive memory space and generate dialogues based on high-frequency counseling questions. We validate our framework using the D4 dataset, with evaluations by licensed counselors. Results show our approach significantly outperforms baselines in simulation authenticity and necessity. To demonstrate scalability, we created a public ECAs dataset through batch simulations. This research provides valuable insights for future social simulation studies in psychological counseling and Embodied Counseling Agents research.	7 pages, 4 figures
CodeCloak: A Method for Evaluating and Mitigating Code Leakage by LLM Code Assistants	2024-10-29	Show LLM-based code assistants are becoming increasingly popular among developers. These tools help developers improve their coding efficiency and reduce errors by providing real-time suggestions based on the developer's codebase. While beneficial, the use of these tools can inadvertently expose the developer's proprietary code to the code assistant service provider during the development process. In this work, we propose a method to mitigate the risk of code leakage when using LLM-based code assistants. CodeCloak is a novel deep reinforcement learning agent that manipulates the prompts before sending them to the code assistant service. CodeCloak aims to achieve the following two contradictory goals: (i) minimizing code leakage, while (ii) preserving relevant and useful suggestions for the developer. Our evaluation, employing StarCoder and Code Llama, LLM-based code assistants models, demonstrates CodeCloak's effectiveness on a diverse set of code repositories of varying sizes, as well as its transferability across different models. We also designed a method for reconstructing the developer's original codebase from code segments sent to the code assistant service (i.e., prompts) during the development process, to thoroughly analyze code leakage risks and evaluate the effectiveness of CodeCloak under practical development scenarios.
SG-Bench: Evaluating LLM Safety Generalization Across Diverse Tasks and Prompt Types	2024-10-29	Show Ensuring the safety of large language model (LLM) applications is essential for developing trustworthy artificial intelligence. Current LLM safety benchmarks have two limitations. First, they focus solely on either discriminative or generative evaluation paradigms while ignoring their interconnection. Second, they rely on standardized inputs, overlooking the effects of widespread prompting techniques, such as system prompts, few-shot demonstrations, and chain-of-thought prompting. To overcome these issues, we developed SG-Bench, a novel benchmark to assess the generalization of LLM safety across various tasks and prompt types. This benchmark integrates both generative and discriminative evaluation tasks and includes extended data to examine the impact of prompt engineering and jailbreak on LLM safety. Our assessment of 3 advanced proprietary LLMs and 10 open-source LLMs with the benchmark reveals that most LLMs perform worse on discriminative tasks than generative ones, and are highly susceptible to prompts, indicating poor generalization in safety alignment. We also explain these findings quantitatively and qualitatively to provide insights for future research.	Accep... Accepted by NeurIPS2024 (Dataset and Benchmark Track)
Understanding the RoPE Extensions of Long-Context LLMs: An Attention Perspective	2024-10-29	Show Enabling LLMs to handle lengthy context is currently a research hotspot. Most LLMs are built upon rotary position embedding (RoPE), a popular position encoding method. Therefore, a prominent path is to extrapolate the RoPE trained on comparably short texts to far longer texts. A heavy bunch of efforts have been dedicated to boosting the extrapolation via extending the formulations of the RoPE, however, few of them have attempted to showcase their inner workings comprehensively. In this paper, we are driven to offer a straightforward yet in-depth understanding of RoPE extensions from an attention perspective and on two benchmarking tasks. A broad array of experiments reveals several valuable findings: 1) Maintaining attention patterns to those at the pretrained length improves extrapolation; 2) Large attention uncertainty leads to retrieval errors; 3) Using longer continual pretraining lengths for RoPE extensions could reduce attention uncertainty and significantly enhance extrapolation.
QuaRot: Outlier-Free 4-Bit Inference in Rotated LLMs	2024-10-29	Show We introduce QuaRot, a new Quantization scheme based on Rotations, which is able to quantize LLMs end-to-end, including all weights, activations, and KV cache in 4 bits. QuaRot rotates LLMs in a way that removes outliers from the hidden state without changing the output, making quantization easier. This computational invariance is applied to the hidden state (residual) of the LLM, as well as to the activations of the feed-forward components, aspects of the attention mechanism, and to the KV cache. The result is a quantized model where all matrix multiplications are performed in 4 bits, without any channels identified for retention in higher precision. Our 4-bit quantized LLaMa2-70B model has losses of at most 0.47 WikiText-2 perplexity and retains 99% of the zero-shot performance. We also show that QuaRot can provide lossless 6 and 8 bit LLaMa2 models without any calibration data using round-to-nearest quantization. Code is available at: https://github.com/spcl/QuaRot.	21 pages, 7 figures
Instruction-Tuned LLMs Succeed in Document-Level MT Without Fine-Tuning -- But BLEU Turns a Blind Eye	2024-10-29	Show Large language models (LLMs) have excelled in various NLP tasks, including machine translation (MT), yet most studies focus on sentence-level translation. This work investigates the inherent capability of instruction-tuned LLMs for document-level translation (docMT). Unlike prior approaches that require specialized techniques, we evaluate LLMs by directly prompting them to translate entire documents in a single pass. Our results show that this method improves translation quality compared to translating sentences separately, even without document-level fine-tuning. However, this advantage is not reflected in BLEU scores, which often favor sentence-based translations. We propose using the LLM-as-a-judge paradigm for evaluation, where GPT-4 is used to assess document coherence, accuracy, and fluency in a more nuanced way than n-gram-based metrics. Overall, our work demonstrates that instruction-tuned LLMs can effectively leverage document context for translation. However, we caution against using BLEU scores for evaluating docMT, as they often provide misleading outcomes, failing to capture the quality of document-level translation. Code and data are available at https://github.com/EIT-NLP/BLEUless_DocMT
Diffusion as Reasoning: Enhancing Object Goal Navigation with LLM-Biased Diffusion Model	2024-10-29	Show The Object Goal Navigation (ObjectNav) task requires the agent to navigate to a specified target in an unseen environment. Since the environment layout is unknown, the agent needs to perform semantic reasoning to infer the potential location of the target, based on its accumulated memory of the environment during the navigation process. Diffusion models have been shown to be able to learn the distribution relationships between features in RGB images, and thus generate new realistic images.In this work, we propose a new approach to solving the ObjectNav task, by training a diffusion model to learn the statistical distribution patterns of objects in semantic maps, and using the map of the explored regions during navigation as the condition to generate the map of the unknown regions, thereby realizing the semantic reasoning of the target object, i.e., diffusion as reasoning (DAR). Meanwhile, we propose the global target bias and local LLM bias methods, where the former can constrain the diffusion model to generate the target object more effectively, and the latter utilizes the common sense knowledge extracted from the LLM to improve the generalization of the reasoning process. Based on the generated map in the unknown region, the agent sets the predicted location of the target as the goal and moves towards it. Experiments on Gibson and MP3D show the effectiveness of our method.
Rare-to-Frequent: Unlocking Compositional Generation Power of Diffusion Models on Rare Concepts with LLM Guidance	2024-10-29	Show State-of-the-art text-to-image (T2I) diffusion models often struggle to generate rare compositions of concepts, e.g., objects with unusual attributes. In this paper, we show that the compositional generation power of diffusion models on such rare concepts can be significantly enhanced by the Large Language Model (LLM) guidance. We start with empirical and theoretical analysis, demonstrating that exposing frequent concepts relevant to the target rare concepts during the diffusion sampling process yields more accurate concept composition. Based on this, we propose a training-free approach, R2F, that plans and executes the overall rare-to-frequent concept guidance throughout the diffusion inference by leveraging the abundant semantic knowledge in LLMs. Our framework is flexible across any pre-trained diffusion models and LLMs, and can be seamlessly integrated with the region-guided diffusion approaches. Extensive experiments on three datasets, including our newly proposed benchmark, RareBench, containing various prompts with rare compositions of concepts, R2F significantly surpasses existing models including SD3.0 and FLUX by up to 28.1%p in T2I alignment. Code is available at https://github.com/krafton-ai/Rare2Frequent.
Self-Preference Bias in LLM-as-a-Judge	2024-10-29	Show Automated evaluation leveraging large language models (LLMs), commonly referred to as LLM evaluators or LLM-as-a-judge, has been widely used in measuring the performance of dialogue systems. However, the self-preference bias in LLMs has posed significant risks, including promoting specific styles or policies intrinsic to the LLMs. Despite the importance of this issue, there is a lack of established methods to measure the self-preference bias quantitatively, and its underlying causes are poorly understood. In this paper, we introduce a novel quantitative metric to measure the self-preference bias. Our experimental results demonstrate that GPT-4 exhibits a significant degree of self-preference bias. To explore the causes, we hypothesize that LLMs may favor outputs that are more familiar to them, as indicated by lower perplexity. We analyze the relationship between LLM evaluations and the perplexities of outputs. Our findings reveal that LLMs assign significantly higher evaluations to outputs with lower perplexity than human evaluators, regardless of whether the outputs were self-generated. This suggests that the essence of the bias lies in perplexity and that the self-preference bias exists because LLMs prefer texts more familiar to them.
Collaboratively adding new knowledge to an LLM	2024-10-29	Show We address the question of how to successively add new knowledge to an LLM whilst retaining previously-added knowledge. We consider two settings, semi-cooperative and fully-cooperative. Overall, LoRA performs better in most cases than full-fine tuning of all parameters when both new knowledge acquisition and retention of old, including recent, knowledge are taken into account. In the semi-cooperative setting, where datasets are not available after training, MOE mixing, model merging, and LoRA-based orthogonal subspace sequential learning, using a small weight on the orthogonality term, perform well. In the fully-cooperative setting where datasets remain available, joint training and sequential training with replay are both effective approaches with LoRA training generally preferable to full fine-tuning. The codes needed to reproduce the results are provided in an open source repository.
Waterfall: Framework for Robust and Scalable Text Watermarking and Provenance for LLMs	2024-10-29	Show Protecting intellectual property (IP) of text such as articles and code is increasingly important, especially as sophisticated attacks become possible, such as paraphrasing by large language models (LLMs) or even unauthorized training of LLMs on copyrighted text to infringe such IP. However, existing text watermarking methods are not robust enough against such attacks nor scalable to millions of users for practical implementation. In this paper, we propose Waterfall, the first training-free framework for robust and scalable text watermarking applicable across multiple text types (e.g., articles, code) and languages supportable by LLMs, for general text and LLM data provenance. Waterfall comprises several key innovations, such as being the first to use LLM as paraphrasers for watermarking along with a novel combination of techniques that are surprisingly effective in achieving robust verifiability and scalability. We empirically demonstrate that Waterfall achieves significantly better scalability, robust verifiability, and computational efficiency compared to SOTA article-text watermarking methods, and showed how it could be directly applied to the watermarking of code. We also demonstrated that Waterfall can be used for LLM data provenance, where the watermarks of LLM training data can be detected in LLM output, allowing for detection of unauthorized use of data for LLM training and potentially enabling model-centric watermarking of open-sourced LLMs which has been a limitation of existing LLM watermarking works. Our code is available at https://github.com/aoi3142/Waterfall.	Accep... Accepted to EMNLP 2024 Main Conference
Leveraging LLMs for Hypothetical Deduction in Logical Inference: A Neuro-Symbolic Approach	2024-10-29	Show Large Language Models (LLMs) have exhibited remarkable potential across a wide array of reasoning tasks, including logical reasoning. Although massive efforts have been made to empower the logical reasoning ability of LLMs via external logical symbolic solvers, crucial challenges of the poor generalization ability to questions with different features and inevitable question information loss of symbolic solver-driven approaches remain unresolved. To mitigate these issues, we introduce LINA, a LLM-driven neuro-symbolic approach for faithful logical reasoning. By enabling an LLM to autonomously perform the transition from propositional logic extraction to sophisticated logical reasoning, LINA not only bolsters the resilience of the reasoning process but also eliminates the dependency on external solvers. Additionally, through its adoption of a hypothetical-deductive reasoning paradigm, LINA effectively circumvents the expansive search space challenge that plagues traditional forward reasoning methods. Empirical evaluations demonstrate that LINA substantially outperforms both established propositional logic frameworks and conventional prompting techniques across a spectrum of five logical reasoning tasks. Specifically, LINA achieves an improvement of 24.34% over LINC on the FOLIO dataset, while also surpassing prompting strategies like CoT and CoT-SC by up to 24.02%. Our code is available at https://github.com/wufeiwuwoshihua/nshy.
Connecting the Dots: LLMs can Infer and Verbalize Latent Structure from Disparate Training Data	2024-10-29	Show One way to address safety risks from large language models (LLMs) is to censor dangerous knowledge from their training data. While this removes the explicit information, implicit information can remain scattered across various training documents. Could an LLM infer the censored knowledge by piecing together these implicit hints? As a step towards answering this question, we study inductive out-of-context reasoning (OOCR), a type of generalization in which LLMs infer latent information from evidence distributed across training documents and apply it to downstream tasks without in-context learning. Using a suite of five tasks, we demonstrate that frontier LLMs can perform inductive OOCR. In one experiment we finetune an LLM on a corpus consisting only of distances between an unknown city and other known cities. Remarkably, without in-context examples or Chain of Thought, the LLM can verbalize that the unknown city is Paris and use this fact to answer downstream questions. Further experiments show that LLMs trained only on individual coin flip outcomes can verbalize whether the coin is biased, and those trained only on pairs (x, f (x)) can articulate a definition of f and compute inverses. While OOCR succeeds in a range of cases, we also show that it is unreliable, particularly for smaller LLMs learning complex structures. Overall, the ability of LLMs to "connect the dots" without explicit in-context learning poses a potential obstacle to monitoring and controlling the knowledge acquired by LLMs.
Ladder: A Model-Agnostic Framework Boosting LLM-based Machine Translation to the Next Level	2024-10-29	Show General-purpose Large Language Models (LLMs) like GPT-4 have achieved remarkable advancements in machine translation (MT) by leveraging extensive web content. On the other hand, translation-specific LLMs are built by pre-training on domain-specific monolingual corpora and fine-tuning with human-annotated translation data. Despite the superior performance, these methods either demand an unprecedented scale of computing and data or substantial human editing and annotation efforts. In this paper, we develop MT-Ladder, a novel model-agnostic and cost-effective tool to refine the performance of general LLMs for MT. MT-Ladder is trained on pseudo-refinement triplets which can be easily obtained from existing LLMs without additional human cost. During training, we propose a hierarchical fine-tuning strategy with an easy-to-hard schema, improving MT-Ladder's refining performance progressively. The trained MT-Ladder can be seamlessly integrated with any general-purpose LLMs to boost their translation performance. By utilizing Gemma-2B/7B as the backbone, MT-Ladder-2B can elevate raw translations to the level of top-tier open-source models (e.g., refining BigTranslate-13B with +6.91 BLEU and +3.52 COMET for XX-En), and MT-Ladder-7B can further enhance model performance to be on par with the state-of-the-art GPT-4. Extensive ablation and analysis corroborate the effectiveness of MT-Ladder in diverse settings. Our code is available at https://github.com/fzp0424/MT-Ladder	EMNLP... EMNLP 2024 Main. Data and code are available at https://github.com/fzp0424/MT-Ladder
A Bayesian Approach to Harnessing the Power of LLMs in Authorship Attribution	2024-10-29	Show Authorship attribution aims to identify the origin or author of a document. Traditional approaches have heavily relied on manual features and fail to capture long-range correlations, limiting their effectiveness. Recent advancements leverage text embeddings from pre-trained language models, which require significant fine-tuning on labeled data, posing challenges in data dependency and limited interpretability. Large Language Models (LLMs), with their deep reasoning capabilities and ability to maintain long-range textual associations, offer a promising alternative. This study explores the potential of pre-trained LLMs in one-shot authorship attribution, specifically utilizing Bayesian approaches and probability outputs of LLMs. Our methodology calculates the probability that a text entails previous writings of an author, reflecting a more nuanced understanding of authorship. By utilizing only pre-trained models such as Llama-3-70B, our results on the IMDb and blog datasets show an impressive 85% accuracy in one-shot authorship classification across ten authors. Our findings set new baselines for one-shot authorship analysis using LLMs and expand the application scope of these models in forensic linguistics. This work also includes extensive ablation studies to validate our approach.
CFSafety: Comprehensive Fine-grained Safety Assessment for LLMs	2024-10-29	Show As large language models (LLMs) rapidly evolve, they bring significant conveniences to our work and daily lives, but also introduce considerable safety risks. These models can generate texts with social biases or unethical content, and under specific adversarial instructions, may even incite illegal activities. Therefore, rigorous safety assessments of LLMs are crucial. In this work, we introduce a safety assessment benchmark, CFSafety, which integrates 5 classic safety scenarios and 5 types of instruction attacks, totaling 10 categories of safety questions, to form a test set with 25k prompts. This test set was used to evaluate the natural language generation (NLG) capabilities of LLMs, employing a combination of simple moral judgment and a 1-5 safety rating scale for scoring. Using this benchmark, we tested eight popular LLMs, including the GPT series. The results indicate that while GPT-4 demonstrated superior safety performance, the safety effectiveness of LLMs, including this model, still requires improvement. The data and code associated with this study are available on GitHub.
Jump Starting Bandits with LLM-Generated Prior Knowledge	2024-10-29	Show We present substantial evidence demonstrating the benefits of integrating Large Language Models (LLMs) with a Contextual Multi-Armed Bandit framework. Contextual bandits have been widely used in recommendation systems to generate personalized suggestions based on user-specific contexts. We show that LLMs, pre-trained on extensive corpora rich in human knowledge and preferences, can simulate human behaviours well enough to jump-start contextual multi-armed bandits to reduce online learning regret. We propose an initialization algorithm for contextual bandits by prompting LLMs to produce a pre-training dataset of approximate human preferences for the bandit. This significantly reduces online learning regret and data-gathering costs for training such models. Our approach is validated empirically through two sets of experiments with different bandit setups: one which utilizes LLMs to serve as an oracle and a real-world experiment utilizing data from a conjoint survey experiment.
AIME: AI System Optimization via Multiple LLM Evaluators	2024-10-29	Show Text-based AI system optimization typically involves a feedback loop scheme where a single LLM generates an evaluation in natural language of the current output to improve the next iteration's output. However, in this work, we empirically demonstrate that for a practical and complex task (code generation) with multiple criteria to evaluate, utilizing only one LLM evaluator tends to let errors in generated code go undetected, thus leading to incorrect evaluations and ultimately suboptimal test case performance. Motivated by this failure case, we assume there exists an optimal evaluation policy that samples an evaluation between response and ground truth. We then theoretically prove that a linear combination of multiple evaluators can approximate this optimal policy. From this insight, we propose AI system optimization via Multiple LLM Evaluators (AIME). AIME is an evaluation protocol that utilizes multiple LLMs that each independently generate an evaluation on separate criteria and then combine them via concatenation. We provide an extensive empirical study showing AIME outperforming baseline methods in code generation tasks, with up to $62%$ higher error detection rate and up to $16%$ higher success rate than a single LLM evaluation protocol on LeetCodeHard and HumanEval datasets. We also show that the selection of the number of evaluators and which criteria to utilize is non-trivial as it can impact pact success rate by up to $12%$.	21 pa... 21 pages, 10 Figures, 4 Tables
Pelican: Correcting Hallucination in Vision-LLMs via Claim Decomposition and Program of Thought Verification	2024-10-29	Show Large Visual Language Models (LVLMs) struggle with hallucinations in visual instruction following task(s), limiting their trustworthiness and real-world applicability. We propose Pelican -- a novel framework designed to detect and mitigate hallucinations through claim verification. Pelican first decomposes the visual claim into a chain of sub-claims based on first-order predicates. These sub-claims consist of (predicate, question) pairs and can be conceptualized as nodes of a computational graph. We then use Program-of-Thought prompting to generate Python code for answering these questions through flexible composition of external tools. Pelican improves over prior work by introducing (1) intermediate variables for precise grounding of object instances, and (2) shared computation for answering the sub-question to enable adaptive corrections and inconsistency identification. We finally use reasoning abilities of LLMs to verify the correctness of the claim by considering the consistency and confidence of the (question, answer) pairs from each sub-claim. Our experiments reveal a drop in hallucination rate by ~ 8% - 32% across various baseline LVLMs and a 27% drop compared to approaches proposed for hallucination mitigation on MMHal-Bench. Results on two other benchmarks further corroborate our results.
Eagle: Efficient Training-Free Router for Multi-LLM Inference	2024-10-29	Show The proliferation of Large Language Models (LLMs) with varying capabilities and costs has created a need for efficient model selection in AI systems. LLM routers address this need by dynamically choosing the most suitable model for a given query based on task requirements and budget constraints. However, existing routers face challenges in scalability and real-time adaptation, particularly in high-volume online environments. We present Eagle, a novel LLM routing approach that combines global and local ELO ranking modules to overcome these limitations. By evaluating both general and specialized LLM abilities, Eagle provides a scalable, training-free solution that enhances model selection quality while reducing computational overhead. Our experiments across multiple datasets show Eagle consistently outperforms baseline methods, with improvements of up to 23.52 percent in Area Under Curve (AUC) scores. Moreover, Eagle demonstrates remarkable efficiency, requiring only 1/20 of baseline methods' time for initialization and 100 to 200 times faster incremental updates in online scenarios, making it well-suited for dynamic, high-volume online serving environments.
Mitigating Forgetting in LLM Supervised Fine-Tuning and Preference Learning	2024-10-28	Show Post-training of pre-trained LLMs, which typically consists of the supervised fine-tuning (SFT) stage and the preference learning (RLHF or DPO) stage, is crucial to effective and safe LLM applications. The widely adopted approach in post-training popular open-source LLMs is to sequentially perform SFT and RLHF/DPO. However, sequential training is sub-optimal in terms of SFT and RLHF/DPO trade-off: the LLM gradually forgets about the first stage's training when undergoing the second stage's training. We theoretically prove the sub-optimality of sequential post-training. Furthermore, we propose a practical joint post-training framework with theoretical convergence guarantees and empirically outperforms sequential post-training framework, while having similar computational cost. Our code is available at https://github.com/heshandevaka/XRIGHT.
Project MPG: towards a generalized performance benchmark for LLM capabilities	2024-10-28	Show There exists an extremely wide array of LLM benchmarking tasks, whereas oftentimes a single number is the most actionable for decision-making, especially by non-experts. No such aggregation schema exists that is not Elo-based, which could be costly or time-consuming. Here we propose a method to aggregate performance across a general space of benchmarks, nicknamed Project "MPG," dubbed Model Performance and Goodness, additionally referencing a metric widely understood to be an important yet inaccurate and crude measure of car performance. Here, we create two numbers: a "Goodness" number (answer accuracy) and a "Fastness" number (cost or QPS). We compare models against each other and present a ranking according to our general metric as well as subdomains. We find significant agreement between the raw Pearson correlation of our scores and those of Chatbot Arena, even improving on the correlation of the MMLU leaderboard to Chatbot Arena.
MultiTok: Variable-Length Tokenization for Efficient LLMs Adapted from LZW Compression	2024-10-28	Show Large language models have drastically changed the prospects of AI by introducing technologies for more complex natural language processing. However, current methodologies to train such LLMs require extensive resources including but not limited to large amounts of data, expensive machinery, and lengthy training. To solve this problem, this paper proposes a new tokenization method inspired by universal Lempel-Ziv-Welch data compression that compresses repetitive phrases into multi-word tokens. With MultiTok as a new tokenizing tool, we show that language models are able to be trained notably more efficiently while offering a similar accuracy on more succinct and compressed training data. In fact, our results demonstrate that MultiTok achieves a comparable performance to the BERT standard as a tokenizer while also providing close to 2.5x faster training with more than 30% less training data.
Unveiling Context-Aware Criteria in Self-Assessing LLMs	2024-10-28	Show The use of large language models (LLMs) as evaluators has garnered significant attention due to their potential to rival human-level evaluations in long-form response assessments. However, current LLM evaluators rely heavily on static, human-defined criteria, limiting their ability to generalize across diverse generative tasks and incorporate context-specific knowledge. In this paper, we propose a novel Self-Assessing LLM framework that integrates Context-Aware Criteria (SALC) with dynamic knowledge tailored to each evaluation instance. This instance-level knowledge enhances the LLM evaluator's performance by providing relevant and context-aware insights that pinpoint the important criteria specific to the current instance. Additionally, the proposed framework adapts seamlessly to various tasks without relying on predefined human criteria, offering a more flexible evaluation approach. Empirical evaluations demonstrate that our approach significantly outperforms existing baseline evaluation frameworks, yielding improvements on average 4.8% across a wide variety of datasets. Furthermore, by leveraging knowledge distillation techniques, we fine-tuned smaller language models for criteria generation and evaluation, achieving comparable or superior performance to larger models with much lower cost. Our method also exhibits a improvement in LC Win-Rate in AlpacaEval2 leaderboard up to a 12% when employed for preference data generation in Direct Preference Optimization (DPO), underscoring its efficacy as a robust and scalable evaluation framework.
Not All LLM-Generated Data Are Equal: Rethinking Data Weighting in Text Classification	2024-10-28	Show Synthetic data augmentation via large language models (LLMs) allows researchers to leverage additional training data, thus enhancing the performance of downstream tasks, especially when real-world data is scarce. However, the generated data can deviate from the real-world data, and this misalignment can bring deficient outcomes while applying the trained model to applications. Therefore, we proposed efficient weighted-loss approaches to align synthetic data with real-world distribution by emphasizing high-quality and diversified data generated by LLMs with using merely a little real-world data. We empirically assessed the effectiveness of our method on multiple text classification tasks, and the results showed leveraging our approaches on a BERT-level model robustly outperformed standard cross-entropy and other data weighting approaches, providing potential solutions to effectively leveraging synthetic data from any suitable data generator for model training.	12 pages, 7 figures
LLM-Forest for Health Tabular Data Imputation	2024-10-28	Show Missing data imputation is a critical challenge in tabular datasets, especially in healthcare, where data completeness is vital for accurate analysis. Large language models (LLMs), trained on vast corpora, have shown strong potential in data generation, making them a promising tool for tabular data imputation. However, challenges persist in designing effective prompts for a finetuning-free process and in mitigating the risk of LLM hallucinations. To address these issues, we propose a novel framework, LLM-Forest, which introduces a "forest" of few-shot learning LLM "trees" with confidence-based weighted voting. This framework is established on a new concept of bipartite information graphs to identify high-quality relevant neighboring entries with both feature and value granularity. Extensive experiments on four real-world healthcare datasets demonstrate the effectiveness and efficiency of LLM-Forest.
Simplicity Prevails: Rethinking Negative Preference Optimization for LLM Unlearning	2024-10-28	Show In this work, we address the problem of large language model (LLM) unlearning, aiming to remove unwanted data influences and associated model capabilities (e.g., copyrighted data or harmful content generation) while preserving essential model utilities, without the need for retraining from scratch. Despite the growing need for LLM unlearning, a principled optimization framework remains lacking. To this end, we revisit the state-of-the-art approach, negative preference optimization (NPO), and identify the issue of reference model bias, which could undermine NPO's effectiveness, particularly when unlearning forget data of varying difficulty. Given that, we propose a simple yet effective unlearning optimization framework, called SimNPO, showing that 'simplicity' in removing the reliance on a reference model (through the lens of simple preference optimization) benefits unlearning. We also provide deeper insights into SimNPO's advantages, supported by analysis using mixtures of Markov chains. Furthermore, we present extensive experiments validating SimNPO's superiority over existing unlearning baselines in benchmarks like TOFU and MUSE, and robustness against relearning attacks. Codes are available at https://github.com/OPTML-Group/Unlearn-Simple.
TransformLLM: Adapting Large Language Models via LLM-Transformed Reading Comprehension Text	2024-10-28	Show Large Language Models (LLMs) have shown promise in highly-specialized domains, however challenges are still present in aspects of accuracy and costs. These limitations restrict the usage of existing models in domain-specific tasks. While fine-tuning pre-trained models have shown promising results, this process can be computationally expensive and require massive datasets of the specialized application in hand. In this work, we bridge that gap. We have developed Phi-2-Legal and Mistral-Legal-7B, which are language models specifically designed for legal applications. These models are based on Phi-2 and Mistral-7B-v0.1, and have gone through continued pre-training with over 500 million tokens of legal texts. Our innovative approach significantly improves capabilities in legal tasks by using Large Language Models (LLMs) to convert raw training data into reading comprehension text. Our legal LLMs have demonstrated superior performance in legal benchmarks, even outperforming models trained on much larger datasets with more resources. This work emphasizes the effectiveness of continued pre-training on domain-specific texts, while using affordable LLMs for data conversion, which gives these models domain expertise while retaining general language understanding capabilities. While this work uses the legal domain as a test case, our method can be scaled and applied to any pre-training dataset, resulting in significant improvements across different tasks. These findings underscore the potential of domain-adaptive pre-training and reading comprehension for the development of highly effective domain-specific language models.
Estimating Causal Effects of Text Interventions Leveraging LLMs	2024-10-28	Show Quantifying the effect of textual interventions in social systems, such as reducing anger in social media posts to see its impact on engagement, poses significant challenges. Direct interventions on real-world systems are often infeasible, necessitating reliance on observational data. Traditional causal inference methods, typically designed for binary or discrete treatments, are inadequate for handling the complex, high-dimensional nature of textual data. This paper addresses these challenges by proposing a novel approach, CausalDANN, to estimate causal effects using text transformations facilitated by large language models (LLMs). Unlike existing methods, our approach accommodates arbitrary textual interventions and leverages text-level classifiers with domain adaptation ability to produce robust effect estimates against domain shifts, even when only the control group is observed. This flexibility in handling various text interventions is a key advancement in causal estimation for textual data, offering opportunities to better understand human behaviors and develop effective policies within social systems.
ShadowKV: KV Cache in Shadows for High-Throughput Long-Context LLM Inference	2024-10-28	Show With the widespread deployment of long-context large language models (LLMs), there has been a growing demand for efficient support of high-throughput inference. However, as the key-value (KV) cache expands with the sequence length, the increasing memory footprint and the need to access it for each token generation both result in low throughput when serving long-context LLMs. While various dynamic sparse attention methods have been proposed to speed up inference while maintaining generation quality, they either fail to sufficiently reduce GPU memory consumption or introduce significant decoding latency by offloading the KV cache to the CPU. We present ShadowKV, a high-throughput long-context LLM inference system that stores the low-rank key cache and offloads the value cache to reduce the memory footprint for larger batch sizes and longer sequences. To minimize decoding latency, ShadowKV employs an accurate KV selection strategy that reconstructs minimal sparse KV pairs on-the-fly. By evaluating ShadowKV on a broad range of benchmarks, including RULER, LongBench, and Needle In A Haystack, and models like Llama-3.1-8B, Llama-3-8B-1M, GLM-4-9B-1M, Yi-9B-200K, Phi-3-Mini-128K, and Qwen2-7B-128K, we demonstrate that it can support up to 6$\times$ larger batch sizes and boost throughput by up to 3.04$\times$ on an A100 GPU without sacrificing accuracy, even surpassing the performance achievable with infinite batch size under the assumption of infinite GPU memory. The code is available at https://github.com/bytedance/ShadowKV.
Do LLM Agents Have Regret? A Case Study in Online Learning and Games	2024-10-28	Show Large language models (LLMs) have been increasingly employed for (interactive) decision-making, via the development of LLM-based autonomous agents. Despite their emerging successes, the performance of LLM agents in decision-making has not been fully investigated through quantitative metrics, especially in the multi-agent setting when they interact with each other, a typical scenario in real-world LLM-agent applications. To better understand the limits of LLM agents in these interactive environments, we propose to study their interactions in benchmark decision-making settings in online learning and game theory, through the performance metric of \emph{regret}. We first empirically study the {no-regret} behaviors of LLMs in canonical (non-stationary) online learning problems, as well as the emergence of equilibria when LLM agents interact through playing repeated games. We then provide some theoretical insights into the no-regret behaviors of LLM agents, under certain assumptions on the supervised pre-training and the rationality model of human decision-makers who generate the data. Notably, we also identify (simple) cases where advanced LLMs such as GPT-4 fail to be no-regret. To promote the no-regret behaviors, we propose a novel \emph{unsupervised} training loss of \emph{regret-loss}, which, in contrast to the supervised pre-training loss, does not require the labels of (optimal) actions. We then establish the statistical guarantee of generalization bound for regret-loss minimization, followed by the optimization guarantee that minimizing such a loss may automatically lead to known no-regret learning algorithms. Our further experiments demonstrate the effectiveness of our regret-loss, especially in addressing the above ``regrettable'' cases.	added... added references to related and concurrent work, and longer-horizon and stochastic bandit experiments
SocialGPT: Prompting LLMs for Social Relation Reasoning via Greedy Segment Optimization	2024-10-28	Show Social relation reasoning aims to identify relation categories such as friends, spouses, and colleagues from images. While current methods adopt the paradigm of training a dedicated network end-to-end using labeled image data, they are limited in terms of generalizability and interpretability. To address these issues, we first present a simple yet well-crafted framework named {\name}, which combines the perception capability of Vision Foundation Models (VFMs) and the reasoning capability of Large Language Models (LLMs) within a modular framework, providing a strong baseline for social relation recognition. Specifically, we instruct VFMs to translate image content into a textual social story, and then utilize LLMs for text-based reasoning. {\name} introduces systematic design principles to adapt VFMs and LLMs separately and bridge their gaps. Without additional model training, it achieves competitive zero-shot results on two databases while offering interpretable answers, as LLMs can generate language-based explanations for the decisions. The manual prompt design process for LLMs at the reasoning phase is tedious and an automated prompt optimization method is desired. As we essentially convert a visual classification task into a generative task of LLMs, automatic prompt optimization encounters a unique long prompt optimization issue. To address this issue, we further propose the Greedy Segment Prompt Optimization (GSPO), which performs a greedy search by utilizing gradient information at the segment level. Experimental results show that GSPO significantly improves performance, and our method also generalizes to different image styles. The code is available at https://github.com/Mengzibin/SocialGPT.	Accep... Accepted by NeurIPS 2024. Project page: https://mengzibin.github.io/SocialGPT.github.io/
EoRA: Training-free Compensation for Compressed LLM with Eigenspace Low-Rank Approximation	2024-10-28	Show In this work, we re-formulate the model compression problem into the customized compensation problem: Given a compressed model, we aim to introduce residual low-rank paths to compensate for compression errors under customized requirements from users (e.g., tasks, compression ratios), resulting in greater flexibility in adjusting overall capacity without being constrained by specific compression formats. However, naively applying SVD to derive residual paths causes suboptimal utilization of the low-rank representation capacity. Instead, we propose Training-free Eigenspace Low-Rank Approximation (EoRA), a method that directly minimizes compression-induced errors without requiring gradient-based training, achieving fast optimization in minutes using a small amount of calibration data. EoRA projects compression errors into the eigenspace of input activations, leveraging eigenvalues to effectively prioritize the reconstruction of high-importance error components. Moreover, EoRA can be seamlessly integrated with fine-tuning and quantization to further improve effectiveness and efficiency. EoRA consistently outperforms previous methods in compensating errors for compressed LLaMA2/3 models on various tasks, such as language generation, commonsense reasoning, and math reasoning tasks (e.g., 31.31%/12.88% and 9.69% improvements on ARC-Easy/ARC-Challenge and MathQA when compensating LLaMA3-8B that is quantized to 4-bit and pruned to 2:4 sparsity). EoRA offers a scalable, training-free solution to compensate for compression errors, making it a powerful tool to deploy LLMs in various capacity and efficiency requirements.
Can Machines Think Like Humans? A Behavioral Evaluation of LLM-Agents in Dictator Games	2024-10-28	Show As Large Language Model (LLM)-based agents increasingly undertake real-world tasks and engage with human society, how well do we understand their behaviors? This study (1) investigates how LLM agents' prosocial behaviors -- a fundamental social norm -- can be induced by different personas and benchmarked against human behaviors; and (2) introduces a behavioral approach to evaluate the performance of LLM agents in complex decision-making scenarios. We explored how different personas and experimental framings affect these AI agents' altruistic behavior in dictator games and compared their behaviors within the same LLM family, across various families, and with human behaviors. Our findings reveal substantial variations and inconsistencies among LLMs and notable differences compared to human behaviors. Merely assigning a human-like identity to LLMs does not produce human-like behaviors. Despite being trained on extensive human-generated data, these AI agents cannot accurately predict human decisions. LLM agents are not able to capture the internal processes of human decision-making, and their alignment with human behavior is highly variable and dependent on specific model architectures and prompt formulations; even worse, such dependence does not follow a clear pattern.
RepairAgent: An Autonomous, LLM-Based Agent for Program Repair	2024-10-28	Show Automated program repair has emerged as a powerful technique to mitigate the impact of software bugs on system reliability and user experience. This paper introduces RepairAgent, the first work to address the program repair challenge through an autonomous agent based on a large language model (LLM). Unlike existing deep learning-based approaches, which prompt a model with a fixed prompt or in a fixed feedback loop, our work treats the LLM as an agent capable of autonomously planning and executing actions to fix bugs by invoking suitable tools. RepairAgent freely interleaves gathering information about the bug, gathering repair ingredients, and validating fixes, while deciding which tools to invoke based on the gathered information and feedback from previous fix attempts. Key contributions that enable RepairAgent include a set of tools that are useful for program repair, a dynamically updated prompt format that allows the LLM to interact with these tools, and a finite state machine that guides the agent in invoking the tools. Our evaluation on the popular Defects4J dataset demonstrates RepairAgent's effectiveness in autonomously repairing 164 bugs, including 39 bugs not fixed by prior techniques. Interacting with the LLM imposes an average cost of 270,000 tokens per bug, which, under the current pricing of OpenAI's GPT-3.5 model, translates to 14 cents of USD per bug. To the best of our knowledge, this work is the first to present an autonomous, LLM-based agent for program repair, paving the way for future agent-based techniques in software engineering.
Representation noising can prevent harmful fine-tuning on LLMs	2024-10-28	Show Releasing open-source large language models (LLMs) presents a dual-use risk since bad actors can easily fine-tune these models for harmful purposes. Even without the open release of weights, weight stealing and fine-tuning APIs make closed models vulnerable to harmful fine-tuning attacks (HFAs). While safety measures like preventing jailbreaks and improving safety guardrails are important, such measures can easily be reversed through fine-tuning. In this work, we propose Representation Noising (RepNoise), a defence mechanism that is effective even when attackers have access to the weights. RepNoise works by removing information about harmful representations such that it is difficult to recover them during fine-tuning. Importantly, our defence is also able to generalize across different subsets of harm that have not been seen during the defence process as long as they are drawn from the same distribution of the attack set. Our method does not degrade the general capability of LLMs and retains the ability to train the model on harmless tasks. We provide empirical evidence that the effectiveness of our defence lies in its "depth": the degree to which information about harmful representations is removed across all layers of the LLM.	Publi... Published in NeurIPs 2024
LLM-initialized Differentiable Causal Discovery	2024-10-28	Show The discovery of causal relationships between random variables is an important yet challenging problem that has applications across many scientific domains. Differentiable causal discovery (DCD) methods are effective in uncovering causal relationships from observational data; however, these approaches often suffer from limited interpretability and face challenges in incorporating domain-specific prior knowledge. In contrast, Large Language Models (LLMs)-based causal discovery approaches have recently been shown capable of providing useful priors for causal discovery but struggle with formal causal reasoning. In this paper, we propose LLM-DCD, which uses an LLM to initialize the optimization of the maximum likelihood objective function of DCD approaches, thereby incorporating strong priors into the discovery method. To achieve this initialization, we design our objective function to depend on an explicitly defined adjacency matrix of the causal graph as its only variational parameter. Directly optimizing the explicitly defined adjacency matrix provides a more interpretable approach to causal discovery. Additionally, we demonstrate higher accuracy on key benchmarking datasets of our approach compared to state-of-the-art alternatives, and provide empirical evidence that the quality of the initialization directly impacts the quality of the final output of our DCD approach. LLM-DCD opens up new opportunities for traditional causal discovery methods like DCD to benefit from future improvements in the causal reasoning capabilities of LLMs.
Do LLMs generate test oracles that capture the actual or the expected program behaviour?	2024-10-28	Show Software testing is an essential part of the software development cycle to improve the code quality. Typically, a unit test consists of a test prefix and a test oracle which captures the developer's intended behaviour. A known limitation of traditional test generation techniques (e.g. Randoop and Evosuite) is that they produce test oracles that capture the actual program behaviour rather than the expected one. Recent approaches leverage Large Language Models (LLMs), trained on an enormous amount of data, to generate developer-like code and test cases. We investigate whether the LLM-generated test oracles capture the actual or expected software behaviour. We thus, conduct a controlled experiment to answer this question, by studying LLMs performance on two tasks, namely, test oracle classification and generation. The study includes developer-written and automatically generated test cases and oracles for 24 open-source Java repositories, and different well tested prompts. Our findings show that LLM-based test generation approaches are also prone on generating oracles that capture the actual program behaviour rather than the expected one. Moreover, LLMs are better at generating test oracles rather than classifying the correct ones, and can generate better test oracles when the code contains meaningful test or variable names. Finally, LLM-generated test oracles have higher fault detection potential than the Evosuite ones.
MagicPIG: LSH Sampling for Efficient LLM Generation	2024-10-28	Show Large language models (LLMs) with long context windows have gained significant attention. However, the KV cache, stored to avoid re-computation, becomes a bottleneck. Various dynamic sparse or TopK-based attention approximation methods have been proposed to leverage the common insight that attention is sparse. In this paper, we first show that TopK attention itself suffers from quality degradation in certain downstream tasks because attention is not always as sparse as expected. Rather than selecting the keys and values with the highest attention scores, sampling with theoretical guarantees can provide a better estimation for attention output. To make the sampling-based approximation practical in LLM generation, we propose MagicPIG, a heterogeneous system based on Locality Sensitive Hashing (LSH). MagicPIG significantly reduces the workload of attention computation while preserving high accuracy for diverse tasks. MagicPIG stores the LSH hash tables and runs the attention computation on the CPU, which allows it to serve longer contexts and larger batch sizes with high approximation accuracy. MagicPIG can improve decoding throughput by $1.9\sim3.9\times$ across various GPU hardware and achieve 110ms decoding latency on a single RTX 4090 for Llama-3.1-8B-Instruct model with a context of 96k tokens. The code is available at \url{https://github.com/Infini-AI-Lab/MagicPIG}.
Automatic Generation of Benchmarks and Reliable LLM Judgment for Code Tasks	2024-10-28	Show LLMs can be used in a variety of code related tasks such as translating from one programming language to another, implementing natural language requirements and code summarization. Artifacts generated by state of the art LLM technology are expected to be useful in the sense that a user will be able to use the LLM generated artifact after a small number of easy modifications. Quantifying this vague notion is challenging and it is thus hard to determine the quality of code related LLM solutions. We refer to evaluation of LLM solutions using LLM judgment as "LLM as a Judge", or LaaJ for short. In this work we introduce a methodology to generate and evaluate LaaJ implementations, utilizing an automatically generated benchmark. The purpose of the benchmark is two fold, namely, it is used both to develop and validate the LaaJs and to validate and test the LLM code related solution using the LaaJs. To that end, we developed an automated benchmark generation engine, which generates code in multiple programming languages for multiple code related tasks and which serves as the input for LaaJ evaluation. We utilize a graph representation, G, of the potential code related generations. The graph vertices are generated artifacts and edges represent possible generations, e.g., the generation of a Java program from its natural language requirements. Utilizing a chain of LLM agents and G we generate code related artifacts. Using cycles in G we formulate expectations on the generated artifacts. Taking advantage of these formulated expectations enables the development and testing of reliable LLM judgement for usefulness of the artifacts generated by the solution. Our approach enables the creation of high quality code task solutions.
Evaluating LLMs' Mathematical and Coding Competency through Ontology-guided Interventions	2024-10-28	Show Recent advancements in Large Language Models (LLMs) have showcased striking results on existing logical reasoning benchmarks, with some models even surpassing human performance. However, the true depth of their competencies and robustness in reasoning tasks remains an open question. To this end, in this paper, we focus on two popular reasoning tasks: arithmetic reasoning and code generation. Particularly, we introduce (i) a general ontology of perturbations for math and coding questions, (ii) a semi-automatic method to apply these perturbations, and (iii) two datasets, GSMORE and HUMANEVAL-CORE, respectively, of perturbed math and coding problems to probe LLM capabilities in numeric reasoning and coding tasks. Through comprehensive evaluations of both closed-source and open-source LLMs, we show a significant performance drop across all the models against the perturbed questions, suggesting that the current LLMs lack robust problem solving skills and structured reasoning abilities in many areas, as defined by our ontology. We open-source the datasets and source codes at: https://github.com/declare-lab/LLM-ReasoningTest.
CTINEXUS: Leveraging Optimized LLM In-Context Learning for Constructing Cybersecurity Knowledge Graphs Under Data Scarcity	2024-10-28	Show Textual descriptions in cyber threat intelligence (CTI) reports, such as security articles and news, are rich sources of knowledge about cyber threats, crucial for organizations to stay informed about the rapidly evolving threat landscape. However, current CTI extraction methods lack flexibility and generalizability, often resulting in inaccurate and incomplete knowledge extraction. Syntax parsing relies on fixed rules and dictionaries, while model fine-tuning requires large annotated datasets, making both paradigms challenging to adapt to new threats and ontologies. To bridge the gap, we propose CTINexus, a novel framework leveraging optimized in-context learning (ICL) of large language models (LLMs) for data-efficient CTI knowledge extraction and high-quality cybersecurity knowledge graph (CSKG) construction. Unlike existing methods, CTINexus requires neither extensive data nor parameter tuning and can adapt to various ontologies with minimal annotated examples. This is achieved through (1) a carefully designed automatic prompt construction strategy with optimal demonstration retrieval for extracting a wide range of cybersecurity entities and relations; (2) a hierarchical entity alignment technique that canonicalizes the extracted knowledge and removes redundancy; (3) an ICL-enhanced long-distance relation prediction technique to further complete the CKSG with missing links. Our extensive evaluations using 150 real-world CTI reports collected from 10 platforms demonstrate that CTINexus significantly outperforms existing methods in constructing accurate and complete CSKGs, highlighting its potential to transform CTI analysis with an efficient and adaptable solution for the dynamic threat landscape.	under peer-review
Beyond Autoregression: Fast LLMs via Self-Distillation Through Time	2024-10-28	Show Autoregressive (AR) Large Language Models (LLMs) have demonstrated significant success across numerous tasks. However, the AR modeling paradigm presents certain limitations; for instance, contemporary autoregressive LLMs are trained to generate one token at a time, which can result in noticeable latency. Recent advances have indicated that search and repeated sampling can enhance performance in various applications, such as theorem proving, code generation, and alignment, by utilizing greater computational resources during inference. In this study, we demonstrate that diffusion language models are capable of generating at least 32 tokens simultaneously, while exceeding the performance of AR models in text quality and on the LAMBADA natural language understanding benchmark. This outcome is achieved through a novel distillation method for discrete diffusion models, which reduces the number of inference steps by a factor of 32-64. Practically, our models, even without caching, can generate tokens at a rate that is up to 8 times faster than AR models employing KV caching, and we anticipate further improvements with the inclusion of caching. Moreover, we demonstrate the efficacy of our approach for diffusion language models with up to 860M parameters.
LLMs Know More Than They Show: On the Intrinsic Representation of LLM Hallucinations	2024-10-28	Show Large language models (LLMs) often produce errors, including factual inaccuracies, biases, and reasoning failures, collectively referred to as "hallucinations". Recent studies have demonstrated that LLMs' internal states encode information regarding the truthfulness of their outputs, and that this information can be utilized to detect errors. In this work, we show that the internal representations of LLMs encode much more information about truthfulness than previously recognized. We first discover that the truthfulness information is concentrated in specific tokens, and leveraging this property significantly enhances error detection performance. Yet, we show that such error detectors fail to generalize across datasets, implying that -- contrary to prior claims -- truthfulness encoding is not universal but rather multifaceted. Next, we show that internal representations can also be used for predicting the types of errors the model is likely to make, facilitating the development of tailored mitigation strategies. Lastly, we reveal a discrepancy between LLMs' internal encoding and external behavior: they may encode the correct answer, yet consistently generate an incorrect one. Taken together, these insights deepen our understanding of LLM errors from the model's internal perspective, which can guide future research on enhancing error analysis and mitigation.
Dynamic and Textual Graph Generation Via Large-Scale LLM-based Agent Simulation	2024-10-28	Show Graph generation is a fundamental task that has been extensively studied in social, technological, and scientific analysis. For modeling the dynamic graph evolution process, traditional rule-based methods struggle to capture community structures within graphs, while deep learning methods only focus on fitting training graphs. This limits existing graph generators to producing graphs that adhere to predefined rules or closely resemble training datasets, achieving poor performance in dynamic graph generation. Given that graphs are abstract representations arising from pairwise interactions in human activities, a realistic simulation of human-wise interaction could provide deeper insights into the graph evolution mechanism. With the increasing recognition of large language models (LLMs) in simulating human behavior, we introduce GraphAgent-Generator (GAG), a novel simulation-based framework for dynamic graph generation. Without training or fine-tuning process of LLM, our framework effectively replicates seven macro-level structural characteristics in established network science theories while surpassing existing baselines in graph expansion tasks by 31% on specific evaluation metrics. Through node classification task, we validate GAG effectively preserves characteristics of real-world network for node-wise textual features in generated text-rich graph. Furthermore, by incorporating parallel acceleration, GAG supports generating graphs with up to nearly 100,000 nodes or 10 million edges through large-scale LLM-based agent simulation, with a minimum speed-up of 90.4%. The source code is available at https://anonymous.4open.science/r/GraphAgent-2206.
Hacking Back the AI-Hacker: Prompt Injection as a Defense Against LLM-driven Cyberattacks	2024-10-28	Show Large language models (LLMs) are increasingly being harnessed to automate cyberattacks, making sophisticated exploits more accessible and scalable. In response, we propose a new defense strategy tailored to counter LLM-driven cyberattacks. We introduce Mantis, a defensive framework that exploits LLMs' susceptibility to adversarial inputs to undermine malicious operations. Upon detecting an automated cyberattack, Mantis plants carefully crafted inputs into system responses, leading the attacker's LLM to disrupt their own operations (passive defense) or even compromise the attacker's machine (active defense). By deploying purposefully vulnerable decoy services to attract the attacker and using dynamic prompt injections for the attacker's LLM, Mantis can autonomously hack back the attacker. In our experiments, Mantis consistently achieved over 95% effectiveness against automated LLM-driven attacks. To foster further research and collaboration, Mantis is available as an open-source tool: https://github.com/pasquini-dario/project_mantis	v0.1

Image Restoration

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Title	Date	Abstract	Comment
EnsIR: An Ensemble Algorithm for Image Restoration via Gaussian Mixture Models	2024-10-30	Show Image restoration has experienced significant advancements due to the development of deep learning. Nevertheless, it encounters challenges related to ill-posed problems, resulting in deviations between single model predictions and ground-truths. Ensemble learning, as a powerful machine learning technique, aims to address these deviations by combining the predictions of multiple base models. Most existing works adopt ensemble learning during the design of restoration models, while only limited research focuses on the inference-stage ensemble of pre-trained restoration models. Regression-based methods fail to enable efficient inference, leading researchers in academia and industry to prefer averaging as their choice for post-training ensemble. To address this, we reformulate the ensemble problem of image restoration into Gaussian mixture models (GMMs) and employ an expectation maximization (EM)-based algorithm to estimate ensemble weights for aggregating prediction candidates. We estimate the range-wise ensemble weights on a reference set and store them in a lookup table (LUT) for efficient ensemble inference on the test set. Our algorithm is model-agnostic and training-free, allowing seamless integration and enhancement of various pre-trained image restoration models. It consistently outperforms regression based methods and averaging ensemble approaches on 14 benchmarks across 3 image restoration tasks, including super-resolution, deblurring and deraining. The codes and all estimated weights have been released in Github.	10 pa... 10 pages for main manuscript, additional 17 pages for appendix, 18 figures, 17MB
DreamClear: High-Capacity Real-World Image Restoration with Privacy-Safe Dataset Curation	2024-10-29	Show Image restoration (IR) in real-world scenarios presents significant challenges due to the lack of high-capacity models and comprehensive datasets. To tackle these issues, we present a dual strategy: GenIR, an innovative data curation pipeline, and DreamClear, a cutting-edge Diffusion Transformer (DiT)-based image restoration model. GenIR, our pioneering contribution, is a dual-prompt learning pipeline that overcomes the limitations of existing datasets, which typically comprise only a few thousand images and thus offer limited generalizability for larger models. GenIR streamlines the process into three stages: image-text pair construction, dual-prompt based fine-tuning, and data generation & filtering. This approach circumvents the laborious data crawling process, ensuring copyright compliance and providing a cost-effective, privacy-safe solution for IR dataset construction. The result is a large-scale dataset of one million high-quality images. Our second contribution, DreamClear, is a DiT-based image restoration model. It utilizes the generative priors of text-to-image (T2I) diffusion models and the robust perceptual capabilities of multi-modal large language models (MLLMs) to achieve photorealistic restoration. To boost the model's adaptability to diverse real-world degradations, we introduce the Mixture of Adaptive Modulator (MoAM). It employs token-wise degradation priors to dynamically integrate various restoration experts, thereby expanding the range of degradations the model can address. Our exhaustive experiments confirm DreamClear's superior performance, underlining the efficacy of our dual strategy for real-world image restoration. Code and pre-trained models are available at: https://github.com/shallowdream204/DreamClear.	Accep... Accepted by NeurIPS 2024
Looks Too Good To Be True: An Information-Theoretic Analysis of Hallucinations in Generative Restoration Models	2024-10-25	Show The pursuit of high perceptual quality in image restoration has driven the development of revolutionary generative models, capable of producing results often visually indistinguishable from real data. However, as their perceptual quality continues to improve, these models also exhibit a growing tendency to generate hallucinations - realistic-looking details that do not exist in the ground truth images. Hallucinations in these models create uncertainty about their reliability, raising major concerns about their practical application. This paper investigates this phenomenon through the lens of information theory, revealing a fundamental tradeoff between uncertainty and perception. We rigorously analyze the relationship between these two factors, proving that the global minimal uncertainty in generative models grows in tandem with perception. In particular, we define the inherent uncertainty of the restoration problem and show that attaining perfect perceptual quality entails at least twice this uncertainty. Additionally, we establish a relation between distortion, uncertainty and perception, through which we prove the aforementioned uncertainly-perception tradeoff induces the well-known perception-distortion tradeoff. We demonstrate our theoretical findings through experiments with super-resolution and inpainting algorithms. This work uncovers fundamental limitations of generative models in achieving both high perceptual quality and reliable predictions for image restoration. Thus, we aim to raise awareness among practitioners about this inherent tradeoff, empowering them to make informed decisions and potentially prioritize safety over perceptual performance.
One-Step Effective Diffusion Network for Real-World Image Super-Resolution	2024-10-24	Show The pre-trained text-to-image diffusion models have been increasingly employed to tackle the real-world image super-resolution (Real-ISR) problem due to their powerful generative image priors. Most of the existing methods start from random noise to reconstruct the high-quality (HQ) image under the guidance of the given low-quality (LQ) image. While promising results have been achieved, such Real-ISR methods require multiple diffusion steps to reproduce the HQ image, increasing the computational cost. Meanwhile, the random noise introduces uncertainty in the output, which is unfriendly to image restoration tasks. To address these issues, we propose a one-step effective diffusion network, namely OSEDiff, for the Real-ISR problem. We argue that the LQ image contains rich information to restore its HQ counterpart, and hence the given LQ image can be directly taken as the starting point for diffusion, eliminating the uncertainty introduced by random noise sampling. We finetune the pre-trained diffusion network with trainable layers to adapt it to complex image degradations. To ensure that the one-step diffusion model could yield HQ Real-ISR output, we apply variational score distillation in the latent space to conduct KL-divergence regularization. As a result, our OSEDiff model can efficiently and effectively generate HQ images in just one diffusion step. Our experiments demonstrate that OSEDiff achieves comparable or even better Real-ISR results, in terms of both objective metrics and subjective evaluations, than previous diffusion model-based Real-ISR methods that require dozens or hundreds of steps. The source codes are released at https://github.com/cswry/OSEDiff.	Accep... Accepted by NeurIPS 2024
Resfusion: Denoising Diffusion Probabilistic Models for Image Restoration Based on Prior Residual Noise	2024-10-24	Show Recently, research on denoising diffusion models has expanded its application to the field of image restoration. Traditional diffusion-based image restoration methods utilize degraded images as conditional input to effectively guide the reverse generation process, without modifying the original denoising diffusion process. However, since the degraded images already include low-frequency information, starting from Gaussian white noise will result in increased sampling steps. We propose Resfusion, a general framework that incorporates the residual term into the diffusion forward process, starting the reverse process directly from the noisy degraded images. The form of our inference process is consistent with the DDPM. We introduced a weighted residual noise, named resnoise, as the prediction target and explicitly provide the quantitative relationship between the residual term and the noise term in resnoise. By leveraging a smooth equivalence transformation, Resfusion determine the optimal acceleration step and maintains the integrity of existing noise schedules, unifying the training and inference processes. The experimental results demonstrate that Resfusion exhibits competitive performance on ISTD dataset, LOL dataset and Raindrop dataset with only five sampling steps. Furthermore, Resfusion can be easily applied to image generation and emerges with strong versatility. Our code and model are available at https://github.com/nkicsl/Resfusion.	NeurIPS 2024
DREB-Net: Dual-stream Restoration Embedding Blur-feature Fusion Network for High-mobility UAV Object Detection	2024-10-23	Show Object detection algorithms are pivotal components of unmanned aerial vehicle (UAV) imaging systems, extensively employed in complex fields. However, images captured by high-mobility UAVs often suffer from motion blur cases, which significantly impedes the performance of advanced object detection algorithms. To address these challenges, we propose an innovative object detection algorithm specifically designed for blurry images, named DREB-Net (Dual-stream Restoration Embedding Blur-feature Fusion Network). First, DREB-Net addresses the particularities of blurry image object detection problem by incorporating a Blurry image Restoration Auxiliary Branch (BRAB) during the training phase. Second, it fuses the extracted shallow features via Multi-level Attention-Guided Feature Fusion (MAGFF) module, to extract richer features. Here, the MAGFF module comprises local attention modules and global attention modules, which assign different weights to the branches. Then, during the inference phase, the deep feature extraction of the BRAB can be removed to reduce computational complexity and improve detection speed. In loss function, a combined loss of MSE and SSIM is added to the BRAB to restore blurry images. Finally, DREB-Net introduces Fast Fourier Transform in the early stages of feature extraction, via a Learnable Frequency domain Amplitude Modulation Module (LFAMM), to adjust feature amplitude and enhance feature processing capability. Experimental results indicate that DREB-Net can still effectively perform object detection tasks under motion blur in captured images, showcasing excellent performance and broad application prospects. Our source code will be available at https://github.com/EEIC-Lab/DREB-Net.git.
An Intelligent Agentic System for Complex Image Restoration Problems	2024-10-23	Show Real-world image restoration (IR) is inherently complex and often requires combining multiple specialized models to address diverse degradations. Inspired by human problem-solving, we propose AgenticIR, an agentic system that mimics the human approach to image processing by following five key stages: Perception, Scheduling, Execution, Reflection, and Rescheduling. AgenticIR leverages large language models (LLMs) and vision-language models (VLMs) that interact via text generation to dynamically operate a toolbox of IR models. We fine-tune VLMs for image quality analysis and employ LLMs for reasoning, guiding the system step by step. To compensate for LLMs' lack of specific IR knowledge and experience, we introduce a self-exploration method, allowing the LLM to observe and summarize restoration results into referenceable documents. Experiments demonstrate AgenticIR's potential in handling complex IR tasks, representing a promising path toward achieving general intelligence in visual processing.
Diffusion Priors for Variational Likelihood Estimation and Image Denoising	2024-10-23	Show Real-world noise removal is crucial in low-level computer vision. Due to the remarkable generation capabilities of diffusion models, recent attention has shifted towards leveraging diffusion priors for image restoration tasks. However, existing diffusion priors-based methods either consider simple noise types or rely on approximate posterior estimation, limiting their effectiveness in addressing structured and signal-dependent noise commonly found in real-world images. In this paper, we build upon diffusion priors and propose adaptive likelihood estimation and MAP inference during the reverse diffusion process to tackle real-world noise. We introduce an independent, non-identically distributed likelihood combined with the noise precision (inverse variance) prior and dynamically infer the precision posterior using variational Bayes during the generation process. Meanwhile, we rectify the estimated noise variance through local Gaussian convolution. The final denoised image is obtained by propagating intermediate MAP solutions that balance the updated likelihood and diffusion prior. Additionally, we explore the local diffusion prior inherent in low-resolution diffusion models, enabling direct handling of high-resolution noisy images. Extensive experiments and analyses on diverse real-world datasets demonstrate the effectiveness of our method. Code is available at https://github.com/HUST-Tan/DiffusionVI.	Accep... Accepted by NeurIPS2024 as Spotlight
Taming Diffusion Models for Image Restoration: A Review	2024-10-22	Show Diffusion models have achieved remarkable progress in generative modelling, particularly in enhancing image quality to conform to human preferences. Recently, these models have also been applied to low-level computer vision for photo-realistic image restoration (IR) in tasks such as image denoising, deblurring, dehazing, etc. In this review paper, we introduce key constructions in diffusion models and survey contemporary techniques that make use of diffusion models in solving general IR tasks. Furthermore, we point out the main challenges and limitations of existing diffusion-based IR frameworks and provide potential directions for future work.	Revie... Review paper; any comments and suggestions are most welcome!
LoRA-IR: Taming Low-Rank Experts for Efficient All-in-One Image Restoration	2024-10-20	Show Prompt-based all-in-one image restoration (IR) frameworks have achieved remarkable performance by incorporating degradation-specific information into prompt modules. Nevertheless, handling the complex and diverse degradations encountered in real-world scenarios remains a significant challenge. To address this challenge, we propose LoRA-IR, a flexible framework that dynamically leverages compact low-rank experts to facilitate efficient all-in-one image restoration. Specifically, LoRA-IR consists of two training stages: degradation-guided pre-training and parameter-efficient fine-tuning. In the pre-training stage, we enhance the pre-trained CLIP model by introducing a simple mechanism that scales it to higher resolutions, allowing us to extract robust degradation representations that adaptively guide the IR network. In the fine-tuning stage, we refine the pre-trained IR network using low-rank adaptation (LoRA). Built upon a Mixture-of-Experts (MoE) architecture, LoRA-IR dynamically integrates multiple low-rank restoration experts through a degradation-guided router. This dynamic integration mechanism significantly enhances our model's adaptability to diverse and unknown degradations in complex real-world scenarios. Extensive experiments demonstrate that LoRA-IR achieves state-of-the-art performance across 14 image restoration tasks and 29 benchmarks. Code and pre-trained models will be available at: https://github.com/shallowdream204/LoRA-IR.
DaLPSR: Leverage Degradation-Aligned Language Prompt for Real-World Image Super-Resolution	2024-10-19	Show Image super-resolution pursuits reconstructing high-fidelity high-resolution counterpart for low-resolution image. In recent years, diffusion-based models have garnered significant attention due to their capabilities with rich prior knowledge. The success of diffusion models based on general text prompts has validated the effectiveness of textual control in the field of text2image. However, given the severe degradation commonly presented in low-resolution images, coupled with the randomness characteristics of diffusion models, current models struggle to adequately discern semantic and degradation information within severely degraded images. This often leads to obstacles such as semantic loss, visual artifacts, and visual hallucinations, which pose substantial challenges for practical use. To address these challenges, this paper proposes to leverage degradation-aligned language prompt for accurate, fine-grained, and high-fidelity image restoration. Complementary priors including semantic content descriptions and degradation prompts are explored. Specifically, on one hand, image-restoration prompt alignment decoder is proposed to automatically discern the degradation degree of LR images, thereby generating beneficial degradation priors for image restoration. On the other hand, much richly tailored descriptions from pretrained multimodal large language model elicit high-level semantic priors closely aligned with human perception, ensuring fidelity control for image restoration. Comprehensive comparisons with state-of-the-art methods have been done on several popular synthetic and real-world benchmark datasets. The quantitative and qualitative analysis have demonstrated that the proposed method achieves a new state-of-the-art perceptual quality level. Related source codes and pre-trained parameters were public in https://github.com/puppy210/DaLPSR.
A Survey on All-in-One Image Restoration: Taxonomy, Evaluation and Future Trends	2024-10-19	Show Image restoration (IR) refers to the process of improving visual quality of images while removing degradation, such as noise, blur, weather effects, and so on. Traditional IR methods typically target specific types of degradation, which limits their effectiveness in real-world scenarios with complex distortions. In response to this challenge, the all-in-one image restoration (AiOIR) paradigm has emerged, offering a unified framework that adeptly addresses multiple degradation types. These innovative models enhance both convenience and versatility by adaptively learning degradation-specific features while simultaneously leveraging shared knowledge across diverse corruptions. In this review, we delve into the AiOIR methodologies, emphasizing their architecture innovations and learning paradigm and offering a systematic review of prevalent approaches. We systematically categorize prevalent approaches and critically assess the challenges these models encounter, proposing future research directions to advance this dynamic field. Our paper begins with an introduction to the foundational concepts of AiOIR models, followed by a categorization of cutting-edge designs based on factors such as prior knowledge and generalization capability. Next, we highlight key advancements in AiOIR, aiming to inspire further inquiry and innovation within the community. To facilitate a robust evaluation of existing methods, we collate and summarize commonly used datasets, implementation details, and evaluation metrics. Additionally, we present an objective comparison of open-sourced methods, providing valuable insights for researchers and practitioners alike. This paper stands as the first comprehensive and insightful review of AiOIR. A related repository is available at https://github.com/Harbinzzy/All-in-One-Image-Restoration-Survey.
Parameter Efficient Adaptation for Image Restoration with Heterogeneous Mixture-of-Experts	2024-10-19	Show Designing single-task image restoration models for specific degradation has seen great success in recent years. To achieve generalized image restoration, all-in-one methods have recently been proposed and shown potential for multiple restoration tasks using one single model. Despite the promising results, the existing all-in-one paradigm still suffers from high computational costs as well as limited generalization on unseen degradations. In this work, we introduce an alternative solution to improve the generalization of image restoration models. Drawing inspiration from recent advancements in Parameter Efficient Transfer Learning (PETL), we aim to tune only a small number of parameters to adapt pre-trained restoration models to various tasks. However, current PETL methods fail to generalize across varied restoration tasks due to their homogeneous representation nature. To this end, we propose AdaptIR, a Mixture-of-Experts (MoE) with orthogonal multi-branch design to capture local spatial, global spatial, and channel representation bases, followed by adaptive base combination to obtain heterogeneous representation for different degradations. Extensive experiments demonstrate that our AdaptIR achieves stable performance on single-degradation tasks, and excels in hybrid-degradation tasks, with fine-tuning only 0.6% parameters for 8 hours.	Accep... Accepted by NeurIPS 2024
Performance of a GPU- and Time-Efficient Pseudo 3D Network for Magnetic Resonance Image Super-Resolution and Motion Artifact Reduction	2024-10-17	Show Shortening acquisition time and reducing motion artifacts are the most critical challenges in magnetic resonance imaging (MRI). Deep learning-based image restoration has emerged as a promising solution capable of generating high-resolution and motion-artifact-free MRI images from low-resolution images acquired with shortened acquisition times or from motion-artifact-corrupted images. To facilitate clinical integration, a time- and GPU-efficient network with reliable accuracy is essential. In this study, we adopted a unified 2D deep learning framework for pseudo-3D MRI image super-resolution reconstruction (SRR) and motion artifact reduction (MAR). The optimal down-sampling factors to optimize the acquisition time in SRR were identified. Training for MAR was performed using publicly available in vivo data, employing a novel standardized method to induce motion artifacts of varying severity in a controlled way. The accuracy of the network was evaluated through a pixel-wise uncertainty map, and performance was benchmarked against state-of-the-art methods. The results demonstrated that the down-sampling factor of 1x1x2 for x2 acceleration and 2x2x2 for x4 acceleration was optimal. For SRR, the proposed TS-RCAN outperformed the 3D networks of mDCSRN and ReCNN, with an improvement of more than 0.01 in SSIM and 1.5 dB in PSNR while reducing GPU load by up to and inference time by up to 90%. For MAR, TS-RCAN exceeded UNet's performance by up to 0.014 in SSIM and 1.48 dB in PSNR. Additionally, TS-RCAN provided uncertainty information, which can be used to estimate the quality of the reconstructed images. TS-RCAN has potential use for SRR and MAR in the clinical setting.	16 pages, 9 figures
Fusion from Decomposition: A Self-Supervised Approach for Image Fusion and Beyond	2024-10-16	Show Image fusion is famous as an alternative solution to generate one high-quality image from multiple images in addition to image restoration from a single degraded image. The essence of image fusion is to integrate complementary information from source images. Existing fusion methods struggle with generalization across various tasks and often require labor-intensive designs, in which it is difficult to identify and extract useful information from source images due to the diverse requirements of each fusion task. Additionally, these methods develop highly specialized features for different downstream applications, hindering the adaptation to new and diverse downstream tasks. To address these limitations, we introduce DeFusion++, a novel framework that leverages self-supervised learning (SSL) to enhance the versatility of feature representation for different image fusion tasks. DeFusion++ captures the image fusion task-friendly representations from large-scale data in a self-supervised way, overcoming the constraints of limited fusion datasets. Specifically, we introduce two innovative pretext tasks: common and unique decomposition (CUD) and masked feature modeling (MFM). CUD decomposes source images into abstract common and unique components, while MFM refines these components into robust fused features. Jointly training of these tasks enables DeFusion++ to produce adaptable representations that can effectively extract useful information from various source images, regardless of the fusion task. The resulting fused representations are also highly adaptable for a wide range of downstream tasks, including image segmentation and object detection. DeFusion++ stands out by producing versatile fused representations that can enhance both the quality of image fusion and the effectiveness of downstream high-level vision tasks, simplifying the process with the elegant fusion framework.	18page
Ultra-High-Definition Image Restoration: New Benchmarks and A Dual Interaction Prior-Driven Solution	2024-10-16	Show Ultra-High-Definition (UHD) image restoration has acquired remarkable attention due to its practical demand. In this paper, we construct UHD snow and rain benchmarks, named UHD-Snow and UHD-Rain, to remedy the deficiency in this field. The UHD-Snow/UHD-Rain is established by simulating the physics process of rain/snow into consideration and each benchmark contains 3200 degraded/clear image pairs of 4K resolution. Furthermore, we propose an effective UHD image restoration solution by considering gradient and normal priors in model design thanks to these priors' spatial and detail contributions. Specifically, our method contains two branches: (a) feature fusion and reconstruction branch in high-resolution space and (b) prior feature interaction branch in low-resolution space. The former learns high-resolution features and fuses prior-guided low-resolution features to reconstruct clear images, while the latter utilizes normal and gradient priors to mine useful spatial features and detail features to guide high-resolution recovery better. To better utilize these priors, we introduce single prior feature interaction and dual prior feature interaction, where the former respectively fuses normal and gradient priors with high-resolution features to enhance prior ones, while the latter calculates the similarity between enhanced prior ones and further exploits dual guided filtering to boost the feature interaction of dual priors. We conduct experiments on both new and existing public datasets and demonstrate the state-of-the-art performance of our method on UHD image low-light enhancement, dehazing, deblurring, desonwing, and deraining. The source codes and benchmarks are available at \url{https://github.com/wlydlut/UHDDIP}.
Analysis and Benchmarking of Extending Blind Face Image Restoration to Videos	2024-10-15	Show Recent progress in blind face restoration has resulted in producing high-quality restored results for static images. However, efforts to extend these advancements to video scenarios have been minimal, partly because of the absence of benchmarks that allow for a comprehensive and fair comparison. In this work, we first present a fair evaluation benchmark, in which we first introduce a Real-world Low-Quality Face Video benchmark (RFV-LQ), evaluate several leading image-based face restoration algorithms, and conduct a thorough systematical analysis of the benefits and challenges associated with extending blind face image restoration algorithms to degraded face videos. Our analysis identifies several key issues, primarily categorized into two aspects: significant jitters in facial components and noise-shape flickering between frames. To address these issues, we propose a Temporal Consistency Network (TCN) cooperated with alignment smoothing to reduce jitters and flickers in restored videos. TCN is a flexible component that can be seamlessly plugged into the most advanced face image restoration algorithms, ensuring the quality of image-based restoration is maintained as closely as possible. Extensive experiments have been conducted to evaluate the effectiveness and efficiency of our proposed TCN and alignment smoothing operation. Project page: https://wzhouxiff.github.io/projects/FIR2FVR/FIR2FVR.	Accep... Accepted by TIP'2024; Project page: https://wzhouxiff.github.io/projects/FIR2FVR/FIR2FVR
HAIR: Hypernetworks-based All-in-One Image Restoration	2024-10-15	Show Image restoration aims to recover a high-quality clean image from its degraded version. Recent progress in image restoration has demonstrated the effectiveness of All-in-One image restoration models in addressing various unknown degradations simultaneously. However, these existing methods typically utilize the same parameters to tackle images with different types of degradation, forcing the model to balance the performance between different tasks and limiting its performance on each task. To alleviate this issue, we propose HAIR, a Hypernetworks-based All-in-One Image Restoration plug-and-play method that generates parameters based on the input image and thus makes the model to adapt to specific degradation dynamically. Specifically, HAIR consists of two main components, i.e., Classifier and Hyper Selecting Net (HSN). The Classifier is a simple image classification network used to generate a Global Information Vector (GIV) that contains the degradation information of the input image, and the HSN is a simple fully-connected neural network that receives the GIV and outputs parameters for the corresponding modules. Extensive experiments demonstrate that HAIR can significantly improve the performance of existing image restoration models in a plug-and-play manner, both in single-task and All-in-One settings. Notably, our proposed model Res-HAIR, which integrates HAIR into the well-known Restormer, can obtain superior or comparable performance compared with current state-of-the-art methods. Moreover, we theoretically demonstrate that to achieve a given small enough error, our proposed HAIR requires fewer parameters in contrast to mainstream embedding-based All-in-One methods. The code is available at https://github.com/toummHus/HAIR.
DDR: Exploiting Deep Degradation Response as Flexible Image Descriptor	2024-10-15	Show Image deep features extracted by pre-trained networks are known to contain rich and informative representations. In this paper, we present Deep Degradation Response (DDR), a method to quantify changes in image deep features under varying degradation conditions. Specifically, our approach facilitates flexible and adaptive degradation, enabling the controlled synthesis of image degradation through text-driven prompts. Extensive evaluations demonstrate the versatility of DDR as an image descriptor, with strong correlations observed with key image attributes such as complexity, colorfulness, sharpness, and overall quality. Moreover, we demonstrate the efficacy of DDR across a spectrum of applications. It excels as a blind image quality assessment metric, outperforming existing methodologies across multiple datasets. Additionally, DDR serves as an effective unsupervised learning objective in image restoration tasks, yielding notable advancements in image deblurring and single-image super-resolution. Our code is available at: https://github.com/eezkni/DDR	Accep... Accepted to Advances in Neural Information Processing Systems (NeurIPS) 2024
MambaIR: A Simple Baseline for Image Restoration with State-Space Model	2024-10-15	Show Recent years have seen significant advancements in image restoration, largely attributed to the development of modern deep neural networks, such as CNNs and Transformers. However, existing restoration backbones often face the dilemma between global receptive fields and efficient computation, hindering their application in practice. Recently, the Selective Structured State Space Model, especially the improved version Mamba, has shown great potential for long-range dependency modeling with linear complexity, which offers a way to resolve the above dilemma. However, the standard Mamba still faces certain challenges in low-level vision such as local pixel forgetting and channel redundancy. In this work, we introduce a simple but effective baseline, named MambaIR, which introduces both local enhancement and channel attention to improve the vanilla Mamba. In this way, our MambaIR takes advantage of the local pixel similarity and reduces the channel redundancy. Extensive experiments demonstrate the superiority of our method, for example, MambaIR outperforms SwinIR by up to 0.45dB on image SR, using similar computational cost but with a global receptive field. Code is available at \url{https://github.com/csguoh/MambaIR}.	Accepted by ECCV2024
A Preliminary Exploration Towards General Image Restoration	2024-10-13	Show Despite the tremendous success of deep models in various individual image restoration tasks, there are at least two major technical challenges preventing these works from being applied to real-world usages: (1) the lack of generalization ability and (2) the complex and unknown degradations in real-world scenarios. Existing deep models, tailored for specific individual image restoration tasks, often fall short in effectively addressing these challenges. In this paper, we present a new problem called general image restoration (GIR) which aims to address these challenges within a unified model. GIR covers most individual image restoration tasks (\eg, image denoising, deblurring, deraining and super-resolution) and their combinations for general purposes. This paper proceeds to delineate the essential aspects of GIR, including problem definition and the overarching significance of generalization performance. Moreover, the establishment of new datasets and a thorough evaluation framework for GIR models is discussed. We conduct a comprehensive evaluation of existing approaches for tackling the GIR challenge, illuminating their strengths and pragmatic challenges. By analyzing these approaches, we not only underscore the effectiveness of GIR but also highlight the difficulties in its practical implementation. At last, we also try to understand and interpret these models' behaviors to inspire the future direction. Our work can open up new valuable research directions and contribute to the research of general vision.
Dynamic Pre-training: Towards Efficient and Scalable All-in-One Image Restoration	2024-10-13	Show All-in-one image restoration tackles different types of degradations with a unified model instead of having task-specific, non-generic models for each degradation. The requirement to tackle multiple degradations using the same model can lead to high-complexity designs with fixed configuration that lack the adaptability to more efficient alternatives. We propose DyNet, a dynamic family of networks designed in an encoder-decoder style for all-in-one image restoration tasks. Our DyNet can seamlessly switch between its bulkier and lightweight variants, thereby offering flexibility for efficient model deployment with a single round of training. This seamless switching is enabled by our weights-sharing mechanism, forming the core of our architecture and facilitating the reuse of initialized module weights. Further, to establish robust weights initialization, we introduce a dynamic pre-training strategy that trains variants of the proposed DyNet concurrently, thereby achieving a 50% reduction in GPU hours. Our dynamic pre-training strategy eliminates the need for maintaining separate checkpoints for each variant, as all models share a common set of checkpoints, varying only in model depth. This efficient strategy significantly reduces storage overhead and enhances adaptability. To tackle the unavailability of large-scale dataset required in pre-training, we curate a high-quality, high-resolution image dataset named Million-IRD, having 2M image samples. We validate our DyNet for image denoising, deraining, and dehazing in all-in-one setting, achieving state-of-the-art results with 31.34% reduction in GFlops and a 56.75% reduction in parameters compared to baseline models. The source codes and trained models are available at https://github.com/akshaydudhane16/DyNet.	This ... This version includes updates where the DyNet variants now share the same weights during inference as well, eliminating the need to store separate weights and thereby reducing device storage requirements. Additionally, all results have been updated based on the new experimental setup
Perceptual Fairness in Image Restoration	2024-10-12	Show Fairness in image restoration tasks is the desire to treat different sub-groups of images equally well. Existing definitions of fairness in image restoration are highly restrictive. They consider a reconstruction to be a correct outcome for a group (e.g., women) only if it falls within the group's set of ground truth images (e.g., natural images of women); otherwise, it is considered entirely incorrect. Consequently, such definitions are prone to controversy, as errors in image restoration can manifest in various ways. In this work we offer an alternative approach towards fairness in image restoration, by considering the Group Perceptual Index (GPI), which we define as the statistical distance between the distribution of the group's ground truth images and the distribution of their reconstructions. We assess the fairness of an algorithm by comparing the GPI of different groups, and say that it achieves perfect Perceptual Fairness (PF) if the GPIs of all groups are identical. We motivate and theoretically study our new notion of fairness, draw its connection to previous ones, and demonstrate its utility on state-of-the-art face image restoration algorithms.
Chain-of-Restoration: Multi-Task Image Restoration Models are Zero-Shot Step-by-Step Universal Image Restorers	2024-10-11	Show Despite previous works typically targeting isolated degradation types, recent research has increasingly focused on addressing composite degradations which involve a complex interplay of multiple different isolated degradations. Recognizing the challenges posed by the exponential number of possible degradation combinations, we propose Universal Image Restoration (UIR), a new task setting that requires models to be trained on a set of degradation bases and then remove any degradation that these bases can potentially compose in a zero-shot manner. Inspired by the Chain-of-Thought which prompts LLMs to address problems step-by-step, we propose the Chain-of-Restoration (CoR), which instructs models to step-by-step remove unknown composite degradations. By integrating a simple Degradation Discriminator into pre-trained multi-task models, CoR facilitates the process where models remove one degradation basis per step, continuing this process until the image is fully restored from the unknown composite degradation. Extensive experiments show that CoR significantly improves model performance in removing composite degradations, achieving results comparable to or surpassing those of State-of-The-Art (SoTA) methods trained on all degradations. The code will be released at https://github.com/toummHus/Chain-of-Restoration.	11 pages, 9 figures
TANet: Triplet Attention Network for All-In-One Adverse Weather Image Restoration	2024-10-10	Show Adverse weather image restoration aims to remove unwanted degraded artifacts, such as haze, rain, and snow, caused by adverse weather conditions. Existing methods achieve remarkable results for addressing single-weather conditions. However, they face challenges when encountering unpredictable weather conditions, which often happen in real-world scenarios. Although different weather conditions exhibit different degradation patterns, they share common characteristics that are highly related and complementary, such as occlusions caused by degradation patterns, color distortion, and contrast attenuation due to the scattering of atmospheric particles. Therefore, we focus on leveraging common knowledge across multiple weather conditions to restore images in a unified manner. In this paper, we propose a Triplet Attention Network (TANet) to efficiently and effectively address all-in-one adverse weather image restoration. TANet consists of Triplet Attention Block (TAB) that incorporates three types of attention mechanisms: Local Pixel-wise Attention (LPA) and Global Strip-wise Attention (GSA) to address occlusions caused by non-uniform degradation patterns, and Global Distribution Attention (GDA) to address color distortion and contrast attenuation caused by atmospheric phenomena. By leveraging common knowledge shared across different weather conditions, TANet successfully addresses multiple weather conditions in a unified manner. Experimental results show that TANet efficiently and effectively achieves state-of-the-art performance in all-in-one adverse weather image restoration. The source code is available at https://github.com/xhuachris/TANet-ACCV-2024.	17 pages (ACCV 2024)
Diffusion Model Compression for Image-to-Image Translation	2024-10-10	Show As recent advances in large-scale Text-to-Image (T2I) diffusion models have yielded remarkable high-quality image generation, diverse downstream Image-to-Image (I2I) applications have emerged. Despite the impressive results achieved by these I2I models, their practical utility is hampered by their large model size and the computational burden of the iterative denoising process. In this paper, we propose a novel compression method tailored for diffusion-based I2I models. Based on the observations that the image conditions of I2I models already provide rich information on image structures, and that the time steps with a larger impact tend to be biased, we develop surprisingly simple yet effective approaches for reducing the model size and latency. We validate the effectiveness of our method on three representative I2I tasks: InstructPix2Pix for image editing, StableSR for image restoration, and ControlNet for image-conditional image generation. Our approach achieves satisfactory output quality with 39.2%, 56.4% and 39.2% reduction in model footprint, as well as 81.4%, 68.7% and 31.1% decrease in latency to InstructPix2Pix, StableSR and ControlNet, respectively.	ACCV 2024
InstantIR: Blind Image Restoration with Instant Generative Reference	2024-10-09	Show Handling test-time unknown degradation is the major challenge in Blind Image Restoration (BIR), necessitating high model generalization. An effective strategy is to incorporate prior knowledge, either from human input or generative model. In this paper, we introduce Instant-reference Image Restoration (InstantIR), a novel diffusion-based BIR method which dynamically adjusts generation condition during inference. We first extract a compact representation of the input via a pre-trained vision encoder. At each generation step, this representation is used to decode current diffusion latent and instantiate it in the generative prior. The degraded image is then encoded with this reference, providing robust generation condition. We observe the variance of generative references fluctuate with degradation intensity, which we further leverage as an indicator for developing a sampling algorithm adaptive to input quality. Extensive experiments demonstrate InstantIR achieves state-of-the-art performance and offering outstanding visual quality. Through modulating generative references with textual description, InstantIR can restore extreme degradation and additionally feature creative restoration.
Attentive Fine-Grained Structured Sparsity for Image Restoration	2024-10-08	Show Image restoration tasks have witnessed great performance improvement in recent years by developing large deep models. Despite the outstanding performance, the heavy computation demanded by the deep models has restricted the application of image restoration. To lift the restriction, it is required to reduce the size of the networks while maintaining accuracy. Recently, N:M structured pruning has appeared as one of the effective and practical pruning approaches for making the model efficient with the accuracy constraint. However, it fails to account for different computational complexities and performance requirements for different layers of an image restoration network. To further optimize the trade-off between the efficiency and the restoration accuracy, we propose a novel pruning method that determines the pruning ratio for N:M structured sparsity at each layer. Extensive experimental results on super-resolution and deblurring tasks demonstrate the efficacy of our method which outperforms previous pruning methods significantly. PyTorch implementation for the proposed methods is available at https://github.com/JungHunOh/SLS_CVPR2022.	Accep... Accepted at CVPR 2022
ReFIR: Grounding Large Restoration Models with Retrieval Augmentation	2024-10-08	Show Recent advances in diffusion-based Large Restoration Models (LRMs) have significantly improved photo-realistic image restoration by leveraging the internal knowledge embedded within model weights. However, existing LRMs often suffer from the hallucination dilemma, i.e., producing incorrect contents or textures when dealing with severe degradations, due to their heavy reliance on limited internal knowledge. In this paper, we propose an orthogonal solution called the Retrieval-augmented Framework for Image Restoration (ReFIR), which incorporates retrieved images as external knowledge to extend the knowledge boundary of existing LRMs in generating details faithful to the original scene. Specifically, we first introduce the nearest neighbor lookup to retrieve content-relevant high-quality images as reference, after which we propose the cross-image injection to modify existing LRMs to utilize high-quality textures from retrieved images. Thanks to the additional external knowledge, our ReFIR can well handle the hallucination challenge and facilitate faithfully results. Extensive experiments demonstrate that ReFIR can achieve not only high-fidelity but also realistic restoration results. Importantly, our ReFIR requires no training and is adaptable to various LRMs.	Accep... Accepted by NeurIPS 2024
Learning Efficient and Effective Trajectories for Differential Equation-based Image Restoration	2024-10-07	Show The differential equation-based image restoration approach aims to establish learnable trajectories connecting high-quality images to a tractable distribution, e.g., low-quality images or a Gaussian distribution. In this paper, we reformulate the trajectory optimization of this kind of method, focusing on enhancing both reconstruction quality and efficiency. Initially, we navigate effective restoration paths through a reinforcement learning process, gradually steering potential trajectories toward the most precise options. Additionally, to mitigate the considerable computational burden associated with iterative sampling, we propose cost-aware trajectory distillation to streamline complex paths into several manageable steps with adaptable sizes. Moreover, we fine-tune a foundational diffusion model (FLUX) with 12B parameters by using our algorithms, producing a unified framework for handling 7 kinds of image restoration tasks. Extensive experiments showcase the significant superiority of the proposed method, achieving a maximum PSNR improvement of 2.1 dB over state-of-the-art methods, while also greatly enhancing visual perceptual quality. Project page: \url{https://zhu-zhiyu.github.io/FLUX-IR/}.
SITCOM: Step-wise Triple-Consistent Diffusion Sampling for Inverse Problems	2024-10-06	Show Diffusion models (DMs) are a class of generative models that allow sampling from a distribution learned over a training set. When applied to solving inverse imaging problems (IPs), the reverse sampling steps of DMs are typically modified to approximately sample from a measurement-conditioned distribution in the image space. However, these modifications may be unsuitable for certain settings (such as in the presence of measurement noise) and non-linear tasks, as they often struggle to correct errors from earlier sampling steps and generally require a large number of optimization and/or sampling steps. To address these challenges, we state three conditions for achieving measurement-consistent diffusion trajectories. Building on these conditions, we propose a new optimization-based sampling method that not only enforces the standard data manifold measurement consistency and forward diffusion consistency, as seen in previous studies, but also incorporates backward diffusion consistency that maintains a diffusion trajectory by optimizing over the input of the pre-trained model at every sampling step. By enforcing these conditions, either implicitly or explicitly, our sampler requires significantly fewer reverse steps. Therefore, we refer to our accelerated method as Step-wise Triple-Consistent Sampling (SITCOM). Compared to existing state-of-the-art baseline methods, under different levels of measurement noise, our extensive experiments across five linear and three non-linear image restoration tasks demonstrate that SITCOM achieves competitive or superior results in terms of standard image similarity metrics while requiring a significantly reduced run-time across all considered tasks.
PixWizard: Versatile Image-to-Image Visual Assistant with Open-Language Instructions	2024-10-05	Show This paper presents a versatile image-to-image visual assistant, PixWizard, designed for image generation, manipulation, and translation based on free-from language instructions. To this end, we tackle a variety of vision tasks into a unified image-text-to-image generation framework and curate an Omni Pixel-to-Pixel Instruction-Tuning Dataset. By constructing detailed instruction templates in natural language, we comprehensively include a large set of diverse vision tasks such as text-to-image generation, image restoration, image grounding, dense image prediction, image editing, controllable generation, inpainting/outpainting, and more. Furthermore, we adopt Diffusion Transformers (DiT) as our foundation model and extend its capabilities with a flexible any resolution mechanism, enabling the model to dynamically process images based on the aspect ratio of the input, closely aligning with human perceptual processes. The model also incorporates structure-aware and semantic-aware guidance to facilitate effective fusion of information from the input image. Our experiments demonstrate that PixWizard not only shows impressive generative and understanding abilities for images with diverse resolutions but also exhibits promising generalization capabilities with unseen tasks and human instructions. The code and related resources are available at https://github.com/AFeng-x/PixWizard	Code ... Code is released at https://github.com/AFeng-x/PixWizard
Overcoming False Illusions in Real-World Face Restoration with Multi-Modal Guided Diffusion Model	2024-10-05	Show We introduce a novel Multi-modal Guided Real-World Face Restoration (MGFR) technique designed to improve the quality of facial image restoration from low-quality inputs. Leveraging a blend of attribute text prompts, high-quality reference images, and identity information, MGFR can mitigate the generation of false facial attributes and identities often associated with generative face restoration methods. By incorporating a dual-control adapter and a two-stage training strategy, our method effectively utilizes multi-modal prior information for targeted restoration tasks. We also present the Reface-HQ dataset, comprising over 23,000 high-resolution facial images across 5,000 identities, to address the need for reference face training images. Our approach achieves superior visual quality in restoring facial details under severe degradation and allows for controlled restoration processes, enhancing the accuracy of identity preservation and attribute correction. Including negative quality samples and attribute prompts in the training further refines the model's ability to generate detailed and perceptually accurate images.	23 Pages, 28 Figures
A Validation Approach to Over-parameterized Matrix and Image Recovery	2024-10-04	Show This paper studies the problem of recovering a low-rank matrix from several noisy random linear measurements. We consider the setting where the rank of the ground-truth matrix is unknown a priori and use an objective function built from a rank-overspecified factored representation of the matrix variable, where the global optimal solutions overfit and do not correspond to the underlying ground truth. We then solve the associated nonconvex problem using gradient descent with small random initialization. We show that as long as the measurement operators satisfy the restricted isometry property (RIP) with its rank parameter scaling with the rank of the ground-truth matrix rather than scaling with the overspecified matrix rank, gradient descent iterations are on a particular trajectory towards the ground-truth matrix and achieve nearly information-theoretically optimal recovery when it is stopped appropriately. We then propose an efficient stopping strategy based on the common hold-out method and show that it detects a nearly optimal estimator provably. Moreover, experiments show that the proposed validation approach can also be efficiently used for image restoration with deep image prior, which over-parameterizes an image with a deep network.	32 pa... 32 pages and 10 figures
DiffIR2VR-Zero: Zero-Shot Video Restoration with Diffusion-based Image Restoration Models	2024-10-04	Show This paper introduces a method for zero-shot video restoration using pre-trained image restoration diffusion models. Traditional video restoration methods often need retraining for different settings and struggle with limited generalization across various degradation types and datasets. Our approach uses a hierarchical token merging strategy for keyframes and local frames, combined with a hybrid correspondence mechanism that blends optical flow and feature-based nearest neighbor matching (latent merging). We show that our method not only achieves top performance in zero-shot video restoration but also significantly surpasses trained models in generalization across diverse datasets and extreme degradations (8$\times$ super-resolution and high-standard deviation video denoising). We present evidence through quantitative metrics and visual comparisons on various challenging datasets. Additionally, our technique works with any 2D restoration diffusion model, offering a versatile and powerful tool for video enhancement tasks without extensive retraining. This research leads to more efficient and widely applicable video restoration technologies, supporting advancements in fields that require high-quality video output. See our project page for video results and source code at https://jimmycv07.github.io/DiffIR2VR_web/.	Proje... Project page: https://jimmycv07.github.io/DiffIR2VR_web/
Diffusion State-Guided Projected Gradient for Inverse Problems	2024-10-04	Show Recent advancements in diffusion models have been effective in learning data priors for solving inverse problems. They leverage diffusion sampling steps for inducing a data prior while using a measurement guidance gradient at each step to impose data consistency. For general inverse problems, approximations are needed when an unconditionally trained diffusion model is used since the measurement likelihood is intractable, leading to inaccurate posterior sampling. In other words, due to their approximations, these methods fail to preserve the generation process on the data manifold defined by the diffusion prior, leading to artifacts in applications such as image restoration. To enhance the performance and robustness of diffusion models in solving inverse problems, we propose Diffusion State-Guided Projected Gradient (DiffStateGrad), which projects the measurement gradient onto a subspace that is a low-rank approximation of an intermediate state of the diffusion process. DiffStateGrad, as a module, can be added to a wide range of diffusion-based inverse solvers to improve the preservation of the diffusion process on the prior manifold and filter out artifact-inducing components. We highlight that DiffStateGrad improves the robustness of diffusion models in terms of the choice of measurement guidance step size and noise while improving the worst-case performance. Finally, we demonstrate that DiffStateGrad improves upon the state-of-the-art on linear and nonlinear image restoration inverse problems.	prepr... preprint. under review. RZ and BT have equal contributions
Denoising as Adaptation: Noise-Space Domain Adaptation for Image Restoration	2024-10-04	Show Although learning-based image restoration methods have made significant progress, they still struggle with limited generalization to real-world scenarios due to the substantial domain gap caused by training on synthetic data. Existing methods address this issue by improving data synthesis pipelines, estimating degradation kernels, employing deep internal learning, and performing domain adaptation and regularization. Previous domain adaptation methods have sought to bridge the domain gap by learning domain-invariant knowledge in either feature or pixel space. However, these techniques often struggle to extend to low-level vision tasks within a stable and compact framework. In this paper, we show that it is possible to perform domain adaptation via the noise space using diffusion models. In particular, by leveraging the unique property of how auxiliary conditional inputs influence the multi-step denoising process, we derive a meaningful diffusion loss that guides the restoration model in progressively aligning both restored synthetic and real-world outputs with a target clean distribution. We refer to this method as denoising as adaptation. To prevent shortcuts during joint training, we present crucial strategies such as channel-shuffling layer and residual-swapping contrastive learning in the diffusion model. They implicitly blur the boundaries between conditioned synthetic and real data and prevent the reliance of the model on easily distinguishable features. Experimental results on three classical image restoration tasks, namely denoising, deblurring, and deraining, demonstrate the effectiveness of the proposed method.	Proje... Project Page: https://kangliao929.github.io/projects/noise-da/
Single-Image Shadow Removal Using Deep Learning: A Comprehensive Survey	2024-10-04	Show Shadow removal aims at restoring the image content within shadow regions, pursuing a uniform distribution of illumination that is consistent between shadow and non-shadow regions. {Comparing to other image restoration tasks, there are two unique challenges in shadow removal:} 1) The patterns of shadows are arbitrary, varied, and often have highly complex trace structures, making ``trace-less'' image recovery difficult. 2) The degradation caused by shadows is spatially non-uniform, resulting in inconsistencies in illumination and color between shadow and non-shadow areas. Recent developments in this field are primarily driven by deep learning-based solutions, employing a variety of learning strategies, network architectures, loss functions, and training data. Nevertheless, a thorough and insightful review of deep learning-based shadow removal techniques is still lacking. In this paper, we are the first to provide a comprehensive survey to cover various aspects ranging from technical details to applications. We highlight the major advancements in deep learning-based single-image shadow removal methods, thoroughly review previous research across various categories, and provide insights into the historical progression of these developments. Additionally, we summarize performance comparisons both quantitatively and qualitatively. Beyond the technical aspects of shadow removal methods, we also explore potential future directions for this field.	url: ... url: https://github.com/GuoLanqing/Awesome-Shadow-Removal
TransRef: Multi-Scale Reference Embedding Transformer for Reference-Guided Image Inpainting	2024-10-03	Show Image inpainting for completing complicated semantic environments and diverse hole patterns of corrupted images is challenging even for state-of-the-art learning-based inpainting methods trained on large-scale data. A reference image capturing the same scene of a corrupted image offers informative guidance for completing the corrupted image as it shares similar texture and structure priors to that of the holes of the corrupted image. In this work, we propose a transformer-based encoder-decoder network, named TransRef, for reference-guided image inpainting. Specifically, the guidance is conducted progressively through a reference embedding procedure, in which the referencing features are subsequently aligned and fused with the features of the corrupted image. For precise utilization of the reference features for guidance, a reference-patch alignment (Ref-PA) module is proposed to align the patch features of the reference and corrupted images and harmonize their style differences, while a reference-patch transformer (Ref-PT) module is proposed to refine the embedded reference feature. Moreover, to facilitate the research of reference-guided image restoration tasks, we construct a publicly accessible benchmark dataset containing 50K pairs of input and reference images. Both quantitative and qualitative evaluations demonstrate the efficacy of the reference information and the proposed method over the state-of-the-art methods in completing complex holes. Code and dataset can be accessed at https://github.com/Cameltr/TransRef.	Under review
PnP-Flow: Plug-and-Play Image Restoration with Flow Matching	2024-10-03	Show In this paper, we introduce Plug-and-Play (PnP) Flow Matching, an algorithm for solving imaging inverse problems. PnP methods leverage the strength of pre-trained denoisers, often deep neural networks, by integrating them in optimization schemes. While they achieve state-of-the-art performance on various inverse problems in imaging, PnP approaches face inherent limitations on more generative tasks like inpainting. On the other hand, generative models such as Flow Matching pushed the boundary in image sampling yet lack a clear method for efficient use in image restoration. We propose to combine the PnP framework with Flow Matching (FM) by defining a time-dependent denoiser using a pre-trained FM model. Our algorithm alternates between gradient descent steps on the data-fidelity term, reprojections onto the learned FM path, and denoising. Notably, our method is computationally efficient and memory-friendly, as it avoids backpropagation through ODEs and trace computations. We evaluate its performance on denoising, super-resolution, deblurring, and inpainting tasks, demonstrating superior results compared to existing PnP algorithms and Flow Matching based state-of-the-art methods.
Rethinking and Defending Protective Perturbation in Personalized Diffusion Models	2024-10-03	Show Personalized diffusion models (PDMs) have become prominent for adapting pretrained text-to-image models to generate images of specific subjects using minimal training data. However, PDMs are susceptible to minor adversarial perturbations, leading to significant degradation when fine-tuned on corrupted datasets. These vulnerabilities are exploited to create protective perturbations that prevent unauthorized image generation. Existing purification methods attempt to mitigate this issue but often over-purify images, resulting in information loss. In this work, we conduct an in-depth analysis of the fine-tuning process of PDMs through the lens of shortcut learning. We hypothesize and empirically demonstrate that adversarial perturbations induce a latent-space misalignment between images and their text prompts in the CLIP embedding space. This misalignment causes the model to erroneously associate noisy patterns with unique identifiers during fine-tuning, resulting in poor generalization. Based on these insights, we propose a systematic defense framework that includes data purification and contrastive decoupling learning. We first employ off-the-shelf image restoration techniques to realign images with their original semantic meanings in latent space. Then, we introduce contrastive decoupling learning with noise tokens to decouple the learning of personalized concepts from spurious noise patterns. Our study not only uncovers fundamental shortcut learning vulnerabilities in PDMs but also provides a comprehensive evaluation framework for developing stronger protection. Our extensive evaluation demonstrates its superiority over existing purification methods and stronger robustness against adaptive perturbation.	Our c... Our code is available at https://github.com/liuyixin-louis/DiffShortcut
Posterior sampling via Langevin dynamics based on generative priors	2024-10-02	Show Posterior sampling in high-dimensional spaces using generative models holds significant promise for various applications, including but not limited to inverse problems and guided generation tasks. Despite many recent developments, generating diverse posterior samples remains a challenge, as existing methods require restarting the entire generative process for each new sample, making the procedure computationally expensive. In this work, we propose efficient posterior sampling by simulating Langevin dynamics in the noise space of a pre-trained generative model. By exploiting the mapping between the noise and data spaces which can be provided by distilled flows or consistency models, our method enables seamless exploration of the posterior without the need to re-run the full sampling chain, drastically reducing computational overhead. Theoretically, we prove a guarantee for the proposed noise-space Langevin dynamics to approximate the posterior, assuming that the generative model sufficiently approximates the prior distribution. Our framework is experimentally validated on image restoration tasks involving noisy linear and nonlinear forward operators applied to LSUN-Bedroom (256 x 256) and ImageNet (64 x 64) datasets. The results demonstrate that our approach generates high-fidelity samples with enhanced semantic diversity even under a limited number of function evaluations, offering superior efficiency and performance compared to existing diffusion-based posterior sampling techniques.
Posterior-Mean Rectified Flow: Towards Minimum MSE Photo-Realistic Image Restoration	2024-10-01	Show Photo-realistic image restoration algorithms are typically evaluated by distortion measures (e.g., PSNR, SSIM) and by perceptual quality measures (e.g., FID, NIQE), where the desire is to attain the lowest possible distortion without compromising on perceptual quality. To achieve this goal, current methods typically attempt to sample from the posterior distribution, or to optimize a weighted sum of a distortion loss (e.g., MSE) and a perceptual quality loss (e.g., GAN). Unlike previous works, this paper is concerned specifically with the optimal estimator that minimizes the MSE under a constraint of perfect perceptual index, namely where the distribution of the reconstructed images is equal to that of the ground-truth ones. A recent theoretical result shows that such an estimator can be constructed by optimally transporting the posterior mean prediction (MMSE estimate) to the distribution of the ground-truth images. Inspired by this result, we introduce Posterior-Mean Rectified Flow (PMRF), a simple yet highly effective algorithm that approximates this optimal estimator. In particular, PMRF first predicts the posterior mean, and then transports the result to a high-quality image using a rectified flow model that approximates the desired optimal transport map. We investigate the theoretical utility of PMRF and demonstrate that it consistently outperforms previous methods on a variety of image restoration tasks.
GLMHA A Guided Low-rank Multi-Head Self-Attention for Efficient Image Restoration and Spectral Reconstruction	2024-10-01	Show Image restoration and spectral reconstruction are longstanding computer vision tasks. Currently, CNN-transformer hybrid models provide state-of-the-art performance for these tasks. The key common ingredient in the architectural designs of these models is Channel-wise Self-Attention (CSA). We first show that CSA is an overall low-rank operation. Then, we propose an instance-Guided Low-rank Multi-Head selfattention (GLMHA) to replace the CSA for a considerable computational gain while closely retaining the original model performance. Unique to the proposed GLMHA is its ability to provide computational gain for both short and long input sequences. In particular, the gain is in terms of both Floating Point Operations (FLOPs) and parameter count reduction. This is in contrast to the existing popular computational complexity reduction techniques, e.g., Linformer, Performer, and Reformer, for whom FLOPs overpower the efficient design tricks for the shorter input sequences. Moreover, parameter reduction remains unaccounted for in the existing methods.We perform an extensive evaluation for the tasks of spectral reconstruction from RGB images, spectral reconstruction from snapshot compressive imaging, motion deblurring, and image deraining by enhancing the best-performing models with our GLMHA. Our results show up to a 7.7 Giga FLOPs reduction with 370K fewer parameters required to closely retain the original performance of the best-performing models that employ CSA.
A Survey on Diffusion Models for Inverse Problems	2024-09-30	Show Diffusion models have become increasingly popular for generative modeling due to their ability to generate high-quality samples. This has unlocked exciting new possibilities for solving inverse problems, especially in image restoration and reconstruction, by treating diffusion models as unsupervised priors. This survey provides a comprehensive overview of methods that utilize pre-trained diffusion models to solve inverse problems without requiring further training. We introduce taxonomies to categorize these methods based on both the problems they address and the techniques they employ. We analyze the connections between different approaches, offering insights into their practical implementation and highlighting important considerations. We further discuss specific challenges and potential solutions associated with using latent diffusion models for inverse problems. This work aims to be a valuable resource for those interested in learning about the intersection of diffusion models and inverse problems.	Work ... Work in progress. 38 pages
UIR-LoRA: Achieving Universal Image Restoration through Multiple Low-Rank Adaptation	2024-09-30	Show Existing unified methods typically treat multi-degradation image restoration as a multi-task learning problem. Despite performing effectively compared to single degradation restoration methods, they overlook the utilization of commonalities and specificities within multi-task restoration, thereby impeding the model's performance. Inspired by the success of deep generative models and fine-tuning techniques, we proposed a universal image restoration framework based on multiple low-rank adapters (LoRA) from multi-domain transfer learning. Our framework leverages the pre-trained generative model as the shared component for multi-degradation restoration and transfers it to specific degradation image restoration tasks using low-rank adaptation. Additionally, we introduce a LoRA composing strategy based on the degradation similarity, which adaptively combines trained LoRAs and enables our model to be applicable for mixed degradation restoration. Extensive experiments on multiple and mixed degradations demonstrate that the proposed universal image restoration method not only achieves higher fidelity and perceptual image quality but also has better generalization ability than other unified image restoration models. Our code is available at https://github.com/Justones/UIR-LoRA.
MixNet: Efficient Global Modeling for Ultra-High-Definition Image Restoration	2024-09-29	Show Recent advancements in image restoration methods employing global modeling have shown promising results. However, these approaches often incur substantial memory requirements, particularly when processing ultra-high-definition (UHD) images. In this paper, we propose a novel image restoration method called MixNet, which introduces an alternative approach to global modeling approaches and is more effective for UHD image restoration. To capture the longrange dependency of features without introducing excessive computational complexity, we present the Global Feature Modulation Layer (GFML). GFML associates features from different views by permuting the feature maps, enabling efficient modeling of long-range dependency. In addition, we also design the Local Feature Modulation Layer (LFML) and Feed-forward Layer (FFL) to capture local features and transform features into a compact representation. This way, our MixNetachieves effective restoration with low inference time overhead and computational complexity. We conduct extensive experiments on four UHD image restoration tasks, including low-light image enhancement, underwater image enhancement, image deblurring and image demoireing, and the comprehensive results demonstrate that our proposed method surpasses the performance of current state-of-the-art methods. The code will be available at \url{https://github.com/5chen/MixNet}.	under review
Restore Anything with Masks: Leveraging Mask Image Modeling for Blind All-in-One Image Restoration	2024-09-28	Show All-in-one image restoration aims to handle multiple degradation types using one model. This paper proposes a simple pipeline for all-in-one blind image restoration to Restore Anything with Masks (RAM). We focus on the image content by utilizing Mask Image Modeling to extract intrinsic image information rather than distinguishing degradation types like other methods. Our pipeline consists of two stages: masked image pre-training and fine-tuning with mask attribute conductance. We design a straightforward masking pre-training approach specifically tailored for all-in-one image restoration. This approach enhances networks to prioritize the extraction of image content priors from various degradations, resulting in a more balanced performance across different restoration tasks and achieving stronger overall results. To bridge the gap of input integrity while preserving learned image priors as much as possible, we selectively fine-tuned a small portion of the layers. Specifically, the importance of each layer is ranked by the proposed Mask Attribute Conductance (MAC), and the layers with higher contributions are selected for finetuning. Extensive experiments demonstrate that our method achieves state-of-the-art performance. Our code and model will be released at \href{https://github.com/Dragonisss/RAM}{https://github.com/Dragonisss/RAM}.	Accep... Accepted by ECCV 2024
Implicit Image-to-Image Schrodinger Bridge for Image Restoration	2024-09-27	Show Diffusion-based models are widely recognized for their effectiveness in image restoration tasks; however, their iterative denoising process, which begins from Gaussian noise, often results in slow inference speeds. The Image-to-Image Schr"odinger Bridge (I$^2$SB) presents a promising alternative by starting the generative process from corrupted images and leveraging training techniques from score-based diffusion models. In this paper, we introduce the Implicit Image-to-Image Schr"odinger Bridge (I$^3$SB) to further accelerate the generative process of I$^2$SB. I$^3$SB reconfigures the generative process into a non-Markovian framework by incorporating the initial corrupted image into each step, while ensuring that the marginal distribution aligns with that of I$^2$SB. This allows for the direct use of the pretrained network from I$^2$SB. Extensive experiments on natural images, human face images, and medical images validate the acceleration benefits of I$^3$SB. Compared to I$^2$SB, I$^3$SB achieves the same perceptual quality with fewer generative steps, while maintaining equal or improved fidelity to the ground truth.	23 pa... 23 pages, 8 figures, submitted to Pattern Recognition
Toward Efficient Deep Blind RAW Image Restoration	2024-09-26	Show Multiple low-vision tasks such as denoising, deblurring and super-resolution depart from RGB images and further reduce the degradations, improving the quality. However, modeling the degradations in the sRGB domain is complicated because of the Image Signal Processor (ISP) transformations. Despite of this known issue, very few methods in the literature work directly with sensor RAW images. In this work we tackle image restoration directly in the RAW domain. We design a new realistic degradation pipeline for training deep blind RAW restoration models. Our pipeline considers realistic sensor noise, motion blur, camera shake, and other common degradations. The models trained with our pipeline and data from multiple sensors, can successfully reduce noise and blur, and recover details in RAW images captured from different cameras. To the best of our knowledge, this is the most exhaustive analysis on RAW image restoration. Code available at https://github.com/mv-lab/AISP	IEEE ... IEEE International Conference on Image Processing (ICIP) 2024. arXiv admin note: text overlap with arXiv:2312.15487
Taming Diffusion Prior for Image Super-Resolution with Domain Shift SDEs	2024-09-26	Show Diffusion-based image super-resolution (SR) models have attracted substantial interest due to their powerful image restoration capabilities. However, prevailing diffusion models often struggle to strike an optimal balance between efficiency and performance. Typically, they either neglect to exploit the potential of existing extensive pretrained models, limiting their generative capacity, or they necessitate a dozens of forward passes starting from random noises, compromising inference efficiency. In this paper, we present DoSSR, a Domain Shift diffusion-based SR model that capitalizes on the generative powers of pretrained diffusion models while significantly enhancing efficiency by initiating the diffusion process with low-resolution (LR) images. At the core of our approach is a domain shift equation that integrates seamlessly with existing diffusion models. This integration not only improves the use of diffusion prior but also boosts inference efficiency. Moreover, we advance our method by transitioning the discrete shift process to a continuous formulation, termed as DoS-SDEs. This advancement leads to the fast and customized solvers that further enhance sampling efficiency. Empirical results demonstrate that our proposed method achieves state-of-the-art performance on synthetic and real-world datasets, while notably requiring only 5 sampling steps. Compared to previous diffusion prior based methods, our approach achieves a remarkable speedup of 5-7 times, demonstrating its superior efficiency. Code: https://github.com/QinpengCui/DoSSR.	This ... This paper is accepted by NeurIPS 2024
InstructIR: High-Quality Image Restoration Following Human Instructions	2024-09-25	Show Image restoration is a fundamental problem that involves recovering a high-quality clean image from its degraded observation. All-In-One image restoration models can effectively restore images from various types and levels of degradation using degradation-specific information as prompts to guide the restoration model. In this work, we present the first approach that uses human-written instructions to guide the image restoration model. Given natural language prompts, our model can recover high-quality images from their degraded counterparts, considering multiple degradation types. Our method, InstructIR, achieves state-of-the-art results on several restoration tasks including image denoising, deraining, deblurring, dehazing, and (low-light) image enhancement. InstructIR improves +1dB over previous all-in-one restoration methods. Moreover, our dataset and results represent a novel benchmark for new research on text-guided image restoration and enhancement. Our code, datasets and models are available at: https://github.com/mv-lab/InstructIR	Europ... European Conference on Computer Vision (ECCV) 2024
OAPT: Offset-Aware Partition Transformer for Double JPEG Artifacts Removal	2024-09-25	Show Deep learning-based methods have shown remarkable performance in single JPEG artifacts removal task. However, existing methods tend to degrade on double JPEG images, which are prevalent in real-world scenarios. To address this issue, we propose Offset-Aware Partition Transformer for double JPEG artifacts removal, termed as OAPT. We conduct an analysis of double JPEG compression that results in up to four patterns within each 8x8 block and design our model to cluster the similar patterns to remedy the difficulty of restoration. Our OAPT consists of two components: compression offset predictor and image reconstructor. Specifically, the predictor estimates pixel offsets between the first and second compression, which are then utilized to divide different patterns. The reconstructor is mainly based on several Hybrid Partition Attention Blocks (HPAB), combining vanilla window-based self-attention and sparse attention for clustered pattern features. Extensive experiments demonstrate that OAPT outperforms the state-of-the-art method by more than 0.16dB in double JPEG image restoration task. Moreover, without increasing any computation cost, the pattern clustering module in HPAB can serve as a plugin to enhance other transformer-based image restoration methods. The code will be available at https://github.com/QMoQ/OAPT.git .	14 pa... 14 pages, 9 figures. Codes and models are available at https://github.com/QMoQ/OAPT.git
The RoboDepth Challenge: Methods and Advancements Towards Robust Depth Estimation	2024-09-24	Show Accurate depth estimation under out-of-distribution (OoD) scenarios, such as adverse weather conditions, sensor failure, and noise contamination, is desirable for safety-critical applications. Existing depth estimation systems, however, suffer inevitably from real-world corruptions and perturbations and are struggled to provide reliable depth predictions under such cases. In this paper, we summarize the winning solutions from the RoboDepth Challenge -- an academic competition designed to facilitate and advance robust OoD depth estimation. This challenge was developed based on the newly established KITTI-C and NYUDepth2-C benchmarks. We hosted two stand-alone tracks, with an emphasis on robust self-supervised and robust fully-supervised depth estimation, respectively. Out of more than two hundred participants, nine unique and top-performing solutions have appeared, with novel designs ranging from the following aspects: spatial- and frequency-domain augmentations, masked image modeling, image restoration and super-resolution, adversarial training, diffusion-based noise suppression, vision-language pre-training, learned model ensembling, and hierarchical feature enhancement. Extensive experimental analyses along with insightful observations are drawn to better understand the rationale behind each design. We hope this challenge could lay a solid foundation for future research on robust and reliable depth estimation and beyond. The datasets, competition toolkit, workshop recordings, and source code from the winning teams are publicly available on the challenge website.	Techn... Technical Report; 65 pages, 34 figures, 24 tables; Code at https://github.com/ldkong1205/RoboDepth
Lightweight single-image super-resolution network based on dual paths	2024-09-24	Show The single image super-resolution(SISR) algorithms under deep learning currently have two main models, one based on convolutional neural networks and the other based on Transformer. The former uses the stacking of convolutional layers with different convolutional kernel sizes to design the model, which enables the model to better extract the local features of the image; the latter uses the self-attention mechanism to design the model, which allows the model to establish long-distance dependencies between image pixel points through the self-attention mechanism and then better extract the global features of the image. However, both of the above methods face their problems. Based on this, this paper proposes a new lightweight multi-scale feature fusion network model based on two-way complementary convolutional and Transformer, which integrates the respective features of Transformer and convolutional neural networks through a two-branch network architecture, to realize the mutual fusion of global and local information. Meanwhile, considering the partial loss of information caused by the low-pixel images trained by the deep neural network, this paper designs a modular connection method of multi-stage feature supplementation to fuse the feature maps extracted from the shallow stage of the model with those extracted from the deep stage of the model, to minimize the loss of the information in the feature images that is beneficial to the image restoration as much as possible, to facilitate the obtaining of a higher-quality restored image. The practical results finally show that the model proposed in this paper is optimal in image recovery performance when compared with other lightweight models with the same amount of parameters.
Perception-Distortion Balanced Super-Resolution: A Multi-Objective Optimization Perspective	2024-09-24	Show High perceptual quality and low distortion degree are two important goals in image restoration tasks such as super-resolution (SR). Most of the existing SR methods aim to achieve these goals by minimizing the corresponding yet conflicting losses, such as the $\ell_1$ loss and the adversarial loss. Unfortunately, the commonly used gradient-based optimizers, such as Adam, are hard to balance these objectives due to the opposite gradient decent directions of the contradictory losses. In this paper, we formulate the perception-distortion trade-off in SR as a multi-objective optimization problem and develop a new optimizer by integrating the gradient-free evolutionary algorithm (EA) with gradient-based Adam, where EA and Adam focus on the divergence and convergence of the optimization directions respectively. As a result, a population of optimal models with different perception-distortion preferences is obtained. We then design a fusion network to merge these models into a single stronger one for an effective perception-distortion trade-off. Experiments demonstrate that with the same backbone network, the perception-distortion balanced SR model trained by our method can achieve better perceptual quality than its competitors while attaining better reconstruction fidelity. Codes and models can be found at https://github.com/csslc/EA-Adam}{https://github.com/csslc/EA-Adam.
Graph Image Prior for Unsupervised Dynamic Cardiac Cine MRI Reconstruction	2024-09-24	Show The inductive bias of the convolutional neural network (CNN) can be a strong prior for image restoration, which is known as the Deep Image Prior (DIP). Recently, DIP is utilized in unsupervised dynamic MRI reconstruction, which adopts a generative model from the latent space to the image space. However, existing methods usually use a pyramid-shaped CNN generator shared by all frames, embedding the temporal modeling within the latent space, which may hamper the model expression capability. In this work, we propose a novel scheme for dynamic MRI representation, named ``Graph Image Prior'' (GIP). GIP adopts a two-stage generative network in a new modeling methodology, which first employs independent CNNs to recover the image structure for each frame, and then exploits the spatio-temporal correlations within the feature space parameterized by a graph model. A graph convolutional network is utilized for feature fusion and dynamic image generation. In addition, we devise an ADMM algorithm to alternately optimize the images and the network parameters to improve the reconstruction performance. Experiments were conducted on cardiac cine MRI reconstruction, which demonstrate that GIP outperforms compressed sensing methods and other DIP-based unsupervised methods, significantly reducing the performance gap with state-of-the-art supervised algorithms. Moreover, GIP displays superior generalization ability when transferred to a different reconstruction setting, without the need for any additional data.	The c... The conclusion about reconstruction performance with the size of the latent variable is not stable, we must validate it before presenting it to other researchers
One-Shot Image Restoration	2024-09-23	Show Image restoration, or inverse problems in image processing, has long been an extensively studied topic. In recent years supervised learning approaches have become a popular strategy attempting to tackle this task. Unfortunately, most supervised learning-based methods are highly demanding in terms of computational resources and training data (sample complexity). In addition, trained models are sensitive to domain changes, such as varying acquisition systems, signal sampling rates, resolution and contrast. In this work, we try to answer a fundamental question: Can supervised learning models generalize well solely by learning from one image or even part of an image? If so, then what is the minimal amount of patches required to achieve acceptable generalization? To this end, we focus on an efficient patch-based learning framework that requires a single image input-output pair for training. Experimental results demonstrate the applicability, robustness and computational efficiency of the proposed approach for supervised image deblurring and super-resolution. Our results showcase significant improvement of learning models' sample efficiency, generalization and time complexity, that can hopefully be leveraged for future real-time applications, and applied to other signals and modalities.	arXiv... arXiv admin note: text overlap with arXiv:2209.14267
Dequantization and Color Transfer with Diffusion Models	2024-09-21	Show We demonstrate an image dequantizing diffusion model that enables novel image edits on natural images. We propose operating on quantized images because they offer easy abstraction for patch-based edits and palette transfer. In particular, we show that color palettes can make the output of the diffusion model easier to control and interpret. We first establish that existing image restoration methods are not sufficient, such as JPEG noise reduction models. We then demonstrate that our model can generate natural images that respect the color palette the user asked for. For palette transfer, we propose a method based on weighted bipartite matching. We then show that our model generates plausible images even after extreme palette transfers, respecting user query. Our method can optionally condition on the source texture in part or all of the image. In doing so, we overcome a common problem in existing image colorization methods that are unable to produce colors with a different luminance than the input. We evaluate several possibilities for texture conditioning and their trade-offs, including luminance, image gradients, and thresholded gradients, the latter of which performed best in maintaining texture and color control simultaneously. Our method can be usefully extended to another practical edit: recoloring patches of an image while respecting the source texture. Our procedure is supported by several qualitative and quantitative evaluations.	23 pa... 23 pages, 21 figures, 4 tables
Denoising diffusion models for high-resolution microscopy image restoration	2024-09-18	Show Advances in microscopy imaging enable researchers to visualize structures at the nanoscale level thereby unraveling intricate details of biological organization. However, challenges such as image noise, photobleaching of fluorophores, and low tolerability of biological samples to high light doses remain, restricting temporal resolutions and experiment durations. Reduced laser doses enable longer measurements at the cost of lower resolution and increased noise, which hinders accurate downstream analyses. Here we train a denoising diffusion probabilistic model (DDPM) to predict high-resolution images by conditioning the model on low-resolution information. Additionally, the probabilistic aspect of the DDPM allows for repeated generation of images that tend to further increase the signal-to-noise ratio. We show that our model achieves a performance that is better or similar to the previously best-performing methods, across four highly diverse datasets. Importantly, while any of the previous methods show competitive performance for some, but not all datasets, our method consistently achieves high performance across all four data sets, suggesting high generalizability.
Inverse Problems with Diffusion Models: A MAP Estimation Perspective	2024-09-18	Show Inverse problems have many applications in science and engineering. In Computer vision, several image restoration tasks such as inpainting, deblurring, and super-resolution can be formally modeled as inverse problems. Recently, methods have been developed for solving inverse problems that only leverage a pre-trained unconditional diffusion model and do not require additional task-specific training. In such methods, however, the inherent intractability of determining the conditional score function during the reverse diffusion process poses a real challenge, leaving the methods to settle with an approximation instead, which affects their performance in practice. Here, we propose a MAP estimation framework to model the reverse conditional generation process of a continuous time diffusion model as an optimization process of the underlying MAP objective, whose gradient term is tractable. In theory, the proposed framework can be applied to solve general inverse problems using gradient-based optimization methods. However, given the highly non-convex nature of the loss objective, finding a perfect gradient-based optimization algorithm can be quite challenging, nevertheless, our framework offers several potential research directions. We use our proposed formulation to develop empirically effective algorithms for image restoration. We validate our proposed algorithms with extensive experiments over multiple datasets across several restoration tasks.
Efficient Diffusion Model for Image Restoration by Residual Shifting	2024-09-13	Show While diffusion-based image restoration (IR) methods have achieved remarkable success, they are still limited by the low inference speed attributed to the necessity of executing hundreds or even thousands of sampling steps. Existing acceleration sampling techniques, though seeking to expedite the process, inevitably sacrifice performance to some extent, resulting in over-blurry restored outcomes. To address this issue, this study proposes a novel and efficient diffusion model for IR that significantly reduces the required number of diffusion steps. Our method avoids the need for post-acceleration during inference, thereby avoiding the associated performance deterioration. Specifically, our proposed method establishes a Markov chain that facilitates the transitions between the high-quality and low-quality images by shifting their residuals, substantially improving the transition efficiency. A carefully formulated noise schedule is devised to flexibly control the shifting speed and the noise strength during the diffusion process. Extensive experimental evaluations demonstrate that the proposed method achieves superior or comparable performance to current state-of-the-art methods on three classical IR tasks, namely image super-resolution, image inpainting, and blind face restoration, \textit{\textbf{even only with four sampling steps}}. Our code and model are publicly available at \url{https://github.com/zsyOAOA/ResShift}.	Accep... Accepted by TPAMI@2024. Code: https://github.com/zsyOAOA/ResShift
Variational Bayes image restoration with compressive autoencoders	2024-09-12	Show Regularization of inverse problems is of paramount importance in computational imaging. The ability of neural networks to learn efficient image representations has been recently exploited to design powerful data-driven regularizers. While state-of-the-art plug-and-play methods rely on an implicit regularization provided by neural denoisers, alternative Bayesian approaches consider Maximum A Posteriori (MAP) estimation in the latent space of a generative model, thus with an explicit regularization. However, state-of-the-art deep generative models require a huge amount of training data compared to denoisers. Besides, their complexity hampers the optimization involved in latent MAP derivation. In this work, we first propose to use compressive autoencoders instead. These networks, which can be seen as variational autoencoders with a flexible latent prior, are smaller and easier to train than state-of-the-art generative models. As a second contribution, we introduce the Variational Bayes Latent Estimation (VBLE) algorithm, which performs latent estimation within the framework of variational inference. Thanks to a simple yet efficient parameterization of the variational posterior, VBLE allows for fast and easy (approximate) posterior sampling.Experimental results on image datasets BSD and FFHQ demonstrate that VBLE reaches similar performance than state-of-the-art plug-and-play methods, while being able to quantify uncertainties significantly faster than other existing posterior sampling techniques.
Quaternion Nuclear Norm minus Frobenius Norm Minimization for color image reconstruction	2024-09-12	Show Color image restoration methods typically represent images as vectors in Euclidean space or combinations of three monochrome channels. However, they often overlook the correlation between these channels, leading to color distortion and artifacts in the reconstructed image. To address this, we present Quaternion Nuclear Norm Minus Frobenius Norm Minimization (QNMF), a novel approach for color image reconstruction. QNMF utilizes quaternion algebra to capture the relationships among RGB channels comprehensively. By employing a regularization technique that involves nuclear norm minus Frobenius norm, QNMF approximates the underlying low-rank structure of quaternion-encoded color images. Theoretical proofs are provided to ensure the method's mathematical integrity. Demonstrating versatility and efficacy, the QNMF regularizer excels in various color low-level vision tasks, including denoising, deblurring, inpainting, and random impulse noise removal, achieving state-of-the-art results.	This ... This paper was accepted by Pattern Recognition on September 5, 2024
In-Loop Filtering via Trained Look-Up Tables	2024-09-11	Show In-loop filtering (ILF) is a key technology for removing the artifacts in image/video coding standards. Recently, neural network-based in-loop filtering methods achieve remarkable coding gains beyond the capability of advanced video coding standards, which becomes a powerful coding tool candidate for future video coding standards. However, the utilization of deep neural networks brings heavy time and computational complexity, and high demands of high-performance hardware, which is challenging to apply to the general uses of coding scene. To address this limitation, inspired by explorations in image restoration, we propose an efficient and practical in-loop filtering scheme by adopting the Look-up Table (LUT). We train the DNN of in-loop filtering within a fixed filtering reference range, and cache the output values of the DNN into a LUT via traversing all possible inputs. At testing time in the coding process, the filtered pixel is generated by locating input pixels (to-be-filtered pixel with reference pixels) and interpolating cached filtered pixel values. To further enable the large filtering reference range with the limited storage cost of LUT, we introduce the enhanced indexing mechanism in the filtering process, and clipping/finetuning mechanism in the training. The proposed method is implemented into the Versatile Video Coding (VVC) reference software, VTM-11.0. Experimental results show that the ultrafast, very fast, and fast mode of the proposed method achieves on average 0.13%/0.34%/0.51%, and 0.10%/0.27%/0.39% BD-rate reduction, under the all intra (AI) and random access (RA) configurations. Especially, our method has friendly time and computational complexity, only 101%/102%-104%/108% time increase with 0.13-0.93 kMACs/pixel, and only 164-1148 KB storage cost for a single model. Our solution may shed light on the journey of practical neural network-based coding tool evolution.	11 pages, 6 figures
PanAdapter: Two-Stage Fine-Tuning with Spatial-Spectral Priors Injecting for Pansharpening	2024-09-11	Show Pansharpening is a challenging image fusion task that involves restoring images using two different modalities: low-resolution multispectral images (LRMS) and high-resolution panchromatic (PAN). Many end-to-end specialized models based on deep learning (DL) have been proposed, yet the scale and performance of these models are limited by the size of dataset. Given the superior parameter scales and feature representations of pre-trained models, they exhibit outstanding performance when transferred to downstream tasks with small datasets. Therefore, we propose an efficient fine-tuning method, namely PanAdapter, which utilizes additional advanced semantic information from pre-trained models to alleviate the issue of small-scale datasets in pansharpening tasks. Specifically, targeting the large domain discrepancy between image restoration and pansharpening tasks, the PanAdapter adopts a two-stage training strategy for progressively adapting to the downstream task. In the first stage, we fine-tune the pre-trained CNN model and extract task-specific priors at two scales by proposed Local Prior Extraction (LPE) module. In the second stage, we feed the extracted two-scale priors into two branches of cascaded adapters respectively. At each adapter, we design two parameter-efficient modules for allowing the two branches to interact and be injected into the frozen pre-trained VisionTransformer (ViT) blocks. We demonstrate that by only training the proposed LPE modules and adapters with a small number of parameters, our approach can benefit from pre-trained image restoration models and achieve state-of-the-art performance in several benchmark pansharpening datasets. The code will be available soon.
Multi-Weather Image Restoration via Histogram-Based Transformer Feature Enhancement	2024-09-10	Show Currently, the mainstream restoration tasks under adverse weather conditions have predominantly focused on single-weather scenarios. However, in reality, multiple weather conditions always coexist and their degree of mixing is usually unknown. Under such complex and diverse weather conditions, single-weather restoration models struggle to meet practical demands. This is particularly critical in fields such as autonomous driving, where there is an urgent need for a model capable of effectively handling mixed weather conditions and enhancing image quality in an automated manner. In this paper, we propose a Task Sequence Generator module that, in conjunction with the Task Intra-patch Block, effectively extracts task-specific features embedded in degraded images. The Task Intra-patch Block introduces an external learnable sequence that aids the network in capturing task-specific information. Additionally, we employ a histogram-based transformer module as the backbone of our network, enabling the capture of both global and local dynamic range features. Our proposed model achieves state-of-the-art performance on public datasets.	arXiv... arXiv admin note: text overlap with arXiv:2409.03249
AgileIR: Memory-Efficient Group Shifted Windows Attention for Agile Image Restoration	2024-09-10	Show Image Transformers show a magnificent success in Image Restoration tasks. Nevertheless, most of transformer-based models are strictly bounded by exorbitant memory occupancy. Our goal is to reduce the memory consumption of Swin Transformer and at the same time speed up the model during training process. Thus, we introduce AgileIR, group shifted attention mechanism along with window attention, which sparsely simplifies the model in architecture. We propose Group Shifted Window Attention (GSWA) to decompose Shift Window Multi-head Self Attention (SW-MSA) and Window Multi-head Self Attention (W-MSA) into groups across their attention heads, contributing to shrinking memory usage in back propagation. In addition to that, we keep shifted window masking and its shifted learnable biases during training, in order to induce the model interacting across windows within the channel. We also re-allocate projection parameters to accelerate attention matrix calculation, which we found a negligible decrease in performance. As a result of experiment, compared with our baseline SwinIR and other efficient quantization models, AgileIR keeps the performance still at 32.20 dB on Set5 evaluation dataset, exceeding other methods with tailor-made efficient methods and saves over 50% memory while a large batch size is employed.
Adversarial Purification and Fine-tuning for Robust UDC Image Restoration	2024-09-08	Show This study delves into the enhancement of Under-Display Camera (UDC) image restoration models, focusing on their robustness against adversarial attacks. Despite its innovative approach to seamless display integration, UDC technology faces unique image degradation challenges exacerbated by the susceptibility to adversarial perturbations. Our research initially conducts an in-depth robustness evaluation of deep-learning-based UDC image restoration models by employing several white-box and black-box attacking methods. This evaluation is pivotal in understanding the vulnerabilities of current UDC image restoration techniques. Following the assessment, we introduce a defense framework integrating adversarial purification with subsequent fine-tuning processes. First, our approach employs diffusion-based adversarial purification, effectively neutralizing adversarial perturbations. Then, we apply the fine-tuning methodologies to refine the image restoration models further, ensuring that the quality and fidelity of the restored images are maintained. The effectiveness of our proposed approach is validated through extensive experiments, showing marked improvements in resilience against typical adversarial attacks.
Power Line Aerial Image Restoration under dverse Weather: Datasets and Baselines	2024-09-07	Show Power Line Autonomous Inspection (PLAI) plays a crucial role in the construction of smart grids due to its great advantages of low cost, high efficiency, and safe operation. PLAI is completed by accurately detecting the electrical components and defects in the aerial images captured by Unmanned Aerial Vehicles (UAVs). However, the visible quality of aerial images is inevitably degraded by adverse weather like haze, rain, or snow, which are found to drastically decrease the detection accuracy in our research. To circumvent this problem, we propose a new task of Power Line Aerial Image Restoration under Adverse Weather (PLAIR-AW), which aims to recover clean and high-quality images from degraded images with bad weather thus improving detection performance for PLAI. In this context, we are the first to release numerous corresponding datasets, namely, HazeCPLID, HazeTTPLA, HazeInsPLAD for power line aerial image dehazing, RainCPLID, RainTTPLA, RainInsPLAD for power line aerial image deraining, SnowCPLID, SnowInsPLAD for power line aerial image desnowing, which are synthesized upon the public power line aerial image datasets of CPLID, TTPLA, InsPLAD following the mathematical models. Meanwhile, we select numerous state-of-the-art methods from image restoration community as the baseline methods for PLAIR-AW. At last, we conduct large-scale empirical experiments to evaluate the performance of baseline methods on the proposed datasets. The proposed datasets and trained models are available at https://github.com/ntuhubin/PLAIR-AW.
Empirical Bayesian image restoration by Langevin sampling with a denoising diffusion implicit prior	2024-09-06	Show Score-based diffusion methods provide a powerful strategy to solve image restoration tasks by flexibly combining a pre-trained foundational prior model with a likelihood function specified during test time. Such methods are predominantly derived from two stochastic processes: reversing Ornstein-Uhlenbeck, which underpins the celebrated denoising diffusion probabilistic models (DDPM) and denoising diffusion implicit models (DDIM), and the Langevin diffusion process. The solutions delivered by DDPM and DDIM are often remarkably realistic, but they are not always consistent with measurements because of likelihood intractability issues and the associated required approximations. Alternatively, using a Langevin process circumvents the intractable likelihood issue, but usually leads to restoration results of inferior quality and longer computing times. This paper presents a novel and highly computationally efficient image restoration method that carefully embeds a foundational DDPM denoiser within an empirical Bayesian Langevin algorithm, which jointly calibrates key model hyper-parameters as it estimates the model's posterior mean. Extensive experimental results on three canonical tasks (image deblurring, super-resolution, and inpainting) demonstrate that the proposed approach improves on state-of-the-art strategies both in image estimation accuracy and computing time.	24 pages
Data-free Distillation with Degradation-prompt Diffusion for Multi-weather Image Restoration	2024-09-05	Show Multi-weather image restoration has witnessed incredible progress, while the increasing model capacity and expensive data acquisition impair its applications in memory-limited devices. Data-free distillation provides an alternative for allowing to learn a lightweight student model from a pre-trained teacher model without relying on the original training data. The existing data-free learning methods mainly optimize the models with the pseudo data generated by GANs or the real data collected from the Internet. However, they inevitably suffer from the problems of unstable training or domain shifts with the original data. In this paper, we propose a novel Data-free Distillation with Degradation-prompt Diffusion framework for multi-weather Image Restoration (D4IR). It replaces GANs with pre-trained diffusion models to avoid model collapse and incorporates a degradation-aware prompt adapter to facilitate content-driven conditional diffusion for generating domain-related images. Specifically, a contrast-based degradation prompt adapter is firstly designed to capture degradation-aware prompts from web-collected degraded images. Then, the collected unpaired clean images are perturbed to latent features of stable diffusion, and conditioned with the degradation-aware prompts to synthesize new domain-related degraded images for knowledge distillation. Experiments illustrate that our proposal achieves comparable performance to the model distilled with original training data, and is even superior to other mainstream unsupervised methods.
Multiple weather images restoration using the task transformer and adaptive mixup strategy	2024-09-05	Show The current state-of-the-art in severe weather removal predominantly focuses on single-task applications, such as rain removal, haze removal, and snow removal. However, real-world weather conditions often consist of a mixture of several weather types, and the degree of weather mixing in autonomous driving scenarios remains unknown. In the presence of complex and diverse weather conditions, a single weather removal model often encounters challenges in producing clear images from severe weather images. Therefore, there is a need for the development of multi-task severe weather removal models that can effectively handle mixed weather conditions and improve image quality in autonomous driving scenarios. In this paper, we introduce a novel multi-task severe weather removal model that can effectively handle complex weather conditions in an adaptive manner. Our model incorporates a weather task sequence generator, enabling the self-attention mechanism to selectively focus on features specific to different weather types. To tackle the challenge of repairing large areas of weather degradation, we introduce Fast Fourier Convolution (FFC) to increase the receptive field. Additionally, we propose an adaptive upsampling technique that effectively processes both the weather task information and underlying image features by selectively retaining relevant information. Our proposed model has achieved state-of-the-art performance on the publicly available dataset.	10 pa... 10 pages, 5 figures and 2 table
Perceptual-Distortion Balanced Image Super-Resolution is a Multi-Objective Optimization Problem	2024-09-05	Show Training Single-Image Super-Resolution (SISR) models using pixel-based regression losses can achieve high distortion metrics scores (e.g., PSNR and SSIM), but often results in blurry images due to insufficient recovery of high-frequency details. Conversely, using GAN or perceptual losses can produce sharp images with high perceptual metric scores (e.g., LPIPS), but may introduce artifacts and incorrect textures. Balancing these two types of losses can help achieve a trade-off between distortion and perception, but the challenge lies in tuning the loss function weights. To address this issue, we propose a novel method that incorporates Multi-Objective Optimization (MOO) into the training process of SISR models to balance perceptual quality and distortion. We conceptualize the relationship between loss weights and image quality assessment (IQA) metrics as black-box objective functions to be optimized within our Multi-Objective Bayesian Optimization Super-Resolution (MOBOSR) framework. This approach automates the hyperparameter tuning process, reduces overall computational cost, and enables the use of numerous loss functions simultaneously. Extensive experiments demonstrate that MOBOSR outperforms state-of-the-art methods in terms of both perceptual quality and distortion, significantly advancing the perception-distortion Pareto frontier. Our work points towards a new direction for future research on balancing perceptual quality and fidelity in nearly all image restoration tasks. The source code and pretrained models are available at: https://github.com/ZhuKeven/MOBOSR.
Towards Real-World Adverse Weather Image Restoration: Enhancing Clearness and Semantics with Vision-Language Models	2024-09-03	Show This paper addresses the limitations of adverse weather image restoration approaches trained on synthetic data when applied to real-world scenarios. We formulate a semi-supervised learning framework employing vision-language models to enhance restoration performance across diverse adverse weather conditions in real-world settings. Our approach involves assessing image clearness and providing semantics using vision-language models on real data, serving as supervision signals for training restoration models. For clearness enhancement, we use real-world data, utilizing a dual-step strategy with pseudo-labels assessed by vision-language models and weather prompt learning. For semantic enhancement, we integrate real-world data by adjusting weather conditions in vision-language model descriptions while preserving semantic meaning. Additionally, we introduce an effective training strategy to bootstrap restoration performance. Our approach achieves superior results in real-world adverse weather image restoration, demonstrated through qualitative and quantitative comparisons with state-of-the-art works.	Accep... Accepted by ECCV 2024
F2former: When Fractional Fourier Meets Deep Wiener Deconvolution and Selective Frequency Transformer for Image Deblurring	2024-09-03	Show Recent progress in image deblurring techniques focuses mainly on operating in both frequency and spatial domains using the Fourier transform (FT) properties. However, their performance is limited due to the dependency of FT on stationary signals and its lack of capability to extract spatial-frequency properties. In this paper, we propose a novel approach based on the Fractional Fourier Transform (FRFT), a unified spatial-frequency representation leveraging both spatial and frequency components simultaneously, making it ideal for processing non-stationary signals like images. Specifically, we introduce a Fractional Fourier Transformer (F2former), where we combine the classical fractional Fourier based Wiener deconvolution (F2WD) as well as a multi-branch encoder-decoder transformer based on a new fractional frequency aware transformer block (F2TB). We design F2TB consisting of a fractional frequency aware self-attention (F2SA) to estimate element-wise product attention based on important frequency components and a novel feed-forward network based on frequency division multiplexing (FM-FFN) to refine high and low frequency features separately for efficient latent clear image restoration. Experimental results for the cases of both motion deblurring as well as defocus deblurring show that the performance of our proposed method is superior to other state-of-the-art (SOTA) approaches.	20 pages, 21 figures
Restorer: Removing Multi-Degradation with All-Axis Attention and Prompt Guidance	2024-09-03	Show There are many excellent solutions in image restoration.However, most methods require on training separate models to restore images with different types of degradation.Although existing all-in-one models effectively address multiple types of degradation simultaneously, their performance in real-world scenarios is still constrained by the task confusion problem.In this work, we attempt to address this issue by introducing \textbf{Restorer}, a novel Transformer-based all-in-one image restoration model.To effectively address the complex degradation present in real-world images, we propose All-Axis Attention (AAA), a mechanism that simultaneously models long-range dependencies across both spatial and channel dimensions, capturing potential correlations along all axes.Additionally, we introduce textual prompts in Restorer to incorporate explicit task priors, enabling the removal of specific degradation types based on user instructions. By iterating over these prompts, Restorer can handle composite degradation in real-world scenarios without requiring additional training.Based on these designs, Restorer with one set of parameters demonstrates state-of-the-art performance in multiple image restoration tasks compared to existing all-in-one and even single-task models.Additionally, Restorer is efficient during inference, suggesting the potential in real-world applications.
GaussianPU: A Hybrid 2D-3D Upsampling Framework for Enhancing Color Point Clouds via 3D Gaussian Splatting	2024-09-03	Show Dense colored point clouds enhance visual perception and are of significant value in various robotic applications. However, existing learning-based point cloud upsampling methods are constrained by computational resources and batch processing strategies, which often require subdividing point clouds into smaller patches, leading to distortions that degrade perceptual quality. To address this challenge, we propose a novel 2D-3D hybrid colored point cloud upsampling framework (GaussianPU) based on 3D Gaussian Splatting (3DGS) for robotic perception. This approach leverages 3DGS to bridge 3D point clouds with their 2D rendered images in robot vision systems. A dual scale rendered image restoration network transforms sparse point cloud renderings into dense representations, which are then input into 3DGS along with precise robot camera poses and interpolated sparse point clouds to reconstruct dense 3D point clouds. We have made a series of enhancements to the vanilla 3DGS, enabling precise control over the number of points and significantly boosting the quality of the upsampled point cloud for robotic scene understanding. Our framework supports processing entire point clouds on a single consumer-grade GPU, such as the NVIDIA GeForce RTX 3090, eliminating the need for segmentation and thus producing high-quality, dense colored point clouds with millions of points for robot navigation and manipulation tasks. Extensive experimental results on generating million-level point cloud data validate the effectiveness of our method, substantially improving the quality of colored point clouds and demonstrating significant potential for applications involving large-scale point clouds in autonomous robotics and human-robot interaction scenarios.	7 pages, 5 figures
Accurate Forgetting for All-in-One Image Restoration Model	2024-09-01	Show Privacy protection has always been an ongoing topic, especially for AI. Currently, a low-cost scheme called Machine Unlearning forgets the private data remembered in the model. Specifically, given a private dataset and a trained neural network, we need to use e.g. pruning, fine-tuning, and gradient ascent to remove the influence of the private dataset on the neural network. Inspired by this, we try to use this concept to bridge the gap between the fields of image restoration and security, creating a new research idea. We propose the scene for the All-In-One model (a neural network that restores a wide range of degraded information), where a given dataset such as haze, or rain, is private and needs to be eliminated from the influence of it on the trained model. Notably, we find great challenges in this task to remove the influence of sensitive data while ensuring that the overall model performance remains robust, which is akin to directing a symphony orchestra without specific instruments while keeping the playing soothing. Here we explore a simple but effective approach: Instance-wise Unlearning through the use of adversarial examples and gradient ascent techniques. Our approach is a low-cost solution compared to the strategy of retraining the model from scratch, where the gradient ascent trick forgets the specified data and the performance of the adversarial sample maintenance model is robust. Through extensive experimentation on two popular unified image restoration models, we show that our approach effectively preserves knowledge of remaining data while unlearning a given degradation type.
AWRaCLe: All-Weather Image Restoration using Visual In-Context Learning	2024-08-30	Show All-Weather Image Restoration (AWIR) under adverse weather conditions is a challenging task due to the presence of different types of degradations. Prior research in this domain relies on extensive training data but lacks the utilization of additional contextual information for restoration guidance. Consequently, the performance of existing methods is limited by the degradation cues that are learnt from individual training samples. Recent advancements in visual in-context learning have introduced generalist models that are capable of addressing multiple computer vision tasks simultaneously by using the information present in the provided context as a prior. In this paper, we propose All-Weather Image Restoration using Visual In-Context Learning (AWRaCLe), a novel approach for AWIR that innovatively utilizes degradation-specific visual context information to steer the image restoration process. To achieve this, AWRaCLe incorporates Degradation Context Extraction (DCE) and Context Fusion (CF) to seamlessly integrate degradation-specific features from the context into an image restoration network. The proposed DCE and CF blocks leverage CLIP features and incorporate attention mechanisms to adeptly learn and fuse contextual information. These blocks are specifically designed for visual in-context learning under all-weather conditions and are crucial for effective context utilization. Through extensive experiments, we demonstrate the effectiveness of AWRaCLe for all-weather restoration and show that our method advances the state-of-the-art in AWIR.
Efficient Image Restoration through Low-Rank Adaptation and Stable Diffusion XL	2024-08-30	Show In this study, we propose an enhanced image restoration model, SUPIR, based on the integration of two low-rank adaptive (LoRA) modules with the Stable Diffusion XL (SDXL) framework. Our method leverages the advantages of LoRA to fine-tune SDXL models, thereby significantly improving image restoration quality and efficiency. We collect 2600 high-quality real-world images, each with detailed descriptive text, for training the model. The proposed method is evaluated on standard benchmarks and achieves excellent performance, demonstrated by higher peak signal-to-noise ratio (PSNR), lower learned perceptual image patch similarity (LPIPS), and higher structural similarity index measurement (SSIM) scores. These results underscore the effectiveness of combining LoRA with SDXL for advanced image restoration tasks, highlighting the potential of our approach in generating high-fidelity restored images.	10 pages
GameIR: A Large-Scale Synthesized Ground-Truth Dataset for Image Restoration over Gaming Content	2024-08-29	Show Image restoration methods like super-resolution and image synthesis have been successfully used in commercial cloud gaming products like NVIDIA's DLSS. However, restoration over gaming content is not well studied by the general public. The discrepancy is mainly caused by the lack of ground-truth gaming training data that match the test cases. Due to the unique characteristics of gaming content, the common approach of generating pseudo training data by degrading the original HR images results in inferior restoration performance. In this work, we develop GameIR, a large-scale high-quality computer-synthesized ground-truth dataset to fill in the blanks, targeting at two different applications. The first is super-resolution with deferred rendering, to support the gaming solution of rendering and transferring LR images only and restoring HR images on the client side. We provide 19200 LR-HR paired ground-truth frames coming from 640 videos rendered at 720p and 1440p for this task. The second is novel view synthesis (NVS), to support the multiview gaming solution of rendering and transferring part of the multiview frames and generating the remaining frames on the client side. This task has 57,600 HR frames from 960 videos of 160 scenes with 6 camera views. In addition to the RGB frames, the GBuffers during the deferred rendering stage are also provided, which can be used to help restoration. Furthermore, we evaluate several SOTA super-resolution algorithms and NeRF-based NVS algorithms over our dataset, which demonstrates the effectiveness of our ground-truth GameIR data in improving restoration performance for gaming content. Also, we test the method of incorporating the GBuffers as additional input information for helping super-resolution and NVS. We release our dataset and models to the general public to facilitate research on restoration methods over gaming content.
Enhanced Control for Diffusion Bridge in Image Restoration	2024-08-29	Show Image restoration refers to the process of restoring a damaged low-quality image back to its corresponding high-quality image. Typically, we use convolutional neural networks to directly learn the mapping from low-quality images to high-quality images achieving image restoration. Recently, a special type of diffusion bridge model has achieved more advanced results in image restoration. It can transform the direct mapping from low-quality to high-quality images into a diffusion process, restoring low-quality images through a reverse process. However, the current diffusion bridge restoration models do not emphasize the idea of conditional control, which may affect performance. This paper introduces the ECDB model enhancing the control of the diffusion bridge with low-quality images as conditions. Moreover, in response to the characteristic of diffusion models having low denoising level at larger values of (\bm t ), we also propose a Conditional Fusion Schedule, which more effectively handles the conditional feature information of various modules. Experimental results prove that the ECDB model has achieved state-of-the-art results in many image restoration tasks, including deraining, inpainting and super-resolution. Code is avaliable at https://github.com/Hammour-steak/ECDB.
Perceive-IR: Learning to Perceive Degradation Better for All-in-One Image Restoration	2024-08-28	Show The limitations of task-specific and general image restoration methods for specific degradation have prompted the development of all-in-one image restoration techniques. However, the diversity of patterns among multiple degradation, along with the significant uncertainties in mapping between degraded images of different severities and their corresponding undistorted versions, pose significant challenges to the all-in-one restoration tasks. To address these challenges, we propose Perceive-IR, an all-in-one image restorer designed to achieve fine-grained quality control that enables restored images to more closely resemble their undistorted counterparts, regardless of the type or severity of degradation. Specifically, Perceive-IR contains two stages: (1) prompt learning stage and (2) restoration stage. In the prompt learning stage, we leverage prompt learning to acquire a fine-grained quality perceiver capable of distinguishing three-tier quality levels by constraining the prompt-image similarity in the CLIP perception space. Subsequently, this quality perceiver and difficulty-adaptive perceptual loss are integrated as a quality-aware learning strategy to realize fine-grained quality control in restoration stage. For the restoration stage, a semantic guidance module (SGM) and compact feature extraction (CFE) are proposed to further promote the restoration process by utilizing the robust semantic information from the pre-trained large scale vision models and distinguishing degradation-specific features. Extensive experiments demonstrate that our Perceive-IR outperforms state-of-the-art methods in all-in-one image restoration tasks and exhibit superior generalization ability when dealing with unseen tasks.	13 pages, 8 figures
Multi-weather Cross-view Geo-localization Using Denoising Diffusion Models	2024-08-28	Show Cross-view geo-localization in GNSS-denied environments aims to determine an unknown location by matching drone-view images with the correct geo-tagged satellite-view images from a large gallery. Recent research shows that learning discriminative image representations under specific weather conditions can significantly enhance performance. However, the frequent occurrence of unseen extreme weather conditions hinders progress. This paper introduces MCGF, a Multi-weather Cross-view Geo-localization Framework designed to dynamically adapt to unseen weather conditions. MCGF establishes a joint optimization between image restoration and geo-localization using denoising diffusion models. For image restoration, MCGF incorporates a shared encoder and a lightweight restoration module to help the backbone eliminate weather-specific information. For geo-localization, MCGF uses EVA-02 as a backbone for feature extraction, with cross-entropy loss for training and cosine distance for testing. Extensive experiments on University160k-WX demonstrate that MCGF achieves competitive results for geo-localization in varying weather conditions.	Accep... Accepted by ACM MM24 workshop
CODE: Confident Ordinary Differential Editing	2024-08-22	Show Conditioning image generation facilitates seamless editing and the creation of photorealistic images. However, conditioning on noisy or Out-of-Distribution (OoD) images poses significant challenges, particularly in balancing fidelity to the input and realism of the output. We introduce Confident Ordinary Differential Editing (CODE), a novel approach for image synthesis that effectively handles OoD guidance images. Utilizing a diffusion model as a generative prior, CODE enhances images through score-based updates along the probability-flow Ordinary Differential Equation (ODE) trajectory. This method requires no task-specific training, no handcrafted modules, and no assumptions regarding the corruptions affecting the conditioning image. Our method is compatible with any diffusion model. Positioned at the intersection of conditional image generation and blind image restoration, CODE operates in a fully blind manner, relying solely on a pre-trained generative model. Our method introduces an alternative approach to blind restoration: instead of targeting a specific ground truth image based on assumptions about the underlying corruption, CODE aims to increase the likelihood of the input image while maintaining fidelity. This results in the most probable in-distribution image around the input. Our contributions are twofold. First, CODE introduces a novel editing method based on ODE, providing enhanced control, realism, and fidelity compared to its SDE-based counterpart. Second, we introduce a confidence interval-based clipping method, which improves CODE's effectiveness by allowing it to disregard certain pixels or information, thus enhancing the restoration process in a blind manner. Experimental results demonstrate CODE's effectiveness over existing methods, particularly in scenarios involving severe degradation or OoD inputs.
Unfolded proximal neural networks for robust image Gaussian denoising	2024-08-21	Show A common approach to solve inverse imaging problems relies on finding a maximum a posteriori (MAP) estimate of the original unknown image, by solving a minimization problem. In thiscontext, iterative proximal algorithms are widely used, enabling to handle non-smooth functions and linear operators. Recently, these algorithms have been paired with deep learning strategies, to further improve the estimate quality. In particular, proximal neural networks (PNNs) have been introduced, obtained by unrolling a proximal algorithm as for finding a MAP estimate, but over a fixed number of iterations, with learned linear operators and parameters. As PNNs are based on optimization theory, they are very flexible, and can be adapted to any image restoration task, as soon as a proximal algorithm can solve it. They further have much lighter architectures than traditional networks. In this article we propose a unified framework to build PNNs for the Gaussian denoising task, based on both the dual-FB and the primal-dual Chambolle-Pock algorithms. We further show that accelerated inertial versions of these algorithms enable skip connections in the associated NN layers. We propose different learning strategies for our PNN framework, and investigate their robustness (Lipschitz property) and denoising efficiency. Finally, we assess the robustness of our PNNs when plugged in a forward-backward algorithm for an image deblurring problem.
Taming Generative Diffusion for Universal Blind Image Restoration	2024-08-21	Show Diffusion models have been widely utilized for image restoration. However, previous blind image restoration methods still need to assume the type of degradation model while leaving the parameters to be optimized, limiting their real-world applications. Therefore, we aim to tame generative diffusion prior for universal blind image restoration dubbed BIR-D, which utilizes an optimizable convolutional kernel to simulate the degradation model and dynamically update the parameters of the kernel in the diffusion steps, enabling it to achieve blind image restoration results even in various complex situations. Besides, based on mathematical reasoning, we have provided an empirical formula for the chosen of adaptive guidance scale, eliminating the need for a grid search for the optimal parameter. Experimentally, Our BIR-D has demonstrated superior practicality and versatility than off-the-shelf unsupervised methods across various tasks both on real-world and synthetic datasets, qualitatively and quantitatively. BIR-D is able to fulfill multi-guidance blind image restoration. Moreover, BIR-D can also restore images that undergo multiple and complicated degradations, demonstrating the practical applications.	14 pa... 14 pages, 9 figures, 8 tables
DiracDiffusion: Denoising and Incremental Reconstruction with Assured Data-Consistency	2024-08-19	Show Diffusion models have established new state of the art in a multitude of computer vision tasks, including image restoration. Diffusion-based inverse problem solvers generate reconstructions of exceptional visual quality from heavily corrupted measurements. However, in what is widely known as the perception-distortion trade-off, the price of perceptually appealing reconstructions is often paid in declined distortion metrics, such as PSNR. Distortion metrics measure faithfulness to the observation, a crucial requirement in inverse problems. In this work, we propose a novel framework for inverse problem solving, namely we assume that the observation comes from a stochastic degradation process that gradually degrades and noises the original clean image. We learn to reverse the degradation process in order to recover the clean image. Our technique maintains consistency with the original measurement throughout the reverse process, and allows for great flexibility in trading off perceptual quality for improved distortion metrics and sampling speedup via early-stopping. We demonstrate the efficiency of our method on different high-resolution datasets and inverse problems, achieving great improvements over other state-of-the-art diffusion-based methods with respect to both perceptual and distortion metrics.	30 pa... 30 pages, 15 figures, published at the 41st International Conference on Machine Learning, Vienna, Austria, 2024
Multi-Scale Representation Learning for Image Restoration with State-Space Model	2024-08-19	Show Image restoration endeavors to reconstruct a high-quality, detail-rich image from a degraded counterpart, which is a pivotal process in photography and various computer vision systems. In real-world scenarios, different types of degradation can cause the loss of image details at various scales and degrade image contrast. Existing methods predominantly rely on CNN and Transformer to capture multi-scale representations. However, these methods are often limited by the high computational complexity of Transformers and the constrained receptive field of CNN, which hinder them from achieving superior performance and efficiency in image restoration. To address these challenges, we propose a novel Multi-Scale State-Space Model-based (MS-Mamba) for efficient image restoration that enhances the capacity for multi-scale representation learning through our proposed global and regional SSM modules. Additionally, an Adaptive Gradient Block (AGB) and a Residual Fourier Block (RFB) are proposed to improve the network's detail extraction capabilities by capturing gradients in various directions and facilitating learning details in the frequency domain. Extensive experiments on nine public benchmarks across four classic image restoration tasks, image deraining, dehazing, denoising, and low-light enhancement, demonstrate that our proposed method achieves new state-of-the-art performance while maintaining low computational complexity. The source code will be publicly available.
Harnessing Multi-resolution and Multi-scale Attention for Underwater Image Restoration	2024-08-19	Show Underwater imagery is often compromised by factors such as color distortion and low contrast, posing challenges for high-level vision tasks. Recent underwater image restoration (UIR) methods either analyze the input image at full resolution, resulting in spatial richness but contextual weakness, or progressively from high to low resolution, yielding reliable semantic information but reduced spatial accuracy. Here, we propose a lightweight multi-stage network called Lit-Net that focuses on multi-resolution and multi-scale image analysis for restoring underwater images while retaining original resolution during the first stage, refining features in the second, and focusing on reconstruction in the final stage. Our novel encoder block utilizes parallel $1\times1$ convolution layers to capture local information and speed up operations. Further, we incorporate a modified weighted color channel-specific $l_1$ loss ($cl_1$) function to recover color and detail information. Extensive experimentations on publicly available datasets suggest our model's superiority over recent state-of-the-art methods, with significant improvement in qualitative and quantitative measures, such as $29.477$ dB PSNR ($1.92%$ improvement) and $0.851$ SSIM ($2.87%$ improvement) on the EUVP dataset. The contributions of Lit-Net offer a more robust approach to underwater image enhancement and super-resolution, which is of considerable importance for underwater autonomous vehicles and surveillance. The code is available at: https://github.com/Alik033/Lit-Net.
Re-boosting Self-Collaboration Parallel Prompt GAN for Unsupervised Image Restoration	2024-08-17	Show Unsupervised restoration approaches based on generative adversarial networks (GANs) offer a promising solution without requiring paired datasets. Yet, these GAN-based approaches struggle to surpass the performance of conventional unsupervised GAN-based frameworks without significantly modifying model structures or increasing the computational complexity. To address these issues, we propose a self-collaboration (SC) strategy for existing restoration models. This strategy utilizes information from the previous stage as feedback to guide subsequent stages, achieving significant performance improvement without increasing the framework's inference complexity. The SC strategy comprises a prompt learning (PL) module and a restorer ($Res$). It iteratively replaces the previous less powerful fixed restorer $\overline{Res}$ in the PL module with a more powerful $Res$. The enhanced PL module generates better pseudo-degraded/clean image pairs, leading to a more powerful $Res$ for the next iteration. Our SC can significantly improve the $Res$'s performance by over 1.5 dB without adding extra parameters or computational complexity during inference. Meanwhile, existing self-ensemble (SE) and our SC strategies enhance the performance of pre-trained restorers from different perspectives. As SE increases computational complexity during inference, we propose a re-boosting module to the SC (Reb-SC) to improve the SC strategy further by incorporating SE into SC without increasing inference time. This approach further enhances the restorer's performance by approximately 0.3 dB. Extensive experimental results on restoration tasks demonstrate that the proposed model performs favorably against existing state-of-the-art unsupervised restoration methods. Source code and trained models are publicly available at: \url{https://github.com/linxin0/RSCP2GAN}.	This ... This paper is an extended and revised version of our previous work "Unsupervised Image Denoising in Real-World Scenarios via Self-Collaboration Parallel Generative Adversarial Branches"(https://openaccess.thecvf.com/content/ICCV2023/papers/Lin_Unsupervised_Image_Denoising_in_Real-World_Scenarios_via_Self-Collaboration_Parallel_Generative_ICCV_2023_paper.pdf)
Multi-task Image Restoration Guided By Robust DINO Features	2024-08-16	Show Multi-task image restoration has gained significant interest due to its inherent versatility and efficiency compared to its single-task counterpart. However, performance decline is observed with an increase in the number of tasks, primarily attributed to the restoration model's challenge in handling different tasks with distinct natures at the same time. Thus, a perspective emerged aiming to explore the degradation-insensitive semantic commonalities among different degradation tasks. In this paper, we observe that the features of DINOv2 can effectively model semantic information and are independent of degradation factors. Motivated by this observation, we propose \mbox{\textbf{DINO-IR}}, a multi-task image restoration approach leveraging robust features extracted from DINOv2 to solve multi-task image restoration simultaneously. We first propose a pixel-semantic fusion (PSF) module to dynamically fuse DINOV2's shallow features containing pixel-level information and deep features containing degradation-independent semantic information. To guide the restoration model with the features of DINOv2, we develop a DINO-Restore adaption and fusion module to adjust the channel of fused features from PSF and then integrate them with the features from the restoration model. By formulating these modules into a unified deep model, we propose a DINO perception contrastive loss to constrain the model training. Extensive experimental results demonstrate that our DINO-IR performs favorably against existing multi-task image restoration approaches in various tasks by a large margin. The source codes and trained models will be made available.
Unsupervised Variational Translator for Bridging Image Restoration and High-Level Vision Tasks	2024-08-15	Show Recent research tries to extend image restoration capabilities from human perception to machine perception, thereby enhancing the performance of high-level vision tasks in degraded environments. These methods, primarily based on supervised learning, typically involve the retraining of restoration networks or high-level vision networks. However, collecting paired data in real-world scenarios and retraining large-scale models are challenge. To this end, we propose an unsupervised learning method called \textbf{Va}riational \textbf{T}ranslator (VaT), which does not require retraining existing restoration and high-level vision networks. Instead, it establishes a lightweight network that serves as an intermediate bridge between them. By variational inference, VaT approximates the joint distribution of restoration output and high-level vision input, dividing the optimization objective into preserving content and maximizing marginal likelihood associated with high-level vision tasks. By cleverly leveraging self-training paradigms, VaT achieves the above optimization objective without requiring labels. As a result, the translated images maintain a close resemblance to their original content while also demonstrating exceptional performance on high-level vision tasks. Extensive experiments in dehazing and low-light enhancement for detection and classification show the superiority of our method over other state-of-the-art unsupervised counterparts, even significantly surpassing supervised methods in some complex real-world scenarios.
Review Learning: Advancing All-in-One Ultra-High-Definition Image Restoration Training Method	2024-08-13	Show All-in-one image restoration tasks are becoming increasingly important, especially for ultra-high-definition (UHD) images. Existing all-in-one UHD image restoration methods usually boost the model's performance by introducing prompt or customized dynamized networks for different degradation types. For the inference stage, it might be friendly, but in the training stage, since the model encounters multiple degraded images of different quality in an epoch, these cluttered learning objectives might be information pollution for the model. To address this problem, we propose a new training paradigm for general image restoration models, which we name \textbf{Review Learning}, which enables image restoration models to be capable enough to handle multiple types of degradation without prior knowledge and prompts. This approach begins with sequential training of an image restoration model on several degraded datasets, combined with a review mechanism that enhances the image restoration model's memory for several previous classes of degraded datasets. In addition, we design a lightweight all-purpose image restoration network that can efficiently reason about degraded images with 4K ($3840 \times 2160$) resolution on a single consumer-grade GPU.
Wavelet based inpainting detection	2024-08-12	Show With the advancement in image editing tools, manipulating digital images has become alarmingly easy. Inpainting, which is used to remove objects or fill in parts of an image, serves as a powerful tool for both image restoration and forgery. This paper introduces a novel approach for detecting image inpainting forgeries by combining DT-CWT with Hierarchical Feature segmentation and with noise inconsistency analysis. The DT-CWT offers several advantages for this task, including inherent shift-invariance, which makes it robust to minor manipulations during the inpainting process, and directional selectivity, which helps capture subtle artifacts introduced by inpainting in specific frequency bands and orientations. By first applying color image segmentation and then analyzing for each segment, noise inconsistency obtained via DT-CW we can identify patterns indicative of inpainting forgeries. The proposed method is evaluated on a benchmark dataset created for this purpose and is compared with existing forgery detection techniques. Our approach demonstrates superior results compared with SOTA in detecting inpainted images.

Diffusion Model

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Title	Date	Abstract	Comment
ReferEverything: Towards Segmenting Everything We Can Speak of in Videos	2024-10-30	Show We present REM, a framework for segmenting a wide range of concepts in video that can be described through natural language. Our method capitalizes on visual-language representations learned by video diffusion models on Internet-scale datasets. A key insight of our approach is preserving as much of the generative model's original representation as possible, while fine-tuning it on narrow-domain Referral Object Segmentation datasets. As a result, our framework can accurately segment and track rare and unseen objects, despite being trained on object masks from a limited set of categories. Additionally, it can generalize to non-object dynamic concepts, such as waves crashing in the ocean, as demonstrated in our newly introduced benchmark for Referral Video Process Segmentation (Ref-VPS). Our experiments show that REM performs on par with state-of-the-art approaches on in-domain datasets, like Ref-DAVIS, while outperforming them by up to twelve points in terms of region similarity on out-of-domain data, leveraging the power of Internet-scale pre-training.	Proje... Project page at https://miccooper9.github.io/projects/ReferEverything/
Provable acceleration for diffusion models under minimal assumptions	2024-10-30	Show While score-based diffusion models have achieved exceptional sampling quality, their sampling speeds are often limited by the high computational burden of score function evaluations. Despite the recent remarkable empirical advances in speeding up the score-based samplers, theoretical understanding of acceleration techniques remains largely limited. To bridge this gap, we propose a novel training-free acceleration scheme for stochastic samplers. Under minimal assumptions -- namely, $L^2$-accurate score estimates and a finite second-moment condition on the target distribution -- our accelerated sampler provably achieves $\varepsilon$-accuracy in total variation within $\widetilde{O}(d^{5/4}/\sqrt{\varepsilon})$ iterations, thereby significantly improving upon the $\widetilde{O}(d/\varepsilon)$ iteration complexity of standard score-based samplers. Notably, our convergence theory does not rely on restrictive assumptions on the target distribution or higher-order score estimation guarantees.
RelationBooth: Towards Relation-Aware Customized Object Generation	2024-10-30	Show Customized image generation is crucial for delivering personalized content based on user-provided image prompts, aligning large-scale text-to-image diffusion models with individual needs. However, existing models often overlook the relationships between customized objects in generated images. Instead, this work addresses that gap by focusing on relation-aware customized image generation, which aims to preserve the identities from image prompts while maintaining the predicate relations described in text prompts. Specifically, we introduce RelationBooth, a framework that disentangles identity and relation learning through a well-curated dataset. Our training data consists of relation-specific images, independent object images containing identity information, and text prompts to guide relation generation. Then, we propose two key modules to tackle the two main challenges: generating accurate and natural relations, especially when significant pose adjustments are required, and avoiding object confusion in cases of overlap. First, we introduce a keypoint matching loss that effectively guides the model in adjusting object poses closely tied to their relationships. Second, we incorporate local features from the image prompts to better distinguish between objects, preventing confusion in overlapping cases. Extensive results on three benchmarks demonstrate the superiority of RelationBooth in generating precise relations while preserving object identities across a diverse set of objects and relations. The source code and trained models will be made available to the public.
SlowFast-VGen: Slow-Fast Learning for Action-Driven Long Video Generation	2024-10-30	Show Human beings are endowed with a complementary learning system, which bridges the slow learning of general world dynamics with fast storage of episodic memory from a new experience. Previous video generation models, however, primarily focus on slow learning by pre-training on vast amounts of data, overlooking the fast learning phase crucial for episodic memory storage. This oversight leads to inconsistencies across temporally distant frames when generating longer videos, as these frames fall beyond the model's context window. To this end, we introduce SlowFast-VGen, a novel dual-speed learning system for action-driven long video generation. Our approach incorporates a masked conditional video diffusion model for the slow learning of world dynamics, alongside an inference-time fast learning strategy based on a temporal LoRA module. Specifically, the fast learning process updates its temporal LoRA parameters based on local inputs and outputs, thereby efficiently storing episodic memory in its parameters. We further propose a slow-fast learning loop algorithm that seamlessly integrates the inner fast learning loop into the outer slow learning loop, enabling the recall of prior multi-episode experiences for context-aware skill learning. To facilitate the slow learning of an approximate world model, we collect a large-scale dataset of 200k videos with language action annotations, covering a wide range of scenarios. Extensive experiments show that SlowFast-VGen outperforms baselines across various metrics for action-driven video generation, achieving an FVD score of 514 compared to 782, and maintaining consistency in longer videos, with an average of 0.37 scene cuts versus 0.89. The slow-fast learning loop algorithm significantly enhances performances on long-horizon planning tasks as well. Project Website: https://slowfast-vgen.github.io
Multi-student Diffusion Distillation for Better One-step Generators	2024-10-30	Show Diffusion models achieve high-quality sample generation at the cost of a lengthy multistep inference procedure. To overcome this, diffusion distillation techniques produce student generators capable of matching or surpassing the teacher in a single step. However, the student model's inference speed is limited by the size of the teacher architecture, preventing real-time generation for computationally heavy applications. In this work, we introduce Multi-Student Distillation (MSD), a framework to distill a conditional teacher diffusion model into multiple single-step generators. Each student generator is responsible for a subset of the conditioning data, thereby obtaining higher generation quality for the same capacity. MSD trains multiple distilled students, allowing smaller sizes and, therefore, faster inference. Also, MSD offers a lightweight quality boost over single-student distillation with the same architecture. We demonstrate MSD is effective by training multiple same-sized or smaller students on single-step distillation using distribution matching and adversarial distillation techniques. With smaller students, MSD gets competitive results with faster inference for single-step generation. Using 4 same-sized students, MSD sets a new state-of-the-art for one-step image generation: FID 1.20 on ImageNet-64x64 and 8.20 on zero-shot COCO2014.	Proje... Project page: https://research.nvidia.com/labs/toronto-ai/MSD/
CausalDiff: Causality-Inspired Disentanglement via Diffusion Model for Adversarial Defense	2024-10-30	Show Despite ongoing efforts to defend neural classifiers from adversarial attacks, they remain vulnerable, especially to unseen attacks. In contrast, humans are difficult to be cheated by subtle manipulations, since we make judgments only based on essential factors. Inspired by this observation, we attempt to model label generation with essential label-causative factors and incorporate label-non-causative factors to assist data generation. For an adversarial example, we aim to discriminate the perturbations as non-causative factors and make predictions only based on the label-causative factors. Concretely, we propose a casual diffusion model (CausalDiff) that adapts diffusion models for conditional data generation and disentangles the two types of casual factors by learning towards a novel casual information bottleneck objective. Empirically, CausalDiff has significantly outperformed state-of-the-art defense methods on various unseen attacks, achieving an average robustness of 86.39% (+4.01%) on CIFAR-10, 56.25% (+3.13%) on CIFAR-100, and 82.62% (+4.93%) on GTSRB (German Traffic Sign Recognition Benchmark).	accep... accepted by NeurIPS 2024
MemControl: Mitigating Memorization in Diffusion Models via Automated Parameter Selection	2024-10-30	Show Diffusion models excel in generating images that closely resemble their training data but are also susceptible to data memorization, raising privacy, ethical, and legal concerns, particularly in sensitive domains such as medical imaging. We hypothesize that this memorization stems from the overparameterization of deep models and propose that regularizing model capacity during fine-tuning can mitigate this issue. Firstly, we empirically show that regulating the model capacity via Parameter-efficient fine-tuning (PEFT) mitigates memorization to some extent, however, it further requires the identification of the exact parameter subsets to be fine-tuned for high-quality generation. To identify these subsets, we introduce a bi-level optimization framework, MemControl, that automates parameter selection using memorization and generation quality metrics as rewards during fine-tuning. The parameter subsets discovered through MemControl achieve a superior tradeoff between generation quality and memorization. For the task of medical image generation, our approach outperforms existing state-of-the-art memorization mitigation strategies by fine-tuning as few as 0.019% of model parameters. Moreover, we demonstrate that the discovered parameter subsets are transferable to non-medical domains. Our framework is scalable to large datasets, agnostic to reward functions, and can be integrated with existing approaches for further memorization mitigation. To the best of our knowledge, this is the first study to empirically evaluate memorization in medical images and propose a targeted yet universal mitigation strategy. The code is available at https://github.com/Raman1121/Diffusion_Memorization_HPO	Accep... Accepted at WACV'25 (Applications Track)
Full Event Particle-Level Unfolding with Variable-Length Latent Variational Diffusion	2024-10-30	Show The measurements performed by particle physics experiments must account for the imperfect response of the detectors used to observe the interactions. One approach, unfolding, statistically adjusts the experimental data for detector effects. Recently, generative machine learning models have shown promise for performing unbinned unfolding in a high number of dimensions. However, all current generative approaches are limited to unfolding a fixed set of observables, making them unable to perform full-event unfolding in the variable dimensional environment of collider data. A novel modification to the variational latent diffusion model (VLD) approach to generative unfolding is presented, which allows for unfolding of high- and variable-dimensional feature spaces. The performance of this method is evaluated in the context of semi-leptonic top quark pair production at the Large Hadron Collider.	Submi... Submission to SciPost
Diffusion for World Modeling: Visual Details Matter in Atari	2024-10-30	Show World models constitute a promising approach for training reinforcement learning agents in a safe and sample-efficient manner. Recent world models predominantly operate on sequences of discrete latent variables to model environment dynamics. However, this compression into a compact discrete representation may ignore visual details that are important for reinforcement learning. Concurrently, diffusion models have become a dominant approach for image generation, challenging well-established methods modeling discrete latents. Motivated by this paradigm shift, we introduce DIAMOND (DIffusion As a Model Of eNvironment Dreams), a reinforcement learning agent trained in a diffusion world model. We analyze the key design choices that are required to make diffusion suitable for world modeling, and demonstrate how improved visual details can lead to improved agent performance. DIAMOND achieves a mean human normalized score of 1.46 on the competitive Atari 100k benchmark; a new best for agents trained entirely within a world model. We further demonstrate that DIAMOND's diffusion world model can stand alone as an interactive neural game engine by training on static Counter-Strike: Global Offensive gameplay. To foster future research on diffusion for world modeling, we release our code, agents, videos and playable world models at https://diamond-wm.github.io.	NeurI... NeurIPS 2024 (Spotlight)
Diff-A-Riff: Musical Accompaniment Co-creation via Latent Diffusion Models	2024-10-30	Show Recent advancements in deep generative models present new opportunities for music production but also pose challenges, such as high computational demands and limited audio quality. Moreover, current systems frequently rely solely on text input and typically focus on producing complete musical pieces, which is incompatible with existing workflows in music production. To address these issues, we introduce "Diff-A-Riff," a Latent Diffusion Model designed to generate high-quality instrumental accompaniments adaptable to any musical context. This model offers control through either audio references, text prompts, or both, and produces 48kHz pseudo-stereo audio while significantly reducing inference time and memory usage. We demonstrate the model's capabilities through objective metrics and subjective listening tests, with extensive examples available on the accompanying website: sonycslparis.github.io/diffariff-companion/	8 pag... 8 pages, 2 figures, 3 tables
Controlling Language and Diffusion Models by Transporting Activations	2024-10-30	Show The increasing capabilities of large generative models and their ever more widespread deployment have raised concerns about their reliability, safety, and potential misuse. To address these issues, recent works have proposed to control model generation by steering model activations in order to effectively induce or prevent the emergence of concepts or behaviors in the generated output. In this paper we introduce Activation Transport (AcT), a general framework to steer activations guided by optimal transport theory that generalizes many previous activation-steering works. AcT is modality-agnostic and provides fine-grained control over the model behavior with negligible computational overhead, while minimally impacting model abilities. We experimentally show the effectiveness and versatility of our approach by addressing key challenges in large language models (LLMs) and text-to-image diffusion models (T2Is). For LLMs, we show that AcT can effectively mitigate toxicity, induce arbitrary concepts, and increase their truthfulness. In T2Is, we show how AcT enables fine-grained style control and concept negation.
Slight Corruption in Pre-training Data Makes Better Diffusion Models	2024-10-30	Show Diffusion models (DMs) have shown remarkable capabilities in generating realistic high-quality images, audios, and videos. They benefit significantly from extensive pre-training on large-scale datasets, including web-crawled data with paired data and conditions, such as image-text and image-class pairs. Despite rigorous filtering, these pre-training datasets often inevitably contain corrupted pairs where conditions do not accurately describe the data. This paper presents the first comprehensive study on the impact of such corruption in pre-training data of DMs. We synthetically corrupt ImageNet-1K and CC3M to pre-train and evaluate over 50 conditional DMs. Our empirical findings reveal that various types of slight corruption in pre-training can significantly enhance the quality, diversity, and fidelity of the generated images across different DMs, both during pre-training and downstream adaptation stages. Theoretically, we consider a Gaussian mixture model and prove that slight corruption in the condition leads to higher entropy and a reduced 2-Wasserstein distance to the ground truth of the data distribution generated by the corruptly trained DMs. Inspired by our analysis, we propose a simple method to improve the training of DMs on practical datasets by adding condition embedding perturbations (CEP). CEP significantly improves the performance of various DMs in both pre-training and downstream tasks. We hope that our study provides new insights into understanding the data and pre-training processes of DMs and all models are released at https://huggingface.co/DiffusionNoise.	NeurI... NeurIPS 2024 Spotlight
Improving Musical Accompaniment Co-creation via Diffusion Transformers	2024-10-30	Show Building upon Diff-A-Riff, a latent diffusion model for musical instrument accompaniment generation, we present a series of improvements targeting quality, diversity, inference speed, and text-driven control. First, we upgrade the underlying autoencoder to a stereo-capable model with superior fidelity and replace the latent U-Net with a Diffusion Transformer. Additionally, we refine text prompting by training a cross-modality predictive network to translate text-derived CLAP embeddings to audio-derived CLAP embeddings. Finally, we improve inference speed by training the latent model using a consistency framework, achieving competitive quality with fewer denoising steps. Our model is evaluated against the original Diff-A-Riff variant using objective metrics in ablation experiments, demonstrating promising advancements in all targeted areas. Sound examples are available at: https://sonycslparis.github.io/improved_dar/.	5 pages; 1 table
DexGraspNet 2.0: Learning Generative Dexterous Grasping in Large-scale Synthetic Cluttered Scenes	2024-10-30	Show Grasping in cluttered scenes remains highly challenging for dexterous hands due to the scarcity of data. To address this problem, we present a large-scale synthetic benchmark, encompassing 1319 objects, 8270 scenes, and 427 million grasps. Beyond benchmarking, we also propose a novel two-stage grasping method that learns efficiently from data by using a diffusion model that conditions on local geometry. Our proposed generative method outperforms all baselines in simulation experiments. Furthermore, with the aid of test-time-depth restoration, our method demonstrates zero-shot sim-to-real transfer, attaining 90.7% real-world dexterous grasping success rate in cluttered scenes.
HumanSplat: Generalizable Single-Image Human Gaussian Splatting with Structure Priors	2024-10-30	Show Despite recent advancements in high-fidelity human reconstruction techniques, the requirements for densely captured images or time-consuming per-instance optimization significantly hinder their applications in broader scenarios. To tackle these issues, we present HumanSplat which predicts the 3D Gaussian Splatting properties of any human from a single input image in a generalizable manner. In particular, HumanSplat comprises a 2D multi-view diffusion model and a latent reconstruction transformer with human structure priors that adeptly integrate geometric priors and semantic features within a unified framework. A hierarchical loss that incorporates human semantic information is further designed to achieve high-fidelity texture modeling and better constrain the estimated multiple views. Comprehensive experiments on standard benchmarks and in-the-wild images demonstrate that HumanSplat surpasses existing state-of-the-art methods in achieving photorealistic novel-view synthesis.
LumiSculpt: A Consistency Lighting Control Network for Video Generation	2024-10-30	Show Lighting plays a pivotal role in ensuring the naturalness of video generation, significantly influencing the aesthetic quality of the generated content. However, due to the deep coupling between lighting and the temporal features of videos, it remains challenging to disentangle and model independent and coherent lighting attributes, limiting the ability to control lighting in video generation. In this paper, inspired by the established controllable T2I models, we propose LumiSculpt, which, for the first time, enables precise and consistent lighting control in T2V generation models.LumiSculpt equips the video generation with strong interactive capabilities, allowing the input of custom lighting reference image sequences. Furthermore, the core learnable plug-and-play module of LumiSculpt facilitates remarkable control over lighting intensity, position, and trajectory in latent video diffusion models based on the advanced DiT backbone.Additionally, to effectively train LumiSculpt and address the issue of insufficient lighting data, we construct LumiHuman, a new lightweight and flexible dataset for portrait lighting of images and videos. Experimental results demonstrate that LumiSculpt achieves precise and high-quality lighting control in video generation.
Private Synthetic Text Generation with Diffusion Models	2024-10-30	Show How capable are diffusion models of generating synthetics texts? Recent research shows their strengths, with performance reaching that of auto-regressive LLMs. But are they also good in generating synthetic data if the training was under differential privacy? Here the evidence is missing, yet the promises from private image generation look strong. In this paper we address this open question by extensive experiments. At the same time, we critically assess (and reimplement) previous works on synthetic private text generation with LLMs and reveal some unmet assumptions that might have led to violating the differential privacy guarantees. Our results partly contradict previous non-private findings and show that fully open-source LLMs outperform diffusion models in the privacy regime. Our complete source codes, datasets, and experimental setup is publicly available to foster future research.
DiffLight: A Partial Rewards Conditioned Diffusion Model for Traffic Signal Control with Missing Data	2024-10-30	Show The application of reinforcement learning in traffic signal control (TSC) has been extensively researched and yielded notable achievements. However, most existing works for TSC assume that traffic data from all surrounding intersections is fully and continuously available through sensors. In real-world applications, this assumption often fails due to sensor malfunctions or data loss, making TSC with missing data a critical challenge. To meet the needs of practical applications, we introduce DiffLight, a novel conditional diffusion model for TSC under data-missing scenarios in the offline setting. Specifically, we integrate two essential sub-tasks, i.e., traffic data imputation and decision-making, by leveraging a Partial Rewards Conditioned Diffusion (PRCD) model to prevent missing rewards from interfering with the learning process. Meanwhile, to effectively capture the spatial-temporal dependencies among intersections, we design a Spatial-Temporal transFormer (STFormer) architecture. In addition, we propose a Diffusion Communication Mechanism (DCM) to promote better communication and control performance under data-missing scenarios. Extensive experiments on five datasets with various data-missing scenarios demonstrate that DiffLight is an effective controller to address TSC with missing data. The code of DiffLight is released at https://github.com/lokol5579/DiffLight-release.	Accep... Accepted by NeurIPS 2024
IntLoRA: Integral Low-rank Adaptation of Quantized Diffusion Models	2024-10-30	Show Fine-tuning large-scale text-to-image diffusion models for various downstream tasks has yielded impressive results. However, the heavy computational burdens of tuning large models prevent personal customization. Recent advances have attempted to employ parameter-efficient fine-tuning (PEFT) techniques to adapt the floating-point (FP) or quantized pre-trained weights. Nonetheless, the adaptation parameters in existing works are still restricted to FP arithmetic, hindering hardware-friendly acceleration. In this work, we propose IntLoRA, to further push the efficiency limits by using integer type (INT) low-rank parameters to adapt the quantized diffusion models. By working in the integer arithmetic, our IntLoRA offers three key advantages: (i) for fine-tuning, the pre-trained weights are quantized, reducing memory usage; (ii) for storage, both pre-trained and low-rank weights are in INT which consumes less disk space; (iii) for inference, IntLoRA weights can be naturally merged into quantized pre-trained weights through efficient integer multiplication or bit-shifting, eliminating additional post-training quantization. Extensive experiments demonstrate that IntLoRA can achieve performance on par with or even superior to the vanilla LoRA, accompanied by significant efficiency improvements. Code is available at \url{https://github.com/csguoh/IntLoRA}.	Technical Report
HelloMeme: Integrating Spatial Knitting Attentions to Embed High-Level and Fidelity-Rich Conditions in Diffusion Models	2024-10-30	Show We propose an effective method for inserting adapters into text-to-image foundation models, which enables the execution of complex downstream tasks while preserving the generalization ability of the base model. The core idea of this method is to optimize the attention mechanism related to 2D feature maps, which enhances the performance of the adapter. This approach was validated on the task of meme video generation and achieved significant results. We hope this work can provide insights for post-training tasks of large text-to-image models. Additionally, as this method demonstrates good compatibility with SD1.5 derivative models, it holds certain value for the open-source community. Therefore, we will release the related code (\url{https://songkey.github.io/hellomeme}).	11 pa... 11 pages, 7 figures, 2 tables
Enhancing Preference-based Linear Bandits via Human Response Time	2024-10-30	Show Interactive preference learning systems present humans with queries as pairs of options; humans then select their preferred choice, allowing the system to infer preferences from these binary choices. While binary choice feedback is simple and widely used, it offers limited information about preference strength. To address this, we leverage human response times, which inversely correlate with preference strength, as complementary information. We introduce a computationally efficient method based on the EZ-diffusion model, combining choices and response times to estimate the underlying human utility function. Theoretical and empirical comparisons with traditional choice-only estimators show that for queries where humans have strong preferences (i.e., "easy" queries), response times provide valuable complementary information and enhance utility estimates. We integrate this estimator into preference-based linear bandits for fixed-budget best-arm identification. Simulations on three real-world datasets demonstrate that incorporating response times significantly accelerates preference learning.	To ap... To appear in NeurIPS 2024 (Oral)
VISAGE: Video Synthesis using Action Graphs for Surgery	2024-10-30	Show Surgical data science (SDS) is a field that analyzes patient data before, during, and after surgery to improve surgical outcomes and skills. However, surgical data is scarce, heterogeneous, and complex, which limits the applicability of existing machine learning methods. In this work, we introduce the novel task of future video generation in laparoscopic surgery. This task can augment and enrich the existing surgical data and enable various applications, such as simulation, analysis, and robot-aided surgery. Ultimately, it involves not only understanding the current state of the operation but also accurately predicting the dynamic and often unpredictable nature of surgical procedures. Our proposed method, VISAGE (VIdeo Synthesis using Action Graphs for Surgery), leverages the power of action scene graphs to capture the sequential nature of laparoscopic procedures and utilizes diffusion models to synthesize temporally coherent video sequences. VISAGE predicts the future frames given only a single initial frame, and the action graph triplets. By incorporating domain-specific knowledge through the action graph, VISAGE ensures the generated videos adhere to the expected visual and motion patterns observed in real laparoscopic procedures. The results of our experiments demonstrate high-fidelity video generation for laparoscopy procedures, which enables various applications in SDS.	Accep... Accepted at MICCAI 2024 Embodied AI and Robotics for HealTHcare (EARTH) Workshop
Latent Diffusion, Implicit Amplification: Efficient Continuous-Scale Super-Resolution for Remote Sensing Images	2024-10-30	Show Recent advancements in diffusion models have significantly improved performance in super-resolution (SR) tasks. However, previous research often overlooks the fundamental differences between SR and general image generation. General image generation involves creating images from scratch, while SR focuses specifically on enhancing existing low-resolution (LR) images by adding typically missing high-frequency details. This oversight not only increases the training difficulty but also limits their inference efficiency. Furthermore, previous diffusion-based SR methods are typically trained and inferred at fixed integer scale factors, lacking flexibility to meet the needs of up-sampling with non-integer scale factors. To address these issues, this paper proposes an efficient and elastic diffusion-based SR model (E$^2$DiffSR), specially designed for continuous-scale SR in remote sensing imagery. E$^2$DiffSR employs a two-stage latent diffusion paradigm. During the first stage, an autoencoder is trained to capture the differential priors between high-resolution (HR) and LR images. The encoder intentionally ignores the existing LR content to alleviate the encoding burden, while the decoder introduces an SR branch equipped with a continuous scale upsampling module to accomplish the reconstruction under the guidance of the differential prior. In the second stage, a conditional diffusion model is learned within the latent space to predict the true differential prior encoding. Experimental results demonstrate that E$^2$DiffSR achieves superior objective metrics and visual quality compared to the state-of-the-art SR methods. Additionally, it reduces the inference time of diffusion-based SR methods to a level comparable to that of non-diffusion methods.
Causal Deciphering and Inpainting in Spatio-Temporal Dynamics via Diffusion Model	2024-10-30	Show Spatio-temporal (ST) prediction has garnered a De facto attention in earth sciences, such as meteorological prediction, human mobility perception. However, the scarcity of data coupled with the high expenses involved in sensor deployment results in notable data imbalances. Furthermore, models that are excessively customized and devoid of causal connections further undermine the generalizability and interpretability. To this end, we establish a causal framework for ST predictions, termed CaPaint, which targets to identify causal regions in data and endow model with causal reasoning ability in a two-stage process. Going beyond this process, we utilize the back-door adjustment to specifically address the sub-regions identified as non-causal in the upstream phase. Specifically, we employ a novel image inpainting technique. By using a fine-tuned unconditional Diffusion Probabilistic Model (DDPM) as the generative prior, we in-fill the masks defined as environmental parts, offering the possibility of reliable extrapolation for potential data distributions. CaPaint overcomes the high complexity dilemma of optimal ST causal discovery models by reducing the data generation complexity from exponential to quasi-linear levels. Extensive experiments conducted on five real-world ST benchmarks demonstrate that integrating the CaPaint concept allows models to achieve improvements ranging from 4.3% to 77.3%. Moreover, compared to traditional mainstream ST augmenters, CaPaint underscores the potential of diffusion models in ST enhancement, offering a novel paradigm for this field. Our project is available at https://anonymous.4open.science/r/12345-DFCC.
Diffusion Beats Autoregressive: An Evaluation of Compositional Generation in Text-to-Image Models	2024-10-30	Show Text-to-image (T2I) generative models, such as Stable Diffusion and DALL-E, have shown remarkable proficiency in producing high-quality, realistic, and natural images from textual descriptions. However, these models sometimes fail to accurately capture all the details specified in the input prompts, particularly concerning entities, attributes, and spatial relationships. This issue becomes more pronounced when the prompt contains novel or complex compositions, leading to what are known as compositional generation failure modes. Recently, a new open-source diffusion-based T2I model, FLUX, has been introduced, demonstrating strong performance in high-quality image generation. Additionally, autoregressive T2I models like LlamaGen have claimed competitive visual quality performance compared to diffusion-based models. In this study, we evaluate the compositional generation capabilities of these newly introduced models against established models using the T2I-CompBench benchmark. Our findings reveal that LlamaGen, as a vanilla autoregressive model, is not yet on par with state-of-the-art diffusion models for compositional generation tasks under the same criteria, such as model size and inference time. On the other hand, the open-source diffusion-based model FLUX exhibits compositional generation capabilities comparable to the state-of-the-art closed-source model DALL-E3.
FuseAnyPart: Diffusion-Driven Facial Parts Swapping via Multiple Reference Images	2024-10-30	Show Facial parts swapping aims to selectively transfer regions of interest from the source image onto the target image while maintaining the rest of the target image unchanged. Most studies on face swapping designed specifically for full-face swapping, are either unable or significantly limited when it comes to swapping individual facial parts, which hinders fine-grained and customized character designs. However, designing such an approach specifically for facial parts swapping is challenged by a reasonable multiple reference feature fusion, which needs to be both efficient and effective. To overcome this challenge, FuseAnyPart is proposed to facilitate the seamless "fuse-any-part" customization of the face. In FuseAnyPart, facial parts from different people are assembled into a complete face in latent space within the Mask-based Fusion Module. Subsequently, the consolidated feature is dispatched to the Addition-based Injection Module for fusion within the UNet of the diffusion model to create novel characters. Extensive experiments qualitatively and quantitatively validate the superiority and robustness of FuseAnyPart. Source codes are available at https://github.com/Thomas-wyh/FuseAnyPart.	Accep... Accepted by the NeurIPS 2024 (Spotlight). Homepage: https://thomas-wyh.github.io/
Aligning Diffusion Behaviors with Q-functions for Efficient Continuous Control	2024-10-30	Show Drawing upon recent advances in language model alignment, we formulate offline Reinforcement Learning as a two-stage optimization problem: First pretraining expressive generative policies on reward-free behavior datasets, then fine-tuning these policies to align with task-specific annotations like Q-values. This strategy allows us to leverage abundant and diverse behavior data to enhance generalization and enable rapid adaptation to downstream tasks using minimal annotations. In particular, we introduce Efficient Diffusion Alignment (EDA) for solving continuous control problems. EDA utilizes diffusion models for behavior modeling. However, unlike previous approaches, we represent diffusion policies as the derivative of a scalar neural network with respect to action inputs. This representation is critical because it enables direct density calculation for diffusion models, making them compatible with existing LLM alignment theories. During policy fine-tuning, we extend preference-based alignment methods like Direct Preference Optimization (DPO) to align diffusion behaviors with continuous Q-functions. Our evaluation on the D4RL benchmark shows that EDA exceeds all baseline methods in overall performance. Notably, EDA maintains about 95% of performance and still outperforms several baselines given only 1% of Q-labelled data during fine-tuning.	Accep... Accepted by NeurIPS 2024
TLCM: Training-efficient Latent Consistency Model for Image Generation with 2-8 Steps	2024-10-30	Show Distilling latent diffusion models (LDMs) into ones that are fast to sample from is attracting growing research interest. However, the majority of existing methods face two critical challenges: (1) They hinge on long training using a huge volume of real data. (2) They routinely lead to quality degradation for generation, especially in text-image alignment. This paper proposes a novel training-efficient Latent Consistency Model (TLCM) to overcome these challenges. Our method first accelerates LDMs via data-free multistep latent consistency distillation (MLCD), and then data-free latent consistency distillation is proposed to efficiently guarantee the inter-segment consistency in MLCD. Furthermore, we introduce bags of techniques, e.g., distribution matching, adversarial learning, and preference learning, to enhance TLCM's performance at few-step inference without any real data. TLCM demonstrates a high level of flexibility by enabling adjustment of sampling steps within the range of 2 to 8 while still producing competitive outputs compared to full-step approaches. Notably, TLCM enjoys the data-free merit by employing synthetic data from the teacher for distillation. With just 70 training hours on an A100 GPU, a 3-step TLCM distilled from SDXL achieves an impressive CLIP Score of 33.68 and an Aesthetic Score of 5.97 on the MSCOCO-2017 5K benchmark, surpassing various accelerated models and even outperforming the teacher model in human preference metrics. We also demonstrate the versatility of TLCMs in applications including image style transfer, controllable generation, and Chinese-to-image generation.
Make-An-Agent: A Generalizable Policy Network Generator with Behavior-Prompted Diffusion	2024-10-30	Show Can we generate a control policy for an agent using just one demonstration of desired behaviors as a prompt, as effortlessly as creating an image from a textual description? In this paper, we present Make-An-Agent, a novel policy parameter generator that leverages the power of conditional diffusion models for behavior-to-policy generation. Guided by behavior embeddings that encode trajectory information, our policy generator synthesizes latent parameter representations, which can then be decoded into policy networks. Trained on policy network checkpoints and their corresponding trajectories, our generation model demonstrates remarkable versatility and scalability on multiple tasks and has a strong generalization ability on unseen tasks to output well-performed policies with only few-shot demonstrations as inputs. We showcase its efficacy and efficiency on various domains and tasks, including varying objectives, behaviors, and even across different robot manipulators. Beyond simulation, we directly deploy policies generated by Make-An-Agent onto real-world robots on locomotion tasks. Project page: https://cheryyunl.github.io/make-an-agent/	Annua... Annual Conference on Neural Information Processing Systems 38
Hybrid SD: Edge-Cloud Collaborative Inference for Stable Diffusion Models	2024-10-30	Show Stable Diffusion Models (SDMs) have shown remarkable proficiency in image synthesis. However, their broad application is impeded by their large model sizes and intensive computational requirements, which typically require expensive cloud servers for deployment. On the flip side, while there are many compact models tailored for edge devices that can reduce these demands, they often compromise on semantic integrity and visual quality when compared to full-sized SDMs. To bridge this gap, we introduce Hybrid SD, an innovative, training-free SDMs inference framework designed for edge-cloud collaborative inference. Hybrid SD distributes the early steps of the diffusion process to the large models deployed on cloud servers, enhancing semantic planning. Furthermore, small efficient models deployed on edge devices can be integrated for refining visual details in the later stages. Acknowledging the diversity of edge devices with differing computational and storage capacities, we employ structural pruning to the SDMs U-Net and train a lightweight VAE. Empirical evaluations demonstrate that our compressed models achieve state-of-the-art parameter efficiency (225.8M) on edge devices with competitive image quality. Additionally, Hybrid SD reduces the cloud cost by 66% with edge-cloud collaborative inference.
DiffGS: Functional Gaussian Splatting Diffusion	2024-10-30	Show 3D Gaussian Splatting (3DGS) has shown convincing performance in rendering speed and fidelity, yet the generation of Gaussian Splatting remains a challenge due to its discreteness and unstructured nature. In this work, we propose DiffGS, a general Gaussian generator based on latent diffusion models. DiffGS is a powerful and efficient 3D generative model which is capable of generating Gaussian primitives at arbitrary numbers for high-fidelity rendering with rasterization. The key insight is to represent Gaussian Splatting in a disentangled manner via three novel functions to model Gaussian probabilities, colors and transforms. Through the novel disentanglement of 3DGS, we represent the discrete and unstructured 3DGS with continuous Gaussian Splatting functions, where we then train a latent diffusion model with the target of generating these Gaussian Splatting functions both unconditionally and conditionally. Meanwhile, we introduce a discretization algorithm to extract Gaussians at arbitrary numbers from the generated functions via octree-guided sampling and optimization. We explore DiffGS for various tasks, including unconditional generation, conditional generation from text, image, and partial 3DGS, as well as Point-to-Gaussian generation. We believe that DiffGS provides a new direction for flexibly modeling and generating Gaussian Splatting.	Accep... Accepted by NeurIPS 2024. Project page: https://junshengzhou.github.io/DiffGS
Consistency Diffusion Bridge Models	2024-10-30	Show Diffusion models (DMs) have become the dominant paradigm of generative modeling in a variety of domains by learning stochastic processes from noise to data. Recently, diffusion denoising bridge models (DDBMs), a new formulation of generative modeling that builds stochastic processes between fixed data endpoints based on a reference diffusion process, have achieved empirical success across tasks with coupled data distribution, such as image-to-image translation. However, DDBM's sampling process typically requires hundreds of network evaluations to achieve decent performance, which may impede their practical deployment due to high computational demands. In this work, inspired by the recent advance of consistency models in DMs, we tackle this problem by learning the consistency function of the probability-flow ordinary differential equation (PF-ODE) of DDBMs, which directly predicts the solution at a starting step given any point on the ODE trajectory. Based on a dedicated general-form ODE solver, we propose two paradigms: consistency bridge distillation and consistency bridge training, which is flexible to apply on DDBMs with broad design choices. Experimental results show that our proposed method could sample $4\times$ to $50\times$ faster than the base DDBM and produce better visual quality given the same step in various tasks with pixel resolution ranging from $64 \times 64$ to $256 \times 256$, as well as supporting downstream tasks such as semantic interpolation in the data space.	NeurIPS 2024
DreamSteerer: Enhancing Source Image Conditioned Editability using Personalized Diffusion Models	2024-10-30	Show Recent text-to-image personalization methods have shown great promise in teaching a diffusion model user-specified concepts given a few images for reusing the acquired concepts in a novel context. With massive efforts being dedicated to personalized generation, a promising extension is personalized editing, namely to edit an image using personalized concepts, which can provide a more precise guidance signal than traditional textual guidance. To address this, a straightforward solution is to incorporate a personalized diffusion model with a text-driven editing framework. However, such a solution often shows unsatisfactory editability on the source image. To address this, we propose DreamSteerer, a plug-in method for augmenting existing T2I personalization methods. Specifically, we enhance the source image conditioned editability of a personalized diffusion model via a novel Editability Driven Score Distillation (EDSD) objective. Moreover, we identify a mode trapping issue with EDSD, and propose a mode shifting regularization with spatial feature guided sampling to avoid such an issue. We further employ two key modifications to the Delta Denoising Score framework that enable high-fidelity local editing with personalized concepts. Extensive experiments validate that DreamSteerer can significantly improve the editability of several T2I personalization baselines while being computationally efficient.	Publi... Published as a conference paper at NeurIPS 2024
SINGAPO: Single Image Controlled Generation of Articulated Parts in Objects	2024-10-30	Show We address the challenge of creating 3D assets for household articulated objects from a single image. Prior work on articulated object creation either requires multi-view multi-state input, or only allows coarse control over the generation process. These limitations hinder the scalability and practicality for articulated object modeling. In this work, we propose a method to generate articulated objects from a single image. Observing the object in resting state from an arbitrary view, our method generates an articulated object that is visually consistent with the input image. To capture the ambiguity in part shape and motion posed by a single view of the object, we design a diffusion model that learns the plausible variations of objects in terms of geometry and kinematics. To tackle the complexity of generating structured data with attributes in multiple domains, we design a pipeline that produces articulated objects from high-level structure to geometric details in a coarse-to-fine manner, where we use a part connectivity graph and part abstraction as proxies. Our experiments show that our method outperforms the state-of-the-art in articulated object creation by a large margin in terms of the generated object realism, resemblance to the input image, and reconstruction quality.	Proje... Project page: https://3dlg-hcvc.github.io/singapo
Erasing Undesirable Concepts in Diffusion Models with Adversarial Preservation	2024-10-29	Show Diffusion models excel at generating visually striking content from text but can inadvertently produce undesirable or harmful content when trained on unfiltered internet data. A practical solution is to selectively removing target concepts from the model, but this may impact the remaining concepts. Prior approaches have tried to balance this by introducing a loss term to preserve neutral content or a regularization term to minimize changes in the model parameters, yet resolving this trade-off remains challenging. In this work, we propose to identify and preserving concepts most affected by parameter changes, termed as \textit{adversarial concepts}. This approach ensures stable erasure with minimal impact on the other concepts. We demonstrate the effectiveness of our method using the Stable Diffusion model, showing that it outperforms state-of-the-art erasure methods in eliminating unwanted content while maintaining the integrity of other unrelated elements. Our code is available at \url{https://github.com/tuananhbui89/Erasing-Adversarial-Preservation}.
Unpicking Data at the Seams: VAEs, Disentanglement and Independent Components	2024-10-29	Show Disentanglement, or identifying salient statistically independent factors of the data, is of interest in many areas of machine learning and statistics, with relevance to synthetic data generation with controlled properties, robust classification of features, parsimonious encoding, and a greater understanding of the generative process underlying the data. Disentanglement arises in several generative paradigms, including Variational Autoencoders (VAEs), Generative Adversarial Networks and diffusion models. Particular progress has recently been made in understanding disentanglement in VAEs, where the choice of diagonal posterior covariance matrices is shown to promote mutual orthogonality between columns of the decoder's Jacobian. We continue this thread to show how this linear independence translates to statistical independence, completing the chain in understanding how the VAE's objective identifies independent components of, or disentangles, the data.
FairSkin: Fair Diffusion for Skin Disease Image Generation	2024-10-29	Show Image generation is a prevailing technique for clinical data augmentation for advancing diagnostic accuracy and reducing healthcare disparities. Diffusion Model (DM) has become a leading method in generating synthetic medical images, but it suffers from a critical twofold bias: (1) The quality of images generated for Caucasian individuals is significantly higher, as measured by the Frechet Inception Distance (FID). (2) The ability of the downstream-task learner to learn critical features from disease images varies across different skin tones. These biases pose significant risks, particularly in skin disease detection, where underrepresentation of certain skin tones can lead to misdiagnosis or neglect of specific conditions. To address these challenges, we propose FairSkin, a novel DM framework that mitigates these biases through a three-level resampling mechanism, ensuring fairer representation across racial and disease categories. Our approach significantly improves the diversity and quality of generated images, contributing to more equitable skin disease detection in clinical settings.
UnlearnCanvas: Stylized Image Dataset for Enhanced Machine Unlearning Evaluation in Diffusion Models	2024-10-29	Show The technological advancements in diffusion models (DMs) have demonstrated unprecedented capabilities in text-to-image generation and are widely used in diverse applications. However, they have also raised significant societal concerns, such as the generation of harmful content and copyright disputes. Machine unlearning (MU) has emerged as a promising solution, capable of removing undesired generative capabilities from DMs. However, existing MU evaluation systems present several key challenges that can result in incomplete and inaccurate assessments. To address these issues, we propose UnlearnCanvas, a comprehensive high-resolution stylized image dataset that facilitates the evaluation of the unlearning of artistic styles and associated objects. This dataset enables the establishment of a standardized, automated evaluation framework with 7 quantitative metrics assessing various aspects of the unlearning performance for DMs. Through extensive experiments, we benchmark 9 state-of-the-art MU methods for DMs, revealing novel insights into their strengths, weaknesses, and underlying mechanisms. Additionally, we explore challenging unlearning scenarios for DMs to evaluate worst-case performance against adversarial prompts, the unlearning of finer-scale concepts, and sequential unlearning. We hope that this study can pave the way for developing more effective, accurate, and robust DM unlearning methods, ensuring safer and more ethical applications of DMs in the future. The dataset, benchmark, and codes are publicly available at https://unlearn-canvas.netlify.app/.	NeurI... NeurIPS 2024 Dataset & Benchmark Track
Embedding Watermarks in Diffusion Process for Model Intellectual Property Protection	2024-10-29	Show In practical application, the widespread deployment of diffusion models often necessitates substantial investment in training. As diffusion models find increasingly diverse applications, concerns about potential misuse highlight the imperative for robust intellectual property protection. Current protection strategies either employ backdoor-based methods, integrating a watermark task as a simpler training objective with the main model task, or embedding watermarks directly into the final output samples. However, the former approach is fragile compared to existing backdoor defense techniques, while the latter fundamentally alters the expected output. In this work, we introduce a novel watermarking framework by embedding the watermark into the whole diffusion process, and theoretically ensure that our final output samples contain no additional information. Furthermore, we utilize statistical algorithms to verify the watermark from internally generated model samples without necessitating triggers as conditions. Detailed theoretical analysis and experimental validation demonstrate the effectiveness of our proposed method.
EquiBot: SIM(3)-Equivariant Diffusion Policy for Generalizable and Data Efficient Learning	2024-10-29	Show Building effective imitation learning methods that enable robots to learn from limited data and still generalize across diverse real-world environments is a long-standing problem in robot learning. We propose Equibot, a robust, data-efficient, and generalizable approach for robot manipulation task learning. Our approach combines SIM(3)-equivariant neural network architectures with diffusion models. This ensures that our learned policies are invariant to changes in scale, rotation, and translation, enhancing their applicability to unseen environments while retaining the benefits of diffusion-based policy learning such as multi-modality and robustness. We show on a suite of 6 simulation tasks that our proposed method reduces the data requirements and improves generalization to novel scenarios. In the real world, with 10 variations of 6 mobile manipulation tasks, we show that our method can easily generalize to novel objects and scenes after learning from just 5 minutes of human demonstrations in each task.	CoRL ... CoRL 2024. The first two authors contributed equally. Project page: https://equi-bot.github.io
TabDiff: a Multi-Modal Diffusion Model for Tabular Data Generation	2024-10-29	Show Synthesizing high-quality tabular data is an important topic in many data science tasks, ranging from dataset augmentation to privacy protection. However, developing expressive generative models for tabular data is challenging due to its inherent heterogeneous data types, complex inter-correlations, and intricate column-wise distributions. In this paper, we introduce TabDiff, a joint diffusion framework that models all multi-modal distributions of tabular data in one model. Our key innovation is the development of a joint continuous-time diffusion process for numerical and categorical data, where we propose feature-wise learnable diffusion processes to counter the high disparity of different feature distributions. TabDiff is parameterized by a transformer handling different input types, and the entire framework can be efficiently optimized in an end-to-end fashion. We further introduce a multi-modal stochastic sampler to automatically correct the accumulated decoding error during sampling, and propose classifier-free guidance for conditional missing column value imputation. Comprehensive experiments on seven datasets demonstrate that TabDiff achieves superior average performance over existing competitive baselines across all eight metrics, with up to $22.5%$ improvement over the state-of-the-art model on pair-wise column correlation estimations. Code is available at https://github.com/MinkaiXu/TabDiff.
GSD: View-Guided Gaussian Splatting Diffusion for 3D Reconstruction	2024-10-29	Show We present GSD, a diffusion model approach based on Gaussian Splatting (GS) representation for 3D object reconstruction from a single view. Prior works suffer from inconsistent 3D geometry or mediocre rendering quality due to improper representations. We take a step towards resolving these shortcomings by utilizing the recent state-of-the-art 3D explicit representation, Gaussian Splatting, and an unconditional diffusion model. This model learns to generate 3D objects represented by sets of GS ellipsoids. With these strong generative 3D priors, though learning unconditionally, the diffusion model is ready for view-guided reconstruction without further model fine-tuning. This is achieved by propagating fine-grained 2D features through the efficient yet flexible splatting function and the guided denoising sampling process. In addition, a 2D diffusion model is further employed to enhance rendering fidelity, and improve reconstructed GS quality by polishing and re-using the rendered images. The final reconstructed objects explicitly come with high-quality 3D structure and texture, and can be efficiently rendered in arbitrary views. Experiments on the challenging real-world CO3D dataset demonstrate the superiority of our approach. Project page: https://yxmu.foo/GSD/	ECCV 2024
Self-supervised pre-training with diffusion model for few-shot landmark detection in x-ray images	2024-10-29	Show Deep neural networks have been extensively applied in the medical domain for various tasks, including image classification, segmentation, and landmark detection. However, their application is often hindered by data scarcity, both in terms of available annotations and images. This study introduces a novel application of denoising diffusion probabilistic models (DDPMs) to the landmark detection task, specifically addressing the challenge of limited annotated data in x-ray imaging. Our key innovation lies in leveraging DDPMs for self-supervised pre-training in landmark detection, a previously unexplored approach in this domain. This method enables accurate landmark detection with minimal annotated training data (as few as 50 images), surpassing both ImageNet supervised pre-training and traditional self-supervised techniques across three popular x-ray benchmark datasets. To our knowledge, this work represents the first application of diffusion models for self-supervised learning in landmark detection, which may offer a valuable pre-training approach in few-shot regimes, for mitigating data scarcity.
Capacity Control is an Effective Memorization Mitigation Mechanism in Text-Conditional Diffusion Models	2024-10-29	Show In this work, we present compelling evidence that controlling model capacity during fine-tuning can effectively mitigate memorization in diffusion models. Specifically, we demonstrate that adopting Parameter-Efficient Fine-Tuning (PEFT) within the pre-train fine-tune paradigm significantly reduces memorization compared to traditional full fine-tuning approaches. Our experiments utilize the MIMIC dataset, which comprises image-text pairs of chest X-rays and their corresponding reports. The results, evaluated through a range of memorization and generation quality metrics, indicate that PEFT not only diminishes memorization but also enhances downstream generation quality. Additionally, PEFT methods can be seamlessly combined with existing memorization mitigation techniques for further improvement. The code for our experiments is available at: https://github.com/Raman1121/Diffusion_Memorization_HPO	Accep... Accepted at the GenLaw (Generative AI + Law) workshop at ICML'24
PaGoDA: Progressive Growing of a One-Step Generator from a Low-Resolution Diffusion Teacher	2024-10-29	Show The diffusion model performs remarkable in generating high-dimensional content but is computationally intensive, especially during training. We propose Progressive Growing of Diffusion Autoencoder (PaGoDA), a novel pipeline that reduces the training costs through three stages: training diffusion on downsampled data, distilling the pretrained diffusion, and progressive super-resolution. With the proposed pipeline, PaGoDA achieves a $64\times$ reduced cost in training its diffusion model on 8x downsampled data; while at the inference, with the single-step, it performs state-of-the-art on ImageNet across all resolutions from 64x64 to 512x512, and text-to-image. PaGoDA's pipeline can be applied directly in the latent space, adding compression alongside the pre-trained autoencoder in Latent Diffusion Models (e.g., Stable Diffusion). The code is available at https://github.com/sony/pagoda.	NeurIPS 2024
Iterative Window Mean Filter: Thwarting Diffusion-based Adversarial Purification	2024-10-29	Show Face authentication systems have brought significant convenience and advanced developments, yet they have become unreliable due to their sensitivity to inconspicuous perturbations, such as adversarial attacks. Existing defenses often exhibit weaknesses when facing various attack algorithms and adaptive attacks or compromise accuracy for enhanced security. To address these challenges, we have developed a novel and highly efficient non-deep-learning-based image filter called the Iterative Window Mean Filter (IWMF) and proposed a new framework for adversarial purification, named IWMF-Diff, which integrates IWMF and denoising diffusion models. These methods can function as pre-processing modules to eliminate adversarial perturbations without necessitating further modifications or retraining of the target system. We demonstrate that our proposed methodologies fulfill four critical requirements: preserved accuracy, improved security, generalizability to various threats in different settings, and better resistance to adaptive attacks. This performance surpasses that of the state-of-the-art adversarial purification method, DiffPure.	Accep... Accepted in IEEE Transactions on Dependable and Secure Computing
Variational inference for pile-up removal at hadron colliders with diffusion models	2024-10-29	Show In this paper, we present a novel method for pile-up removal of pp interactions using variational inference with diffusion models, called Vipr. Instead of using classification methods to identify which particles are from the primary collision, a generative model is trained to predict the constituents of the hard-scatter particle jets with pile-up removed. This results in an estimate of the full posterior over hard-scatter jet constituents, which has not yet been explored in the context of pile-up removal. We evaluate the performance of Vipr in a sample of jets from simulated $t\bar{t}$ events overlain with pile-up contamination. Vipr outperforms SoftDrop in predicting the substructure of the hard-scatter jets over a wide range of pile-up scenarios.	19 pages, 13 figures
EEG-Driven 3D Object Reconstruction with Color Consistency and Diffusion Prior	2024-10-29	Show EEG-based visual perception reconstruction has become a current research hotspot. Neuroscientific studies have shown that humans can perceive various types of visual information, such as color, shape, and texture, when observing objects. However, existing technical methods often face issues such as inconsistencies in texture, shape, and color between the visual stimulus images and the reconstructed images. In this paper, we propose a method for reconstructing 3D objects with color consistency based on EEG signals. The method adopts a two-stage strategy: in the first stage, we train an implicit neural EEG encoder with the capability of perceiving 3D objects, enabling it to capture regional semantic features; in the second stage, based on the latent EEG codes obtained in the first stage, we integrate a diffusion model, neural style loss, and NeRF to implicitly decode the 3D objects. Finally, through experimental validation, we demonstrate that our method can reconstruct 3D objects with color consistency using EEG.
Dual Conditional Diffusion Models for Sequential Recommendation	2024-10-29	Show Recent advancements in diffusion models have shown promising results in sequential recommendation (SR). However, current diffusion-based methods still exhibit two key limitations. First, they implicitly model the diffusion process for target item embeddings rather than the discrete target item itself, leading to inconsistency in the recommendation process. Second, existing methods rely on either implicit or explicit conditional diffusion models, limiting their ability to fully capture the context of user behavior and leading to less robust target item embeddings. In this paper, we propose the Dual Conditional Diffusion Models for Sequential Recommendation (DCRec), introducing a discrete-to-continuous sequential recommendation diffusion framework. Our framework introduces a complete Markov chain to model the transition from the reversed target item representation to the discrete item index, bridging the discrete and continuous item spaces for diffusion models and ensuring consistency with the diffusion framework. Building on this framework, we present the Dual Conditional Diffusion Transformer (DCDT) that incorporates the implicit conditional and the explicit conditional for diffusion-based SR. Extensive experiments on public benchmark datasets demonstrate that DCRec outperforms state-of-the-art methods.
PrefPaint: Aligning Image Inpainting Diffusion Model with Human Preference	2024-10-29	Show In this paper, we make the first attempt to align diffusion models for image inpainting with human aesthetic standards via a reinforcement learning framework, significantly improving the quality and visual appeal of inpainted images. Specifically, instead of directly measuring the divergence with paired images, we train a reward model with the dataset we construct, consisting of nearly 51,000 images annotated with human preferences. Then, we adopt a reinforcement learning process to fine-tune the distribution of a pre-trained diffusion model for image inpainting in the direction of higher reward. Moreover, we theoretically deduce the upper bound on the error of the reward model, which illustrates the potential confidence of reward estimation throughout the reinforcement alignment process, thereby facilitating accurate regularization. Extensive experiments on inpainting comparison and downstream tasks, such as image extension and 3D reconstruction, demonstrate the effectiveness of our approach, showing significant improvements in the alignment of inpainted images with human preference compared with state-of-the-art methods. This research not only advances the field of image inpainting but also provides a framework for incorporating human preference into the iterative refinement of generative models based on modeling reward accuracy, with broad implications for the design of visually driven AI applications. Our code and dataset are publicly available at https://prefpaint.github.io.
CT to PET Translation: A Large-scale Dataset and Domain-Knowledge-Guided Diffusion Approach	2024-10-29	Show Positron Emission Tomography (PET) and Computed Tomography (CT) are essential for diagnosing, staging, and monitoring various diseases, particularly cancer. Despite their importance, the use of PET/CT systems is limited by the necessity for radioactive materials, the scarcity of PET scanners, and the high cost associ

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